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{{Short description|Political situation in which |
{{Short description|Political situation in which everyone is subject to the law}} | ||
{{Redirect|Rule of Law}} | {{Redirect|Rule of Law}} | ||
{{Distinguish|Rule according to higher law}} | {{Distinguish|Rule according to higher law}} | ||
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{{Politics}} | {{Politics}} | ||
{{Conflict resolution sidebar}} | {{Conflict resolution sidebar}} | ||
The '''rule of law''' is a political ] that all |
The '''rule of law''' is a political and legal ] that all people and institutions within a country, state, or community are accountable to the same ]s, including lawmakers, government officials, and judges.<ref>{{cite journal |last1=Sempill |first1=Julian |title=The Rule of Law and the Rule of Men: History, Legacy, Obscurity |journal=Hague Journal on the Rule of Law |date=2020 |volume=12 |issue=3 |pages=511–540 |doi=10.1007/s40803-020-00149-9|s2cid=256425870 }}</ref><ref>{{Cite web|date=15 March 2019|title=Rule of Law|url=https://www.nationalgeographic.org/encyclopedia/rule-law/|access-date=29 January 2022 |publisher=National Geographic Society|language=en}}</ref><ref>Hobson, Charles. ''The Great Chief Justice: John Marshall and the Rule of Law'', p. 57 (University Press of Kansas, 1996): according to ], "the framers of the Constitution contemplated that instrument as a rule for the government of courts, as well as of the legislature."</ref> It is sometimes stated simply as "no one is above the law" or "all are equal above the law". According to '']'', it is defined as "the mechanism, process, institution, practice, or norm that supports the equality of all citizens before the law, secures a nonarbitrary form of government, and more generally prevents the arbitrary use of power."<ref>{{Cite web |title=rule of law {{!}} Definition, Implications, Significance, & Facts {{!}} Britannica |url=https://www.britannica.com/topic/rule-of-law |access-date=29 January 2022 |website=] |language=en}}</ref> | ||
Use of the phrase can be traced to 16th-century Britain. In the following century, Scottish theologian ] employed it in arguing against the ].<ref name="Rex"/> ] wrote that freedom in society means being subject only to laws written by a legislature that apply to everyone, with a person being otherwise free from both governmental and private restrictions |
Use of the phrase can be traced to ]. In the following century, Scottish theologian ] employed it in arguing against the ].<ref name="Rex"/> ] wrote that freedom in society means being subject only to laws written by a legislature that apply to everyone, with a person being otherwise free from both governmental and private restrictions of liberty. The phrase "rule of law" was further popularized in the 19th century by British jurist ]. However, the principle, if not the phrase itself, was recognized by ancient thinkers. ] wrote: "It is more proper that law should govern than any one of the citizens." | ||
The rule of law |
The term ''rule of law'' is closely related to ] as well as '']''. It refers to a political situation, not to any specific legal rule.<ref>{{Citation |last=Ten |first=C. l |title=Constitutionalism and the Rule of Law |date=2017 |work=A Companion to Contemporary Political Philosophy |pages=493–502 |publisher=John Wiley & Sons, Ltd |language=en |doi=10.1002/9781405177245.ch22 |isbn=978-1405177245}}</ref><ref>{{Cite journal |last=Reynolds |first=Noel B. |date=1986 |title=Constitutionalism and the Rule of Law |url=https://scholarsarchive.byu.edu/cgi/viewcontent.cgi?article=2470&context=facpub |url-status=live |journal=All Faculty Publications (BYU ScholarsArchive) |archive-url=https://web.archive.org/web/20191107015755/https://scholarsarchive.byu.edu/cgi/viewcontent.cgi?article=2470&context=facpub |archive-date=2019-11-07 |access-date=2020-02-21}}</ref><ref>{{Cite web |title=Constitutionalism, Rule of Law, PS201H-2B3 |url=https://www.proconservative.net/CUNAPolSci201PartTwoB3.shtml |url-status=live |archive-url=https://web.archive.org/web/20180315220102/http://www.proconservative.net/CUNAPolSci201PartTwoB3.shtml |archive-date=15 March 2018 |access-date=12 November 2019 |website=www.proconservative.net}}</ref> Distinct is the ], where one person or group of persons rule arbitrarily.<ref> "I will say that we have "the rule of men" or "personal rule" when those who wield the power of the state are not obliged to give reasons to those over whom that power is being wielded—from the standpoint of the ruled, the rulers may simply act on their brute desires."</ref> | ||
==History== | ==History== | ||
Although credit for popularizing the expression "the rule of law" in modern times is usually given to ],<ref name="Wormuth">Wormuth, Francis. ''The Origins of Modern Constitutionalism'', p. 28 (1949).</ref><ref>]. ''The Rule of Law'', p. 3 (Penguin 2010).</ref> development of the legal concept can be traced through history to many ancient civilizations, including ], ], ], and ].<ref>Black, Anthony. ''A World History of Ancient Political Thought'' (Oxford University Press 2009). {{ISBN|0-19-928169-6}}{{page needed|date=March 2022}}</ref> | |||
===Early history (to 15th century)=== | ===Early history (to 15th century)=== | ||
The earliest conception of rule of law can be traced back to the Indian epics ] and ] - the earliest versions of which date around to 8th or 9th centuries BC<ref>{{cite book |last1=Austin |first1=Christopher R. |title=Pradyumna: Lover, Magician, and Son of the Avatara |date=2019 |publisher=Oxford University Press |isbn=978-0-19-005411-3 |page=21 |url=https://books.google.com/books?id=4jCoDwAAQBAJ&pg=PA21 |language=en |access-date=11 January 2020 |archive-date=7 September 2023 |archive-url=https://web.archive.org/web/20230907124231/https://books.google.com/books?id=4jCoDwAAQBAJ&pg=PA21 |url-status=live }}</ref><ref name="BrockingtonA">Brockington (1998, p. 26)</ref><ref>Buitenen (1973) pp. xxiv–xxv</ref> |
The earliest conception of rule of law can be traced back to the Indian epics ] and ] - the earliest versions of which date around to 8th or 9th centuries BC.<ref>{{cite book |last1=Austin |first1=Christopher R. |title=Pradyumna: Lover, Magician, and Son of the Avatara |date=2019 |publisher=Oxford University Press |isbn=978-0-19-005411-3 |page=21 |url=https://books.google.com/books?id=4jCoDwAAQBAJ&pg=PA21 |language=en |access-date=11 January 2020 |archive-date=7 September 2023 |archive-url=https://web.archive.org/web/20230907124231/https://books.google.com/books?id=4jCoDwAAQBAJ&pg=PA21 |url-status=live }}</ref><ref name="BrockingtonA">Brockington (1998, p. 26)</ref><ref>Buitenen (1973) pp. xxiv–xxv</ref> The ] deals with the concepts of ] (used to mean law and duty interchangeably), ] (duty of the king) and ] and states in one of its slokas that, "A King who after having sworn that he shall protect his subjects fails to protect them should be executed like a mad dog," and also that, "The people should execute a king who does not protect them, but deprives them of their property and assets and who takes no advice or guidance from any one. Such a king is not a king but misfortune."<ref>{{cite book |last1=Cowell |first1=Herbert |title=History and Constitution of the Courts and Legislative Authorities in India |date=1872 |publisher=University of Michigan Press |location=Michigan |isbn=1278155406 |pages=37–56}}</ref><ref>{{cite thesis |last=Giri |first=Ananta Kumar |date=5 November 2001 |title=Rule of Law and Indian Society: Colonial Encounters,post-colonial experiments and beyond |url=https://www.mids.ac.in/assets/doc/WP_165.pdf |degree=PhD |chapter=1 |publisher=Madras Institute of Development Studies |access-date=28 June 2024}}</ref> | ||
Other sources for the philosophy of rule of law can be traced to the ] which state that, "The law is the king of the kings. No one is higher than the law. Not even the king." Other commentaries include ]'s ] (4th-century BC), ] (dated to the 1st to 3rd century CE), ] (dated between the 3rd and 5th century CE), ] (dated between 15 CE and 16 CE).<ref>{{Cite web |title=The Indian Judicial System {{!}} A Historical Survey |url=https://www.allahabadhighcourt.in/event/TheIndianJudicialSystem_SSDhavan.html#:~:text=Rule%20of%20law%20in%20Ancient%20India&text=%22The%20people%20should%20execute%20a,not%20a%20king%20but%20misfortune.%22 |access-date=2023-02-08 |website=Allahabad High Court |language=en}}</ref><ref>{{cite thesis |last=Giri |first=Ananta Kumar |date=5 November 2001 |title=Rule of Law and Indian Society: Colonial Encounters,post-colonial experiments and beyond |url=https://www.mids.ac.in/assets/doc/WP_165.pdf |degree=PhD |chapter=1 |publisher=Madras Institute of Development Studies |access-date=28 June 2024}}</ref> | |||
Other historical sources for the philosophy of rule of law can be traced to the ] which explicitly state that, "The law is | |||
the king of the kings. No one is higher than the law. Not even the king." which is much closer to the present definition of rule of law. Other commentaries include ]'s ] (4th-century BC), ] (dated to the 1st to 3rd century CE), ] (dated between the 3rd and 5th century CE), (dated between 15 CE and 16 CE).<ref>{{Cite web |title=The Indian Judicial System {{!}} A Historical Survey |url=https://www.allahabadhighcourt.in/event/TheIndianJudicialSystem_SSDhavan.html#:~:text=Rule%20of%20law%20in%20Ancient%20India&text=%22The%20people%20should%20execute%20a,not%20a%20king%20but%20misfortune.%22 |access-date=2023-02-08 |website=Allahabad High Court |language=en}}</ref><ref>{{cite thesis |last=Giri |first=Ananta Kumar |date=5 November 2001 |title=Rule of Law and Indian Society: Colonial Encounters,post-colonial experiments and beyond |url=https://www.mids.ac.in/assets/doc/WP_165.pdf |degree=PhD |chapter=1 |publisher=Madras Institute of Development Studies |access-date=28 June 2024}}</ref> | |||
==== Ancient Greece ==== | |||
Several scholars have also traced the concept of the rule of law back to 4th-century BC ], seeing it either as the dominant value of the ],<ref>{{cite book |last1=Ostwald |first1=Martin |title=From popular sovereignty to the sovereignty of law : law, society, and politics in fifth-century Athens |date=1986 |publisher=University of California Press |location=Berkeley |isbn=9780520067981 |pages=412–496}}</ref> or as one held in conjunction with the concept of ].<ref>{{cite book |last1=Ober |first1=Josiah |title=Mass and elite in democratic Athens : rhetoric, ideology, and the power of the people |date=1989 |publisher=Princeton University Press |location=Princeton, N.J. |isbn=9780691028644 |pages=144–7, 299–300}}</ref> However, these arguments have been challenged and the present consensus is that upholding an abstract concept of the rule of law was not "the predominant consideration" of the Athenian legal system.<ref>{{cite book |last1=Liddel |first1=Peter P. |title=Civic obligation and individual liberty in ancient Athens |date=2007 |publisher=Oxford University Press |location=Oxford |isbn=978-0-19-922658-0 |pages=130–131}}</ref> | |||
Several scholars have also traced the concept of the rule of law back to 4th-century BC ], seeing it either as the dominant value of the ],<ref>{{cite book |last1=Ostwald |first1=Martin |title=From popular sovereignty to the sovereignty of law : law, society, and politics in fifth-century Athens |date=1986 |publisher=University of California Press |location=Berkeley |isbn=9780520067981 |pages=412–496}}</ref> or as one held in conjunction with the concept of ].<ref>{{cite book |last1=Ober |first1=Josiah |title=Mass and elite in democratic Athens : rhetoric, ideology, and the power of the people |date=1989 |publisher=Princeton University Press |location=Princeton, N.J. |isbn=9780691028644 |pages=144–7, 299–300}}</ref> However, these arguments have been challenged and the present consensus is that upholding an abstract concept of the rule of law was not "the predominant consideration" of the Athenian legal system.<ref>{{cite book |last1=Liddel |first1=Peter P. |title=Civic obligation and individual liberty in ancient Athens |date=2007 |publisher=Oxford University Press |location=Oxford |isbn=978-0-19-922658-0 |pages=130–131}}</ref> ], in his ], wrote: "It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws."<ref name="ari">Aristotle, '']'' ]</ref> | |||
The idea of the rule of law can be regarded as a modern iteration of the ideas of ancient Greek philosophers, who argued that the best form of government was rule by the best men.<ref name="Clarke">David Clarke, " {{Webarchive|url=https://web.archive.org/web/20160408221346/http://www.lfip.org/lawe506/documents/lawe506davidclarke.pdf|date=2016-04-08}}" in Kanishka Jayasuriya, ed., ''Law, Capitalism and Power in Asia'' (New York: Routledge, 1998).</ref> ] advocated a ] ruled by an idealized ], who was above the law.<ref name="Clarke" /> Plato nevertheless hoped that the best men would be good at respecting established laws, explaining that "Where the law is subject to some other authority and has none of its own, the collapse of the state, in my view, is not far off; but if law is the master of the government and the government is its slave, then the situation is full of promise and men enjoy all the blessings that the gods shower on a state."<ref>Cooper, John et al. '']'', p. 1402 (Hackett Publishing, 1997).</ref> In contrast, ] flatly opposed letting the highest officials wield power beyond guarding and serving the laws.<ref name="Clarke" /> In other words, Aristotle advocated the rule of law: | |||
], Anglo-Saxon king in the 9th century, reformed the law of his kingdom and assembled a law code (the ]) which he grounded on biblical commandments. He held that the same law had to be applied to all persons, whether rich or poor, friends or enemies. This was likely inspired by ] 19:15: "You shall do no iniquity in judgment. You shall not favor the wretched and you shall not defer to the rich. In righteousness you are to judge your fellow."<ref>{{cite book|last1=Alter|first1=Robert|title=The Five Books of Moses: A Translation with Commentary|date=2004|publisher=W.W. Norton & Company|isbn=978-0-393-01955-1|page=|url-access=registration|url=https://archive.org/details/fivebooksofmoses00alte/page/627}}</ref>{{better source needed|date=November 2022}} | |||
<blockquote>It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws.<ref name="ari" /></blockquote> | |||
In 1215, Archbishop ] gathered the Barons in England and forced ] and future sovereigns and magistrates back under the rule of law, preserving ancient liberties by ] in return for exacting taxes.<ref></ref><ref> {{Webarchive|url=https://web.archive.org/web/20161007172827/http://www.archives.gov/exhibits/featured_documents/magna_carta/ |date=2016-10-07 }}.</ref> The influence of Magna Carta ebbs and wanes across centuries. The weakening of royal power it demonstrated was based more upon the instability presented by contested claims than thoughtful adherence to constitutional principles. Until 1534, the Church excommunicated people for violations, but after a time Magna Carta was simply replaced by other statutes considered binding upon the king to act according to "process of the law". Magna Carta's influence is considered greatly diminished by the reign of ], after the ].<ref>{{cite book|last1=Turner|first1=Ralph|title=Magna Carta|date=2016|publisher=Routledge}}</ref> The ideas contained in Magna Carta are widely considered to have influenced the ]. | |||
The Roman statesman ] is often cited as saying, roughly: "We are all servants of the laws in order to be free."<ref>In full: "The magistrates who administer the law, the judges who act as its spokesmen, all the rest of us who live as its servants, grant it our allegiance as a guarantee of our freedom."{{mdash}}{{cite book |author=Cicero |title=Murder Trials |publisher=Penguin |year=1975 |series=Penguin Classics |location=Harmondsworth |page=217 |translator=Michael Grant}} | |||
In 1481, during the reign of ], the '']'' was approved by the ], establishing the submission of royal power (included its officers) to the laws of the ].<ref>Ferro, Víctor: El Dret Públic Català. ''Les Institucions a Catalunya fins al Decret de Nova Planta''; Eumo Editorial; {{ISBN|84-7602-203-4}}{{page needed|date=March 2022}}</ref> | |||
Original Latin: "Legum ministri magistratus, legum interpretes iudices, legum denique idcirco omnes servi sumus ut liberi esse possimus."{{mdash}}{{cite web |title=Pro Cluentio |url=https://www.thelatinlibrary.com/cicero/cluentio.shtml#cfivethree |access-date=5 March 2018 |website=The Latin Library |at=53:146}}</ref> During the Roman Republic, controversial magistrates might be put on trial when their terms of office expired. Under the Roman Empire, the sovereign was personally immune (''legibus solutus''), but those with grievances could sue the treasury.<ref name="Wormuth" /> | |||
==== China ==== | |||
The first known use of this English phrase occurred around 1500.<ref>''Oxford English Dictionary'' (OED), "", accessed 27 April 2013. According to the OED, this sentence from about 1500 was written by ]: "Lawes And constitutcions be ordeyned be cause the noysome Appetit of man maye be kepte vnder the Rewle of lawe by the wiche mankinde ys dewly enformed to lyue honestly." And this sentence from 1559 is attributed to ]: "A Magistrate should..kepe rekenyng of all mennes behauiours, and to be carefull, least thei despisyng the rule of lawe, growe to a wilfulnes."</ref> Another early example of the phrase "rule of law" is found in a petition to ] in 1610, from the ]: | |||
In China, members of the school of ] during the 3rd century BC argued for using law as a tool of governance, but they promoted "rule ''by'' law" as opposed to "rule ''of'' law," meaning that they placed the aristocrats and emperor above the law.<ref>Xiangming, Zhang. {{Webarchive|url=https://web.archive.org/web/20170617040252/https://www.international-relations.com/wbcm5-1/wbrule.htm|date=17 June 2017}}, ''The Culture Mandala: Bulletin of the Centre for East-West Cultural and Economic Studies'' (2002): "Although Han Fei recommended that the government should rule by law, which seems impartial, he advocated that the law be enacted by the lords solely. The lords place themselves above the law. The law is thereby a monarchical means to control the people, not the people's means to restrain the lords. The lords are by no means on an equal footing with the people. Hence we cannot mention the rule by law proposed by Han Fei in the same breath as democracy and the rule of law advocated today."<br />Bevir, Mark. '''', pp. 161–162.<br />Munro, Donald. '']''. p. 4.<br />Guo, Xuezhi. ''''. p. 152.</ref> In contrast, the ] school of ] rejected ] in favor of a ] that even the ruler would be subject to.<ref>{{cite book |last=Peerenboom |first=Randall |url=https://books.google.com/books?id=qxgLcrLL-IIC |title=Law and morality in ancient China: the silk manuscripts of Huang-Lao |publisher=SUNY Press |year=1993 |isbn=978-0-7914-1237-4 |page=171}}</ref> | |||
The ancient concept of rule ''of'' law can be distinguished from rule ''by'' law, according to political science professor Li Shuguang: "The difference ... is that, under the rule of law, the law is preeminent and can serve as a check against the abuse of power. Under rule by law, the law is a mere tool for a government, that suppresses in a legalistic fashion."<ref>Tamanaha, Brian (2004). ''''. Cambridge University Press. p. 3</ref> | |||
==== England ==== | |||
], Anglo-Saxon king in the 9th century, reformed the law of his kingdom and assembled a law code (the ]) which he grounded on biblical commandments. He held that the same law had to be applied to all persons, whether rich or poor, friends or enemies. This was likely inspired by ] 19:15: "You shall do no iniquity in judgment. You shall not favor the wretched and you shall not defer to the rich. In righteousness you are to judge your fellow."<ref>{{cite book|last1=Alter|first1=Robert|title=The Five Books of Moses: A Translation with Commentary|date=2004|publisher=W.W. Norton & Company|isbn=978-0-393-01955-1|page=|url-access=registration|url=https://archive.org/details/fivebooksofmoses00alte/page/627}}</ref>{{better source needed|date=November 2022}} | |||
In 1215, Archbishop ] gathered the Barons in England and restricted the powers of ] and future sovereigns and magistrates under the rule of law, preserving ancient liberties by ] in return for exacting taxes.<ref></ref><ref> {{Webarchive|url=https://web.archive.org/web/20161007172827/http://www.archives.gov/exhibits/featured_documents/magna_carta/ |date=2016-10-07 }}.</ref> The influence of Magna Carta ebbed and waned across centuries. The weakening of royal power it demonstrated was based more upon the instability presented by contested claims than thoughtful adherence to constitutional principles. Until 1534, the Church excommunicated people for violations, but after a time Magna Carta was simply replaced by other statutes considered binding upon the king to act according to "process of the law". Magna Carta's influence is considered greatly diminished by the reign of ], after the ].<ref>{{cite book|last1=Turner|first1=Ralph|title=Magna Carta|date=2016|publisher=Routledge}}</ref> The ideas contained in Magna Carta are widely considered to have influenced the ]. | |||
The first known use of this English phrase occurred around 1500.<ref>''Oxford English Dictionary'' (OED), "", accessed 27 April 2013. According to the OED, this sentence from about 1500 was written by ]: "Lawes And constitutcions be ordeyned be cause the noysome Appetit of man maye be kepte vnder the Rewle of lawe by the wiche mankinde ys dewly enformed to lyue honestly." And this sentence from 1559 is attributed to ]: "A Magistrate should..kepe rekenyng of all mennes behauiours, and to be carefull, least thei despisyng the rule of lawe, growe to a wilfulnes."</ref> Another early example of the phrase "rule of law" is found in a petition to ] in 1610, from the ]: | |||
<blockquote>Amongst many other points of happiness and freedom which your majesty's subjects of this kingdom have enjoyed under your royal progenitors, kings and queens of this realm, there is none which they have accounted more dear and precious than this, to be guided and governed by the certain ''rule of the law'' which giveth both to the head and members that which of right belongeth to them, and not by any uncertain or arbitrary form of government ...<ref>]. ''The Constitutional History of England'', vol. 1, p. 441 (1827).</ref></blockquote> | <blockquote>Amongst many other points of happiness and freedom which your majesty's subjects of this kingdom have enjoyed under your royal progenitors, kings and queens of this realm, there is none which they have accounted more dear and precious than this, to be guided and governed by the certain ''rule of the law'' which giveth both to the head and members that which of right belongeth to them, and not by any uncertain or arbitrary form of government ...<ref>]. ''The Constitutional History of England'', vol. 1, p. 441 (1827).</ref></blockquote> | ||
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{{Republicanism sidebar}} | {{Republicanism sidebar}} | ||
In 1481, during the reign of ], the '']'' was approved by the ], establishing the submission of royal power (included its officers) to the laws of the ].<ref>Ferro, Víctor: El Dret Públic Català. ''Les Institucions a Catalunya fins al Decret de Nova Planta''; Eumo Editorial; {{ISBN|84-7602-203-4}}{{page needed|date=March 2022}}</ref> | |||
In 1607, English Chief Justice ] said in the '']'' (according to his own report) "that the law was the golden met-wand and measure to try the causes of the subjects; and which protected His Majesty in safety and peace: with which the King was greatly offended, and said, that then he should be under the law, which was treason to affirm, as he said; to which I said, that Bracton saith, ''quod Rex non debet esse sub homine, sed sub Deo et lege'' (That the King ought not to be under any man but under God and the law.)." | |||
In 1607, English Chief Justice ] said in the '']'' "that the law was the golden met-wand and measure to try the causes of the subjects; and which protected His Majesty in safety and peace: with which the King was greatly offended, and said, that then he should be under the law, which was treason to affirm, as he said; to which I said, that Bracton saith, ''quod Rex non debet esse sub homine, sed sub Deo et lege'' (That the King ought not to be under any man but under God and the law.)." | |||
Among the first modern authors to use the term and give the principle theoretical foundations was ] in '']'' (1644).<ref name=Rex>Rutherford, Samuel. ''Lex, rex: the law and the prince, a dispute for the just prerogative of king and people, containing the reasons and causes of the defensive wars of the kingdom of Scotland, and of their expedition for the ayd and help of their brethren of England'', (1644): "The prince remaineth, even being a prince, a social creature, a man, as well as a king; one who must buy, sell, promise, contract, dispose: ergo, he is not regula regulans, but under rule of law ..."</ref> The title, Latin for "the law is king", subverts the traditional formulation ''rex lex'' ("the king is law").<ref name=TSC-RoL-brief>{{cite web|title=The Rule of Law|url=https://www.consoc.org.uk/other-content/about-us/discover-the-facts/the-rule-of-law/|publisher=The Constitution Society|access-date=3 October 2014|url-status=dead|archive-url=https://web.archive.org/web/20141006092303/https://www.consoc.org.uk/other-content/about-us/discover-the-facts/the-rule-of-law/|archive-date=6 October 2014}}</ref> ] wrote in ''Oceana'' (1656), drawing principally on Aristotle's ''Politics'', that among forms of government an "Empire of Laws, and not of Men" was preferable to an "Empire of Men, and not of Laws".<ref>{{cite book|url=https://archive.org/details/oceanaotherworks00harr|last=Harrington|first=James|title=The Oceana and other works|editor-last=Toland|editor-first=John|location=London|publisher=Millar|edition=3|year=1747|page=37 (Internet Archive: copy possessed by ])}}</ref> | Among the first modern authors to use the term and give the principle theoretical foundations was ] in '']'' (1644).<ref name=Rex>Rutherford, Samuel. ''Lex, rex: the law and the prince, a dispute for the just prerogative of king and people, containing the reasons and causes of the defensive wars of the kingdom of Scotland, and of their expedition for the ayd and help of their brethren of England'', (1644): "The prince remaineth, even being a prince, a social creature, a man, as well as a king; one who must buy, sell, promise, contract, dispose: ergo, he is not regula regulans, but under rule of law ..."</ref> The title, Latin for "the law is king", subverts the traditional formulation ''rex lex'' ("the king is law").<ref name=TSC-RoL-brief>{{cite web|title=The Rule of Law|url=https://www.consoc.org.uk/other-content/about-us/discover-the-facts/the-rule-of-law/|publisher=The Constitution Society|access-date=3 October 2014|url-status=dead|archive-url=https://web.archive.org/web/20141006092303/https://www.consoc.org.uk/other-content/about-us/discover-the-facts/the-rule-of-law/|archive-date=6 October 2014}}</ref> ] wrote in ''Oceana'' (1656), drawing principally on Aristotle's ''Politics'', that among forms of government an "Empire of Laws, and not of Men" was preferable to an "Empire of Men, and not of Laws".<ref>{{cite book|url=https://archive.org/details/oceanaotherworks00harr|last=Harrington|first=James|title=The Oceana and other works|editor-last=Toland|editor-first=John|location=London|publisher=Millar|edition=3|year=1747|page=37 (Internet Archive: copy possessed by ])}}</ref> | ||
] also discussed this issue in his '']'' (1690): | ] also discussed this issue in his '']'' (1690): | ||
<blockquote>The natural liberty of man is to be free from any superior power on earth, and not to be under the will or legislative authority of man, but to have only the law of nature for his rule. The liberty of man, in society, is to be under no other legislative power, but that established, by consent, in the commonwealth; nor under the dominion of any will, or restraint of any law, but what that legislative shall enact, according to the trust put in it. Freedom then is not what Sir Robert Filmer tells us, Observations, A. 55. a liberty for every one to do what he lists, to live as he pleases, and not to be tied by any laws: but freedom of men under government is, to have a standing rule to live by, common to every one of that society, and made by the legislative power erected in it; a liberty to follow my own will in all things, where the rule prescribes not; and not to be subject to the inconstant, uncertain, unknown, arbitrary will of another man: as freedom of nature is, to be under no other restraint but the law of nature.<ref>Locke, John. |
<blockquote>The natural liberty of man is to be free from any superior power on earth, and not to be under the will or legislative authority of man, but to have only the law of nature for his rule. The liberty of man, in society, is to be under no other legislative power, but that established, by consent, in the commonwealth; nor under the dominion of any will, or restraint of any law, but what that legislative shall enact, according to the trust put in it. Freedom then is not what Sir Robert Filmer tells us, Observations, A. 55. a liberty for every one to do what he lists, to live as he pleases, and not to be tied by any laws: but freedom of men under government is, to have a standing rule to live by, common to every one of that society, and made by the legislative power erected in it; a liberty to follow my own will in all things, where the rule prescribes not; and not to be subject to the inconstant, uncertain, unknown, arbitrary will of another man: as freedom of nature is, to be under no other restraint but the law of nature.<ref>Locke, John. ], Ch. IV, sec. 22 (1690).</ref></blockquote> | ||
The principle was also discussed by ] in '']'' (1748).<ref name="Tamanaha3">Tamanaha, Brian. '''', p. 47 (Cambridge University Press, 2004).</ref> The phrase "rule of law" appears in ]'s ''Dictionary'' (1755).<ref>Peacock, Anthony Arthur, '''', p. 24. 2010.</ref> | The principle was also discussed by ] in '']'' (1748).<ref name="Tamanaha3">Tamanaha, Brian. '''', p. 47 (Cambridge University Press, 2004).</ref> The phrase "rule of law" appears in ]'s ''Dictionary'' (1755).<ref>Peacock, Anthony Arthur, '''', p. 24. 2010.</ref> | ||
Line 47: | Line 61: | ||
</blockquote> | </blockquote> | ||
The term "rule of law" was popularised by British jurist ],<ref name="Wormuth" /> who viewed the rule of law in common law systems as comprising three principles. First, that government must follow the law that it makes; second, that no one is exempt from the operation of the law and that it applies equally to all; and third, that general rights emerge from particular cases decided by the courts.<ref>Albert Venn Dicey, Introduction to the Study of the Law of the Constitution, 5th ed (London: Macmillan and Co, 1897) at 175-84, cited in , Centre for Constitutional Studies, July 4, 2019</ref> | |||
The influence of Britain, France and the United States contributed to spreading the principle of the rule of law to other countries around the world.<ref>{{cite book|last1=Winks|first1=Robin W.|title=World civilization: a brief history|date=1993|publisher=Collegiate Press|location=San Diego, CA|isbn=978-0-939693-28-3|page=406|edition=2nd|url=https://books.google.com/books?id=mY7McxJl7jYC&pg=PA406}}</ref><ref>{{cite book|last1=Billias|first1=George Athan|title=American constitutionalism heard round the world, 1776–1989: a global perspective|date=2011|publisher=New York University Press|location=New York|isbn=978-0-8147-2517-7|url=https://books.google.com/books?id=ku0TCgAAQBAJ&pg=PA54|pages=53–56}}</ref> | |||
The influence of Britain, France and the United States contributed to spreading the principle of the rule of law to other countries around the world.<ref>{{cite book|last1=Winks|first1=Robin W.|title=World civilization: a brief history|date=1993|publisher=Collegiate Press|location=San Diego, CA|isbn=978-0-939693-28-3|page=406|edition=2nd|url=https://books.google.com/books?id=mY7McxJl7jYC&pg=PA406}}</ref><ref>{{cite book |last1=Billias |first1=George Athan |title=American constitutionalism heard round the world, 1776–1989: a global perspective |date=2011 |publisher=New York University Press |location=New York |isbn=978-0-8147-2517-7 |url=https://books.google.com/books?id=ku0TCgAAQBAJ&pg=PA54 |pages=53–56}}</ref> | |||
== Philosophical influences == | |||
== Legal theory and philosophy == | |||
Although credit for popularizing the expression "the rule of law" in modern times is usually given to ],<ref name=Wormuth /><ref>]. ''The Rule of Law'', p. 3 (Penguin 2010).</ref> development of the legal concept can be traced through history to many ancient civilizations, including ], ], ], and ].<ref>Black, Anthony. ''A World History of Ancient Political Thought'' (Oxford University Press 2009). {{ISBN|0-19-928169-6}}{{page needed|date=March 2022}}</ref> | |||
The ''Oxford English Dictionary'' has defined ''rule of law'' as:<ref name="OED">''Oxford English Dictionary'' online (accessed 13 September 2018; spelling Americanized). The phrase "the rule of law" is also sometimes used in other senses. ''See'' Garner, Bryan A. (Editor in Chief). ''Black's Law Dictionary'', 9th Edition, p. 1448. (Thomson Reuters, 2009). {{ISBN|978-0-314-26578-4}}. Black's provides five definitions of "rule of law": the lead definition is "A substantive legal principle"; the second is the "supremacy of regular as opposed to arbitrary power".</ref> | |||
<blockquote>The authority and influence of law in society, esp. when viewed as a constraint on individual and institutional behaviour; (hence) the principle whereby all members of a society (including those in government) are considered equally subject to publicly disclosed legal codes and processes.</blockquote> | |||
The idea of Rule of Law is often regarded as a modern iteration of the ideas of ancient Greek philosophers who argued that the best form of government was rule by the best men.<ref name=Clarke /> ] advocated a ] ruled by an idealized ], who was above the law.<ref name=Clarke>David Clarke, " {{Webarchive|url=https://web.archive.org/web/20160408221346/http://www.lfip.org/lawe506/documents/lawe506davidclarke.pdf |date=2016-04-08 }}" in Kanishka Jayasuriya, ed., ''Law, Capitalism and Power in Asia'' (New York: Routledge, 1998).</ref> Plato nevertheless hoped that the best men would be good at respecting established laws, explaining that "Where the law is subject to some other authority and has none of its own, the collapse of the state, in my view, is not far off; but if law is the master of the government and the government is its slave, then the situation is full of promise and men enjoy all the blessings that the gods shower on a state."<ref>Cooper, John et al. '''', p. 1402 (Hackett Publishing, 1997).</ref> More than Plato attempted to do, ] flatly opposed letting the highest officials wield power beyond guarding and serving the laws.<ref name=Clarke /> In other words, Aristotle advocated the rule of law: | |||
Despite wide use by politicians, judges and academics, the rule of law has been described as "an exceedingly elusive notion".<ref name="elusive">{{cite book|last=Tamanaha|first=Brian Z.|title=On the Rule of Law|publisher=]|year=2004|page=3}}</ref> In modern ], there are at least two principal conceptions of the rule of law: a ] or "thin" definition, and a substantive or "]" definition. Formalist definitions of the rule of law do not make a judgment about the justness of law itself, but define specific procedural attributes that a legal framework must have in order to be in compliance with the rule of law. Substantive conceptions of the rule of law go beyond this and include certain substantive rights that are said to be based on, or derived from, the rule of law.<ref name="Craig">{{cite journal|last=Craig|first=Paul P.|title=Formal and Substantive Conceptions of the Rule of Law: An Analytical Framework|journal=Public Law|page=467|year=1997}}</ref> One occasionally encounters a third "functional" conception.<ref name="Tamanaha">Tamanaha, Brian. , ''Current Legal Problems'', vol. 55, via ] (2002).</ref> | |||
<blockquote>It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws.<ref name=ari>Aristotle, '']'' ]</ref></blockquote> | |||
The functional interpretation of the term rule of law contrasts the rule of law with the ].<ref name="Stephenson">Stephenson, Matthew. , World Bank Research (2008).</ref> According to the functional view, a society in which government officers have a great deal of discretion has a low degree of "rule of law", whereas a society in which government officers have little discretion has a high degree of "rule of law".<ref name="Stephenson" /> Upholding the rule of law can sometimes require the punishment of those who commit offenses that are ] under ] but not statutory law.<ref>{{cite journal|title=Justifiably Punishing the Justified|author=Heidi M. Hurd|journal=Michigan Law Review|volume=90|date=Aug 1992|pages=2203–2324|jstor=1289573|issue=8|doi=10.2307/1289573|author-link=Heidi M. Hurd|url=https://repository.law.umich.edu/mlr/vol90/iss8/2}}</ref> The rule of law is thus somewhat at odds with flexibility, even when flexibility may be preferable.<ref name="Stephenson" /> | |||
The Roman statesman ] is often cited as saying, roughly: "We are all servants of the laws in order to be free."<ref>In full: "The magistrates who administer the law, the judges who act as its spokesmen, all the rest of us who live as its servants, grant it our allegiance as a guarantee of our freedom."{{mdash}}{{cite book|author=Cicero|title=Murder Trials|translator=Michael Grant|location=Harmondsworth|publisher=Penguin|year=1975|series=Penguin Classics|page=217}} | |||
Original Latin: "Legum ministri magistratus, legum interpretes iudices, legum denique idcirco omnes servi sumus ut liberi esse possimus."{{mdash}}{{cite web|url=https://www.thelatinlibrary.com/cicero/cluentio.shtml#cfivethree|website=The Latin Library|title=Pro Cluentio|at=53:146|access-date=5 March 2018}}</ref> During the Roman Republic, controversial magistrates might be put on trial when their terms of office expired. Under the Roman Empire, the sovereign was personally immune (''legibus solutus''), but those with grievances could sue the treasury.<ref name=Wormuth>Wormuth, Francis. ''The Origins of Modern Constitutionalism'', p. 28 (1949).</ref> | |||
=== Formalist conception === | |||
In China, members of the school of ] during the 3rd century BC argued for using law as a tool of governance, but they promoted "rule ''by'' law" as opposed to "rule ''of'' law," meaning that they placed the aristocrats and emperor above the law.<ref>Xiangming, Zhang. {{Webarchive|url=https://web.archive.org/web/20170617040252/https://www.international-relations.com/wbcm5-1/wbrule.htm |date=17 June 2017 }}, ''The Culture Mandala: Bulletin of the Centre for East-West Cultural and Economic Studies'' (2002): "Although Han Fei recommended that the government should rule by law, which seems impartial, he advocated that the law be enacted by the lords solely. The lords place themselves above the law. The law is thereby a monarchical means to control the people, not the people's means to restrain the lords. The lords are by no means on an equal footing with the people. Hence we cannot mention the rule by law proposed by Han Fei in the same breath as democracy and the rule of law advocated today."<br />Bevir, Mark. '''', pp. 161–162.<br />Munro, Donald. ''''. p. 4.<br />Guo, Xuezhi. ''''. p. 152.</ref> In contrast, the ] school of ] rejected ] in favor of a ] that even the ruler would be subject to.<ref>{{cite book|last=Peerenboom|first=Randall|title=Law and morality in ancient China: the silk manuscripts of Huang-Lao|year=1993|publisher=SUNY Press|page=171|url=https://books.google.com/books?id=qxgLcrLL-IIC|isbn=978-0-7914-1237-4}}</ref> | |||
Formalist theorists claim that the rule of law requires procedural generality (general rules that apply to classes of persons and behaviors as opposed to individuals), publicity (no secret laws), prospective application (little or no retroactive laws), consistency (no contradictory laws),<ref>{{cite journal |last1=Donelson |first1=Raff |date=2019 |title=Legal Inconsistencies |journal=Tulsa Law Review |volume=55 |issue=1 |pages=15–44 |ssrn=3365259}}</ref> equality (applied equally throughout all society), and certainty (certainty of application for a given situation), but that there are no requirements with regard to the substantive content of the law.<ref name="Tamanaha" /><ref>{{citation |author=Ronald M. Dworkin |title=A Matter of Principle |page=11 |year=1985 |location=Cambridge, Mass. |publisher=] |isbn=978-0-674-55461-0 |author-link=Ronald Dworkin}}.</ref> Formalists include ], ], ], and ].] is often associated with the thin conception of the ]]]According to Dicey, the rule of law in the United Kingdom has three dominant characteristics:<ref>{{citation |author=A V Dicey |title=An Introduction to the Study of the Law of the Constitution |pages=179–201 at 198–199 |year=1927 |chapter=The Rule of Law: Its Nature and General Applications |chapter-url=https://archive.org/stream/cu31924030503720#page/n309/mode/1up |edition=8th |location=London |publisher=] |oclc=5755153 |author-link=A. V. Dicey |orig-year=1915}}; see also {{citation |author=A V Dicey |title=An Introduction to the Study of the Law of the Constitution |page=202 |year=1959 |edition=10th |location=London |publisher=Macmillan & Co. |isbn=978-1-4212-9044-7}}.</ref> First, the absolute supremacy of regular law – a person is to be judged by a fixed set of rules and punished for breaching only the law, and is not to be subject to "the exercise by persons in authority of wide, arbitrary, or discretionary powers of constraint".<ref>Dicey (8th ed.), pp. 183–184.</ref> Second, the equality of law — "the universal subjection of all classes to one law administered by the ordinary Courts".<ref>See also Dicey (8th ed.), p. 189.</ref> Third, the fact that, in the United Kingdom, the ] is the result of the ], being not the source but the consequence of citizens' rights.<ref>See also Dicey (8th ed.), p. 191.</ref> | |||
A 1977 article by ] argued that the rule of law means that people should obey the law and be ruled by it.<ref name="Raz">{{citation |author=Joseph Raz |title=The Rule of Law and Its Virtue |journal=] |volume=93 |pages=195–211 at 196 and 198 |year=1977 |author-link=Joseph Raz}}.</ref> Construed more narrowly, the rule of law would also mean that the government should be ruled by and subjected to the law. Following from Raz's general conception of the rule of law, he argued for the existence of two groups of principles of the rule of law: First, that the law is capable of guiding the behaviour of its subjects; second, that there exists an effective legal machinery that secures actual compliance with the rule of law.<ref>Raz, p. 202.</ref> The first group comprises principles such as the accessibility, clarity, and prospective nature of the law;<ref>Raz, pp. 198–199.</ref> the stability of the law;<ref>Raz, p. 199.</ref> and the compliance of lawmaking with "open, stable, clear and general rules" that create a stable framework,<ref name=":02">Raz, pp. 199–200.</ref> with such rules empowering authorities to make orders and providing guidelines for the exercise of such powers.<ref name=":02" /> The second group includes principles including ],<ref name="Raz 200">Raz, pp. 200–201.</ref> ],<ref name="Raz 201">Raz, p. 201.</ref> ],<ref name="Raz 201" /> and limited administrative discretion.<ref>Raz, pp. 201–202.</ref> | |||
== Meaning and categorization of interpretations == | |||
] in February 2009. He stated in a 1977 article that the rule of law requires that "the making of particular laws should be guided by open and relatively stable general rules"]] | |||
The ''Oxford English Dictionary'' has defined ''rule of law'' this way:<ref name="OED">''Oxford English Dictionary'' online (accessed 13 September 2018; spelling Americanized). The phrase "the rule of law" is also sometimes used in other senses. ''See'' Garner, Bryan A. (Editor in Chief). ''Black's Law Dictionary'', 9th Edition, p. 1448. (Thomson Reuters, 2009). {{ISBN|978-0-314-26578-4}}. Black's provides five definitions of "rule of law": the lead definition is "A substantive legal principle"; the second is the "supremacy of regular as opposed to arbitrary power".</ref> | |||
In Raz's view, one of the virtues of the rule of law is the restraint it imposes on authorities. It aims to exclude arbitrary power, as most of the exercises of arbitrary power violate the rule of law. Arbitrary power is excluded when courts hold themselves accountable only to the law and observe "fairly strict procedures". Another virtue is the protection it accords to individual freedom, namely, "the sense of freedom in which it is identified with an effective ability to choose between as many options as possible". Most importantly, to adhere to the rule of law is to respect human ] by "treating humans as persons capable of planning and plotting their future".<ref>Raz, pp. 202–204.</ref> | |||
Raz also identified some of the potential pitfalls of the rule of law. He opined that as the rule of law is designed "to minimise the harm to freedom and dignity which the law may cause in its pursuit of its goals however laudable these may be", the strict pursuit of the rule of law may prevent one from achieving certain social goals which may be preferable to the rule of law: "Sacrificing too many social goals on the altar of the rule of law may make the law barren and empty".<ref>Raz, p. 211.</ref> | |||
<blockquote>The authority and influence of law in society, esp. when viewed as a constraint on individual and institutional behaviour; (hence) the principle whereby all members of a society (including those in government) are considered equally subject to publicly disclosed legal codes and processes.</blockquote> | |||
=== Substantive conception === | |||
Rule of law implies that every citizen is subject to the law. It stands in contrast to the idea that the ruler is above the law, for example by ]. | |||
Substantive theorists believe that the rule of law necessarily entails protection of individual rights. Some substantive theorists believe that democracy is part of the rule of law.<ref name="Stephenson" /> Substantivists include ], ], ], and ], holding that the rule of law intrinsically protects some or all individual rights.] in September 2008. Dworkin's conception of the rule of law is "thick", as it encompasses a substantive theory of law and ].]] | |||
Ronald Dworkin defines what he terms the "rights conception" of the rule of law as follows:<ref name="Dworkin 11">Dworkin, pp. 11–12.</ref> | |||
{{blockquote|It assumes that citizens have moral rights and duties with respect to one another, and political rights against the state as a whole. It insists that these moral and political rights be recognized in positive law, so that they may be enforced upon the demand of individual citizens through courts or other judicial institutions of the familiar type, so far as this is practicable. The rule of law on this conception is the ideal of rule by an accurate public conception of individual rights. It does not distinguish, as the rule book conception does, between the rule of law and substantive justice; on the contrary it requires, as part of the ideal of law, that the rules in the book capture and enforce moral rights.}} | |||
], in analysing Dworkin's view, drew three conclusions. First, Dworkin rejects the need to distinguish between "legal" rules and a more complete ], since the rule of law is basically the theory of law and ] that he believes is correct. Secondly, the rule of law is not simply the thin or formal rule of law; the latter forms part of Dworkin's theory of law and adjudication. Thirdly, since taking a substantive view of the rule of law requires choosing what the best theory of ] is, it is necessary to articulate particular conceptions of what liberty, equality and other freedoms require.<ref>{{citation |author=Paul Craig |title=Formal and Substantive Conceptions of the Rule of Law: An Analytical Framework |journal=] |pages=467–487 at 478 |year=1997 |author-link=Paul Craig (law professor)}}.</ref> | |||
== Social science analyses == | |||
Despite wide use by politicians, judges and academics, the rule of law has been described as "an exceedingly elusive notion".<ref name=elusive>{{cite book|last=Tamanaha|first=Brian Z.|title=On the Rule of Law|publisher=]|year=2004|page=3}}</ref> Among modern ], one finds that at least two principal conceptions of the rule of law can be identified: a ] or "thin" definition, and a substantive or "]" definition; one occasionally encounters a third "functional" conception.<ref name="Tamanaha">Tamanaha, Brian. , ''Current Legal Problems'', vol. 55, via ] (2002).</ref> Formalist definitions of the rule of law do not make a judgment about the "justness" of law itself, but define specific procedural attributes that a legal framework must have in order to be in compliance with the rule of law. Substantive conceptions of the rule of law go beyond this and include certain substantive rights that are said to be based on, or derived from, the rule of law.<ref name=Craig>{{cite journal|last=Craig|first=Paul P.|title=Formal and Substantive Conceptions of the Rule of Law: An Analytical Framework|journal=Public Law|page=467|year=1997}}</ref> | |||
=== Economics === | |||
Most legal theorists believe that the rule of law has purely formal characteristics. For instance, such theorists claim that law requires generality (general rules that apply to classes of persons and behaviors as opposed to individuals), publicity (no secret laws), prospective application (little or no retroactive laws), consistency (no contradictory laws),<ref>{{cite journal |last1=Donelson |first1=Raff |title=Legal Inconsistencies |journal=Tulsa Law Review |date=2019 |volume=55 |issue=1 |pages=15–44 |ssrn=3365259 }}</ref> equality (applied equally throughout all society), and certainty (certainty of application for a given situation), but formalists contend that there are no requirements with regard to the content of the law. Others, including a few legal theorists, believe that the rule of law necessarily entails protection of individual rights. Within legal theory, these two approaches to the rule of law are seen as the two basic alternatives, respectively labelled the formal and substantive approaches. Still, there are other views as well. Some believe that democracy is part of the rule of law.<ref name="Stephenson" /> | |||
Economists and lawyers have studied and analysed the rule of law's impact on ]. In particular, a major question in the area of ] is whether the rule of law matters to economic development, particularly in ].<ref>Luis Flores Ballesteros. "Corruption and development. Does the 'rule of law' factor weigh more than we think?" 54 Pesos May. 2008:54 Pesos 15 November 2008. </ref> The economist ] analyzed how the rule of law might be beneficial to the free market. Hayek proposed that under the rule of law, individuals would be able to make wise investments and future plans with some confidence in a successful return on investment when he stated: "under the Rule of Law the government is prevented from stultifying individual efforts by ''ad hoc'' action. Within the known rules of the game the individual is free to pursue his personal ends and desires, certain that the powers of government will not be used deliberately to frustrate his efforts."<ref name="Serfdom">{{cite book |last=Hayek |first=F.A. |title=The Road to Serfdom |publisher=The University of Chicago Press |year=1994 |isbn=978-0-226-32061-8 |location=Chicago |page=81}}</ref> | |||
Studies have shown that weak rule of law (for example, discretionary regulatory enforcement) discourages investment. Economists have found, for example, that a rise in discretionary regulatory enforcement caused US firms to abandon international investments.<ref>{{Cite journal |last1=Graham |first1=Brad |last2=Stroup |first2=Caleb |year=2016 |title=Does Anti-bribery enforcement deter foreign investment? |url=https://fcpa.stanford.edu/academic-articles/20150511-does-anti-bribery-enforcement-deter-foreign-investment.pdf |journal=Applied Economics Letters |volume=23 |pages=63–67 |doi=10.1080/13504851.2015.1049333 |s2cid=218640318 |via=Taylor and Francis}}</ref> | |||
The "formal" interpretation is more widespread than the "substantive" interpretation. Formalists hold that the law must be prospective, well-known, and have characteristics of generality, equality, and certainty. Other than that, the formal view contains no requirements as to the content of the law.<ref name="Tamanaha" /> This formal approach allows laws that protect democracy and individual rights, but recognizes the existence of "rule of law" in countries that do not necessarily have such laws protecting democracy or individual rights. The best known arguments for the formal interpretation have been made by A.V Dicey, F.A.Hayek, Joseph Raz, and Joseph Unger. | |||
] is the study of the compatibility of economic and financial decisions within existing constitutional law frameworks. Aspects of constitutional frameworks relevant to both the rule of law and ] include government spending on the ], which, in many transitional and ], is completely controlled by the executive. Additionally, judicial corruption may arise from both the executive branch and private actors. Standards of ] such as transparency can also be used during annual ] for the benefit of the rule of law. Further, the availability of an effective court system in situations of unfair government spending and executive impoundment of previously authorized appropriations is a key element for the success of the rule of law.<ref>Peter Barenboim, "Defining the rules", ''The European Lawyer'', Issue 90, October 2009</ref> | |||
The substantive interpretation preferred by Dworkin, Laws, and Allan, holds that the rule of law intrinsically protects some or all individual rights. | |||
=== Comparative approaches === | |||
The functional interpretation of the term rule of law, consistent with the traditional English meaning, contrasts the rule of law with the ].<ref name="Stephenson">Stephenson, Matthew. , World Bank Research (2008).</ref> According to the functional view, a society in which government officers have a great deal of discretion has a low degree of "rule of law", whereas a society in which government officers have little discretion has a high degree of "rule of law".<ref name="Stephenson" /> Upholding the rule of law can sometimes require the punishment of those who commit offenses that are ] under ] but not statutory law.<ref>{{cite journal|title=Justifiably Punishing the Justified|author=Heidi M. Hurd|journal=Michigan Law Review|volume=90|date=Aug 1992|pages=2203–2324|jstor=1289573|issue=8|doi=10.2307/1289573|author-link=Heidi M. Hurd|url=https://repository.law.umich.edu/mlr/vol90/iss8/2}}</ref> The rule of law is thus somewhat at odds with flexibility, even when flexibility may be preferable.<ref name="Stephenson" /> | |||
The term "rule of law" has been used primarily in the English-speaking countries, and it is not yet fully clarified with regard to such well-established democracies such as Sweden, Denmark, France, Germany, or Japan. A common language between lawyers of common law and civil law countries is critically important for research of links between the rule of law and real economy.<ref>Peter Barenboim, Natalya Merkulova. {{Webarchive|url=https://web.archive.org/web/20210224055639/http://philosophicalclub.ru/content/docs/worldruleoflaw.pdf|date=2021-02-24}}, edited by Francis Neate and Holly Nielsen, Justitsinform, Moscow (2007).</ref> | |||
The rule of law can be hampered when there is a disconnect between legal and popular consensus. For example, under the auspices of the ], nominally strong copyright laws have been implemented throughout most of the world; but because the attitude of much of the population does not conform to these laws, a rebellion against ownership rights has manifested in rampant ], including an increase in ].<ref>{{citation |author=Bica-Huiu, Alina |title=White Paper: Building a Culture of Respect for the Rule of Law |publisher=American Bar Association}}</ref> Similarly, in Russia, ] is common and a person who admits he does not pay taxes is not judged or criticized by his colleagues and friends, because the tax system is viewed as unreasonable.<ref>{{cite web |author=Pope, Ronald R. |title=The Rule of Law and Russian Culture – Are They Compatible? |url=https://www2.gwu.edu/~ieresgwu/assets/docs/demokratizatsiya%20archive/07-02_pope.pdf |url-status=dead |archive-url=https://web.archive.org/web/20160902182129/https://www.gwu.edu/~ieresgwu/assets/docs/demokratizatsiya%20archive/07-02_pope.pdf |archive-date=2 September 2016 |access-date=15 April 2017}}</ref> ] likewise has different normative implications across cultures.<ref name="licht">{{cite journal |author=Licht, Amir N. |date=December 2007 |title=Culture rules: The foundations of the rule of law and other norms of governance |url=https://deepblue.lib.umich.edu/bitstream/2027.42/39991/3/wp605.pdf |journal=Journal of Comparative Economics |volume=35 |issue=4 |pages=659–688 |doi=10.1016/j.jce.2007.09.001 |hdl-access=free |hdl=2027.42/39991}}</ref> | |||
The ancient concept of rule ''of'' law can be distinguished from rule ''by'' law, according to political science professor Li Shuguang: "The difference ... is that, under the rule of law, the law is preeminent and can serve as a check against the abuse of power. Under rule by law, the law is a mere tool for a government, that suppresses in a legalistic fashion."<ref>Tamanaha, Brian (2004). ''''. Cambridge University Press. p. 3</ref> | |||
=== Education === | |||
UNESCO has argued that ] has an important role in promoting the rule of law and a ] of lawfulness, providing an important protective function by strengthening learners' abilities to face and overcome difficult life situations. Young people can be important contributors to a culture of lawfulness, and governments can provide educational support that nurtures positive values and attitudes in future generations.<ref name=":0">{{Cite web |last=UNESCO and UNODC |date=2019 |title=Strengthening the rule of lawthrough education: A guide for policymakers |url=https://unesdoc.unesco.org/ark:/48223/pf0000366771 |url-status=live |archive-url=https://web.archive.org/web/20200225195201/https://unesdoc.unesco.org/ark:/48223/pf0000366771 |archive-date=2020-02-25 |access-date=2019-05-22}}</ref> A movement towards education for justice seeks to promote the rule of law in schools.<ref name=":0" /> | |||
==Status in various jurisdictions== | ==Status in various jurisdictions== | ||
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The preamble of the rule of law ] says "the governments of European countries which are like-minded and have a common heritage of political traditions, ideals, freedom and the rule of law". | The preamble of the rule of law ] says "the governments of European countries which are like-minded and have a common heritage of political traditions, ideals, freedom and the rule of law". | ||
In France and Germany the concepts of rule of law (''Etat de droit'' and ''Rechtsstaat'' respectively) are analogous to the principles of constitutional supremacy and protection of fundamental rights from public authorities |
In France and Germany the concepts of rule of law (''Etat de droit'' and ''Rechtsstaat'' respectively) are analogous to the principles of constitutional supremacy and protection of fundamental rights from public authorities, particularly the ].<ref>{{cite journal|last1=Pech|first1=Laurent|title=Rule of Law in France|journal=Middlesex University – School of Law|ssrn=929099|date=10 September 2006}}</ref><ref>{{cite journal|last1=Letourneur|first1=M.|last2=Drago|first2=R.|title=The Rule of Law as Understood in France|journal=The American Journal of Comparative Law|date=1958|volume=7|issue=2|pages=147–177|doi=10.2307/837562|jstor=837562}}</ref> France was one of the early pioneers of the ideas of the rule of law.<ref>{{cite book|last1=Peerenboom|first1=Randall|title=Asian discourses of rule of law : theories and implementation of rule of law in twelve Asian countries, France and the U.S.|date=2004|publisher=RoutledgeCurzon|isbn=978-0-415-32612-4|page=81|edition=Digital printing.|chapter-url=https://books.google.com/books?id=NCXJFFudGd0C&pg=PA81|chapter=Rule of Law in France}}</ref> The German interpretation is more rigid but similar to that of France and the United Kingdom.<ref>{{cite book|title=Rule of Law in China: A Comparative Approach|date=2014|publisher=Springer|isbn=978-3-662-44622-5|pages=77–78|url=https://books.google.com/books?id=c7gjBQAAQBAJ&pg=PA76}}</ref><ref>{{cite book|editor1-last=Zurn|editor1-first=Michael|editor2-last=Nollkaemper|editor2-first=Andre|editor3-last=Peerenboom|editor3-first=Randy|title=Rule of Law Dynamics: In an Era of International and Transnational Governance|date=2012|publisher=Cambridge University Press|isbn=978-1-139-51097-4|pages=116–117|url=https://books.google.com/books?id=pAAgAwAAQBAJ&pg=PA117}}</ref> | ||
Finland's ] explicitly requires rule of law by stipulating that "the exercise of public powers shall be based on an Act. In all public activity, the law shall be strictly observed." | |||
====United Kingdom==== | ====United Kingdom==== | ||
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====United States==== | ====United States==== | ||
{{United States constitutional law}} | {{United States constitutional law}} | ||
All government officers of the United States, including the ], ], state judges and legislators, and all ], pledge first and foremost to uphold the ], affirming that the rule of law is superior to the rule of any human leader.<ref>Vile, Josh (2006). ''''. Greenwood Publishing Group. p. 80</ref> At the same time, the ] has considerable discretion: the legislative branch is free to decide what statutes it will write, as long as it stays within its ] and respects the constitutionally protected ]. Likewise, the judicial branch has a degree of ],<ref>'''', 22 U.S. 738 (1824): "When are said to exercise a discretion, it is a mere legal discretion, a discretion to be exercised in discerning the course prescribed by law; and, when that is discerned, it is the duty of the court to follow it."</ref> and the executive branch also has various discretionary powers including ]. | |||
Since July 1, 2024 and the Supreme Court decision ], the existence of rule of law in the United States is disputed. In a 6-3 decision where all members appointed by republicans (including 3 appointed by a party to the case) supported and all appointed by democrats dissented, former presidents were held to hold absolute immunity for crimes committed using the powers of their office. In her dissent, Justice Sotomayor stated "Today’s decision to grant former Presidents criminal immunity reshapes the institution of the Presidency. It makes a mockery of the principle, foundational to our Constitution and system of Government, that no man is above the law. Relying on little more than its own misguided wisdom about | |||
the need for "bold and unhesitating action” by the President, ante, at 3, 13, the Court gives former President Trump | |||
all the immunity he asked for and more.".<ref>Sotomayor, Sonia (2024). ''''. SUPREME COURT OF THE UNITED STATES</ref> Per the Sotomayor dissent, the ] makes no use of the word 'immunity' as applied to presidents or former presidents. Legal scholars have warned of the negative impact of this decision on the status of rule of law in the United States.<ref>Lempinen, Edward ''''. Berkely News</ref> | |||
] said during the ] in 1787 that, "Laws may be unjust, may be unwise, may be dangerous, may be destructive; and yet not be so unconstitutional as to justify the Judges in refusing to give them effect." ] agreed that judges "could declare an unconstitutional law void. But with regard to every law, however unjust, oppressive or pernicious, which did not come plainly under this description, they would be under the necessity as judges to give it a free course."<ref>Snowiss, Sylvia. '''', pp. 41–42 (Yale University Press 1990).</ref> Chief Justice ] a similar position in 1827: "When its existence as law is denied, that existence cannot be proved by showing what are the qualities of a law."<ref>''Ogden v. Saunders'', {{ussc|25|213|1827|pin=347}}. This was Marshall's only dissent in a constitutional case. The ] ] later denounced Marshall for this part of his ''Ogden'' dissent. See {{cite book |last=Spooner |first=Lysander |title=Let's Abolish Government |publisher=Ludwig Von Mises Institute |year=2008 |page=87}} These same issues were also discussed in an earlier U.S. Supreme Court case, ''Calder v. Bull'', {{ussc|3|386|1798}}, with Justices ] and ] taking opposite positions. See Presser, Stephen. "Symposium: Samuel Chase: In Defense of the Rule of Law and Against the Jeffersonians", '']'', vol. 62, p. 349 (March 2009).</ref> | |||
All government officers of the United States, including the ], the ], state judges and legislators, and all ], pledge first and foremost to uphold the ]. These oaths affirm that the rule of law is superior to the rule of any human leader.<ref>Vile, Josh (2006). ''''. Greenwood Publishing Group. p. 80</ref> At the same time, the ] has considerable discretion: the legislative branch is free to decide what statutes it will write, as long as it stays within its ] and respects the constitutionally protected ]. Likewise, the judicial branch has a degree of ],<ref>'''', 22 U.S. 738 (1824): "When are said to exercise a discretion, it is a mere legal discretion, a discretion to be exercised in discerning the course prescribed by law; and, when that is discerned, it is the duty of the court to follow it."</ref> and the executive branch also has various discretionary powers including ]. Per opinions released by the ] within the ] in 1973 and 2000, a ],<ref>{{Cite news|date=26 February 2019|title=Can a sitting U.S. president face criminal charges?|language=en|work=Reuters|url=https://www.reuters.com/article/us-usa-trump-russia-indictment-explainer-idUSKCN1QF1D3|access-date=8 January 2022}}</ref><ref>{{cite report|title=A Sitting President's Amenability to Indictment and Criminal Prosecution|date=October 16, 2000|publisher=Office of Legal Counsel|volume=24, Opinions|pages=222–260|url=https://www.justice.gov/d9/olc/opinions/2000/10/31/op-olc-v024-p0222_0.pdf|access-date=January 4, 2024}}</ref> but it is constitutional to indict and try a former president for the same offenses for which the President was ] and ] under the ].<ref>{{cite report|title=Whether a Former President May Be Indicted and Tried for the Same Offenses for Which He Was Impeached by the House and Acquitted by the Senate|date=August 18, 2000|publisher=Office of Legal Counsel|volume=24, Opinions|pages=110–155|url=https://www.justice.gov/d9/olc/opinions/2000/08/31/op-olc-v024-p0110_0.pdf|access-date=January 3, 2024}}</ref><ref>{{cite book|title=The Federalist Papers|editor-first=Clinton|editor-last=Rossiter|editor-link=Clinton Rossiter|publisher=]|year=2003|orig-year=1961|page=544|isbn=978-0-451-52881-0|title-link=The Federalist Papers}}</ref><ref>{{cite report|last1=Cole|first1=Jared P.|last2=Garvey|first2=Todd|date=December 6, 2023|title=Impeachment and the Constitution|publisher=]|pages=14–15|url=https://crsreports.congress.gov/product/pdf/R/R46013|access-date=December 29, 2023}}</ref> The question of whether a president may only be criminally charged if they have first survived an impeachment is presently before the District of Columbia Circuit Court of Appeals for decision in the case of United States of America versus Donald J. Trump (docket no. 23-3228). | |||
Scholars continue to debate whether the U.S. Constitution adopted a particular interpretation of the "rule of law", and if so, which one. For example, John Harrison asserts that the word "law" in the Constitution is simply defined as that which is legally binding, rather than being "defined by formal or substantive criteria", and therefore judges do not have discretion to decide that laws fail to satisfy such unwritten and vague criteria.<ref>Harrison, John. "Substantive Due Process and the Constitutional Text," '']'', vol. 83, p. 493 (1997).</ref> Law |
Scholars continue to debate whether the U.S. Constitution adopted a particular interpretation of the "rule of law", and if so, which one. For example, John Harrison asserts that the word "law" in the Constitution is simply defined as that which is legally binding, rather than being "defined by formal or substantive criteria", and therefore judges do not have discretion to decide that laws fail to satisfy such unwritten and vague criteria.<ref>Harrison, John. "Substantive Due Process and the Constitutional Text," '']'', vol. 83, p. 493 (1997).</ref> Law professor ] disagrees, writing that ], ], ], and the framers of the U.S. Constitution believed that an unjust law was not really a law at all.<ref>]. , ''Emory Law Journal'', vol. 58, pp. 585–673 (2009). See also Edlin, Douglas, ", ''Polity'', vol. 38, pp. 345–368 (2006).</ref> | ||
Some modern scholars contend that the rule of law has been corroded during the past century by the instrumental view of law promoted by ] such as ] and ]. |
Some modern scholars contend that the rule of law has been corroded during the past century by the instrumental view of law promoted by ] such as ] and ]. For example, Brian Tamanaha asserts: "The rule of law is a centuries-old ideal, but the notion that law is a means to an end became entrenched only in the course of the nineteenth and twentieth centuries."<ref>Tamanaha, Brian. ''How an Instrumental View of Law Corrodes the Rule of Law'', twelfth annual Clifford Symposium on Tort Law and Social Policy.</ref> | ||
Others argue that the rule of law has survived but was transformed to allow for the exercise of discretion by administrators. For much of American history, the dominant notion of the rule of law |
Others argue that the rule of law has survived but was transformed to allow for the exercise of discretion by administrators. For much of American history, the dominant notion of the rule of law in ] has been some version of Dicey's, that is, individuals should be able to challenge an administrative order by bringing suit in a court of general jurisdiction. The increased number of administrative cases led to fears that excess judicial oversight over administrative decisions would overwhelm the courts and destroy the advantages of specialization that led to the creation of administrative agencies in the first place. By 1941, a compromise had emerged. If administrators adopted procedures that more or less tracked "the ordinary legal manner" of the courts, further review of the facts by "the ordinary Courts of the land" was unnecessary. Thus Dicey's rule of law was recast into a purely procedural form.<ref>Ernst, Daniel R. (2014). ''Tocqueville's Nightmare: The Administrative State Emerges in America, 1900–1940''. Oxford University Press. {{ISBN|978-0-19-992086-0}}{{page needed|date=March 2022}}</ref> | ||
On July 1, 2024, in ], the Supreme Court held that presidents have absolute immunity for acts committed as president within their core constitutional purview, at least presumptive immunity for official acts within the outer perimeter of their official responsibility, and no immunity for unofficial acts.<ref name="ruling">{{cite news|url=https://www.nbcnews.com/politics/supreme-court/supreme-court-rules-trump-may-immunity-federal-election-inter-rcna149135|title=Supreme Court provides win to Trump, ruling he has immunity for many acts in election interference indictment|first=Lawrence|last=Hurley|publisher=NBC News|date=July 1, 2024|accessdate=July 1, 2024|archive-date=July 1, 2024|archive-url=https://web.archive.org/web/20240701143716/https://www.nbcnews.com/politics/supreme-court/supreme-court-rules-trump-may-immunity-federal-election-inter-rcna149135|url-status=live}}</ref><ref>{{Cite web |last=Fisher |first=Joe |date=2024-07-01 |title=Supreme Court rules Trump has partial immunity for official acts only |url=https://www.upi.com/Top_News/US/2024/07/01/supreme-court-trump-immunity-opinion/2581719843674 |access-date=2024-07-01 |website=United Press International |language=en |archive-date=2024-07-01 |archive-url=https://web.archive.org/web/20240701175056/https://www.upi.com/Top_News/US/2024/07/01/supreme-court-trump-immunity-opinion/258171984367url-status=live }}</ref> Legal scholars have warned of the negative impact of this decision on the status of rule of law in the United States.<ref>''For example'', Lempinen, Edward ''''. Berkely News</ref> Prior to that, in 1973 and 2000 the ] within the ] issued opinions saying that a ],<ref>{{Cite news|date=26 February 2019|title=Can a sitting U.S. president face criminal charges?|language=en|work=Reuters|url=https://www.reuters.com/article/us-usa-trump-russia-indictment-explainer-idUSKCN1QF1D3|access-date=8 January 2022}}</ref><ref>{{cite report|title=A Sitting President's Amenability to Indictment and Criminal Prosecution|date=October 16, 2000|publisher=Office of Legal Counsel|volume=24, Opinions|pages=222–260|url=https://www.justice.gov/d9/olc/opinions/2000/10/31/op-olc-v024-p0222_0.pdf|access-date=January 4, 2024}}</ref> but it is constitutional to indict and try a former president for the same offenses for which the President was ] and ] under the ].<ref>{{cite report|title=Whether a Former President May Be Indicted and Tried for the Same Offenses for Which He Was Impeached by the House and Acquitted by the Senate|date=August 18, 2000|publisher=Office of Legal Counsel|volume=24, Opinions|pages=110–155|url=https://www.justice.gov/d9/olc/opinions/2000/08/31/op-olc-v024-p0110_0.pdf|access-date=January 3, 2024}}</ref><ref>{{cite book|title=The Federalist Papers|editor-first=Clinton|editor-last=Rossiter|editor-link=Clinton Rossiter|publisher=]|year=2003|orig-year=1961|page=544|isbn=978-0-451-52881-0|title-link=The Federalist Papers}}</ref><ref>{{cite report|last1=Cole|first1=Jared P.|last2=Garvey|first2=Todd|date=December 6, 2023|title=Impeachment and the Constitution|publisher=]|pages=14–15|url=https://crsreports.congress.gov/product/pdf/R/R46013|access-date=December 29, 2023}}</ref> | |||
] said during the ] in 1787 that, "Laws may be unjust, may be unwise, may be dangerous, may be destructive; and yet not be so unconstitutional as to justify the Judges in refusing to give them effect." ] agreed that judges "could declare an unconstitutional law void. But with regard to every law, however unjust, oppressive or pernicious, which did not come plainly under this description, they would be under the necessity as judges to give it a free course."<ref>Snowiss, Sylvia. '''', pp. 41–42 (Yale University Press 1990).</ref> Chief Justice ] (joined by Justice ]) took a similar position in 1827: "When its existence as law is denied, that existence cannot be proved by showing what are the qualities of a law."<ref>''Ogden v. Saunders'', {{ussc|25|213|1827|pin=347}}. This was Marshall's only dissent in a constitutional case. The ] ] later denounced Marshall for this part of his ''Ogden'' dissent. See {{cite book|first=Lysander|last=Spooner|title=Let's Abolish Government|publisher=Ludwig Von Mises Institute|year=2008|page=87}} These same issues were also discussed in an earlier U.S. Supreme Court case, ''Calder v. Bull'', {{ussc|3|386|1798}}, with Justices ] and ] taking opposite positions. See Presser, Stephen. "Symposium: Samuel Chase: In Defense of the Rule of Law and Against the Jeffersonians", '']'', vol. 62, p. 349 (March 2009).</ref> | |||
Numerous definitions of "rule of law" are used in United States governmental bodies. An organization's definition might depend on that organization's goal. For instance, ] or ] campaigns may necessitate prioritising physical security over human rights.<ref name="JudgeAdvocateLegalSchool" /> U.S. Army doctrine and U.S. Government (USG) interagency agreements might see the rule of law as a principle of governance:<ref name="JudgeAdvocateLegalSchool" /> Outlines of different definitions are given in a ] handbook for judge advocates deployed with the US Army.<ref name="JudgeAdvocateLegalSchool">{{cite book |title=US Army Rule of Law Handbook: A Practitioner’s Guide for Judge Advocates |publisher=] ] |year=2010 |lccn=2013230550 |issn=2328-3394 |url=https://permanent.fdlp.gov/gpo32970/index.htm}}</ref> | |||
====United States and definition and goal of rule of law==== | |||
Various and countless way to define rule of law are known in the United States and might depend on one organization's goal including in territories with security risk:<ref name="Charlottesville">Rule of law, handbook, A Practitioner's Guide for Judge Advocates, 2010, The Judge Advocate General's Legal Center and School, U.S. Army | |||
Center for Law and Military Operations, Charlottesville, Virginia 22903</ref> | |||
{{blockquote|First the Rule of Law should protect against anarchy and the Hobbesian war of all against all. Second, the Rule of Law should allow people to plan their affairs with reasonable confidence that they can know in advance the legal consequences of various actions. Third, the Rule of Law should guarantee against at least some types of official arbitrariness.|], The Rule of Law as a Concept in International Discourse, 97 COLUM . L. REV . 1, 7-8 (1997)<ref name="Charlottesville" />}} | |||
{{blockquote|the purpose of law is served by five "elements" of the rule of law: | |||
(1) The first element is the capacity of legal rules, standards, or principles to guide people in the conduct of their affairs. People must be able to understand the law and comply with it.<br /> | |||
(2) The second element of the Rule of Law is efficacy. The law should actually guide people, at least for the most part. In Joseph Raz's phrase, "people should be ruled by the law and obey it."<br /> | |||
(3) The third element is stability. The law should be reasonably stable, in order to facilitate planning and coordinated action over time.<br /> | |||
(4) The fourth element of the Rule of Law is the supremacy of legal authority. The law should rule officials, including judges, as well as ordinary citizens.<br /> | |||
(5) The final element involves instrumentalities of impartial justice. Courts should be available to enforce the law and should employ fair procedures.|Fallon}} | |||
{{blockquote|concept in terms of five (different) "goals" of the rule of law: | |||
* making the state abide by the law | |||
* ensuring equality before the law | |||
* supplying law and order | |||
* providing efficient and impartial justice, and | |||
* upholding human rights|Rachel Kleinfeld<ref name="Charlottesville" />}} | |||
====US Army doctrine and US Government inter-agency agreement==== | |||
US Army doctrine and U.S. Government (USG) inter-agency agreement might see rule of law as a principle of governance<ref name="Charlottesville" /> | |||
{{blockquote|Rule of law is a principle of governance in which all persons, institutions and entities, public and private, including the state itself, are accountable to laws that are publicly promulgated, equally enforced, and independently adjudicated, and which are consistent with international human rights principles. | |||
That principle can be broken down into seven effects: | |||
* The state monopolizes the use of force in the resolution of disputes | |||
* Individuals are secure in their persons and property | |||
* The state is itself bound by law and does not act arbitrarily | |||
* The law can be readily determined and is stable enough to allow individuals to plan their affairs | |||
* Individuals have meaningful access to an effective and impartial legal system | |||
* The state protects basic human rights and fundamental freedoms. | |||
* Individuals rely on the existence of justice institutions and the content of law in the conduct of their daily lives | |||
The complete realization of these effects represents an ideal.}} | |||
====Canada==== | ====Canada==== | ||
In Canada, the |
In Canada, the rule of law is associated with ]'s view. It is mentioned in the preamble to the ]. ] is "similar in principle" to the ], and includes unwritten constitutional principles of democracy, judicial independence, federalism, constitutionalism and the rule of law, and the protection of minorities.<ref>''],'' 1998 CanLII 793 (SCC), 2 S.C.R. 217, at paras 44-49, see also, ], 2021 SCC 34 at para 49</ref> | ||
In 1959, ], the ] called the Rule of Law a "fundamental postulate" of the ]. According to ], it encompasses, "a sense of orderliness, of subjection to known legal rules and of executive accountability to legal authority." In ], it means that the relationship between the state and the individual must be regulated by law and that the Constitution binds all governments, both ], including the ]. With the adoption of the ], the Canadian system of government was transformed to a significant extent from a system of Parliamentary supremacy to one of constitutional supremacy. The principle of the rule of law and ] is aided by acknowledging that the constitution is ] beyond simple ].<ref>''],'' 2 SCR 217, at paras 70-78</ref> However, ] operates to provide a limited "legislative override" of certain fundamental freedoms contained in the Charter, and has been invoked at different times by provincial legislatures. | In 1959, ], the ] called the Rule of Law a "fundamental postulate" of the ]. According to ], it encompasses, "a sense of orderliness, of subjection to known legal rules and of executive accountability to legal authority." In ], it means that the relationship between the state and the individual must be regulated by law and that the Constitution binds all governments, both ], including the ]. With the adoption of the ], the Canadian system of government was transformed to a significant extent from a system of Parliamentary supremacy to one of constitutional supremacy. The principle of the rule of law and ] is aided by acknowledging that the constitution is ] beyond simple ].<ref>''],'' 2 SCR 217, at paras 70-78</ref> However, ] operates to provide a limited "legislative override" of certain fundamental freedoms contained in the Charter, and has been invoked at different times by provincial legislatures. | ||
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===Asia=== | ===Asia=== | ||
East Asian cultures are influenced by two schools of thought, ], which advocated good governance as rule by leaders who are benevolent and virtuous, and ], which advocated strict adherence to law. The influence of one school of thought over the other has varied throughout the centuries. One study indicates that throughout East Asia, only South Korea, Singapore, Japan, Taiwan and Hong Kong have societies that are robustly committed to a law-bound state.<ref>Chu, Yun-Han et al. '''', pp. 31–32.</ref> According to Awzar Thi, a member of the ], the rule of law in Cambodia |
East Asian cultures are influenced by two schools of thought, ], which advocated good governance as rule by leaders who are benevolent and virtuous, and ], which advocated strict adherence to law. The influence of one school of thought over the other has varied throughout the centuries. One study indicates that throughout East Asia, only South Korea, Singapore, Japan, Taiwan and Hong Kong have societies that are robustly committed to a law-bound state.<ref>Chu, Yun-Han et al. '''', pp. 31–32.</ref> According to Awzar Thi, a member of the ], the rule of law in Cambodia and most of Asia is weak or nonexistent: | ||
<blockquote>Apart from a number of states and territories, across the continent there is a huge gulf between the rule of law rhetoric and reality. In Thailand, the police force is favor over the rich and corrupted. In Cambodia, judges are proxies for the ruling political party ... That a judge may harbor political prejudice or apply the law unevenly are the smallest worries for an ordinary criminal defendant in Asia. More likely ones are: Will the police fabricate the evidence? Will the prosecutor bother to show up? Will the judge fall asleep? Will I be poisoned in prison? Will my case be completed within a decade?<ref>Thi, Awzar. | <blockquote>Apart from a number of states and territories, across the continent there is a huge gulf between the rule of law rhetoric and reality. In Thailand, the police force is favor over the rich and corrupted. In Cambodia, judges are proxies for the ruling political party ... That a judge may harbor political prejudice or apply the law unevenly are the smallest worries for an ordinary criminal defendant in Asia. More likely ones are: Will the police fabricate the evidence? Will the prosecutor bother to show up? Will the judge fall asleep? Will I be poisoned in prison? Will my case be completed within a decade?<ref>Thi, Awzar. | ||
{{Webarchive|url=https://web.archive.org/web/20130507040107/http://www.upiasia.com/Human_Rights/2008/08/14/asia_needs_a_new_rule-of-law_debate/2340/ |date=2013-05-07 }}, ], UPIAsia.com (2008-08-14).</ref></blockquote> | {{Webarchive|url=https://web.archive.org/web/20130507040107/http://www.upiasia.com/Human_Rights/2008/08/14/asia_needs_a_new_rule-of-law_debate/2340/ |date=2013-05-07 }}, ], UPIAsia.com (2008-08-14).</ref></blockquote> | ||
In countries such as China and Vietnam, the transition to a market economy has been a major factor in a move toward the rule of law, because the rule of law is important to foreign investors and to economic development. It remains unclear whether the rule of law in countries like China and Vietnam will be limited to commercial matters or will spill into other areas as well, and if so whether that spillover will enhance prospects for related values such as democracy and human rights.<ref>Peerenboom, Randall ''in'' , p. 39 (Routledge 2004).</ref> |
In countries such as China and Vietnam, the transition to a market economy has been a major factor in a move toward the rule of law, because the rule of law is important to foreign investors and to economic development. It remains unclear whether the rule of law in countries like China and Vietnam will be limited to commercial matters or will spill into other areas as well, and if so whether that spillover will enhance prospects for related values such as democracy and human rights.<ref>Peerenboom, Randall ''in'' , p. 39 (Routledge 2004).</ref> | ||
==== China ==== | |||
The ] has been widely discussed and debated by both legal scholars and politicians in China. After China's ], the Communist Party emphasized the rule of law as a basic strategy and method for state management.<ref name=":Fang" />{{Rp|page=110}} ] first called for establishing a socialist rule of law at the ] in 1997.<ref name=":Fang">{{Cite book |last=Fang |first=Qiang |title=China under Xi Jinping: A New Assessment |publisher=] |year=2024 |isbn=9789087284411 |editor-last=Fang |editor-first=Qiang |chapter=Understanding the Rule of Law in Xi's China |editor-last2=Li |editor-first2=Xiaobing}}</ref>{{Rp|page=110}} Despite the CCP's ] arguing that Western values have corrupted many people's understanding of the rule of law, the CCP has simultaneously endorsed governing the country in accordance with the rule of law.<ref>{{cite journal |last1=Wang |first1=Zhengxu |title=Xi Jinping: the game changer of Chinese elite politics? |journal=Taylor and Francis Online |date=2016 |volume=22|issue=4 |pages=469–486 |doi=10.1080/13569775.2016.1175098 |s2cid=156316938 |url=https://www.tandfonline.com/doi/abs/10.1080/13569775.2016.1175098 |access-date=24 September 2023}}</ref> These factors likely suggest that the CCP is creating a rule of law with Chinese characteristics, which may simply entail modifying the Western notion of rule of law to best match China's unique political, social, and historical conditions. As Document 9 suggests, the CCP does not see judicial independence, separation of power, or constitutional forms of governance as defined by Western society, to suit China's unique form of governance.<ref>{{cite web |last1=Creemers |first1=Rogier |title=Communiqué on the Current State of the Ideological Sphere (Document No. 9) |url=https://digichina.stanford.edu/work/communique-on-the-current-state-of-the-ideological-sphere-document-no-9/ |website=DigiChina |publisher=Stanford University |access-date=24 September 2023}}</ref><ref name="Stiftung Wissenschaft und Politik">{{cite journal |last1=Rudolf |first1=Moritz |title=Xi Jinping Thought on the Rule of Law |url=https://www.swp-berlin.org/10.18449/2021C28/ |journal=SWP Comment |date=2021 |publisher=Stiftung Wissenschaft und Politik |doi=10.18449/2021C28 |s2cid=235350466 |access-date=24 September 2023}}</ref> This unique version of rule of law with Chinese characteristics has led to different attempts to define China's method of governing the country by rule of law domestically and internationally.<ref>{{cite web |last1=Chen |first1=Wang |title=Xi Jinping Thought on the Rule of Law Is a New Development and New Leap ... |url=https://interpret.csis.org/translations/xi-jinping-thought-on-the-rule-of-law-is-a-new-development-and-new-leap-forward-in-the-sinicization-of-marxist-theory-on-the-rule-of-law/ |website=CSIS Interpret: China |publisher=CSIS |access-date=24 September 2023}}</ref><ref name="Stiftung Wissenschaft und Politik"/> | |||
{{See also|Chinese law#Rule of law|Three Supremes}} | |||
In China, the phrase fǎzhì (法治), which can be translated as "rule of law," means using the law as an instrument to facilitate social control.<ref>Linda Chelan Li, The “Rule of Law” Policy in Guangdong: Continuity or Departure? Meaning, Significance and Processes. (2000), 199-220.</ref> | |||
In Thailand, a kingdom that has had a constitution since the initial attempt to overthrow the absolute monarchy system in 1932, the rule of law has been more of a principle than actual practice.{{citation needed|date=December 2013}} Ancient prejudices and political bias have been present in the three branches of government with each of their foundings, and justice has been processed formally according to the law but in fact more closely aligned with royalist principles that are still advocated in the 21st century.{{citation needed|date=December 2013}} In November 2013, Thailand faced still further threats to the rule of law when the executive branch rejected a supreme court decision over how to select senators.{{citation needed|date=December 2013}} | |||
Late Qing dynasty legal reforms unsuccessfully sought to implement Western legal principles including the rule of law and judicial independence.<ref name=":Fang2">{{Cite book |last=Fang |first=Qiang |title=China under Xi Jinping: A New Assessment |publisher=] |year=2024 |isbn=9789087284411 |editor-last=Fang |editor-first=Qiang |chapter=Understanding the Rule of Law in Xi's China |jstor=jj.15136086 |editor-last2=Li |editor-first2=Xiaobing}}</ref>{{Rp|page=122–123}} Judicial independence further decreased in the ] under ] per the ]'s policy of particization (''danghua''), under which administrative judges were required to have "deep comprehension" of the KMT's principles.<ref name=":Fang2" />{{Rp|page=123}} | |||
In India, the longest constitutional text in the history of the world has governed that country since 1950. The ] is intended to limit the opportunity for governmental discretion and the judiciary uses ] to uphold the Constitution, especially the ].<ref>Baxi, Upendra ''in'' , pp. 336–337 (Routledge 2004).</ref> Although some people have criticized the Indian judiciary for its ],<ref>Robinson, Simon. , '']'' (8 November 2006).</ref> others believe such actions are needed to safeguard the rule of law based on the Constitution as well as to preserve ], an important part of the ].<ref>{{cite news|author=Staff writer|date=2 September 2011|title=Do we need judicial activism?|url=https://www.news18.com/news/india/do-we-need-judicial-activism-397207.html|access-date=15 January 2022}}</ref> | |||
After China's ], the Communist Party emphasized the rule of law as a basic strategy and method for state management of society.<ref name=":Fang" />{{Rp|page=110}} ] first called for establishing a socialist rule of law at the ] in 1997.<ref name=":Fang">{{Cite book |last=Fang |first=Qiang |title=China under Xi Jinping: A New Assessment |publisher=] |year=2024 |isbn=9789087284411 |editor-last=Fang |editor-first=Qiang |chapter=Understanding the Rule of Law in Xi's China |editor-last2=Li |editor-first2=Xiaobing}}</ref>{{Rp|page=110}} Despite the CCP's ] arguing that Western values have corrupted many people's understanding of the rule of law, the CCP has simultaneously endorsed governing the country in accordance with the rule of law.<ref>{{cite journal |last1=Wang |first1=Zhengxu |title=Xi Jinping: the game changer of Chinese elite politics? |journal= Contemporary Politics|date=2016 |volume=22|issue=4 |pages=469–486 |doi=10.1080/13569775.2016.1175098 |s2cid=156316938 |url=https://www.tandfonline.com/doi/abs/10.1080/13569775.2016.1175098 |access-date=24 September 2023}}</ref> These factors likely suggest that the CCP is creating a rule of law with Chinese characteristics, which may simply entail modifying the Western notion of rule of law to best match China's unique political, social, and historical conditions. As Document 9 suggests, the CCP does not see judicial independence, separation of power, or constitutional forms of governance as defined by Western society, as suiting China's unique form of governance.<ref>{{cite web |last1=Creemers |first1=Rogier |title=Communiqué on the Current State of the Ideological Sphere (Document No. 9) |url=https://digichina.stanford.edu/work/communique-on-the-current-state-of-the-ideological-sphere-document-no-9/ |website=DigiChina |publisher=Stanford University |access-date=24 September 2023}}</ref><ref name="Stiftung Wissenschaft und Politik">{{cite journal |last1=Rudolf |first1=Moritz |title=Xi Jinping Thought on the Rule of Law |url=https://www.swp-berlin.org/10.18449/2021C28/ |journal=SWP Comment |date=2021 |publisher=Stiftung Wissenschaft und Politik |doi=10.18449/2021C28 |s2cid=235350466 |access-date=24 September 2023}}</ref> This unique version of the rule of law with Chinese characteristics has led to different attempts to define China's method of governing the country by rule of law domestically and internationally.<ref>{{cite web |last1=Chen |first1=Wang |title=Xi Jinping Thought on the Rule of Law Is a New Development and New Leap ... |url=https://interpret.csis.org/translations/xi-jinping-thought-on-the-rule-of-law-is-a-new-development-and-new-leap-forward-in-the-sinicization-of-marxist-theory-on-the-rule-of-law/ |website=CSIS Interpret: China |publisher=CSIS |access-date=24 September 2023}}</ref><ref name="Stiftung Wissenschaft und Politik" /> | |||
Japan had centuries of tradition prior to ], during which there were laws, but they did not provide a central organizing principle for society, and they did not constrain the powers of government (Boadi, 2001). As the 21st century began, the percentage of people who were lawyers and judges in Japan remained very low relative to western Europe and the United States, and legislation in Japan tended to be terse and general, leaving much discretion in the hands of bureaucrats.<ref>Green, Carl. {{Webarchive|url=https://web.archive.org/web/20080623094753/https://www.asiasociety.org/speeches/green.html |date=23 June 2008 }}, Speech to the ] (14 March 2001).</ref><ref>See also {{cite book|last1=Goodman|first1=Carl F.|title=The rule of law in Japan : a comparative analysis|date=2008|publisher=Wolters Kluwer Law & Business|isbn=978-90-411-2750-1|edition=2nd rev.|url=https://books.google.com/books?id=xIsmHbijQesC}}{{Dead link|date=January 2023 |bot=InternetArchiveBot |fix-attempted=yes }}</ref> | |||
In his writings on socialist rule of law in China, ] has emphasized traditional Chinese concepts including people as the root of the state (''mingben''), "the ideal of no lawsuit" (''tianxia wusong''), "respecting rite and stressing law" (''longli zhongfa''), "virtue first, penalty second" (''dezhu xingfu''), and "promoting virtue and being prudent in punishment" (''mingde shenfa'').<ref name=":Fang" />{{Rp|pages=110–111}} Xi states that the two fundamental aspects of the socialist rule of law are: that the political and legal organs (including courts, the police, and the procuratorate) must believe in the law and uphold the law; and all political and legal officials must follow the Communist Party.<ref name=":Fang" />{{Rp|page=115}} | |||
==Organizations== | |||
==== India ==== | |||
The ] is intended to limit opportunities for governmental discretion, and the judiciary uses ] to uphold the Constitution, especially the ].<ref>Baxi, Upendra ''in'' , pp. 336–337 (Routledge 2004).</ref> Although some people have criticized the Indian judiciary for its ],<ref>Robinson, Simon. , '']'' (8 November 2006).</ref> others believe such actions are needed to safeguard the rule of law based on the Constitution as well as to preserve ], an important part of the ].<ref>{{cite news|author=Staff writer|date=2 September 2011|title=Do we need judicial activism?|url=https://www.news18.com/news/india/do-we-need-judicial-activism-397207.html|access-date=15 January 2022}}</ref> | |||
==== Japan ==== | |||
Japan had centuries of tradition prior to ], during which there were laws, but they did not provide a central organizing principle for society, and they did not constrain the powers of government.<ref>(Boadi, 2001)</ref> As the 21st century began, the percentage of people who were lawyers and judges in Japan remained very low relative to western Europe and the United States, and legislation in Japan tended to be terse and general, leaving much discretion in the hands of bureaucrats.<ref>Green, Carl. {{Webarchive|url=https://web.archive.org/web/20080623094753/https://www.asiasociety.org/speeches/green.html |date=23 June 2008 }}, Speech to the ] (14 March 2001).</ref><ref>See also {{cite book|last1=Goodman|first1=Carl F.|title=The rule of law in Japan : a comparative analysis|date=2008|publisher=Wolters Kluwer Law & Business|isbn=978-90-411-2750-1|edition=2nd rev.|url=https://books.google.com/books?id=xIsmHbijQesC}}{{Dead link|date=January 2023 |bot=InternetArchiveBot |fix-attempted=yes }}</ref> | |||
==== Singapore ==== | |||
{{Main article|Rule of law doctrine in Singapore}} | |||
==Organisations== | |||
{{Multiple issues|section=yes| | {{Multiple issues|section=yes| | ||
{{One source section|date=October 2023}} | {{One source section|date=October 2023}} | ||
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=== EU Commission === | === EU Commission === | ||
{{further|Category:Rule of law missions of the European Union}} | {{further|Category:Rule of law missions of the European Union}} | ||
The rule of law is enshrined in Article 2 of the Treaty on European Union as one of the common values for all Member States. Under the rule of law, all public powers always act within the constraints set out by law, in accordance with the values of democracy and fundamental rights, and under the control of independent and impartial courts. The rule of law includes principles such as legality, implying a transparent, accountable, democratic and pluralistic process for enacting laws; legal certainty; prohibiting the arbitrary exercise of executive power; effective judicial protection by independent and impartial courts, effective judicial review including respect for fundamental rights; separation of powers; and equality before the law. These principles have been recognised by the European Court of Justice and the European Court of Human Rights. In addition, the Council of Europe has developed standards and issued opinions and recommendations which provide well-established guidance to promote and uphold the rule of law.<ref>{{cite web |title= Communication From the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions 2020 Rule of Law Report The rule of law situation in the European Union |url=https://eur-lex.europa.eu/legal-content/EN/TXT/?qid=1602583951529&uri=CELEX%3A52020DC0580 |website=EUR-Lex |access-date=3 August 2022 |language=en }} |
The rule of law is enshrined in Article 2 of the Treaty on European Union as one of the common values for all Member States. Under the rule of law, all public powers always act within the constraints set out by law, in accordance with the values of democracy and fundamental rights, and under the control of independent and impartial courts. The rule of law includes principles such as legality, implying a transparent, accountable, democratic and pluralistic process for enacting laws; legal certainty; prohibiting the arbitrary exercise of executive power; effective judicial protection by independent and impartial courts, effective judicial review including respect for fundamental rights; separation of powers; and equality before the law. These principles have been recognised by the European Court of Justice and the European Court of Human Rights. In addition, the Council of Europe has developed standards and issued opinions and recommendations which provide well-established guidance to promote and uphold the rule of law.<ref>{{cite web |title= Communication From the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions 2020 Rule of Law Report The rule of law situation in the European Union |url=https://eur-lex.europa.eu/legal-content/EN/TXT/?qid=1602583951529&uri=CELEX%3A52020DC0580 |website=EUR-Lex |access-date=3 August 2022 |language=en }} ] Text was copied from this source, which is available under a {{Webarchive|url=https://web.archive.org/web/20171016050101/https://creativecommons.org/licenses/by/4.0/ |date=2017-10-16 }}.</ref> | ||
=== The Council of Europe === | === The Council of Europe === | ||
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===International Commission of Jurists=== | ===International Commission of Jurists=== | ||
In 1959, an event took place in ] and speaking as the ], made a declaration as to the fundamental principle of the rule of law. The event consisted of over 185 judges, lawyers, and law professors from 53 countries. This later became known as the ]. During the declaration they declared |
In 1959, an event took place in ] and speaking as the ], made a declaration as to the fundamental principle of the rule of law. The event consisted of over 185 judges, lawyers, and law professors from 53 countries. This later became known as the ]. During the declaration they declared that the rule of law implied certain rights and freedoms, an independent judiciary, and social, economic and cultural conditions conducive to human dignity. One aspect not included in The Declaration of Delhi was for rule of law requiring legislative power to be subject to ].<ref>Goldsworthy, Jeffrey. in Tom Campbell, Keith D. Ewing and Adam Tomkins (eds), ''Sceptical Essays on Human Rights'' (Oxford: Oxford University Press, 2001), p. 69.</ref> | ||
===United Nations=== | ===United Nations=== | ||
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The General Assembly has considered rule of law an agenda item since 1992, with renewed interest since 2006 and has adopted resolutions at its last three sessions.<ref>See United Nations General Assembly Resolutions A/RES/61/39, A/RES/62/70, A/RES/63/128.</ref> The Security Council has held a number of thematic debates on the rule of law,<ref>See United Nations Security Council debates S/PRST/2003/15, S/PRST/2004/2, S/PRST/2004/32, S/PRST/2005/30, S/PRST/2006/28.</ref> and adopted resolutions emphasizing the importance of these issues in the context of women, peace and security,<ref>See United Nations Security Council Resolutions 1325 and 1820.</ref> children in armed conflict,<ref>E.g. see United Nations Security Council Resolution 1612.</ref> and the protection of civilians in armed conflict.<ref>E.g. see United Nations Security Council Resolution 1674.</ref> The ] has also regularly addressed rule of law issues with respect to countries on its agenda.<ref>.</ref> The ] also requires the rule of law be included in ].<ref>] Part II, paragraph 79</ref> Additionally, the ], a component of the 2030 Agenda is aimed at promoting the rule of law at national and international levels.<ref>{{Cite web|last=Doss|first=Eric|title=Sustainable Development Goal 16|url=https://www.un.org/ruleoflaw/sdg-16/|access-date=25 September 2020|website=United Nations and the Rule of Law|language=en-US|archive-date=20 December 2021|archive-url=https://web.archive.org/web/20211220024335/https://www.un.org/ruleoflaw/sdg-16/|url-status=live}}</ref> | The General Assembly has considered rule of law an agenda item since 1992, with renewed interest since 2006 and has adopted resolutions at its last three sessions.<ref>See United Nations General Assembly Resolutions A/RES/61/39, A/RES/62/70, A/RES/63/128.</ref> The Security Council has held a number of thematic debates on the rule of law,<ref>See United Nations Security Council debates S/PRST/2003/15, S/PRST/2004/2, S/PRST/2004/32, S/PRST/2005/30, S/PRST/2006/28.</ref> and adopted resolutions emphasizing the importance of these issues in the context of women, peace and security,<ref>See United Nations Security Council Resolutions 1325 and 1820.</ref> children in armed conflict,<ref>E.g. see United Nations Security Council Resolution 1612.</ref> and the protection of civilians in armed conflict.<ref>E.g. see United Nations Security Council Resolution 1674.</ref> The ] has also regularly addressed rule of law issues with respect to countries on its agenda.<ref>.</ref> The ] also requires the rule of law be included in ].<ref>] Part II, paragraph 79</ref> Additionally, the ], a component of the 2030 Agenda is aimed at promoting the rule of law at national and international levels.<ref>{{Cite web|last=Doss|first=Eric|title=Sustainable Development Goal 16|url=https://www.un.org/ruleoflaw/sdg-16/|access-date=25 September 2020|website=United Nations and the Rule of Law|language=en-US|archive-date=20 December 2021|archive-url=https://web.archive.org/web/20211220024335/https://www.un.org/ruleoflaw/sdg-16/|url-status=live}}</ref> | ||
In Our Common Agenda, |
In Our Common Agenda, the ] ] wrote in paragraph 23: "In support of efforts to put people at the center of justice systems, I will promote a new vision for the rule of law, building on Sustainable Development Goal 16 and the 2012 Declaration of the High-level Meeting of the General Assembly on the Rule of Law at the National and International Levels."<ref>{{Cite web |title=Secretary-General's report on "Our Common Agenda" |url=https://www.un.org/en/content/common-agenda-report/ |website=www.un.org}}</ref> | ||
===International Bar Association=== | ===International Bar Association=== | ||
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===World Justice Project=== | ===World Justice Project=== | ||
]'' above ]. In 2023, the ] ranked ] no. 1 on the their Rule of Law Index<ref>{{Cite web |date=2023-10-25 |title=WJP Rule of Law Index 2023 Global Press Release |url=https://worldjusticeproject.org/news/wjp-rule-law-index-2023-global-press-release |access-date=2024-12-11 |website=World Justice Project |language=en}}</ref>]] | |||
The World Justice Project (WJP)<ref>{{Cite web |title=World Justice Project {{!}} Advancing the rule of law worldwide |url=https://worldjusticeproject.org/ |access-date=2023-02-08 |website=World Justice Project |language=en}}</ref> is an international organization that produces independent research and data, in order to build awareness, and stimulate action to advance the rule of law.<ref>{{Cite web |title=WJP {{!}} Our Work |url=https://worldjusticeproject.org/our-work |access-date=2023-02-08 |website=World Justice Project |language=en}}</ref> | The World Justice Project (WJP)<ref>{{Cite web |title=World Justice Project {{!}} Advancing the rule of law worldwide |url=https://worldjusticeproject.org/ |access-date=2023-02-08 |website=World Justice Project |language=en}}</ref> is an international organization that produces independent research and data, in order to build awareness, and stimulate action to advance the rule of law.<ref>{{Cite web |title=WJP {{!}} Our Work |url=https://worldjusticeproject.org/our-work |access-date=2023-02-08 |website=World Justice Project |language=en}}</ref> | ||
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<blockquote>More than a matter of due process, the rule of law is an enabler of justice and development. The three notions are interdependent; when realized, they are mutually reinforcing. For IDLO, as much as a question of laws and procedure, the rule of law is a culture and daily practice. It is inseparable from equality, from access to justice and education, from access to health and the protection of the most vulnerable. It is crucial for the viability of communities and nations, and for the environment that sustains them.<ref>{{Cite web|url=https://www.idlo.int/what-we-do/rule-law|title=Rule of Law|date=February 24, 2014|website=IDLO – International Development Law Organization|access-date=February 15, 2022|archive-date=October 2, 2019|archive-url=https://web.archive.org/web/20191002112317/https://www.idlo.int/what-we-do/rule-law|url-status=live}}</ref></blockquote> | <blockquote>More than a matter of due process, the rule of law is an enabler of justice and development. The three notions are interdependent; when realized, they are mutually reinforcing. For IDLO, as much as a question of laws and procedure, the rule of law is a culture and daily practice. It is inseparable from equality, from access to justice and education, from access to health and the protection of the most vulnerable. It is crucial for the viability of communities and nations, and for the environment that sustains them.<ref>{{Cite web|url=https://www.idlo.int/what-we-do/rule-law|title=Rule of Law|date=February 24, 2014|website=IDLO – International Development Law Organization|access-date=February 15, 2022|archive-date=October 2, 2019|archive-url=https://web.archive.org/web/20191002112317/https://www.idlo.int/what-we-do/rule-law|url-status=live}}</ref></blockquote> | ||
IDLO is headquartered in Rome and has a branch office in ] and has Permanent Observer Status at the ] in New York City. | |||
=== International Network to Promote the Rule of Law === | === International Network to Promote the Rule of Law === | ||
The International Network to Promote the Rule of Law |
The ] is an international network of law practitioners working on rule of law issues in post-conflict and developing countries from a policy, practice and research perspective. INPROL is based at the ] in partnership with the US Department of State Bureau of International Narcotics and Law Enforcement, the ] Strategic Police Matters Unit, the Center of Excellence for Police Stability Unit, and ] in the United States.<ref>{{Cite web |url=https://inprol.org/about-inprol |title=INPROL | Home |access-date=9 February 2017 |archive-url=https://web.archive.org/web/20170202002311/https://inprol.org/about-inprol |archive-date=2 February 2017 |url-status=dead }}</ref> | ||
INPROL provides an online forum for the exchange of information about best practices. Members may post questions, and expect a response from their fellow rule of law practitioners worldwide on their experiences in addressing rule of law issues. | |||
==In relation to economics== | |||
One important aspect of the rule-of-law initiatives is the study and analysis of the rule of law's impact on ]. The rule-of-law movement cannot be fully successful in transitional and developing countries without an answer to the question: does the rule of law matter to economic development or not?<ref>Luis Flores Ballesteros. "Corruption and development. Does the 'rule of law' factor weigh more than we think?" 54 Pesos May. 2008:54 Pesos 15 November 2008. </ref> ] is the study of the compatibility of economic and financial decisions within existing constitutional law frameworks, and such a framework includes government spending on the ], which, in many transitional and ], is completely controlled by the executive. It is useful to distinguish between the two methods of ] of the judiciary: corruption by the executive branch, in contrast to corruption by private actors. | |||
The standards of ] can be used during annual ], and if that budget planning is transparent then the rule of law may benefit. The availability of an effective court system, to be used by the ] in situations of unfair government spending and executive impoundment of previously authorized appropriations, is a key element for the success of the rule-of-law endeavor.<ref>Peter Barenboim, "Defining the rules", ''The European Lawyer'', Issue 90, October 2009</ref> | |||
The Rule of Law is especially important as an influence on the economic development in developing and transitional countries. The term "rule of law" has been used primarily in the English-speaking countries, and it is not yet fully clarified even with regard to such well-established democracies as, for instance, Sweden, Denmark, France, Germany, or Japan. A common language between lawyers of common law and civil law countries as well as between legal communities of developed and developing countries is critically important for research of links between the rule of law and real economy.<ref>Peter Barenboim, Natalya Merkulova. {{Webarchive|url=https://web.archive.org/web/20210224055639/http://philosophicalclub.ru/content/docs/worldruleoflaw.pdf |date=2021-02-24 }}, edited by Francis Neate and Holly Nielsen, Justitsinform, Moscow (2007).</ref> | |||
The economist ] analyzed how the rule of law might be beneficial to the free market. Hayek proposed that under the rule of law, individuals would be able to make wise investments and future plans with some confidence in a successful return on investment when he stated: "under the Rule of Law the government is prevented from stultifying individual efforts by ''ad hoc'' action. Within the known rules of the game the individual is free to pursue his personal ends and desires, certain that the powers of government will not be used deliberately to frustrate his efforts."<ref name=Serfdom>{{cite book|last=Hayek|first=F.A.|title=The Road to Serfdom|year=1994|publisher=The University of Chicago Press|location=Chicago|isbn=978-0-226-32061-8|page=81}}</ref> | |||
Studies have shown that weak rule of law (for example, discretionary regulatory enforcement) discourages investment. Economists have found, for example, that a rise in discretionary regulatory enforcement caused US firms to abandon international investments.<ref>{{Cite journal|last1=Graham|first1=Brad|last2=Stroup|first2=Caleb|year=2016|title=Does Anti-bribery enforcement deter foreign investment?|url=https://fcpa.stanford.edu/academic-articles/20150511-does-anti-bribery-enforcement-deter-foreign-investment.pdf|journal=Applied Economics Letters|volume=23|pages=63–67|via=Taylor and Francis|doi=10.1080/13504851.2015.1049333|s2cid=218640318}}</ref> | |||
==In relation to culture== | |||
The Treaty on the Protection of Artistic and Scientific Institutions and Historic Monuments or ] is an inter-American ]. The most important idea of the Roerich Pact is the ] that the defense of ] is more important than the use or destruction of that culture for military ], and the protection of culture always has precedence over any ].<ref> {{Webarchive|url=https://web.archive.org/web/20210612110433/http://philosophicalclub.ru/content/docs/75th_Anniversary_of_Roerich_Pact_Eng.html |date=2021-06-12 }}. {{ISBN|978-5-98856-114-9}}{{page needed|date=March 2022}}</ref> | |||
The Roerich Pact signed on 15 April 1935, by the representatives of 21 American states in the ] of the ] (Washington, DC). It was the first international treaty signed in the Oval Office.<ref>Elisabeth Stoumatoff, ''FDR's Unfinished Portrait: A Memoir'', University of Pittsburgh Press, 1990, {{ISBN|0-8229-3659-3}}{{Page needed|date=March 2022}}</ref> | |||
The ] is the first ] that focuses on the protection of ] in armed conflict. It was signed at ], ] on 14 May 1954 and entered into force on 7 August 1956. As of June 2017, it has been ratified by 128 states.<ref>{{Cite web | url=https://www.unesco.org/eri/la/convention.asp?KO=13637&language=E&order=alpha | title=Conventions}}</ref> | |||
The rule of law can be hampered when there is a disconnect between legal and popular consensus. An example is ]. Under the auspices of the ], nominally strong copyright laws have been implemented throughout most of the world; but because the attitude of much of the population does not conform to these laws, a rebellion against ownership rights has manifested in rampant ], including an increase in ].<ref>{{citation|title=White Paper: Building a Culture of Respect for the Rule of Law|publisher=American Bar Association|author=Bica-Huiu, Alina}}</ref> Similarly, in Russia, ] is common and a person who admits he does not pay taxes is not judged or criticized by his colleagues and friends, because the tax system is viewed as unreasonable.<ref>{{cite web|url=https://www2.gwu.edu/~ieresgwu/assets/docs/demokratizatsiya%20archive/07-02_pope.pdf|title=The Rule of Law and Russian Culture – Are They Compatible?|author=Pope, Ronald R.|access-date=15 April 2017|archive-date=2 September 2016|archive-url=https://web.archive.org/web/20160902182129/https://www.gwu.edu/~ieresgwu/assets/docs/demokratizatsiya%20archive/07-02_pope.pdf|url-status=dead}}</ref> ] likewise has different normative implications across cultures.<ref name=licht>{{cite journal|journal=Journal of Comparative Economics|volume=35|issue=4|date=December 2007|pages=659–688|title=Culture rules: The foundations of the rule of law and other norms of governance|author=Licht, Amir N.|doi=10.1016/j.jce.2007.09.001|url=https://deepblue.lib.umich.edu/bitstream/2027.42/39991/3/wp605.pdf|hdl=2027.42/39991|hdl-access=free}}</ref> | |||
== In relation to education == | |||
] has an important role in promoting the rule of law (RoL) and a ] of lawfulness. In essence, it provides an important protective function by strengthening learners' abilities to face and overcome difficult life situations. Young people can be important contributors to a culture of lawfulness, and governments can provide educational support that nurtures positive values and attitudes in future generations.<ref name=":0">{{Cite web|url=https://unesdoc.unesco.org/ark:/48223/pf0000366771|title=Strengthening the rule of lawthrough education: A guide for policymakers|last=UNESCO and UNODC|date=2019|access-date=2019-05-22|archive-date=2020-02-25|archive-url=https://web.archive.org/web/20200225195201/https://unesdoc.unesco.org/ark:/48223/pf0000366771|url-status=live}}</ref> | |||
Through ], learners are expected to acquire and develop the ], ] and ] experiences and skills they need to develop into constructive and responsible contributors to ]. Education also plays a key role in transmitting and sustaining socio-cultural norms and ensuring their continued evolution.<ref>{{Cite book|title=Education and sociology|last=Durkheim|first=E|publisher=The Free Press.|year=1956|location=New York}}</ref> Through formal education, children and youth are socialized to adopt certain values, behaviours, attitudes and roles that form their personal and social identity and guide them in their daily choices.<ref name=":0" /> | |||
As they develop, children and youth also develop the capacity to reflect critically on norms, and to shape new norms that reflect contemporary conditions. As such, ] promotes and upholds the principle of the RoL by:<ref name=":0" /> | |||
* Encouraging learners to value, and apply, the principles of the RoL in their daily lives, and; | |||
* Equipping learners with the appropriate knowledge, values, attitudes, and behaviours they need to contribute to its continued improvement and regeneration in society more broadly. This can be reflected, for instance, in the way learners demand greater ] in, or accountability of, public institutions, as well as through the everyday decisions that learners take as ] responsible and engaged citizens, family members, workers, employers, friends, and consumers etc.<ref name=":0" /> | |||
] is built on a lifelong learning perspective. It is not only for children and youth but also for adults. It can be delivered in formal, non-formal and informal settings. For this reason, GCE is part and parcel of the ] on Education (SDG4, Target 4.7). A competency framework based on a vision of learning covers three domains to create a well-rounded learning experience: Cognitive, Socio-Emotional and Behavioural.<ref name=":0" /> | |||
Educational ] and programmes can support the personal and societal transformations that are needed to promote and uphold the RoL by: | |||
* Ensuring the development and acquisition of key knowledge, values, attitudes and behaviours. | |||
* Addressing the real learning needs and dilemmas of young people. | |||
* Supporting positive behaviours. | |||
* Ensuring the principles of the RoL are applied by all learning institutions and in all learning environments.<ref name=":0" /> | |||
==See also== | ==See also== | ||
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* {{annotated link|Sovereign immunity}} | * {{annotated link|Sovereign immunity}} | ||
{{div col end}} | {{div col end}} | ||
===By jurisdiction=== | |||
* {{annotated link|Rule of law doctrine in Singapore}} | |||
* ], policy by which law is made subordinate to interests of the Chinese Communist Party | |||
===Legal scholars=== | ===Legal scholars=== | ||
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==Bibliography== | ==Bibliography== | ||
* {{cite book | last=Bingham | first=Thomas | author-link = Tom Bingham, Baron Bingham of Cornhill | title=The rule of law | publisher=Allen Lane | location=London New York | year=2010 | isbn=978-1-84614-090-7 | oclc=458734142}} | * {{cite book | last=Bingham | first=Thomas | author-link = Tom Bingham, Baron Bingham of Cornhill | title=The rule of law | publisher=Allen Lane | location=London New York | year=2010 | isbn=978-1-84614-090-7 | oclc=458734142}} | ||
* {{cite book | last=Dworkin | first=Ronald | author-link = Ronald Dworkin | title=A Matter of Principle | publisher=Harvard University Press | location=Cambridge, Massachusetts| year=1985 | isbn=0674554604}} | |||
* {{Cite journal|last=Gowder|first=Paul|date=Winter 2018|title=Resisting the Rule of Men|url=https://scholarship.law.slu.edu/lj/vol62/iss2/8|journal=Saint Louis University Law Journal|volume=62|issue=2}} | * {{Cite journal|last=Gowder|first=Paul|date=Winter 2018|title=Resisting the Rule of Men|url=https://scholarship.law.slu.edu/lj/vol62/iss2/8|journal=Saint Louis University Law Journal|volume=62|issue=2}} | ||
* {{cite book|last=Oakeshott| first=Michael|title=Lectures in the History of Political Thought|year=2006|publisher=Imprint Academic|location=Exeter, UK|isbn=978-1-84540-093-4|oclc=63185299|pages=515|author-link=Michael Oakeshott|editor=Terry Nardin and Luke O'Sullivan|chapter=Chapters 31 and 32}} | * {{cite book|last=Oakeshott| first=Michael|title=Lectures in the History of Political Thought|year=2006|publisher=Imprint Academic|location=Exeter, UK|isbn=978-1-84540-093-4|oclc=63185299|pages=515|author-link=Michael Oakeshott|editor=Terry Nardin and Luke O'Sullivan|chapter=Chapters 31 and 32}} | ||
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==Further reading== | ==Further reading== | ||
* {{cite encyclopedia |last=Barry|first=Norman |author-link= |editor-first=Ronald |editor-last=Hamowy |editor-link=Ronald Hamowy |encyclopedia=The Encyclopedia of Libertarianism |chapter=Rule of Law |chapter-url=https://sk.sagepub.com/reference/libertarianism/n273.xml|url= https://books.google.com/books?id=yxNgXs3TkJYC |doi=10.4135/9781412965811.n273 |year=2008 |publisher= ]; ] |location= Thousand Oaks, CA |isbn= 978-1412965804 |oclc=750831024| lccn = 2008009151 |pages=445–447}} | * {{cite encyclopedia |last=Barry|first=Norman |author-link= |editor-first=Ronald |editor-last=Hamowy |editor-link=Ronald Hamowy |encyclopedia=The Encyclopedia of Libertarianism |chapter=Rule of Law |chapter-url=https://sk.sagepub.com/reference/libertarianism/n273.xml|url= https://books.google.com/books?id=yxNgXs3TkJYC |doi=10.4135/9781412965811.n273 |year=2008 |publisher= ]; ] |location= Thousand Oaks, CA |isbn= 978-1412965804 |oclc=750831024| lccn = 2008009151 |pages=445–447}} | ||
* Kessler, Jeremy (13 December 2024). . ''Law & Contemporary Problems'', Volume 87, 2025. | |||
* {{cite journal|last=McDermott|first=John|url=https://digitalcommons.lmu.edu/cgi/viewcontent.cgi?article=1411&context=ilr|title=The Rule of Law in Hong Kong after 1997|journal=]|date=1 January 1997}} | * {{cite journal|last=McDermott|first=John|url=https://digitalcommons.lmu.edu/cgi/viewcontent.cgi?article=1411&context=ilr|title=The Rule of Law in Hong Kong after 1997|journal=]|date=1 January 1997}} | ||
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The rule of law is a political and legal ideal that all people and institutions within a country, state, or community are accountable to the same laws, including lawmakers, government officials, and judges. It is sometimes stated simply as "no one is above the law" or "all are equal above the law". According to Encyclopædia Britannica, it is defined as "the mechanism, process, institution, practice, or norm that supports the equality of all citizens before the law, secures a nonarbitrary form of government, and more generally prevents the arbitrary use of power."
Use of the phrase can be traced to 16th-century Britain. In the following century, Scottish theologian Samuel Rutherford employed it in arguing against the divine right of kings. John Locke wrote that freedom in society means being subject only to laws written by a legislature that apply to everyone, with a person being otherwise free from both governmental and private restrictions of liberty. The phrase "rule of law" was further popularized in the 19th century by British jurist A. V. Dicey. However, the principle, if not the phrase itself, was recognized by ancient thinkers. Aristotle wrote: "It is more proper that law should govern than any one of the citizens."
The term rule of law is closely related to constitutionalism as well as Rechtsstaat. It refers to a political situation, not to any specific legal rule. Distinct is the rule of man, where one person or group of persons rule arbitrarily.
History
Although credit for popularizing the expression "the rule of law" in modern times is usually given to A. V. Dicey, development of the legal concept can be traced through history to many ancient civilizations, including ancient Greece, Mesopotamia, India, and Rome.
Early history (to 15th century)
The earliest conception of rule of law can be traced back to the Indian epics Ramayana and Mahabharata - the earliest versions of which date around to 8th or 9th centuries BC. The Mahabharata deals with the concepts of Dharma (used to mean law and duty interchangeably), Rajdharma (duty of the king) and Dharmaraja and states in one of its slokas that, "A King who after having sworn that he shall protect his subjects fails to protect them should be executed like a mad dog," and also that, "The people should execute a king who does not protect them, but deprives them of their property and assets and who takes no advice or guidance from any one. Such a king is not a king but misfortune."
Other sources for the philosophy of rule of law can be traced to the Upanishads which state that, "The law is the king of the kings. No one is higher than the law. Not even the king." Other commentaries include Kautilya's Arthashastra (4th-century BC), Manusmriti (dated to the 1st to 3rd century CE), Yajnavalkya-Smriti (dated between the 3rd and 5th century CE), Brihaspati Smriti (dated between 15 CE and 16 CE).
Ancient Greece
Several scholars have also traced the concept of the rule of law back to 4th-century BC Athens, seeing it either as the dominant value of the Athenian democracy, or as one held in conjunction with the concept of popular sovereignty. However, these arguments have been challenged and the present consensus is that upholding an abstract concept of the rule of law was not "the predominant consideration" of the Athenian legal system. Aristotle, in his Politics, wrote: "It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws."
The idea of the rule of law can be regarded as a modern iteration of the ideas of ancient Greek philosophers, who argued that the best form of government was rule by the best men. Plato advocated a benevolent monarchy ruled by an idealized philosopher king, who was above the law. Plato nevertheless hoped that the best men would be good at respecting established laws, explaining that "Where the law is subject to some other authority and has none of its own, the collapse of the state, in my view, is not far off; but if law is the master of the government and the government is its slave, then the situation is full of promise and men enjoy all the blessings that the gods shower on a state." In contrast, Aristotle flatly opposed letting the highest officials wield power beyond guarding and serving the laws. In other words, Aristotle advocated the rule of law:
It is more proper that law should govern than any one of the citizens: upon the same principle, if it is advantageous to place the supreme power in some particular persons, they should be appointed to be only guardians, and the servants of the laws.
The Roman statesman Cicero is often cited as saying, roughly: "We are all servants of the laws in order to be free." During the Roman Republic, controversial magistrates might be put on trial when their terms of office expired. Under the Roman Empire, the sovereign was personally immune (legibus solutus), but those with grievances could sue the treasury.
China
In China, members of the school of legalism during the 3rd century BC argued for using law as a tool of governance, but they promoted "rule by law" as opposed to "rule of law," meaning that they placed the aristocrats and emperor above the law. In contrast, the Huang–Lao school of Daoism rejected legal positivism in favor of a natural law that even the ruler would be subject to.
The ancient concept of rule of law can be distinguished from rule by law, according to political science professor Li Shuguang: "The difference ... is that, under the rule of law, the law is preeminent and can serve as a check against the abuse of power. Under rule by law, the law is a mere tool for a government, that suppresses in a legalistic fashion."
England
Alfred the Great, Anglo-Saxon king in the 9th century, reformed the law of his kingdom and assembled a law code (the Doom Book) which he grounded on biblical commandments. He held that the same law had to be applied to all persons, whether rich or poor, friends or enemies. This was likely inspired by Leviticus 19:15: "You shall do no iniquity in judgment. You shall not favor the wretched and you shall not defer to the rich. In righteousness you are to judge your fellow."
In 1215, Archbishop Stephen Langton gathered the Barons in England and restricted the powers of King John and future sovereigns and magistrates under the rule of law, preserving ancient liberties by Magna Carta in return for exacting taxes. The influence of Magna Carta ebbed and waned across centuries. The weakening of royal power it demonstrated was based more upon the instability presented by contested claims than thoughtful adherence to constitutional principles. Until 1534, the Church excommunicated people for violations, but after a time Magna Carta was simply replaced by other statutes considered binding upon the king to act according to "process of the law". Magna Carta's influence is considered greatly diminished by the reign of Henry VI, after the Wars of the Roses. The ideas contained in Magna Carta are widely considered to have influenced the United States Constitution.
The first known use of this English phrase occurred around 1500. Another early example of the phrase "rule of law" is found in a petition to James I of England in 1610, from the House of Commons:
Amongst many other points of happiness and freedom which your majesty's subjects of this kingdom have enjoyed under your royal progenitors, kings and queens of this realm, there is none which they have accounted more dear and precious than this, to be guided and governed by the certain rule of the law which giveth both to the head and members that which of right belongeth to them, and not by any uncertain or arbitrary form of government ...
Modern period (1500 CE – present)
See also: RechtsstaatIn 1481, during the reign of Ferdinand II of Aragon, the Constitució de l'Observança was approved by the General Court of Catalonia, establishing the submission of royal power (included its officers) to the laws of the Principality of Catalonia.
In 1607, English Chief Justice Sir Edward Coke said in the Case of Prohibitions "that the law was the golden met-wand and measure to try the causes of the subjects; and which protected His Majesty in safety and peace: with which the King was greatly offended, and said, that then he should be under the law, which was treason to affirm, as he said; to which I said, that Bracton saith, quod Rex non debet esse sub homine, sed sub Deo et lege (That the King ought not to be under any man but under God and the law.)."
Among the first modern authors to use the term and give the principle theoretical foundations was Samuel Rutherford in Lex, Rex (1644). The title, Latin for "the law is king", subverts the traditional formulation rex lex ("the king is law"). James Harrington wrote in Oceana (1656), drawing principally on Aristotle's Politics, that among forms of government an "Empire of Laws, and not of Men" was preferable to an "Empire of Men, and not of Laws".
John Locke also discussed this issue in his Second Treatise of Government (1690):
The natural liberty of man is to be free from any superior power on earth, and not to be under the will or legislative authority of man, but to have only the law of nature for his rule. The liberty of man, in society, is to be under no other legislative power, but that established, by consent, in the commonwealth; nor under the dominion of any will, or restraint of any law, but what that legislative shall enact, according to the trust put in it. Freedom then is not what Sir Robert Filmer tells us, Observations, A. 55. a liberty for every one to do what he lists, to live as he pleases, and not to be tied by any laws: but freedom of men under government is, to have a standing rule to live by, common to every one of that society, and made by the legislative power erected in it; a liberty to follow my own will in all things, where the rule prescribes not; and not to be subject to the inconstant, uncertain, unknown, arbitrary will of another man: as freedom of nature is, to be under no other restraint but the law of nature.
The principle was also discussed by Montesquieu in The Spirit of Law (1748). The phrase "rule of law" appears in Samuel Johnson's Dictionary (1755).
In 1776, the notion that no one is above the law was popular during the founding of the United States. For example, Thomas Paine wrote in his pamphlet Common Sense that "in America, the law is king. For as in absolute governments the King is law, so in free countries the law ought to be king; and there ought to be no other." In 1780, John Adams enshrined this principle in Article VI of the Declaration of Rights in the Constitution of the Commonwealth of Massachusetts:
No man, nor corporation, or association of men, have any other title to obtain advantages, or particular and exclusive privileges, distinct from those of the community, than what arises from the consideration of services rendered to the public; and this title being in nature neither hereditary, nor transmissible to children, or descendants, or relations by blood, the idea of a man born a magistrate, lawgiver, or judge, is absurd and unnatural.
The term "rule of law" was popularised by British jurist A. V. Dicey, who viewed the rule of law in common law systems as comprising three principles. First, that government must follow the law that it makes; second, that no one is exempt from the operation of the law and that it applies equally to all; and third, that general rights emerge from particular cases decided by the courts.
The influence of Britain, France and the United States contributed to spreading the principle of the rule of law to other countries around the world.
Legal theory and philosophy
The Oxford English Dictionary has defined rule of law as:
The authority and influence of law in society, esp. when viewed as a constraint on individual and institutional behaviour; (hence) the principle whereby all members of a society (including those in government) are considered equally subject to publicly disclosed legal codes and processes.
Despite wide use by politicians, judges and academics, the rule of law has been described as "an exceedingly elusive notion". In modern legal theory, there are at least two principal conceptions of the rule of law: a formalist or "thin" definition, and a substantive or "thick" definition. Formalist definitions of the rule of law do not make a judgment about the justness of law itself, but define specific procedural attributes that a legal framework must have in order to be in compliance with the rule of law. Substantive conceptions of the rule of law go beyond this and include certain substantive rights that are said to be based on, or derived from, the rule of law. One occasionally encounters a third "functional" conception.
The functional interpretation of the term rule of law contrasts the rule of law with the rule of man. According to the functional view, a society in which government officers have a great deal of discretion has a low degree of "rule of law", whereas a society in which government officers have little discretion has a high degree of "rule of law". Upholding the rule of law can sometimes require the punishment of those who commit offenses that are justifiable under natural law but not statutory law. The rule of law is thus somewhat at odds with flexibility, even when flexibility may be preferable.
Formalist conception
Formalist theorists claim that the rule of law requires procedural generality (general rules that apply to classes of persons and behaviors as opposed to individuals), publicity (no secret laws), prospective application (little or no retroactive laws), consistency (no contradictory laws), equality (applied equally throughout all society), and certainty (certainty of application for a given situation), but that there are no requirements with regard to the substantive content of the law. Formalists include A. V. Dicey, F. A. Hayek, Joseph Raz, and Joseph Unger.
According to Dicey, the rule of law in the United Kingdom has three dominant characteristics: First, the absolute supremacy of regular law – a person is to be judged by a fixed set of rules and punished for breaching only the law, and is not to be subject to "the exercise by persons in authority of wide, arbitrary, or discretionary powers of constraint". Second, the equality of law — "the universal subjection of all classes to one law administered by the ordinary Courts". Third, the fact that, in the United Kingdom, the constitution is the result of the common law, being not the source but the consequence of citizens' rights.
A 1977 article by Joseph Raz argued that the rule of law means that people should obey the law and be ruled by it. Construed more narrowly, the rule of law would also mean that the government should be ruled by and subjected to the law. Following from Raz's general conception of the rule of law, he argued for the existence of two groups of principles of the rule of law: First, that the law is capable of guiding the behaviour of its subjects; second, that there exists an effective legal machinery that secures actual compliance with the rule of law. The first group comprises principles such as the accessibility, clarity, and prospective nature of the law; the stability of the law; and the compliance of lawmaking with "open, stable, clear and general rules" that create a stable framework, with such rules empowering authorities to make orders and providing guidelines for the exercise of such powers. The second group includes principles including judicial independence, natural justice, judicial review, and limited administrative discretion.
In Raz's view, one of the virtues of the rule of law is the restraint it imposes on authorities. It aims to exclude arbitrary power, as most of the exercises of arbitrary power violate the rule of law. Arbitrary power is excluded when courts hold themselves accountable only to the law and observe "fairly strict procedures". Another virtue is the protection it accords to individual freedom, namely, "the sense of freedom in which it is identified with an effective ability to choose between as many options as possible". Most importantly, to adhere to the rule of law is to respect human dignity by "treating humans as persons capable of planning and plotting their future".
Raz also identified some of the potential pitfalls of the rule of law. He opined that as the rule of law is designed "to minimise the harm to freedom and dignity which the law may cause in its pursuit of its goals however laudable these may be", the strict pursuit of the rule of law may prevent one from achieving certain social goals which may be preferable to the rule of law: "Sacrificing too many social goals on the altar of the rule of law may make the law barren and empty".
Substantive conception
Substantive theorists believe that the rule of law necessarily entails protection of individual rights. Some substantive theorists believe that democracy is part of the rule of law. Substantivists include Ronald Dworkin, Sir John Laws, Lon Fuller, and Trevor Allan, holding that the rule of law intrinsically protects some or all individual rights.
Ronald Dworkin defines what he terms the "rights conception" of the rule of law as follows:
It assumes that citizens have moral rights and duties with respect to one another, and political rights against the state as a whole. It insists that these moral and political rights be recognized in positive law, so that they may be enforced upon the demand of individual citizens through courts or other judicial institutions of the familiar type, so far as this is practicable. The rule of law on this conception is the ideal of rule by an accurate public conception of individual rights. It does not distinguish, as the rule book conception does, between the rule of law and substantive justice; on the contrary it requires, as part of the ideal of law, that the rules in the book capture and enforce moral rights.
Paul Craig, in analysing Dworkin's view, drew three conclusions. First, Dworkin rejects the need to distinguish between "legal" rules and a more complete political philosophy, since the rule of law is basically the theory of law and adjudication that he believes is correct. Secondly, the rule of law is not simply the thin or formal rule of law; the latter forms part of Dworkin's theory of law and adjudication. Thirdly, since taking a substantive view of the rule of law requires choosing what the best theory of justice is, it is necessary to articulate particular conceptions of what liberty, equality and other freedoms require.
Social science analyses
Economics
Economists and lawyers have studied and analysed the rule of law's impact on economic development. In particular, a major question in the area of law and economics is whether the rule of law matters to economic development, particularly in developing nations. The economist F. A. Hayek analyzed how the rule of law might be beneficial to the free market. Hayek proposed that under the rule of law, individuals would be able to make wise investments and future plans with some confidence in a successful return on investment when he stated: "under the Rule of Law the government is prevented from stultifying individual efforts by ad hoc action. Within the known rules of the game the individual is free to pursue his personal ends and desires, certain that the powers of government will not be used deliberately to frustrate his efforts."
Studies have shown that weak rule of law (for example, discretionary regulatory enforcement) discourages investment. Economists have found, for example, that a rise in discretionary regulatory enforcement caused US firms to abandon international investments.
Constitutional economics is the study of the compatibility of economic and financial decisions within existing constitutional law frameworks. Aspects of constitutional frameworks relevant to both the rule of law and public economics include government spending on the judiciary, which, in many transitional and developing countries, is completely controlled by the executive. Additionally, judicial corruption may arise from both the executive branch and private actors. Standards of constitutional economics such as transparency can also be used during annual budget processes for the benefit of the rule of law. Further, the availability of an effective court system in situations of unfair government spending and executive impoundment of previously authorized appropriations is a key element for the success of the rule of law.
Comparative approaches
The term "rule of law" has been used primarily in the English-speaking countries, and it is not yet fully clarified with regard to such well-established democracies such as Sweden, Denmark, France, Germany, or Japan. A common language between lawyers of common law and civil law countries is critically important for research of links between the rule of law and real economy.
The rule of law can be hampered when there is a disconnect between legal and popular consensus. For example, under the auspices of the World Intellectual Property Organization, nominally strong copyright laws have been implemented throughout most of the world; but because the attitude of much of the population does not conform to these laws, a rebellion against ownership rights has manifested in rampant piracy, including an increase in peer-to-peer file sharing. Similarly, in Russia, tax evasion is common and a person who admits he does not pay taxes is not judged or criticized by his colleagues and friends, because the tax system is viewed as unreasonable. Bribery likewise has different normative implications across cultures.
Education
UNESCO has argued that education has an important role in promoting the rule of law and a culture of lawfulness, providing an important protective function by strengthening learners' abilities to face and overcome difficult life situations. Young people can be important contributors to a culture of lawfulness, and governments can provide educational support that nurtures positive values and attitudes in future generations. A movement towards education for justice seeks to promote the rule of law in schools.
Status in various jurisdictions
The rule of law has been considered one of the key dimensions that determine the quality and good governance of a country. Research, like the Worldwide Governance Indicators, defines the rule of law as "the extent to which agents have confidence and abide by the rules of society, and in particular the quality of contract enforcement, the police and the courts, as well as the likelihood of crime or violence." Based on this definition the Worldwide Governance Indicators project has developed aggregate measurements for the rule of law in more than 200 countries, as seen in the map at right. Other evaluations such as the World Justice Project Rule of Law Index show that adherence to rule of law fell in 61% of countries in 2022. Globally, this means that 4.4 billion people live in countries where rule of law declined in 2021.
Europe
The preamble of the rule of law European Convention for the Protection of Human Rights and Fundamental Freedoms says "the governments of European countries which are like-minded and have a common heritage of political traditions, ideals, freedom and the rule of law".
In France and Germany the concepts of rule of law (Etat de droit and Rechtsstaat respectively) are analogous to the principles of constitutional supremacy and protection of fundamental rights from public authorities, particularly the legislature. France was one of the early pioneers of the ideas of the rule of law. The German interpretation is more rigid but similar to that of France and the United Kingdom.
United Kingdom
Main article: Rule of law in the United Kingdom See also: History of the constitution of the United KingdomIn the United Kingdom the rule of law is a long-standing principle of the way the country is governed, dating from England's Magna Carta in 1215 and the Bill of Rights 1689. In the 19th century classic work Introduction to the Study of the Law of the Constitution (1885), A. V. Dicey, a constitutional scholar and lawyer, wrote of the twin pillars of the British constitution: the rule of law and parliamentary sovereignty.
Americas
United States
All government officers of the United States, including the President, Justices of the Supreme Court, state judges and legislators, and all members of Congress, pledge first and foremost to uphold the Constitution, affirming that the rule of law is superior to the rule of any human leader. At the same time, the federal government has considerable discretion: the legislative branch is free to decide what statutes it will write, as long as it stays within its enumerated powers and respects the constitutionally protected rights of individuals. Likewise, the judicial branch has a degree of judicial discretion, and the executive branch also has various discretionary powers including prosecutorial discretion.
James Wilson said during the Philadelphia Convention in 1787 that, "Laws may be unjust, may be unwise, may be dangerous, may be destructive; and yet not be so unconstitutional as to justify the Judges in refusing to give them effect." George Mason agreed that judges "could declare an unconstitutional law void. But with regard to every law, however unjust, oppressive or pernicious, which did not come plainly under this description, they would be under the necessity as judges to give it a free course." Chief Justice John Marshall a similar position in 1827: "When its existence as law is denied, that existence cannot be proved by showing what are the qualities of a law."
Scholars continue to debate whether the U.S. Constitution adopted a particular interpretation of the "rule of law", and if so, which one. For example, John Harrison asserts that the word "law" in the Constitution is simply defined as that which is legally binding, rather than being "defined by formal or substantive criteria", and therefore judges do not have discretion to decide that laws fail to satisfy such unwritten and vague criteria. Law professor Frederick Mark Gedicks disagrees, writing that Cicero, Augustine, Thomas Aquinas, and the framers of the U.S. Constitution believed that an unjust law was not really a law at all.
Some modern scholars contend that the rule of law has been corroded during the past century by the instrumental view of law promoted by legal realists such as Oliver Wendell Holmes and Roscoe Pound. For example, Brian Tamanaha asserts: "The rule of law is a centuries-old ideal, but the notion that law is a means to an end became entrenched only in the course of the nineteenth and twentieth centuries."
Others argue that the rule of law has survived but was transformed to allow for the exercise of discretion by administrators. For much of American history, the dominant notion of the rule of law in administrative law has been some version of Dicey's, that is, individuals should be able to challenge an administrative order by bringing suit in a court of general jurisdiction. The increased number of administrative cases led to fears that excess judicial oversight over administrative decisions would overwhelm the courts and destroy the advantages of specialization that led to the creation of administrative agencies in the first place. By 1941, a compromise had emerged. If administrators adopted procedures that more or less tracked "the ordinary legal manner" of the courts, further review of the facts by "the ordinary Courts of the land" was unnecessary. Thus Dicey's rule of law was recast into a purely procedural form.
On July 1, 2024, in Trump v. United States, the Supreme Court held that presidents have absolute immunity for acts committed as president within their core constitutional purview, at least presumptive immunity for official acts within the outer perimeter of their official responsibility, and no immunity for unofficial acts. Legal scholars have warned of the negative impact of this decision on the status of rule of law in the United States. Prior to that, in 1973 and 2000 the Office of Legal Counsel within the Department of Justice issued opinions saying that a sitting president cannot be indicted or prosecuted, but it is constitutional to indict and try a former president for the same offenses for which the President was impeached by the House of Representatives and acquitted by the Senate under the Impeachment Disqualification Clause of Article I, Section III.
Numerous definitions of "rule of law" are used in United States governmental bodies. An organization's definition might depend on that organization's goal. For instance, military occupation or counterinsurgency campaigns may necessitate prioritising physical security over human rights. U.S. Army doctrine and U.S. Government (USG) interagency agreements might see the rule of law as a principle of governance: Outlines of different definitions are given in a JAG Corps handbook for judge advocates deployed with the US Army.
Canada
In Canada, the rule of law is associated with A.V. Dicey's view. It is mentioned in the preamble to the Constitution Act, 1982. The Constitution of Canada is "similar in principle" to the British constitution, and includes unwritten constitutional principles of democracy, judicial independence, federalism, constitutionalism and the rule of law, and the protection of minorities.
In 1959, Roncarelli v Duplessis, the Supreme Court of Canada called the Rule of Law a "fundamental postulate" of the Canadian Constitution. According to Reference Re Secession of Quebec, it encompasses, "a sense of orderliness, of subjection to known legal rules and of executive accountability to legal authority." In Canadian law, it means that the relationship between the state and the individual must be regulated by law and that the Constitution binds all governments, both federal and provincial, including the executive. With the adoption of the Canadian Charter of Rights and Freedoms, the Canadian system of government was transformed to a significant extent from a system of Parliamentary supremacy to one of constitutional supremacy. The principle of the rule of law and constitutionalism is aided by acknowledging that the constitution is entrenched beyond simple majority rule. However, the notwithstanding clause operates to provide a limited "legislative override" of certain fundamental freedoms contained in the Charter, and has been invoked at different times by provincial legislatures.
In Canadian administrative law, "all exercises of public authority must find their source in law. All decision-making powers have legal limits, derived from the enabling statute itself, the common or civil law or the Constitution. Judicial review is the means by which the courts supervise those who exercise statutory powers, to ensure that they do not overstep their legal authority. The function of judicial review is therefore to ensure the legality, the reasonableness and the fairness of the administrative process and its outcomes." Administrative decision makers must adopt a culture of justification and demonstrate that their exercise of delegated public power can be “justified to citizens in terms of rationality and fairness.”
Asia
East Asian cultures are influenced by two schools of thought, Confucianism, which advocated good governance as rule by leaders who are benevolent and virtuous, and legalism, which advocated strict adherence to law. The influence of one school of thought over the other has varied throughout the centuries. One study indicates that throughout East Asia, only South Korea, Singapore, Japan, Taiwan and Hong Kong have societies that are robustly committed to a law-bound state. According to Awzar Thi, a member of the Asian Human Rights Commission, the rule of law in Cambodia and most of Asia is weak or nonexistent:
Apart from a number of states and territories, across the continent there is a huge gulf between the rule of law rhetoric and reality. In Thailand, the police force is favor over the rich and corrupted. In Cambodia, judges are proxies for the ruling political party ... That a judge may harbor political prejudice or apply the law unevenly are the smallest worries for an ordinary criminal defendant in Asia. More likely ones are: Will the police fabricate the evidence? Will the prosecutor bother to show up? Will the judge fall asleep? Will I be poisoned in prison? Will my case be completed within a decade?
In countries such as China and Vietnam, the transition to a market economy has been a major factor in a move toward the rule of law, because the rule of law is important to foreign investors and to economic development. It remains unclear whether the rule of law in countries like China and Vietnam will be limited to commercial matters or will spill into other areas as well, and if so whether that spillover will enhance prospects for related values such as democracy and human rights.
China
See also: Chinese law § Rule of law, and Three SupremesIn China, the phrase fǎzhì (法治), which can be translated as "rule of law," means using the law as an instrument to facilitate social control.
Late Qing dynasty legal reforms unsuccessfully sought to implement Western legal principles including the rule of law and judicial independence. Judicial independence further decreased in the Republic of China under Chiang Kai-shek per the Kuomintang's policy of particization (danghua), under which administrative judges were required to have "deep comprehension" of the KMT's principles.
After China's reform and opening-up, the Communist Party emphasized the rule of law as a basic strategy and method for state management of society. Jiang Zemin first called for establishing a socialist rule of law at the Fifteenth Party Congress in 1997. Despite the CCP's Document 9 arguing that Western values have corrupted many people's understanding of the rule of law, the CCP has simultaneously endorsed governing the country in accordance with the rule of law. These factors likely suggest that the CCP is creating a rule of law with Chinese characteristics, which may simply entail modifying the Western notion of rule of law to best match China's unique political, social, and historical conditions. As Document 9 suggests, the CCP does not see judicial independence, separation of power, or constitutional forms of governance as defined by Western society, as suiting China's unique form of governance. This unique version of the rule of law with Chinese characteristics has led to different attempts to define China's method of governing the country by rule of law domestically and internationally.
In his writings on socialist rule of law in China, Xi Jinping has emphasized traditional Chinese concepts including people as the root of the state (mingben), "the ideal of no lawsuit" (tianxia wusong), "respecting rite and stressing law" (longli zhongfa), "virtue first, penalty second" (dezhu xingfu), and "promoting virtue and being prudent in punishment" (mingde shenfa). Xi states that the two fundamental aspects of the socialist rule of law are: that the political and legal organs (including courts, the police, and the procuratorate) must believe in the law and uphold the law; and all political and legal officials must follow the Communist Party.
India
The Constitution of India is intended to limit opportunities for governmental discretion, and the judiciary uses judicial review to uphold the Constitution, especially the Fundamental Rights. Although some people have criticized the Indian judiciary for its judicial activism, others believe such actions are needed to safeguard the rule of law based on the Constitution as well as to preserve judicial independence, an important part of the basic structure doctrine.
Japan
Japan had centuries of tradition prior to World War II, during which there were laws, but they did not provide a central organizing principle for society, and they did not constrain the powers of government. As the 21st century began, the percentage of people who were lawyers and judges in Japan remained very low relative to western Europe and the United States, and legislation in Japan tended to be terse and general, leaving much discretion in the hands of bureaucrats.
Singapore
Main article: Rule of law doctrine in SingaporeOrganisations
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Various organizations are involved in promoting the rule of law.
EU Commission
Further information: Category:Rule of law missions of the European UnionThe rule of law is enshrined in Article 2 of the Treaty on European Union as one of the common values for all Member States. Under the rule of law, all public powers always act within the constraints set out by law, in accordance with the values of democracy and fundamental rights, and under the control of independent and impartial courts. The rule of law includes principles such as legality, implying a transparent, accountable, democratic and pluralistic process for enacting laws; legal certainty; prohibiting the arbitrary exercise of executive power; effective judicial protection by independent and impartial courts, effective judicial review including respect for fundamental rights; separation of powers; and equality before the law. These principles have been recognised by the European Court of Justice and the European Court of Human Rights. In addition, the Council of Europe has developed standards and issued opinions and recommendations which provide well-established guidance to promote and uphold the rule of law.
The Council of Europe
The Statute of the Council of Europe characterizes the rule of law as one of the core principles which the establishment of the organization based on. The paragraph 3 of the preamble of the Statute of the Council of Europe states: "Reaffirming their devotion to the spiritual and moral values which are the common heritage of their peoples and the true source of individual freedom, political liberty and the rule of law, principles which form the basis of all genuine democracy." The Statute lays the compliance with the rule of law principles as a condition for the European states to be a full member of the organization.
International Commission of Jurists
In 1959, an event took place in New Delhi and speaking as the International Commission of Jurists, made a declaration as to the fundamental principle of the rule of law. The event consisted of over 185 judges, lawyers, and law professors from 53 countries. This later became known as the Declaration of Delhi. During the declaration they declared that the rule of law implied certain rights and freedoms, an independent judiciary, and social, economic and cultural conditions conducive to human dignity. One aspect not included in The Declaration of Delhi was for rule of law requiring legislative power to be subject to judicial review.
United Nations
The Secretary-General of the United Nations defines the rule of law as:
a principle of governance in which all persons, institutions and entities, public and private, including the State itself, are accountable to laws that are publicly promulgated, equally enforced and independently adjudicated, and which are consistent with international human rights norms and standards. It requires, as well, measures to ensure adherence to the principles of supremacy of law, equality before the law, accountability to the law, fairness in the application of the law, separation of powers, participation in decision-making, legal certainty, avoidance of arbitrariness and procedural and legal transparency.
The General Assembly has considered rule of law an agenda item since 1992, with renewed interest since 2006 and has adopted resolutions at its last three sessions. The Security Council has held a number of thematic debates on the rule of law, and adopted resolutions emphasizing the importance of these issues in the context of women, peace and security, children in armed conflict, and the protection of civilians in armed conflict. The Peacebuilding Commission has also regularly addressed rule of law issues with respect to countries on its agenda. The Vienna Declaration and Programme of Action also requires the rule of law be included in human rights education. Additionally, the Sustainable Development Goal 16, a component of the 2030 Agenda is aimed at promoting the rule of law at national and international levels.
In Our Common Agenda, the United Nations Secretary General wrote in paragraph 23: "In support of efforts to put people at the center of justice systems, I will promote a new vision for the rule of law, building on Sustainable Development Goal 16 and the 2012 Declaration of the High-level Meeting of the General Assembly on the Rule of Law at the National and International Levels."
International Bar Association
The Council of the International Bar Association passed a resolution in 2009 endorsing a substantive or "thick" definition of the rule of law:
An independent, impartial judiciary; the presumption of innocence; the right to a fair and public trial without undue delay; a rational and proportionate approach to punishment; a strong and independent legal profession; strict protection of confidential communications between lawyer and client; equality of all before the law; these are all fundamental principles of the Rule of Law. Accordingly, arbitrary arrests; secret trials; indefinite detention without trial; cruel or degrading treatment or punishment; intimidation or corruption in the electoral process, are all unacceptable. The Rule of Law is the foundation of a civilised society. It establishes a transparent process accessible and equal to all. It ensures adherence to principles that both liberate and protect. The IBA calls upon all countries to respect these fundamental principles. It also calls upon its members to speak out in support of the Rule of Law within their respective communities.
World Justice Project
The World Justice Project (WJP) is an international organization that produces independent research and data, in order to build awareness, and stimulate action to advance the rule of law.
The World Justice Project defines the rule of law as a durable system of laws, institutions, norms, and country commitment that uphold four universal principles:
- Accountability: the government and its officials and agents are accountable under the law.
- Just Law: the law is clear, publicized, and stable, and is applied evenly. It ensures human rights as well as properly, contract, and procedural rights.
- Open Government: the processes enforced are accessible, fair, and efficient.
- Accessible and Impartial Justice: justice is delivered timely by competent, ethical, and independent representatives and neutrals who are accessible, have adequate resources, and reflect the makeup of the communities they serve.
Their flagship WJP Rule of Law Index, measures the extent to which 140 countries and jurisdictions adhere to the rule of law across eight dimensions: Constraints on Government Powers, Absence of Corruption, Open Government, Fundamental Rights, Order and Security, Regulatory Enforcement, Civil Justice, and Criminal Justice.
International Development Law Organization
The International Development Law Organization (IDLO) is an intergovernmental organization with a joint focus on the promotion of rule of law and development. It works to empower people and communities to claim their rights, and provides governments with the know-how to realize them. It supports emerging economies and middle-income countries to strengthen their legal capacity and rule of law framework for sustainable development and economic opportunity. It is the only intergovernmental organization with an exclusive mandate to promote the rule of law and has experience working in more than 90 countries around the world.
The International Development Law Organization has a holistic definition of the rule of law:
More than a matter of due process, the rule of law is an enabler of justice and development. The three notions are interdependent; when realized, they are mutually reinforcing. For IDLO, as much as a question of laws and procedure, the rule of law is a culture and daily practice. It is inseparable from equality, from access to justice and education, from access to health and the protection of the most vulnerable. It is crucial for the viability of communities and nations, and for the environment that sustains them.
International Network to Promote the Rule of Law
The International Network to Promote the Rule of Law is an international network of law practitioners working on rule of law issues in post-conflict and developing countries from a policy, practice and research perspective. INPROL is based at the US Institute of Peace in partnership with the US Department of State Bureau of International Narcotics and Law Enforcement, the Organization for Security and Cooperation in Europe Strategic Police Matters Unit, the Center of Excellence for Police Stability Unit, and William and Mary School of Law in the United States.
See also
- Consent of the governed – Consent as source of political legitimacy
- Constitutional liberalism – Form of government
- Due process – Requirement that courts respect all legal rights owed to people
- Equality before the law – Judicial principle
- Habeas corpus – Court action challenging unlawful detention
- International Network to Promote the Rule of Law
- Judicial activism – Controversial judicial practice
- Law of the jungle – Expression for behavior without rule of law
- Legal certainty – Legal principle
- Legal doctrine – Set of rules or procedures through which judgements can be determined in a legal case
- Liberal international order – International system established after World War II
- Might makes right – View that morality is, or ought to be, determined by those in power
- Minority rights – Rights of members of minority groups
- Nuremberg principles – Guidelines for determining what constitutes a war crime
- Ochlocracy – Democracy spoiled by demagoguery and the rule of passion over reasonPages displaying short descriptions of redirect targets (mob rule)
- Philosophy of law – Theoretical study of lawPages displaying short descriptions of redirect targets
- Public interest law – Legal practices undertaken to help poor or marginalized people
- Rechtsstaat – Continental European legal doctrine
- Right of conquest – Concept in political science
- Rule of man – Type of personal rule
- Separation of powers – Division of a state's government into branches
- Social contract – Concept in political philosophy
- Sovereign immunity – Legal doctrine
Legal scholars
- Thomas Bingham, Baron Bingham of Cornhill – British judge (1933–2010)Pages displaying short descriptions of redirect targets
- A. V. Dicey – British jurist and constitutional theorist (1835–1922)
- Joseph Raz – Israeli philosopher (1939–2022)
Sources
This article incorporates text from a free content work. Licensed under CC BY-SA (license statement/permission). Text taken from Strengthening the rule of law through education: A guide for policymakers, 63, UNESCO.
Notes and references
- Cole, John et al. (1997). The Library of Congress, W. W. Norton & Company. p. 113
- Sempill, Julian (2020). "The Rule of Law and the Rule of Men: History, Legacy, Obscurity". Hague Journal on the Rule of Law. 12 (3): 511–540. doi:10.1007/s40803-020-00149-9. S2CID 256425870.
- "Rule of Law". National Geographic Society. 15 March 2019. Retrieved 29 January 2022.
- Hobson, Charles. The Great Chief Justice: John Marshall and the Rule of Law, p. 57 (University Press of Kansas, 1996): according to John Marshall, "the framers of the Constitution contemplated that instrument as a rule for the government of courts, as well as of the legislature."
- "rule of law | Definition, Implications, Significance, & Facts | Britannica". Encyclopædia Britannica. Retrieved 29 January 2022.
- ^ Rutherford, Samuel. Lex, rex: the law and the prince, a dispute for the just prerogative of king and people, containing the reasons and causes of the defensive wars of the kingdom of Scotland, and of their expedition for the ayd and help of their brethren of England, p. 237 (1644): "The prince remaineth, even being a prince, a social creature, a man, as well as a king; one who must buy, sell, promise, contract, dispose: ergo, he is not regula regulans, but under rule of law ..."
- Ten, C. l (2017), "Constitutionalism and the Rule of Law", A Companion to Contemporary Political Philosophy, John Wiley & Sons, Ltd, pp. 493–502, doi:10.1002/9781405177245.ch22, ISBN 978-1405177245
- Reynolds, Noel B. (1986). "Constitutionalism and the Rule of Law". All Faculty Publications (BYU ScholarsArchive). Archived from the original on 2019-11-07. Retrieved 2020-02-21.
- "Constitutionalism, Rule of Law, PS201H-2B3". www.proconservative.net. Archived from the original on 15 March 2018. Retrieved 12 November 2019.
- Paul. "Resisting the Rule of Men." . Louis ULJ 62 (2017): 333. "I will say that we have "the rule of men" or "personal rule" when those who wield the power of the state are not obliged to give reasons to those over whom that power is being wielded—from the standpoint of the ruled, the rulers may simply act on their brute desires."
- ^ Wormuth, Francis. The Origins of Modern Constitutionalism, p. 28 (1949).
- Bingham, Thomas. The Rule of Law, p. 3 (Penguin 2010).
- Black, Anthony. A World History of Ancient Political Thought (Oxford University Press 2009). ISBN 0-19-928169-6
- Austin, Christopher R. (2019). Pradyumna: Lover, Magician, and Son of the Avatara. Oxford University Press. p. 21. ISBN 978-0-19-005411-3. Archived from the original on 7 September 2023. Retrieved 11 January 2020.
- Brockington (1998, p. 26)
- Buitenen (1973) pp. xxiv–xxv
- Cowell, Herbert (1872). History and Constitution of the Courts and Legislative Authorities in India. Michigan: University of Michigan Press. pp. 37–56. ISBN 1278155406.
- Giri, Ananta Kumar (5 November 2001). "1". Rule of Law and Indian Society: Colonial Encounters,post-colonial experiments and beyond (PDF) (PhD thesis). Madras Institute of Development Studies. Retrieved 28 June 2024.
- "The Indian Judicial System | A Historical Survey". Allahabad High Court. Retrieved 2023-02-08.
- Giri, Ananta Kumar (5 November 2001). "1". Rule of Law and Indian Society: Colonial Encounters,post-colonial experiments and beyond (PDF) (PhD thesis). Madras Institute of Development Studies. Retrieved 28 June 2024.
- Ostwald, Martin (1986). From popular sovereignty to the sovereignty of law : law, society, and politics in fifth-century Athens. Berkeley: University of California Press. pp. 412–496. ISBN 9780520067981.
- Ober, Josiah (1989). Mass and elite in democratic Athens : rhetoric, ideology, and the power of the people. Princeton, N.J.: Princeton University Press. pp. 144–7, 299–300. ISBN 9780691028644.
- Liddel, Peter P. (2007). Civic obligation and individual liberty in ancient Athens. Oxford: Oxford University Press. pp. 130–131. ISBN 978-0-19-922658-0.
- ^ Aristotle, Politics 3.16
- ^ David Clarke, "The many meanings of the rule of law Archived 2016-04-08 at the Wayback Machine" in Kanishka Jayasuriya, ed., Law, Capitalism and Power in Asia (New York: Routledge, 1998).
- Cooper, John et al. Complete Works By Plato, p. 1402 (Hackett Publishing, 1997).
- In full: "The magistrates who administer the law, the judges who act as its spokesmen, all the rest of us who live as its servants, grant it our allegiance as a guarantee of our freedom."—Cicero (1975). Murder Trials. Penguin Classics. Translated by Michael Grant. Harmondsworth: Penguin. p. 217. Original Latin: "Legum ministri magistratus, legum interpretes iudices, legum denique idcirco omnes servi sumus ut liberi esse possimus."—"Pro Cluentio". The Latin Library. 53:146. Retrieved 5 March 2018.
- Xiangming, Zhang. On Two Ancient Chinese Administrative Ideas: Rule of Virtue and Rule by Law Archived 17 June 2017 at the Wayback Machine, The Culture Mandala: Bulletin of the Centre for East-West Cultural and Economic Studies (2002): "Although Han Fei recommended that the government should rule by law, which seems impartial, he advocated that the law be enacted by the lords solely. The lords place themselves above the law. The law is thereby a monarchical means to control the people, not the people's means to restrain the lords. The lords are by no means on an equal footing with the people. Hence we cannot mention the rule by law proposed by Han Fei in the same breath as democracy and the rule of law advocated today."
Bevir, Mark. The Encyclopedia of Political Theory, pp. 161–162.
Munro, Donald. The Concept of Man in Early China. p. 4.
Guo, Xuezhi. The Ideal Chinese Political Leader: A Historical and Cultural Perspective. p. 152. - Peerenboom, Randall (1993). Law and morality in ancient China: the silk manuscripts of Huang-Lao. SUNY Press. p. 171. ISBN 978-0-7914-1237-4.
- Tamanaha, Brian (2004). On the Rule of Law. Cambridge University Press. p. 3
- Alter, Robert (2004). The Five Books of Moses: A Translation with Commentary. W.W. Norton & Company. p. 627. ISBN 978-0-393-01955-1.
- Magna Carta (1215) translation, British Library
- Magna Carta (1297) U.S. National Archives Archived 2016-10-07 at the Wayback Machine.
- Turner, Ralph (2016). Magna Carta. Routledge.
- Oxford English Dictionary (OED), "Rule of Law, n.", accessed 27 April 2013. According to the OED, this sentence from about 1500 was written by John Blount: "Lawes And constitutcions be ordeyned be cause the noysome Appetit of man maye be kepte vnder the Rewle of lawe by the wiche mankinde ys dewly enformed to lyue honestly." And this sentence from 1559 is attributed to William Bavand: "A Magistrate should..kepe rekenyng of all mennes behauiours, and to be carefull, least thei despisyng the rule of lawe, growe to a wilfulnes."
- Hallam, Henry. The Constitutional History of England, vol. 1, p. 441 (1827).
- Ferro, Víctor: El Dret Públic Català. Les Institucions a Catalunya fins al Decret de Nova Planta; Eumo Editorial; ISBN 84-7602-203-4
- ^ "The Rule of Law". The Constitution Society. Archived from the original on 6 October 2014. Retrieved 3 October 2014.
- Harrington, James (1747). Toland, John (ed.). The Oceana and other works (3 ed.). London: Millar. p. 37 (Internet Archive: copy possessed by John Adams).
- Locke, John. Second Treatise of Civil Government, Ch. IV, sec. 22 (1690).
- Tamanaha, Brian. On the Rule of Law, p. 47 (Cambridge University Press, 2004).
- Peacock, Anthony Arthur, Freedom and the rule of law, p. 24. 2010.
- Lieberman, Jethro. A Practical Companion to the Constitution, p. 436 (University of California Press 2005).
- Constitution of the Commonwealth of Massachusetts (1780), Part the First, Art. VI.
- Albert Venn Dicey, Introduction to the Study of the Law of the Constitution, 5th ed (London: Macmillan and Co, 1897) at 175-84, cited in "Rule of Law", Centre for Constitutional Studies, July 4, 2019
- Winks, Robin W. (1993). World civilization: a brief history (2nd ed.). San Diego, CA: Collegiate Press. p. 406. ISBN 978-0-939693-28-3.
- Billias, George Athan (2011). American constitutionalism heard round the world, 1776–1989: a global perspective. New York: New York University Press. pp. 53–56. ISBN 978-0-8147-2517-7.
- Oxford English Dictionary online (accessed 13 September 2018; spelling Americanized). The phrase "the rule of law" is also sometimes used in other senses. See Garner, Bryan A. (Editor in Chief). Black's Law Dictionary, 9th Edition, p. 1448. (Thomson Reuters, 2009). ISBN 978-0-314-26578-4. Black's provides five definitions of "rule of law": the lead definition is "A substantive legal principle"; the second is the "supremacy of regular as opposed to arbitrary power".
- Tamanaha, Brian Z. (2004). On the Rule of Law. Cambridge University Press. p. 3.
- Craig, Paul P. (1997). "Formal and Substantive Conceptions of the Rule of Law: An Analytical Framework". Public Law: 467.
- ^ Tamanaha, Brian. "The Rule of Law for Everyone?", Current Legal Problems, vol. 55, via SSRN (2002).
- ^ Stephenson, Matthew. "Rule of Law as a Goal of Development Policy", World Bank Research (2008).
- Heidi M. Hurd (Aug 1992). "Justifiably Punishing the Justified". Michigan Law Review. 90 (8): 2203–2324. doi:10.2307/1289573. JSTOR 1289573.
- Donelson, Raff (2019). "Legal Inconsistencies". Tulsa Law Review. 55 (1): 15–44. SSRN 3365259.
- Ronald M. Dworkin (1985), A Matter of Principle, Cambridge, Mass.: Harvard University Press, p. 11, ISBN 978-0-674-55461-0.
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Bibliography
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Further reading
- Barry, Norman (2008). "Rule of Law". In Hamowy, Ronald (ed.). The Encyclopedia of Libertarianism. Thousand Oaks, CA: Sage; Cato Institute. pp. 445–447. doi:10.4135/9781412965811.n273. ISBN 978-1412965804. LCCN 2008009151. OCLC 750831024.
- Kessler, Jeremy (13 December 2024). "The Origins of 'The Rule of Law'". Law & Contemporary Problems, Volume 87, 2025.
- McDermott, John (1 January 1997). "The Rule of Law in Hong Kong after 1997". Loyola of Los Angeles International and Comparative Law Review.
External links
- Hague Journal on the Rule of Law, includes academic articles, practitioner reports, commentary, and book reviews.
- The World Justice Project A multinational, multidisciplinary initiative to strengthen the rule of law worldwide.
- "Understandings of the Rule of Law in various Legal Orders of the World", Wiki-Project of Freie Universitaet Berlin.
- Eau Claire County Bar Association rule of law talk
- Frithjof Ehm "The Rule of Law: Concept, Guiding Principle and Framework"
- Mańko, Rafał. "Using 'scoreboards' to assess justice systems" (PDF). Library Briefing. Library of the European Parliament. Retrieved 23 July 2013.