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{{Article issues|biased=April 2009}}
] signing the ]]] ] signing the ]]]
The '''occupation of the Baltic states''' is the period in the history of the ] (], ], and ]) which started with the ] <ref>{{cite book |title=State building and military power in Russia and the new states of Eurasia |last=Parrott |first=Bruce |authorlink= |coauthors= |year=1995 |publisher=M.E. Sharpe |location= |isbn=1563243601 |page= |pages=112-115 |chapter=Reversing Soviet Military Occupation |chapterurl=http://books.google.com/books?id=rhKYfA5x3eYC&pg=PA112&dq |url= |accessdate= }}</ref> {{#tag:ref|The forcible military occupation and subsequent annexation of the Baltic States by the Soviet Union remains to this day one of the serious unsolved issues of international law<ref>{{cite book |title=Baltic States |last=Kavass |first=Igor I |authorlink= |coauthors= |year=1972 |publisher=W. S. Hein |location= |isbn= |page= |pages= |url=http://books.google.com/books?id=_LRAAAAAIAAJ&q=Baltic+states&pgis=1#search_anchor |accessdate= }}</ref>|group=nb}} and ] by the ] in 1939 and ended with the dissolution of the ] in 1991 and re-establishment of the independent Baltic states. During this period the newly established ] were occupied by the ] and subsequently retaken from Germany and reoccupied by the Soviet Union. The '''occupation of the Baltic states''' is the period in the history of the ] (], ], and ]) which started with the ] <ref>{{cite book |title=State building and military power in Russia and the new states of Eurasia |last=Parrott |first=Bruce |authorlink= |coauthors= |year=1995 |publisher=M.E. Sharpe |location= |isbn=1563243601 |page= |pages=112-115 |chapter=Reversing Soviet Military Occupation |chapterurl=http://books.google.com/books?id=rhKYfA5x3eYC&pg=PA112&dq |url= |accessdate= }}</ref> {{#tag:ref|The forcible military occupation and subsequent annexation of the Baltic States by the Soviet Union remains to this day one of the serious unsolved issues of international law<ref>{{cite book |title=Baltic States |last=Kavass |first=Igor I |authorlink= |coauthors= |year=1972 |publisher=W. S. Hein |location= |isbn= |page= |pages= |url=http://books.google.com/books?id=_LRAAAAAIAAJ&q=Baltic+states&pgis=1#search_anchor |accessdate= }}</ref>|group=nb}} and ] by the ] in 1939 and ended with the dissolution of the ] in 1991 and re-establishment of the independent Baltic states. During this period the newly established ] were occupied by the ] and subsequently retaken from Germany and reoccupied by the Soviet Union.
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Russia maintains that Soviet forces liberated the ] from Nazi occupation.<ref>http://news.bbc.co.uk/2/hi/europe/4521663.stm</ref> Russia maintains that Soviet forces liberated the ] from Nazi occupation.<ref>http://news.bbc.co.uk/2/hi/europe/4521663.stm</ref>


==Treaties affecting USSR-Baltic relations== ===Treaties affecting USSR-Baltic relations===
{{main|Baltic-Soviet relations}}
'''Treaties in effect between the USSR and the Baltic countries prior to 1940''' '''Treaties in effect between the USSR and the Baltic countries prior to 1940'''


After the Baltic states proclaimed independence following the signing of the Armistice, ] invaded at the end of 1918.<ref>http://web.ku.edu/~eceurope/communistnationssince1917/ch2.html at University of Kansas, retrieved January 23, 2008</ref> ] publishing in its ], ] issue: "Estonia, Latvia, and Lithuania are directly on the road from Russia to Western Europe and therefore a hindrance to our revolutions... This separating wall has to be destroyed." Bolshevist Russia, however, did not gain control of the Baltics and in 1920 concluded peace treaties with all three states: After the Baltic states proclaimed independence following the signing of the Armistice, ] invaded at the end of 1918.<ref>http://web.ku.edu/~eceurope/communistnationssince1917/ch2.html at University of Kansas, retrieved January 23, 2008</ref> ] publishing in its ], ] issue: "Estonia, Latvia, and Lithuania are directly on the road from Russia to Western Europe and therefore a hindrance to our revolutions... This separating wall has to be destroyed." Bolshevist Russia, however, did not gain control of the Baltics and in 1920 concluded peace treaties with all three states:


===Peace treaties=== ====Peace treaties====
* Estonia, ] ], ]<ref>League of Nations Treaty Series, Vol. XI, pp. 29-71.</ref> * Estonia, ] ], ]<ref>League of Nations Treaty Series, Vol. XI, pp. 29-71.</ref>
* Lithuania, ] on ], ]<ref>Receuil de traités conclus par la Lithuanie avec les pays étrangérs, Vol. I, Kaunas, 1930, pp. 30-45.</ref> * Lithuania, ] on ], ]<ref>Receuil de traités conclus par la Lithuanie avec les pays étrangérs, Vol. I, Kaunas, 1930, pp. 30-45.</ref>
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In these treaties, Bolshevist Russia renounced "''for eternity''"<ref>the Peace Treaty with Estonia and Latvia, para. 2., Peace Treaty with Lithuania, para. 1.</ref> all sovereign rights over these three peoples and territories which formerly belonged to Russia. In these treaties, Bolshevist Russia renounced "''for eternity''"<ref>the Peace Treaty with Estonia and Latvia, para. 2., Peace Treaty with Lithuania, para. 1.</ref> all sovereign rights over these three peoples and territories which formerly belonged to Russia.


===Non-aggression treaties=== ====Non-aggression treaties====
Subsequently, at the initiative of the Soviet Union,<ref>Prof. Dr. G. von Rauch "Die Baltischen Staaten und Sowjetrussland 1919-1939", Europa Archiv No. 17 (1954), p. 6865.</ref> additional non-aggression treaties were concluded with all three Baltic States: Subsequently, at the initiative of the Soviet Union,<ref>Prof. Dr. G. von Rauch "Die Baltischen Staaten und Sowjetrussland 1919-1939", Europa Archiv No. 17 (1954), p. 6865.</ref> additional non-aggression treaties were concluded with all three Baltic States:


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The contracting parties undertook to refrain from acts of aggression against one another, and from any acts of violence directed against the territorial integrity and inviolability or the political independence of the other contracting party. Furthermore, they agreed to submit all disputes regardless of origin which could not be settled diplomatically to a formal conciliation in a joint committee.<ref>Arts. I and IV of the Non-Aggression Treaties with Latvia and Estonia, and Arts. III and V of the Non-Aggression Treaty with Lithuania.</ref> The contracting parties undertook to refrain from acts of aggression against one another, and from any acts of violence directed against the territorial integrity and inviolability or the political independence of the other contracting party. Furthermore, they agreed to submit all disputes regardless of origin which could not be settled diplomatically to a formal conciliation in a joint committee.<ref>Arts. I and IV of the Non-Aggression Treaties with Latvia and Estonia, and Arts. III and V of the Non-Aggression Treaty with Lithuania.</ref>


===Kellogg-Briand Pact and Litvinov's Pact=== ====Kellogg-Briand Pact and Litvinov's Pact====
On ], ] the ] ''renouncing war as an instrument of national policy'' was adopted by On ], ] the ] ''renouncing war as an instrument of national policy'' was adopted by
the United States, Germany, Belgium, France, Great Britain, India, Italy, Japan, Poland, and the Czechoslovak Republic. the United States, Germany, Belgium, France, Great Britain, India, Italy, Japan, Poland, and the Czechoslovak Republic.
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With this confirmation of adherence to these protocols (while not yet having ratified the Pact) and associated filings of instruments of adherence to the Pact, Estonia, Latvia, Lithuania and the USSR (listed as Russia) became signatories to the ] itself the day it came into effect, on ], ].<ref> at Yale University </ref> With this confirmation of adherence to these protocols (while not yet having ratified the Pact) and associated filings of instruments of adherence to the Pact, Estonia, Latvia, Lithuania and the USSR (listed as Russia) became signatories to the ] itself the day it came into effect, on ], ].<ref> at Yale University </ref>


===The Convention for the Definition of Aggression=== ====The Convention for the Definition of Aggression====
On ], ], for the first time in history aggression was defined in a binding treaty signed at the Soviet Embassy in ] by USSR and among others, Baltic countries.<ref> at Time Magazine the Convention for the Definition of Aggression.</ref><ref>League of Nations Treaty Series, 1934, No. 3391.</ref> On ], ], for the first time in history aggression was defined in a binding treaty signed at the Soviet Embassy in ] by USSR and among others, Baltic countries.<ref> at Time Magazine the Convention for the Definition of Aggression.</ref><ref>League of Nations Treaty Series, 1934, No. 3391.</ref>


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The Convention for the Definition of Aggression Article II then states that "no political, military, economic or other considerations may serve as an excuse or justification for the aggression referred to in Article II." And while the annex to Article III lists conceivable reasons for intervention in a neighboring state, it also stipulates that "the High Contracting Parties further agree to recognize that the present convention ''can never legitimate any violations of International Law that may be implied in the circumstances comprised in the above list''." The Convention for the Definition of Aggression Article II then states that "no political, military, economic or other considerations may serve as an excuse or justification for the aggression referred to in Article II." And while the annex to Article III lists conceivable reasons for intervention in a neighboring state, it also stipulates that "the High Contracting Parties further agree to recognize that the present convention ''can never legitimate any violations of International Law that may be implied in the circumstances comprised in the above list''."


===The Pacts of Mutual Assistance=== ====The Pacts of Mutual Assistance====
The Pacts of Mutual Assistance affirmed the sovereign rights of the Baltic states. Using the Pact of Mutual Assistance with Latvia as an example, signed on ], ],<ref>League of Nations Treaties Series No. 4656/39, pp. 385-387.</ref> Article V of the Pact declares: "The enforcement of the present Pact may in no way impair the sovereign rights of the Contracting Parties, more especially with regard to their political structure, economic and social systems, and military measures." The Pacts of Mutual Assistance affirmed the sovereign rights of the Baltic states. Using the Pact of Mutual Assistance with Latvia as an example, signed on ], ],<ref>League of Nations Treaties Series No. 4656/39, pp. 385-387.</ref> Article V of the Pact declares: "The enforcement of the present Pact may in no way impair the sovereign rights of the Contracting Parties, more especially with regard to their political structure, economic and social systems, and military measures."


===Treaties the USSR signed between 1940 and 1945=== ====Treaties the USSR signed between 1940 and 1945====
The Soviet Union joined the ] of ], ] by resolution, signed in London on ], ].<ref>B. Meissner, Die Sowjetunion, die Baltischen Staaten und das Volkerrecht, 1956, pp. 119-120.</ref> Resolution affirmed: The Soviet Union joined the ] of ], ] by resolution, signed in London on ], ].<ref>B. Meissner, Die Sowjetunion, die Baltischen Staaten und das Volkerrecht, 1956, pp. 119-120.</ref> Resolution affirmed:


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Finally, the Soviet Union signed the Charter of the United Nations on ], ], which in Article I Part 2 states that one of the "purposes of the United Nations is to develop friendly relations among nations based on ''respect for the principle of equal rights and self-determination of peoples''." Finally, the Soviet Union signed the Charter of the United Nations on ], ], which in Article I Part 2 states that one of the "purposes of the United Nations is to develop friendly relations among nations based on ''respect for the principle of equal rights and self-determination of peoples''."


== Timeline == == Timeline==
<!-- Comment {{accuracy}} please add a specific citation tag {{Fact|date=March 2008}} instead of tagging the entire time line since there is referred to only one questionable phrase on the discussion page. thanks!--~~~~--> <!-- Comment {{accuracy}} please add a specific citation tag {{Fact|date=March 2008}} instead of tagging the entire time line since there is referred to only one questionable phrase on the discussion page. thanks!--~~~~-->
*], ] ] signed. Pact places Estonia, Latvia, Finland and part of Poland in Soviet ]. *], ] ] signed. Pact places Estonia, Latvia, Finland and part of Poland in Soviet ].

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Molotov signing the German-Soviet Nonaggression Pact

The occupation of the Baltic states is the period in the history of the Baltic States (Estonia, Latvia, and Lithuania) which started with the military occupation and annexation by the Soviet Union in 1939 and ended with the dissolution of the Soviet Union in 1991 and re-establishment of the independent Baltic states. During this period the newly established Soviet republics were occupied by the Nazi Germany and subsequently retaken from Germany and reoccupied by the Soviet Union.

With the exception of states such as Nazi Germany and Sweden, the international community condemned this annexation by the Soviet Union as illegal and never gave legal recognition to the Soviet rule over the Baltic states. According to the Governments of Baltic states, , the United States , the U.S. courts of law , the European Parliament, , the European Court of Human Rights., and the United Nations Human Rights Council , these three countries were invaded, occupied and illegally incorporated into the Soviet Union under provisions of the 1939 Molotov-Ribbentrop Pact first by the Soviet Union, then by Nazi Germany from 1941-1944, and again by the Soviet Union from 1944-1991 - . This policy of non-recognition gave rise to the principle of legal continuity, which held that de jure, the Baltic states remained independent states under illegal occupation throughout the period 1940-91.

In the reassessment of Soviet history that began during perestroika in 1989, the USSR condemned the 1939 secret protocol between Nazi Germany and itself. However, the USSR never formally acknowledged its presence in the Baltics as an occupation, and considered the Estonian, Latvian and Lithuanian Soviet Socialist Republics as its constituent republics. The Russian government and state officials maintain that the Soviet annexation of the Baltic states was legitimate.,

The Baltic States' struggle for independence came to a conclusion in 1991, when the sovereignties of the countries were restored, accelerating to the eventual break-up of the Soviet Union later that year after the three states had seceded. The last Russian soldier withdrew from the Baltic States in August 1994.

Leningrad and the Baltics 1941–44
1941

1942

1943

1944

Pre-1939

The four countries on the Baltic Sea that were formerly parts of the Russian Empire — Finland, Estonia, Latvia and Lithuania — consolidated their borders and independence after the Estonian, Latvian and Lithuanian independence wars following the end of World War I by 1920 (see Treaty of Tartu, Latvian-Soviet Riga Peace Treaty and Soviet-Lithuanian Treaty of 1920).

In 1924 Lithuania, Latvia and Estonia sealed a pact of mutual defense against eventual aggressors. Ten years later, the Stalinist USSR pledged to not attack these three Baltic States until 1944.

When World War II started in September 1939, the fate of the Baltic countries had been already decided in the German-Soviet Nonaggression Pact and its Secret Additional Protocol of August 1939.

The Soviet ultimatums in 1939

Molotov-Ribbentrop Pact

Planned and actual divisions of Europe, according to the Molotov-Ribbentrop Pact, with later adjustments
Main article: Molotov-Ribbentrop Pact

Early in the morning of August 24, 1939, the Soviet Union and Nazi Germany signed a 10-year non-aggression pact, called the Molotov-Ribbentrop pact. Most notably, the pact contained a secret protocol, revealed only after Germany's defeat in 1945, according to which the states of Northern and Eastern Europe were divided into German and Soviet "spheres of influence". In the North, Finland, Estonia and Latvia were assigned to the Soviet sphere. Poland was to be partitioned in the event of its "political rearrangement"—the areas east of the Narev, Vistula and San Rivers going to the Soviet Union while Germany would occupy the west. Lithuania, adjacent to East Prussia, would be in the German sphere of influence, although a second secret protocol agreed in September 1939 assigned majority of Lithuania to the USSR. According to the secret protocol, Lithuania would retrieve its historical capital Vilnius, subjugated during the inter-war period by Poland.

Beginning of World War II

World War II losses in the Baltic states were among the highest in Europe. Estimates of population loss stand at 25% for Estonia, 30% for Latvia, and 15% for Lithuania. War and occupation deaths have been estimated at 81,000 in Estonia, 180,000 in Latvia, and 250,000 in Lithuania. These include the Soviet deportations in 1941, the German deportations, and Holocaust victims.

File:German Soviet.jpg
Soviet and German officers meeting after the invasion of Poland.

Ultimatums to Estonia, Latvia, Lithuania

ORP Orzeł monument in Tallinn.

On September 24, 1939, warships of the Soviet Navy appeared off Estonian ports and Soviet bombers began a threatening patrol over Tallinn and the nearby countryside. The USSR then entered the airspace of all three Baltic states, flying massive intelligence gathering operations on September 25. Moscow requested that the Baltic countries allow the USSR to establish military bases and to station troops on their soil.

The government of Estonia accepted the ultimatum, signing the corresponding agreement on September 28, 1939. Latvia followed on October 5, 1939 and Lithuania shortly thereafter, on October 10, 1939. The agreements permitted the Soviet Union to establish military bases on the Baltic states' territory for the duration of the European war and station 25,000 Soviet soldiers in Estonia, 30,000 in Latvia and 20,000 in Lithuania from October, 1939.

In early 1939, the Leningrad Military District had already allocated 17 divisions, about 10% of the Soviet Army, to the Baltic states. Mobilizations followed shortly. The 8th Army was dispatched to Pskov on September 14, 1939, and the mobilized 7th Army placed under the Leningrad Military District. Invasion preparations were by now nearing completion. On September 26, the Leningrad Military District was ordered to "start concentrating troops on the Estonian-Latvian border and to finish that operation on September 29." The order noted, "for the time of starting the attack a separate directive will be issued."

Finland invaded

Finland was offered the same opportunity to sign a pact; however, the Finns refused, and on November 30, 1939 the Soviet Union invaded Finland, launching the Winter War. The invasion was judged as illegal by the League of Nations, which expelled the Soviet Union on December 14. The war was brought to an end on March 13, 1940, when Finland and the Soviet Union signed the Moscow Peace Treaty. While Finland had resisted being conquered, it was nevertheless coerced to cede nearly all of Finnish Karelia (with Finland's industrial center, including Vyborg/Viipuri, Finland's second largest city; in total, nearly 10% of the territory), even though large parts were still held by Finland's army. Military troops and remaining civilians were hastily evacuated to areas inside the new border. 422,000 Karelians, 12% of Finland's population, lost their homes. Finland also had to cede a part of the Salla area, the Finnish part of the Kalastajansaarento (Rybachi) peninsula in the Barents Sea, and in the Gulf of Finland the islands of Suursaari, Tytärsaari, Lavansaari and Seiskari. Finally, the Hanko Peninsula was leased to the Soviet Union as a naval base for 30 years. In June 1941, hostilities between Finland and USSR resumed in the Continuation War.

Soviet invasion and occupation, 1940–1941

Soviet invasion

Schematics of the Soviet military blockade and invasion of Estonia and Latvia in 1940 (Russian State Naval Archives)
File:Estonian SSR 1940.jpg
1940 Soviet map of the Estonian SSR
File:Latvian SSR 1940.jpg
1940 Soviet map of the Latvian SSR
File:Lithuanian SSR 1940.jpg
1940 Soviet map of the Lithuanian SSR

The Soviet troops allocated for possible military actions against the Baltic states numbered 435,000 troops, around 8,000 guns and mortars, over 3,000 tanks, over 500 armoured cars.

On June 3 1940 all Soviet military forces based in Baltic states were concentrated under the command of Aleksandr Loktionov.

On June 9 the directive 02622ss/ov was given to the Red Army's Leningrad Military District by Semyon Timoshenko to be ready by the June 12 to a) Capture the vessels of the Estonian, Latvian and Lithuanian Navy in their bases and/or at sea; b) Capture the Estonian and Latvian commercial fleet and all other vessels; c) Prepare for an invasion and landing in Tallinn and Paldiski; d) Close the Gulf of Riga and blockade the coasts of Estonia and Latvia in Gulf of Finland and Baltic Sea; e) Prevent an evacuation of the Estonian and Latvian governments, military forces and assets; f) Provide naval support for an invasion towards Rakvere; g) Prevent the Estonian and Latvian airplanes flying either to Finland or Sweden.

On June 12, 1940 the order for a total military blockade of Estonia to the Soviet Baltic Fleet was given: according to the director of the Russian State Archive of the Naval Department Pavel Petrov (C.Phil.) referring to the records in the archive.

On June 13 at 10.40 AM the Soviet forces started to move to their positions and were ready by June 14 at 10 PM. a) 4 submarines and a number of light navy units were positioned in the Baltic Sea, to the gulfs of Riga and Finland to isolate the Baltic states by the sea. b) A navy squadron including 3 destroyer divisions were positioned to the west of Naissaar in order to support the invasion. c) The 1st marine brigade's 4 battalions on transportation ships "Sibir", "2nd Pjatiletka" and "Elton" were positioned for landing and invasion of Naissaare and Aegna; d) Transportation ship "Dnester" and destroyers Storozevoi and Silnoi were positioned with troops for the invasion of the capital Tallinn; e) the 50th battalion was positioned on ships for an invasion near Kunda. In the naval blockade participated in total 120 Soviet vessels including 1 cruiser, 7 destroyers, and 17 submarines; 219 airplanes including the 8th air-brigade with 84 bombers: DB-3 and Tupolev SB and 10th brigade with 62 airplanes.

On June 14, 1940, the Soviet military blockade of Estonia went into effect while world attention was focused on the fall of Paris to Nazi Germany. Two Soviet bombers downed the Finnish passenger airplane "Kaleva" flying from Tallinn to Helsinki carrying three diplomatic pouches from the U.S. legations in Tallinn, Riga and Helsinki. The US Foreign Service employee Henry W. Antheil, Jr. was killed in the crash.

On June 15, the USSR invaded Lithuania and Soviet troops attacked the Latvian border guards at Masļenki.

On June 16, 1940, the USSR invaded Estonia and Latvia. According to a Time magazine article published at the time of the invasions, in a matter of days around 500,000 Soviet Red Army troops occupied the three Baltic nations—just one week before the Fall of France to Nazi Germany.

Molotov accused the Baltic states of conspiracy against the Soviet Union and delivered an ultimatum to all Baltic countries for the establishment of Soviet-approved governments. Threatening invasion and accusing the three states of violating the original pacts as well as forming a conspiracy against the Soviet Union, Moscow presented ultimatums, demanding new concessions, which included the replacement of governments and allowing an unlimited number of troops to enter the three countries. Hundreds of thousands Soviet troops entered Estonia, Latvia, Lithuania across the borders. These additional Soviet military forces far outnumbered the armies of each country.

The Baltic governments had decided that, in conditions of international isolation and given the overwhelming Soviet force both on the borders and inside the countries, it was in their interests not to actively resist and to avoid bloodshed in an unwinnable war. The occupation of the Baltic states was complete with a communist coup d'état in each country, supported by the Soviet troops.

Most of the Estonian Defence Forces and the Estonian Defence League surrendered according to the orders of the Estonian Government believing that resistance was useless and were disarmed by the Red Army. Only the Estonian Single Signal Battalion stationed in Tallinn at Raua Street showed resistance to Red Army and Communist Militia called "People's Self-Defence" on 21 June 1940. As the Red Army brought in additional reinforcements supported by six armoured fighting vehicles, the battle lasted several hours until sundown. Finally the military resistance was ended with negotiations and the Single Signal Battalion surrendered and was disarmed. There were 2 dead Estonian servicemen, Aleksei Männikus and Johannes Mandre, and several wounded on the Estonian side and about 10 killed and more wounded on the Soviet side. The Soviet militia that participated in the battle was led by Nikolai Stepulov.

Soviet terror

See also: Communist terrorism § Terror campaigns within the Soviet Union See also: The Soviet Story
Plaque on the building of Government of Estonia, Toompea, commemorating government members killed by communist terror

The repressions followed with the mass deportations carried out by the Soviets. Order № 001223, "On the Procedure for carrying out the Deportation of Anti-Soviet Elements from Lithuania, Latvia, and Estonia", contained detailed instructions for procedures and protocols to observe in the deportation of Baltic nationals.

Led by Stalin’s close associates, the local communist supporters and those brought in from Russia, forced the presidents and governments of all three countries to resign, replacing them with provisional "people's governments" made up entirely of Communists.

In the following month, rigged parliamentary elections were conducted by local Communists loyal to the Soviet Union. Only the Communists and their allies were allowed to run The election results were completely fabricated: the Soviet press service released them early, with the result that they had already appeared in print in a London newspaper a full 24 hours before the polls closed. The result was that all three Baltic states had communist majorities in their parliaments, and in August, despite claims prior to the elections that no such action would be taken, they were all presented with motions to ask for admission to the Soviet Union. In each case, the motions passed. In due course, the Soviet Union "accepted" all three petitions and formally annexed the three countries.

Those who failed to have their passports stamped for so voting were shot in the back of the head. Public tribunals were also set up to punish "traitors to the people": those who had fallen short of the "political duty" of voting their countries into the USSR.

Memorial to deported Latvian children who died in exile, 1941-1949

Immediately after the elections, NKVD units under the leadership of Ivan Serov arrested more than 15,000 "hostile elements" and members of their families. In the first year of Soviet occupation, from June 1940 to June 1941, the number confirmed executed, conscripted, or deported is estimated at a minimum of 124,467: 59,732 in Estonia, 34,250 in Latvia, and 30,485 in Lithuania. This included 8 former heads of state and 38 ministers from Estonia, 3 former heads of state and 15 ministers from Latvia, and the then president, 5 prime ministers and 24 other ministers from Lithuania. The last large-scale operation was planned for the night of 27-28 June 1941. It was postponed until after the war when the Germans invaded the USSR on 22 June 1941 - Operation Barbarossa. According to historian Robert Conquest, the selective deportations from the Baltic States represented the policy of "decapitation" of the nation by removing its political and social elite, "as was later evidently to be the motive for the Katyn massacre."

The new Soviet-installed governments in the Baltic states began to align their policies with current Soviet practices. According to the prevailing doctrine in the process, the old "bourgeois" societies were destroyed so that new socialist societies, run by loyal Soviet citizens, could be constructed in their place. The reconstituted parliaments quickly proclaimed the nationalization of large industries, transportation, banks, private housing, and commerce in general. Although land was now considered the property of the people, for the time being the regimes expropriated only those holdings comprising 30 or more hectares (about 66 acres). By creating large numbers of small, nonviable farms, the Soviet regime intended to weaken the institution of private landholding so that later collectivization, a program of agricultural consolidation that was undertaken in the USSR a decade earlier with horrifying results, could be presented as an efficient alternative. The Red Army quickly absorbed the military forces of the Baltic states. Soviet security forces such as the NKVD, imposed strict censorship and press control. In each of the new republics, churches and ecclesiastical property were nationalized, religious education and religious publications were forbidden, seminaries and monasteries were seized (often for the Red Army), and many clergymen were arrested.

Between July and August 1940, Estonian, Latvian and Lithuanian envoys to the United States and the United Kingdom made official protests against Soviet occupation and annexation of their countries. The United States, in accordance with the principles of the Stimson Doctrine (Sumner Welles' Declaration of July 23, 1940), as well as most other Western countries never formally recognized the annexation, but did not directly interfere with Soviet control. The Baltic States continued their de jure existence in accordance with international law. Diplomatic and consular representations of the Baltic States continued to function between 1940 - 1991 in some Western countries (USA, Australia, Switzerland). Members of Estonian, Latvian and Lithuanian diplomatic services in Western countries continued to formulate and express the official opinion of Estonia, Latvia and Lithuania, and protected the interests of these countries and their citizens abroad between 1940–1991, i.e., until the restoration of independence of the Baltic States.

The events in the Baltic Republics were not isolated. In Finland and the Scandinavian peninsula, the great powers demanded concessions infringing their neutrality or sovereignty. Germany had pressured Sweden to grant transit rights for material and personnel transportation between Norway and ports of southern Sweden during the fighting in Norway, and achieved this after Norway's defeat. Immediately thereafter, the Soviet Union began to pressure Finland for transfer rights over land between the Hanko naval base and the Soviet border, established as a Finnish concession in the Moscow Peace Treaty, as well as for control of the Petsamo nickel mine.

In August, Finland granted transfer rights to German troops traveling between Northern Norway and ports of the Gulf of Bothnia in a diplomatic effort to improve relations with Nazi Germany that had been frosty since the mid-1930s due to ideological differences, clearly demonstrated when the Third Reich sided with the Soviet Union during the Winter War. Finland now managed to increase political contacts with Germany, which were seen as the only hope against Soviet occupation. In September, Finland and the Soviet Union came to an agreement on Hanko transitations. When the Soviet foreign minister, Vyacheslav Molotov, in November 1940, requested German acceptance and passive support for invasion of Finland, Hitler declined as he saw Finland as a potential ally in the upcoming invasion of the Soviet Union. The negotiations for the Petsamo mines stalled for several months, until indirect German support allowed the Finns to let those negotiations lapse.

Occupation by Nazi Germany, 1941-1944

Main article: Occupation of Baltic republics by Nazi Germany See also: Occupation of Estonia by Nazi Germany See also: Occupation of Latvia by Nazi Germany See also: Occupation of Lithuania by Nazi Germany

Germany occupied the territories of Baltic states after invading the Soviet Union in 1941 during Operation Barbarossa. At the beginning the Lithuanians, Latvians and Estonians considered the Germans to be their liberators from Soviet rule. In Lithuania, a revolt broke out on the first day of the war, and an independent provisional government was established. As the German armies approached Riga and Tallinn, attempts to reestablish national governments were made. It was hoped that the Germans would reestablish Baltic independence. Such political hopes soon evaporated and Baltic cooperation became less forthright or ceased altogether. A growing proportion of local population turned against the Nazi regime as Germany turned the Baltic states (except for the Memel (Klaipėda) region reclaimed by Reich in 1939) and most of Belarus into the Reichskommissariat Ostland, a colony in which the four constituent nationalities were governed by a German administration. Hinrich Lohse, a German Nazi politician, was Reichskommissar until the Soviet re-occupation.

German policy in the area was harsh, not only involving the local population in the Holocaust but also subjugating local populations. One of the Nazi plans for the colonisation of conquered territories in the East, referred to as Generalplan Ost, called for the wholesale deportation of some two thirds of the native population from territories of the Baltic states in the event of a German victory. The remaining third were either to be exterminated in situ, used as slave labour or Germanised if deemed sufficiently Aryan, while hundreds of thousands of German settlers were to be moved into the conquered territories.

Towards the end of the war, once it became clear that Germany would be defeated, many Lithuanians, Latvians and Estonians joined the Germans once again. It was hoped that by engaging in such a war the Baltic countries would be able to attract Western support for the cause of independence from the USSR. In Latvia an underground nationalist Central Council of Latvia was formed on August 13, 1943. An analogous body, the Supreme Committee for the Liberation of Lithuania, emerged on November 25, 1943. On March 23, 1944, the underground National Committee of the Estonian Republic was founded. In Estonia, as a country was incorporated into the German province of Ostland. Thousands of Estonians not willing to side with the Nazis joined the Finnish army to fight against the Soviet Union. The Finnish Infantry Regiment 200 was formed out of Estonian volunteers in Finland, known colloquially as the "Finland Boys" (Estonian: soomepoisid). By January 1944, the Russian front advanced almost all the way to the former Estonian border. Narva was evacuated. Jüri Uluots, the last legitimate prime minister of the Republic of Estonia (according to the constitution of Estonia) prior to its fall to the Soviet Union in 1940 and now the head of the National Committee of the Estonian Republic, delivered a radio address that implored all able-bodied men born from 1904 through 1923 to report for military service (prior to this, Uluots had opposed Estonian mobilization). The call drew support from all across the country: 38,000 Volunteers jammed registration centers. Several thousand Estonians who had joined the Finnish army came back across the Gulf of Finland to join the newly formed Territorial Defense Force, assigned to defend Estonia against the Soviet advance. In 1943 and 1944, two divisions of Waffen SS were formed from Latvians, predominantly conscripts, to fight against the Red Army. The Battles of Narva were perceived by Estonian people as the battle for their country, a consolation for the humiliation of 1939. The lengthy German defense on the North Eastern border prevented a swift Soviet breakthrough into Estonia, which gave the underground Estonian National Committee enough time for an attempt to re-establish Estonian independence. On 1 August 1944, the Estonian National Committee pronounced itself Estonia’s highest authority, and on 18 September 1944, acting Head of the State Jüri Uluots appointed a new government led by Otto Tief. Over the radio, in English, the Estonian government declared its neutrality in the war. The government issued two editions of State Gazette. On September 21, the national forces seized the government buildings in Tallinn and ordered the German forces to leave. The Estonian flag was raised in the permanent flag mast in the tallest tower of Tallinn only to be removed by the Soviets four days later. Estonian Government in Exile served to carry the continuity of the Estonian state forward until 1992, when Heinrich Mark, the last prime minister in the duties of the Head of State, handed his credentials over to the incoming President Lennart Meri. Latvia and Lithuania continued in exile, based on the embassies in U.S. and UK

The Holocaust

Estonia

Main article: History of the Jews in Estonia

Out the approximately 4,300 Jews prior to the war, 963 were trapped in Estonia by the Nazi advance. Many Jewish people (estimated at around 500 individuals) were deported to Siberia along with other Estonians by the Soviets. During the Nazi occupation, an estimated 10,000 Jews were killed in Estonia after having been deported to camps there from elsewhere in Eastern Europe. There have been trials of 7 ethnic Estonians (Ralf Gerrets, Ain-Ervin Mere, Jaan Viik, Juhan Jüriste, Karl Linnas, Aleksander Laak and Ervin Viks) for crimes against humanity. Since the re-establishment of Estonian independence, an Estonian International Commission for Investigation of Crimes Against Humanity has been established.

Latvia

Main article: History of the Jews in Latvia

The Jewish community had already suffered heavily in the Soviet mass deportations, losing much of its civic and political leadership. Proportionately, the mass deportations extracted a heavier toll on Jews than any other ethnicity. Deprived of their leadership, Jews were ill-prepared to respond to the Nazi threat. After the establishment of German authority, the process of eliminating the Jewish and Gypsy population began, with many killings taking place in Rumbula. The killings were committed by the Einsatzgruppe A, the Wehrmacht and Marines (in Liepāja), as well as by Latvian collaborators, including the 500-1,500 members of the infamous Arājs Commando (which alone killed around 26,000 Jews) and the 2,000 or more Latvian members of the SD. By the end of 1941 almost the entire Jewish population had been killed or interned in death camps. In addition, some 25,000 Jews were brought from Germany, Austria and the present-day Czech Republic, of whom around 20,000 were killed. The Holocaust claimed approximately 85,000 lives in Latvia.

Lithuania

A Holocaust memorial near the site of the HKP slave labor camp in Subačiaus Street, Vilnius
Main article: History of the Jews in Lithuania Main article: Holocaust in Nazi-occupied Lithuania See also: Non-German cooperation with Nazis during World War II § Lithuania

Before the Holocaust, Lithuania was home to 160,000 Jews, and was one of the greatest centers of Jewish theology, philosophy, and learning which preceded even the times of the Gaon of Vilna. By 1941, fleeing refugees (mostly from Poland), had increased the number of Jews in the country to 250,000.

With the beginning of Operation Barbarossa in June 1941, the Lithuanian underground government, formed in 1940, briefly re-established independent Lithuania in an uprising coinciding with Germany's declaration of war on the Soviet Union, even though key members had been arrested by the Soviets only the day before, most to be later executed after show trials in the Soviet Union. Completion of the Nazi occupation of Lithuania forced the government to dissolve shortly thereafter.

In late June, detachments of the German Einsatzgruppe A under Franz Walter Stahlecker began to operate on Lithuanian territory. In some places Stahlecker's men sought to encourage pogroms (so-called "Selbstreinigungsaktionen") against the Jewish population; Stahlecker's Consolidated Report of 15 October 1941 expressed frustration over how unexpected difficulties were initially experienced in this. Nevertheless, together with voluntary Lithuanian auxiliaries, the Germans were able to start large scale mass shootings of Jews. According to German documents, between 25 and 26 June 1941, "about 1,500 Jews were eliminated by the Lithuanian partisans. Many Jewish synagogues were set on fire; on the following nights another 2,300 were killed." By November 1941, many Jews had been killed in places like Paneriai (Ponary massacre). The surviving 40,000 Jews were concentrated in the Vilnius, Kaunas, Šiauliai, and Švenčionys ghettos, and in concentration camps, where many died of starvation or disease. In 1943, the ghettos were either destroyed by the Germans or turned into concentration camps, and 5,000 Jews were deported to the extermination camps.

During the first wave of killings in 1941–42, Romani people, alleged Communist activists, and the mentally disabled were also targeted. Additionally, large numbers of Soviet POWs perished in German captivity due to wilful neglect by the German authorities.

At the end of the war, only 10–15% of Lithuania's Jews survived, most of them by escaping to the interior of the USSR during the German invasion in 1941. The genocide rate of Jews in Lithuania, 95–97%, was the highest in Europe. This was primarily due, with few notable exceptions, to widespread Lithuanian help and cooperation with the German occupiers at all levels of society. Jews were widely considered to have supported the previous Soviet regime. Anti-Jewish attitudes therefore increased as the anti-Soviet sentiment within Lithuanian nationalism complemented already existing, traditional antisemitism.

Another factor influencing the high degree of Jewish genocide in Lithuania in contrast to other places in Europe (Denmark, Germany, the Netherlands) was the relative lack assimilation of Jews in eastern Europe.

Soviet re-occupation, 1944-1991

File:WW2 - Liberation of Soviet Baltic, 1944, july-november (detailed).jpg
Red Army operations in the Baltic states, July–November 1944
Monument of Lithuanian victims of Soviet occupation in Gediminas Avenue of Vilnius
Main article: Estonian SSR Main article: Latvian SSR Main article: Lithuanian SSR See also: Operation Jungle See also: Operation Priboi

The Soviet Union reoccupied the Baltic states as part of the Baltic Offensive in 1944, a twofold military-political operation to rout German forces and the "liberation of the Soviet Baltic peoples" beginning in summer-autumn 1944, lasting until the capitulation of German and Latvian forces in Courland pocket in May 1945. An insurgency continued, resisting Soviet rule via armed struggle for a number of years. The Forest brothers, as they were known, enjoyed the material support among the local population, as well as from the British (MI6), American, and Swedish secret intelligence services. On 12 January 1949, in an effort to end the insurgency, the Soviet Council of Ministers issued a decree "on the expulsion and deportation" from Baltic states of "all kulaks and their families, the families of bandits and nationalists", and others. More than 200,000 people are estimated to have been deported from the Baltic in 1940-1953. In addition, at least 75,000 were sent to Gulag. 10 percent of the entire adult Baltic population was deported or sent to labor camps, effectively breaking the back of the insurgency.

After World War II, as part of the goal to more fully integrate Baltic countries into the Soviet Union, mass deportations were concluded in the Baltic countries and the policy of encouraging Soviet immigration to the Baltic states continued.

In July 1989, following the dramatic events in East Germany, the Supreme Soviets of the Baltic countries adopted a "Declaration of Sovereignties" and amended the Constitutions to assert the supremacy of their own laws over those of the USSR. Candidates from the pro-independence party Popular Fronts gained majority in the Supreme Councils in 1990 democratic elections. The Councils declared their intention to restore full independence. Soviet political and military forces tried unsuccessfully to overthrow the governments. In 1991, Baltic countries claimed de facto independence. International recognition, including that of the USSR, followed. The United States, which had never recognized forcible annexation of the Baltic countries by the USSR, resumed full diplomatic relations with the republics.

Baltic assets 1940-1991

After the invasion of Denmark and Norway by Nazi Germany on April 9 1940 during WWII the President of the US issued the Executive Order 8389 under which the Treasury Department froze in the US all financial assets of occupied European countries. After the Soviet Occupation of Estonia, Latvia and Lithuania EO 8389 was extended to the assets and properties of the Baltic states.

The freezing of Baltic assets by the US was condemned by the Soviet Union and it was declared that there shouldn't be any legal bases for delaying the transfer of the Baltic gold from the US Federal Reserve to the State Bank of the Soviet Union.

In July 1940 the Bank of England sequestrated the Baltic gold reserves deposited in the UK. During the 1950s the USSR claimed the gold regularly but was rejected due to the de jure non recognition of the Soviet annexation of the Baltic states. On January 5 1968 an agreement between the UK and USSR was achieved, Soviet Union renounced all claims to the Baltic gold hold in the Bank of England in return for the waiver of all claims by the UK resulted by the nationalization in the USSR. In 1992 the British Government returned the assets in the amount of £ 90 million to the Baltic states.

The Baltic assets deposited in Sweden were released to Soviet Union immediately after the Soviets demanded the Baltic gold reserves to be handed over in 1940, later the amount was compensated by Sweden to Baltic states in 1992.

The 3 tons of gold deposited in the Bank of France by Latvia and Lithuania were refused to turn over to the USSR by governments of France.

The gold reserves deposited by Baltic states prior 1940 into the Bank for International Settlements in Switzerland remained intact. After Baltic countries regained independence in 1991, the Baltic gold was released to the central banks of Estonia, Latvia and Lithuania.

Baltic diplomatic missions 1940-1991

Some countries refused to recognise the incorporation of the Baltic states de jure and only recognised the Soviet governments of Estonian SSR, Latvian SSR and Lithuanian SSR de facto or not at all. Such countries recognized Estonian/Latvian/Lithuanian diplomats and consuls who still functioned in the name of their former governments. These aging diplomats persisted in this anomalous situation until the ultimate restoration of Baltic independence.

During the period 1940-1991 the US continiued to receive Baltic diplomats, first appointed in office by the Baltic governments before 1940, after 1980 by the Baltic diplomatic services senior members. The Soviet Foreign Ministry issued formal protests against the Baltic diplomatic missions remaining open in Washington DC and elsewhere.

In Canada the official list of diplomats included the offices of the Baltic states: Estonia, Latvia and Lithuania that in the early 1960s caused the Soviet Embassy in Canada refuse to receive the lists distributed by the Canadian Foreign Ministry.

In the UK the Baltic diplomats were excluded from the Diplomatic List but still accepted as possessing a diplomatic charter by His/Her Majesty's Governments.

Recognition and non-recognition of annexation and occupation

De jure non-recognition

According to the August 8, 1960 survey, the following states did not recognise the Soviet annexation of the Baltic states de jure.

  •  Afghanistan - no official relations with Baltic representatives, no final decision on non-recognition policy.
  •  Australia - semi official relations maintained with Baltic representatives, de jure recognised for 17 months between July 1974-December 1975 by the Whitlam government.
  •  Canada - semi official relations maintained with Baltic representatives. De facto recognition accorded, de jure denied
  •  Belgium - no final decision on non-recognition policy, no official relations with Baltic representatives, no de jure nor de facto recognition accorded.
  •  Brazil - official relations with Baltic representatives.
  •  Chile - no diplomatic relations with USSR.
  •  China - (Lawrence Juda, United States' nonrecognition of the Soviet Union's annexation of the Baltic States: Politics and law, Journal of Baltic Studies, Volume 6, Issue 4 Winter 1975 , pages 272 - 290)
  •  Costa Rica - no diplomatic relations with USSR
  •  Colombia - Some relations maintained with Baltic representatives, no final decision on non-recognition policy
  •  Cuba - Some relations maintained, no final decision on non-recognition policy
  •  Denmark - Some relations with Baltic representatives maintained, no final decision on non-recognition policy
  •  Dominica - no diplomatic relations with USSR
  • West Germany - Recognition of Baltic passports, no final decision on non-recognition policy, no de jure nor de facto recognition accorded.
  •  Ecuador - no diplomatic relations with USSR
  •  Ethiopia - no official relations, no final decision on non-recognition policy
  •  Germany - Recognition of Baltic passports, no final decision on non-recognition policy, no de jure nor de facto recognition accorded.
  •  Finland - no official relations, no final decision on non-recognition policy.
  •  France - maintained semi official relations, no final decision on non-recognition policy
  •  Iceland - no official diplomatic relations
  •  Greece - no official relations, no final decision on non-recognition policy
  •  Iran - no official relations with Baltic representatives.
  •  Ireland - no official relations, no de jure nor de facto recognition accorded.
  •  Italy - de facto recognition accorded.
  •  Liberia - no diplomatic relations with USSR
  •  Luxembourg - no official relations
  •  Mexico - some relations with Baltic representatives, no final decision on non-recognition policy.
  •  Netherlands - Visa de courtoisie granted to Baltic representatives in London, no final decision on non-recognition policy
  •  Nicaragua - no diplomatic relations with USSR
  •  Norway - no official relations, no final decision on non-recognition policy.
  •  Portugal - no diplomatic relations with USSR, no de jure nor de facto recognition accorded.
  •  Peru - no diplomatic relations with USSR
  •  Paraguay - no diplomatic relations with USSR
  •  Spain - maintained semi official diplomatic relations, had no diplomatic relations with USSR until 1977. no de jure nor de facto recognition accorded.
  •  Switzerland - some relations maintained, fiduciary of Baltic assets, no final decision on non-recognition policy
  •  Taiwan - no diplomatic relations with USSR
  •  Turkey - no official relations, no final decision on non-recognition policy
  •  United Kingdom - maintained semi official diplomatic relations, de facto recognition accorded.
  •  United States - maintained official diplomatic relations, no de jure nor de facto recognition accorded.
  • Union of South Africa - no official relations
  •  Uruguay - maintained official diplomatic relations
  •  Vatican City - maintained official diplomatic relations, no de jure nor de facto recognition accorded.
  •  Venezuela - no diplomatic relations with USSR

According to research by Estonian scholar Lauri Mälksoo, Ireland maintained a non-recognition policy of the incorporation of the Baltic states both de jure and de facto.

De jure recognition

Besides the USSR's puppet states and allies, the following governments granted de jure recognition of incorporation in the Soviet Union and governance of the Baltic states according to the August 8, 1960 survey:

  •  Austria - Implicit de jure recognition granted, Baltic passports not recognized
  •  Argentina - Implicit de jure recognition granted, Baltic passports not recognized
  •  Bolivia
  •  Japan
  •  Sweden — Sweden provided shelter, food, medical assistance and financial aid in order to resettle over 30,000 Baltic refugees. It also turned over to the USSR Baltic embassies and bank assets transferred to Sweden for safekeeping and in 1946 deported Baltic legionnaires who has been conscripted into the German army; after the Baltics regained independence, Sweden repaid 2,908 kilograms of gold deposited by Estonia and 1,250 kilograms deposited by Lithuania (in 1992, valued at $47.2 million)
  •   Switzerland
  •  New Zealand
  •  Australia - Australia de jure recognized the Baltic republics as part of the USSR in 1974-1975.

Helsinki Accords

The Baltic question was raised during the negotiations of the Final Act of the Conference on Security and Cooperation in Europe. During the negotiations the Soviet Union supported the description that declaried any attempt of territorial claims to be an act of aggression. The suggestion was opposed by West Germany, by Spain, Ireland and Canada. The Canadian representatives claimed that accepting the Soviet proposal would mean de jure recognition of the Soviet incorporation of the Baltic states. Supported by other NATO members, the final act stated that by peaceful means the borders could be changed. The president of the US and leaders of other Nato member states confirmed in statements that the provision didn't entail recognition of the Baltic states incorporation into the Soviet Union.

Historical considerations

In Northern Europe, the fate of small countries during World War II varied considerably. Denmark and Norway were occupied by Germany; Sweden had to make some concessions but with skillful foreign policy and a credible military it was able to stay out of the war. Both Denmark and Norway restored their souvereignty after the Nazi capitulation.

Estonia, Latvia and Lithuania were again occupied and annexed by the Soviet Union and only regained their independence nearly fifty years later in the aftermath of the Soviet coup of 1991. Finland, which geographically was in a less advantageous position than Sweden, had to endure two wars: the (Winter War and the Continuation War) with territorial losses, and had to bend its foreign policy in favor of the Soviet Union after the war (Finlandization), but it remained independent, capitalist and maintained a democratic political system after World War II.

Wartime expediency

Welles declaration, July 23 1940, establishing U.S. policy of non-recognition of forced incorporation of the Baltic States

The precedent under international law established by the earlier-adopted Stimson Doctrine, as applied to the Baltics in U.S. Under Secretary of State Sumner declaration of July 23, 1940, defined the basis for non-recognition of the Soviet Union's forcible incorporation of the Baltic states. Despite Welles's statement, the Baltics soon reprised their centuries-long role as pawns in the conflicts of larger powers. After visiting Moscow in the winter of 1941-1942, British Foreign Minister Eden already advocated sacrificing the Baltics to secure Soviet cooperation in the war. The British ambassador to the U.S., Halifax, reported, "Mr. Eden cannot incur the danger of antagonizing Stalin, and the British War Cabinet have... agree to negotiate a treaty with Stalin, which will recognize the 1940 frontiers of the Soviet Union." By 1943 Roosevelt had also consigned the Baltics and Eastern Europe to Stalin. Meeting with Cardinal Spellman in New York on September 3, Roosevelt stated, "The European people will simply have to endure Russian domination, in the hope that in ten or twenty years they will be able to live well with the Russians." Meeting with Stalin in Tehran on December 1, Roosevelt "said that he fully realized the three Baltic Republics had in history and again more recently been part of Russia and jokingly added, that when the Soviet armies re-occupied these areas, he did not intend to go to war with the Soviet Union on this point." A month later, Roosevelt related to Otto von Habsburg that he had told the Russians they could take over and control Romania, Bulgaria, Bukovina, Eastern Poland, Lithuania, Estonia, Latvia, and Finland. The future was sealed when on October 9, 1944 Churchill met with Stalin in Moscow and penciled out the post-war state of Europe. Churchill recounts: "At length I said, 'Might it not be thought rather cynical if it seemed that we had disposed of these issues, so fateful to millions of people, in such an offhand manner? Let us burn the paper.' — 'No, you keep it,' said Stalin." The February 1945 Yalta Conference, widely ascribed as determining the future of Europe, essentially codified Churchill's and Roosevelt's prior private commitments to Stalin not to interfere in Soviet control of Eastern Europe.

Three decades later, hopes on the part of the Baltic states for any active intervention on their behalf were quashed when the United States, European states and Soviet Union signed the Helsinki Accords of 1975 which committed its parties to respecting the established frontiers—avoiding use of the term "borders"—of postwar Europe. Countries such as the United States continued to maintain nonrecognition of the Soviet annexation of the Baltic states. In retrospect, the Baltic states' eventual reestablishment of their independence and borders has been interpreted as vindicating the Accords, which supported human rights and self-determination. However, at the time, from the Soviet point of view—one shared by Baltic activists, who had lobbied against the signing—the Helsinki Accords were an outright victory securing against foreign intervention all of the USSR's post-war territorial adjustments including the Oder-Neisse Line and the annexation of Moldova and the Baltic states.

Policy position of the Russian Federation

With the advent of Perestroika and its reassessment of Soviet history, the Supreme Soviet of the USSR in 1989 condemned the 1939 secret protocol between Nazi Germany and itself that had led to the division of Eastern Europe and the invasion and occupation of the three Baltic countries.

While this action did not state the Soviet presence in the Baltics was an occupation, the Russian Soviet Federated Socialist Republic and Republic of Lithuania affirmed so in a subsequent agreement in the midst of the collapse of the Soviet Union. Russia, in the preamble of its July 29, 1991 Treaty between the Russian Soviet Federated Socialist Republic and the Republic of Lithuania on the Basis for Relations between States, declared that the USSR had to eliminate the consequences of the 1940 annexation which violated Lithuania’s sovereignty, thereby acknowledging the USSR occupied Lithuania.

The prevailing post-Soviet consensus is that the Soviet occupation of the Baltic states was illegal, viz. declarations by the European Court of Human Rights,, the European Union, the United States which support the official positions of the governments of the Baltic states.

Meanwhile, Russia's current official position directly contradicts its earlier rapproachement with Lithuania. The Russian government and state officials maintain that the Soviet annexation of the Baltic states was legitimate and that the Soviet Union liberated the countries from the Nazis. They assert that Soviet troops initially entered the Baltic countries in 1940 following agreements and with the consent of the governments of the Baltic republics. Their position is that the USSR was not in a state of war and was not engaged in combat activities on the territories of the three Baltic states, therefore, the word "occupation" cannot be used. "The assertions about 'occupation' by the Soviet Union and the related claims ignore all legal, historical and political realities, and are therefore utterly groundless."—Russian Foreign Ministry.

Soviet sources prior to Perestroika

See also: Soviet historiography

Up to the reassessment of Soviet history in USSR that began during Perestroika, before the USSR had condemned the 1939 secret protocol between Nazi Germany and itself that had led to the invasion and occupation of the three Baltic countries.

The events in 1939, according to the pre-perestroika Soviet sources, were as follows: The Government of the Soviet Union suggested that the Governments of the Baltic countries conclude mutual assistance treaties between the countries. Pressure from working people forced the governments of the Baltic countries to accept this suggestion. The Pacts of Mutual Assistance were then signed which allowed the USSR to station a limited number of Red Army units in the Baltic countries. Economic difficulties and dissatisfaction of the populace with the Baltic governments' policies that had sabotaged fulfillment of the Pact and the Baltic countries governments' political orientation towards Nazi Germany lead to a revolutionary situation in June, 1940. To guarantee fulfillment of the Pact additional military units entered Baltic countries, welcomed by the workers who demanded the resignations of the Baltic governments. In June under the leadership of the Communist Parties political demonstrations by workers were held. The fascist governments were overthrown, and workers' governments formed. In July 1940, elections for the Baltic Parliaments were held. The "Working People’s Unions", created by an initiative of the Communist Parties, received the majority of the votes. The Parliaments adopted the declarations of the restoration of Soviet powers in Baltic countries and proclaimed the Soviet Socialist Republics. Declarations of Estonia's, Latvia's and Lithuania's wishes to join the USSR were adopted and the Supreme Soviet of the USSR petitioned accordingly. The requests were approved by the Supreme Soviet of the USSR.

Russian historiography in the post-Soviet era

The post-Soviet era historians in Russia, who treat Baltic questions, tend not to recognize the events as occupation. Vilnis Sīpols, a Russian historian with Latvian roots argues in his work Diplomatic Secrets. On the Eve of the Great Patriotic War that Stalin's ultimata of 1940 were defensive measures taken because of German threat and had no connexion with the 'socialist revolutions' in the Baltic states. The arguments that the USSR had to annex the Baltic states in order to defend the security of those countries and to avoid German invasion into the three republics can be found in “The Modern History of Fatherland”, a textbook for colleges. Of the Russian chauvinistic approach, the revisionist historian Oleg Platonov's book 'The History of the Russian People in the 20th Century' can be discussed. Platonov states that “In the summer of 1940, pro-Western puppet regimes in Lithuania, Latvia and Estonia collapsed. The Soviet government summoned the leaders of the Baltic puppet regimes to Moscow and forced them to sign treaties to join the Soviet Union. From the point of view of Russia's national interests, unification was historically fair, as it returned to the composition of the state the age-old Russian territories. From the point of view of the national interests of Russia, unification was historically just, as it returned to the composition of the state ancient Russian lands, albeit partially inhabited by other peoples.”

The Stalin-edited Falsifiers of History, published in 1948, states regarding the need for the June 1940 invasions that "acts had been concluded with the Baltic States, but there were as yet no Soviet troops there capable of holding' the defenses." It also states regarding those invasions that "nly enemies of democracy or people who had lost their senses could describe those actions of the Soviet Government as aggression."

Official position of the Russian government

The Russian government and officials continue to maintain that the Soviet annexation of the Baltic states was legitimate and that the Soviet Union liberated the countries from the Nazis. They state that the Soviet troops had entered the Baltics in 1940 following the agreements and with the consent of the then governments of the Baltic republics. They maintain that the USSR was not in a state of war and was not waging any combat activities on the territory of the three Baltic states; therefore, the argument goes, the word 'occupation' can not be used. "The assertions about 'occupation' by the Soviet Union and the related claims ignore all legal, historical and political realities, and are therefore utterly groundless." (Russian Foreign Ministry) Russia maintains that Soviet forces liberated the Estonian SSR from Nazi occupation.

Treaties affecting USSR-Baltic relations

Treaties in effect between the USSR and the Baltic countries prior to 1940

After the Baltic states proclaimed independence following the signing of the Armistice, Bolshevist Russia invaded at the end of 1918. Известия (Izvestia) publishing in its December 25, 1918 issue: "Estonia, Latvia, and Lithuania are directly on the road from Russia to Western Europe and therefore a hindrance to our revolutions... This separating wall has to be destroyed." Bolshevist Russia, however, did not gain control of the Baltics and in 1920 concluded peace treaties with all three states:

Peace treaties

In these treaties, Bolshevist Russia renounced "for eternity" all sovereign rights over these three peoples and territories which formerly belonged to Russia.

Non-aggression treaties

Subsequently, at the initiative of the Soviet Union, additional non-aggression treaties were concluded with all three Baltic States:

The contracting parties undertook to refrain from acts of aggression against one another, and from any acts of violence directed against the territorial integrity and inviolability or the political independence of the other contracting party. Furthermore, they agreed to submit all disputes regardless of origin which could not be settled diplomatically to a formal conciliation in a joint committee.

Kellogg-Briand Pact and Litvinov's Pact

On August 27, 1928 the Kellogg-Briand Pact renouncing war as an instrument of national policy was adopted by the United States, Germany, Belgium, France, Great Britain, India, Italy, Japan, Poland, and the Czechoslovak Republic.

Following this adoption, the Soviet Union signed a protocol confirming adherence to the terms of the Pact with its neighbors: Estonia, Latvia, Poland, and Romania on February 9, 1929. (See also Litvinov's Pact). Lithuania declared its adherence to the pact and protocol soon thereafter, on April 5, 1929. In signing, the contracting parties agreed:

  • to condemn war as a recourse to solving conflict and to renounce it as an instrument of policy, and
  • that all conflicts and disputes be settled only by peaceful means.

With this confirmation of adherence to these protocols (while not yet having ratified the Pact) and associated filings of instruments of adherence to the Pact, Estonia, Latvia, Lithuania and the USSR (listed as Russia) became signatories to the Kellogg-Briand Pact itself the day it came into effect, on July 24, 1929.

The Convention for the Definition of Aggression

On July 3, 1933, for the first time in history aggression was defined in a binding treaty signed at the Soviet Embassy in London by USSR and among others, Baltic countries.

Article II defines forms of aggression There shall be recognized as an aggressor that State which shall be the first to have committed one of the following actions:

  • First—a declaration of war on another State.
  • Second—invasion by armed forces of the territory of another State even without a declaration of war.
  • Third—attack by its land, sea or air forces, even without declaration of war upon the territory, on the vessels or flying machines of another State.
  • Fourth—a naval blockade of coasts or ports of another State.
  • Fifth—support accorded armed bands which are organized on its territory and which shall have invaded the territory of another State; or refusal, in spite of the demand of the invaded State, to take on its own territory all steps in its power to deprive the bandits aforesaid of all aid or protection.

The Convention for the Definition of Aggression Article II then states that "no political, military, economic or other considerations may serve as an excuse or justification for the aggression referred to in Article II." And while the annex to Article III lists conceivable reasons for intervention in a neighboring state, it also stipulates that "the High Contracting Parties further agree to recognize that the present convention can never legitimate any violations of International Law that may be implied in the circumstances comprised in the above list."

The Pacts of Mutual Assistance

The Pacts of Mutual Assistance affirmed the sovereign rights of the Baltic states. Using the Pact of Mutual Assistance with Latvia as an example, signed on October 5, 1939, Article V of the Pact declares: "The enforcement of the present Pact may in no way impair the sovereign rights of the Contracting Parties, more especially with regard to their political structure, economic and social systems, and military measures."

Treaties the USSR signed between 1940 and 1945

The Soviet Union joined the Atlantic Charter of August 14, 1941 by resolution, signed in London on September 24, 1941. Resolution affirmed:

  • "First, their countries seek no aggrandizement, territorial or other;
  • "Second, they desire to see no territorial changes that do not accord with the freely expressed wishes of the peoples concerned;
  • "Third, they respect the rights of all peoples to choose the form of government under which they will live; and they wish to see sovereign rights and self-government restored to those who have been forcibly deprived of them. ..."

Most importantly, Stalin personally reaffirmed the principles of the Atlantic Charter on November 6, 1941:

We have not and cannot have any such war aims as the seizure of foreign territories and the subjugation of foreign peoples whether it be peoples and territories of Europe or the peoples and territories of Asia....
    We have not and cannot have such war aims as the imposition of our will and regime on the Slavs and other enslaved peoples of Europe who are awaiting our aid.
    Our aid consists in assisting these peoples in their struggle for liberation from Hitler's tyranny, and then setting them free to rule on their own lands as they desire. No intervention whatever in the internal affairs of other nations.

Soon thereafter, the Soviet Union signed the Declaration by United Nations of January 1, 1942, which again confirmed adherence to the Atlantic Charter.

The Soviet Union signed the Yalta Declaration on Liberated Europe of February 4–11, 1945, in which Stalin, Churchill, and Roosevelt jointly declare for the reestablishment of order in Europe according to the principle of the Atlantic Charter "the right of all peoples to choose the form of government under which they will live, the restoration of sovereign rights and self-government to those peoples who have been forcibly deprived of them by the aggressor nations." The Yalta declaration further states that "to foster the conditions in which the liberated peoples may exercise these rights, the three governments will join ... among others to facilitate where necessary the holding of free elections."

Finally, the Soviet Union signed the Charter of the United Nations on October 24, 1945, which in Article I Part 2 states that one of the "purposes of the United Nations is to develop friendly relations among nations based on respect for the principle of equal rights and self-determination of peoples."

Timeline

Notes and References

Footnotes
  1. The forcible military occupation and subsequent annexation of the Baltic States by the Soviet Union remains to this day one of the serious unsolved issues of international law
  2. For Estonia, World War II did not end, de facto, until 31 August 1994, with the final withdrawal of former Soviet troops from Estonian soil.
  3. On March 26 1949, the US department of State issued a circular letter stating that the Baltic countries were still independent nations with their own diplomatic representatives and consuls.
  4. From Sumner Wells' declaration of July 23, 1940, that we would not recognize the occupation. We housed the exiled Baltic diplomatic delegations. We accredited their diplomats. We flew their flags in the State Department's Hall of Flags. We never recognized in deed or word or symbol the illegal occupation of their lands.
  5. The Court said: (256 N.Y.S.2d 196) " The Government of the United States has never recognized the forceful occupation of Estonia and Latvia by the Soviet Union of Socialist Republics nor does it recognize the absorption and incorporation of Latvia and Estonia into the Union of Soviet Socialist republics. The legality of the acts, laws and degrees of the puppet regimes set up in those countries by the USSR is not recognized by the United States, diplomatic or consular officers are not maintained in either Estonia or Latvia and full recognition is given to the Legations of Estonia and Latvia established and maintained here by the Governments in exile of those countries"
  6. The Molotov-Ribbentrop Pact in 1939 assigned Estonia to the Soviet sphere of influence, prompting the beginning of the first Soviet occupation in 1940. After the German defeat in 1944, the second Soviet occupation started and Estonia became a Soviet republic.
  7. Five decades of almost unbroken Soviet occupation of the Baltic states of Estonia, Latvia and Lithuania ended in 1991
  8. The Putin administration has stubbornly refused to admit the fact of Soviet occupation of Latvia, Lithuania and Estonia following World War II, although Putin has acknowledged that in 1989, during Gorbachevs reign, the Soviet parliament officially denounced the Molotov-Rippentrop Pact of 1939, which led to the forcible incorporation of the three baltic states into the Soviet Union.
  9. Russian officials persistently claim that the Baltic states entered the USSR voluntarily and legally at the close of World War II and failed to acknowledge that Estonia, Latvia, and Lithuania were under Soviet occupation for fifty years.
  10. "The Government of Canada recognizes that Estonia has de facto entered the Union of Soviet Socialist Republics but has not recognised this de jure. The Government of Canada recognizes the Government of the Estonian Soviet Socialist Republic to be the de facto government of Estonia but does not recognize it as the de jure government of Estonia.
References
  1. Parrott, Bruce (1995). "Reversing Soviet Military Occupation". State building and military power in Russia and the new states of Eurasia. M.E. Sharpe. pp. 112–115. ISBN 1563243601. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help); External link in |chapterurl= (help); Unknown parameter |chapterurl= ignored (|chapter-url= suggested) (help)
  2. Kavass, Igor I (1972). Baltic States. W. S. Hein. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  3. ^ David James Smith, Estonia: independence and European integration, Routledge, 2001, ISBN 0415267285, pXIX
  4. ^ The Occupation of Latvia at Ministry of Foreign Affairs of the Republic of Latvia
  5. "22 September 1944 from one occupation to another". Estonian Embassy in Washington. 2008-09-22. Retrieved 2009-05-01.
  6. Feldbrugge, Ferdinand (1985). Encyclopedia of Soviet law. BRILL. p. 461. ISBN 9024730759. {{cite book}}: Unknown parameter |coauthors= ignored (|author= suggested) (help)
  7. Fried, Daniel (June 14, 2007). "U.S.-Baltic Relations: Celebrating 85 Years of Friendship" (PDF). Retrieved 2009-04-29. {{cite web}}: Cite has empty unknown parameter: |coauthors= (help)
  8. Lauterpacht, E. (1967). International Law Reports. Cambridge University Press. pp. 62–63. ISBN 0521463807. {{cite book}}: Unknown parameter |coauthors= ignored (|author= suggested) (help)
  9. Motion for a resolution on the Situation in Estonia by EU
  10. Dehousse, Renaud (1993). "The International Practice of the European Communities: Current Survey". European Journal of International Law. 4 (1): 141. Retrieved 2006-12-09.
  11. European Parliament (January 13, 1983). "Resolution on the situation in Estonia, Latvia, Lithuania". Official Journal of the European Communities. C 42/78.
  12. European Court of Human Rights cases on Occupation of Baltic States
  13. "Seventh session Agenda item 9" (PDF). United Nations, Human Rights Council, Mission to Estonia. 17 March 2008. Retrieved 2009-05-01.
  14. ^ Mälksoo, Lauri (2003). Illegal Annexation and State Continuity: The Case of the Incorporation of the Baltic States by the USSR. Leiden - Boston: Brill. ISBN 9041121773.
  15. "Russia and Estonia agree borders". BBC. 18 May 2005. Retrieved April 29, 2009. {{cite news}}: Cite has empty unknown parameter: |coauthors= (help)
  16. Country Profiles: Estonia, Latvia, Lithuania at UK Foreign Office
  17. ^ The World Book Encyclopedia ISBN-10: 0716601036
  18. The History of the Baltic States by Kevin O'Connor ISBN-10: 0313323550
  19. Saburova, Irina (1955). "The Soviet Occupation of the Baltic States". Russian Review. 14 (1): 36–49. doi:10.2307/126075.
  20. See, for instance, position expressed by European Parliament, which condemned "the fact that the occupation of these formerly independent and neutral States by the Soviet Union occurred in 1940 following the Molotov/Ribbentrop pact, and continues." European Parliament (January 13, 1983). "Resolution on the situation in Estonia, Latvia, Lithuania". Official Journal of the European Communities. C 42/78.
  21. "After the German occupation in 1941-44, Estonia remained occupied by the Soviet Union until the restoration of its independence in 1991." KOLK AND KISLYIY v. ESTONIA (European Court of Human Rights 17 January 2006), Text.
  22. ^ The Forty-Third Session of the UN Sub-Commission at Google Scholar
  23. Combs, Dick (2008). Inside The Soviet Alternate Universe. Penn State Press. pp. 258, 259. ISBN 9780271033556. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  24. Bugajski, Janusz (2004). Cold peace. Greenwood Publishing Group. p. 109. ISBN 0275983625. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  25. Baltic Military District globalsecurity.org
  26. Baltic League, TIME Magazine, June 02, 1924
  27. No Philosophical Abstractions, TIME Magazine, April 16, 1934
  28. The Soviet occupation and incorporation at Encyclopædia Britannica
  29. ^ Text of the Nazi-Soviet Non-Aggression Pact, executed August 23, 1939
  30. Christie, Kenneth, Historical Injustice and Democratic Transition in Eastern Asia and Northern Europe: Ghosts at the Table of Democracy, RoutledgeCurzon, 2002, ISBN 0700715991
  31. Estonian State Commission on Examination of Policies of Repression (2005). The White Book: Losses inflicted on the Estonian nation by occupation regimes. 1940 – 1991 (PDF). Estonian Encyclopedia Publishers.
  32. http://www.britannica.com/eb/article-37264/Baltic-states Baltic states, WWII losses] at Encyclopædia Britannica
  33. Moscow's Week at Time Magazine on Monday, Oct. 09, 1939
  34. The Baltic States: Estonia, Latvia and Lithuania by David J. Smith, Page 24, ISBN 0415285801
  35. The Baltic States: Estonia, Latvia and Lithuania by David J. Smith, Page 24, ISBN-10: 0415285801
  36. Tannberg. Tarvel. Documents on the Soviet Military Occupation of Estonia, Trames, 2006.
  37. Baltic states :: Soviet occupation - Britannica Online Encyclopedia
  38. Minus a Member at Time magazine on Monday, Dec. 25, 1939
  39. Mikhail Meltyukhov Stalin's Missed Chance p. 198, available at
  40. Pavel Petrov, p. 153
  41. Pavel Petrov, p. 154
  42. Template:Fi icon Pavel Petrov at Finnish Defence Forces home page
  43. Template:Ru icon documents published from the State Archive of the Russian Navy
  44. Pavel Petrov, p. 164
  45. The Last Flight from Tallinn at American Foreign Service Association
  46. ^ Five Years of Dates at Time magazine on Monday, Jun. 24, 1940
  47. Germany Over All, TIME Magazine, June 24, 1940
  48. For Lithuania see, for instance, Thomas Remeikis (1975). "The decision of the Lithuanian government to accept the Soviet ultimatum of June 14, 1940". LITUANUS, Lithuanian Quarterly journal of Arts and Sciences. 21 (No.4 - Winter 1975). Retrieved 2007-03-03. {{cite journal}}: |issue= has extra text (help); Unknown parameter |quotes= ignored (help)
  49. see report of Latvian Chargé d'affaires, Fricis Kociņš, regarding the talks with Soviet Foreign Commissar Molotov in I.Grava-Kreituse, I.Feldmanis, J.Goldmanis, A.Stranga. (1995). Latvijas okupācija un aneksija 1939-1940: Dokumenti un materiāli. (The Occupation and Annexation of Latvia: 1939-1940. Documents and Materials.) (in Latvian). pp. 348–350.{{cite book}}: CS1 maint: multiple names: authors list (link)
  50. for Estonia see, for instance, Tanel Kerikmäe, Hannes Vallikivi (2000). "State Continuity in the Light of Estonian Treaties Concluded before World War II". Juridica International (I 2000): 30–39. Retrieved 2007-03-03. {{cite journal}}: Unknown parameter |quotes= ignored (help)
  51. nearly 650,000 according to Kenneth Christie, Robert Cribb (2002). Historical Injustice and Democratic Transition in Eastern Asia and Northern Europe: Ghosts at the Table of Democracy. RoutledgeCurzon. p. 83. ISBN 0700715991.
  52. ^ Stephane Courtois; Werth, Nicolas; Panne, Jean-Louis; Paczkowski, Andrzej; Bartosek, Karel; Margolin, Jean-Louis & Kramer, Mark (1999). The Black Book of Communism: Crimes, Terror, Repression. Harvard University Press. ISBN 0-674-07608-7.
  53. The Baltic States: Estonia, Latvia and Lithuania p.19 ISBN-10: 0415285801
  54. Estonia: Identity and Independence by Jean-Jacques Subrenat, David Cousins, Alexander Harding, Richard C. Waterhouse ISBN-10: 9042008903
  55. June 14 the Estonian government surrendered without offering any military resistance; The occupation authorities began...by disarming the Estonian Army and removing the higher military comman from power Ertl, Alan (2008). Toward an Understanding of Europe. Universal-Publishers. p. 394. ISBN 1599429837. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  56. the Estonian armed forces were disarmed by the Soviet occupation in June 1940 Miljan, Toivo (2004). Historical Dictionary of Estonia. Scarecrow Press. p. 111. ISBN 0810849046. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  57. Baltic States: A Study of Their Origin and National Development, Their Seizure and Incorporation Into the U.S.S.R. W. S. Hein. p. 280. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  58. "The President of the Republic acquainted himself with the Estonian Defence Forces". Press Service of the Office of the President. December 19, 2001. Retrieved 2 January 2009. {{cite web}}: Cite has empty unknown parameter: |coauthors= (help)
  59. Template:Et icon51 years from the Raua Street Battle at Estonian Defence Forces Home Page
  60. 784 AE. "Riigikogu avaldus kommunistliku režiimi kuritegudest Eestis" (in Estonian). Riigikogu. Retrieved 2 January 2009. {{cite web}}: Cite has empty unknown parameter: |coauthors= (help)CS1 maint: numeric names: authors list (link) CS1 maint: unrecognized language (link)
  61. Lohmus, Alo (10 November 2007). "Kaitseväelastest said kurja saatuse sunnil korpusepoisid" (in Estonian). Retrieved 2 January 2009. {{cite news}}: Cite has empty unknown parameter: |coauthors= (help)CS1 maint: unrecognized language (link)
  62. "Põlva maakonna 2005.a. lahtised meistrivõistlused mälumängus" (in Estonian). kilb.ee. 22 February 2005. Retrieved 2 January 2009.{{cite web}}: CS1 maint: unrecognized language (link)
  63. in addition to the envoys accredited in Baltic countries, Soviet government sent the following special emissaries: to Lithuania: Deputy Commissar of Foreign Affairs Dekanozov; to Latvia: Vishinski, the representative of the Council of Ministers; to Estonia: Regional Party Leader of Leningrad Zhdanov. "Analytical list of documents, V. Friction in the Baltic States and Balkans, [[June 4]], [[1940]] – [[September 21]], [[1940]]" (html). Telegram of German Ambassador in the Soviet Union (Schulenburg) to the German Foreign Office. Retrieved 2007-03-03. {{cite web}}: URL–wikilink conflict (help)
  64. ^ Attitudes of the Major Soviet Nationalities, Center for International Studies, Massachusetts Institute of Technology, 1973
  65. Mangulis, Visvaldis (1983). "VIII. September 1939 to June 1941". Latvia in the Wars of the 20th century. Princeton Junction: Cognition Books. ISBN 0912881003. {{cite book}}: External link in |chapterurl= (help); Unknown parameter |chapterurl= ignored (|chapter-url= suggested) (help)
  66. ^ Švābe, Arvīds. The Story of Latvia. Latvian National Foundation. Stockholm. 1949.
  67. Justice in The Balticat Time magazine on Monday, Aug. 19, 1940
  68. Dunsdorfs, Edgars. The Baltic Dilemma. Speller & Sons, New York. 1975
  69. Küng, Andres. Communism and Crimes against Humanity in the Baltic States. 1999
  70. The Harvest of Sorrow: Soviet Collectivization and the Terror-Famine (1986)
  71. ^ O'Connor 2003, p. 117
  72. ^ O'Connor 2003, p. 118
  73. see, for instance, "Concurrent Resolution of the House and Senate: H. CON. RES. 128" (PDF). July 25, 2005. Retrieved 2006-12-09. xpressing the sense of Congress that the Government of the Russian Federation should issue a clear and unambiguous statement of admission and condemnation of the illegal occupation and annexation by the Soviet Union from 1940 to 1991 of the Baltic countries of Estonia, Latvia, and Lithuania. {{cite web}}: Check date values in: |date= (help)
  74. Then acting U.S. Secretary of State, Sumner Wells described Soviet activities in the Baltic states as: "the devious process whereunder the political independence and territorial integrity of the three small Baltic republics - Estonia, Latvia and Lithuania - were to be deliberately annihilated by one of their more powerful neighbors."
  75. Dehousse, Renaud (1993). "The International Practice of the European Communities: Current Survey" ( – ). European Journal of International Law. 4 (1): 141. Retrieved 2006-12-09. {{cite journal}}: External link in |format= (help)
  76. European Parliament (January 13, 1983). "Resolution on the situation in Estonia, Latvia, Lithuania". Official Journal of the European Communities. C 42/78. {{cite journal}}: Check date values in: |date= (help) "whereas the Soviet annexations of the three Baltic States still has not been formally recognized by most European States and the USA, Canada, the United Kingdom, Australia and the Vatican still adhere to the concept of the Baltic States".
  77. Van Elsuwege, P. (2003). "State Continuity and its Consequences: The Case of the Baltic States". Leiden Journal of International Law. 16: 377–388. doi:10.1017/S0922156503001195.
  78. Malksoo, Lauri (2005). "Illegal Annexation and State Continuity: The Case of the Incorporation of the Baltic States by the USSR". The American Journal of International Law. 99 (3): 734–736. doi:10.2307/1602324.
  79. Juda, Lawrence (1975). "United States' nonrecognition of the Soviet Union's annexation of the Baltic States: Politics and law". Journal of Baltic Studies. 6 (4): 272–290.
  80. [http://www.britannica.com/eb/article-37264/Baltic-states Baltic states German occupation] at Encyclopædia Britannica
  81. The Baltic States: The National Self-Determination of Estonia, Latvia and Lithuania by Graham Smith, p. 91. ISBN 0312161921
  82. Resistance! Occupied Europe and Its Defiance of Hitler by Dave Lande, p. 200. ISBN 0760307458
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  84. By Royal Institute of International Affairs. Information Dept. Published 1945
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  87. The Virtual Jewish History Tour - Estonia
  88. Estonian International Commission for Investigation of Crimes Against Humanity
  89. According to the most recent figures from the Latvian State Archives, 1,771 Latvian Jews were deported by the Soviets in June 1941, out of a total 15,424 deportees. Thus Jews made up 11% of the deportees at a time when their share of the total population of Latvia was only around 5%. See: Pelkaus, Elmārs (ed.) (2001). Aizvestie: 1941. gada 14. jūnijā (in Latvian, English, and and Russian). Rīga: Latvijas Valsts arhīvs; Nordik. ISBN 9984675556. OCLC 52264782. {{cite book}}: |first= has generic name (help)CS1 maint: unrecognized language (link)
  90. ^ Andrew Ezergailis, The Holocaust in Latvia, 1996
  91. http://motlc.learningcenter.wiesenthal.org/text/x14/xm1411.html
  92. Nuremberg Document L-180, relevant excerpts from www.nizkor.org
  93. Einsatzgruppen Archives.
  94. Cf the Jäger Report of 1 December 1941
  95. Dieckmann, Christoph (2005). Karo belaisvių ir civilių gyventojų žudynės Lietuvoje, 1941–1944 = Murders of Prisoners of War and of Civilian Population in Lithuania, 1941–1944. Totalitarinių režimų nusikaltimai Lietuvoje 2 (in Lithuanian and English). Vilnius: Margi Raštai. ISBN 9986092973. OCLC 62401555. {{cite book}}: Unknown parameter |coauthors= ignored (|author= suggested) (help)CS1 maint: unrecognized language (link)
  96. Šarūnas Liekis. A State within a State? Jewish autonomy in Lithuania 1918–1925. Versus aureus, 2003
  97. Šarūnas Liekis. Žydai: "kaimynai" ar "svetimieji"? Etninių mažumų problematika
  98. Reflections on the Holocaust in Lithuania: A New Book by Alfonsas Eidintas - Senn
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  100. Д. Муриев, Описание подготовки и проведения балтийской операции 1944 года, Военно-исторический журнал, сентябрь 1984. Translation available, D. Muriyev, Preparations, Conduct of 1944 Baltic Operation Described, Military History Journal (USSR Report, Military affairs), 1984-9, pp. 22-28
  101. ^ Background Note: Latvia at US Department of State
  102. ^ Hiden, pp.34-35
  103. Hiden, . 77
  104. Dissolution, continuation, and succession in Eastern Europe By Brigitte Stern, pp. 60-61
  105. The Baltic states By David James Smith, p. 142
  106. Baltic Yearbook of International Law By Ineta Ziemele, p.115
  107. Russia and the new states of Eurasia By Karen Dawisha, Bruce Parrott, p. 184
  108. Central bank cooperation at the Bank for International Settlements, 1930-1973 By Gianni Toniolo, Piet Clement. p. 349
  109. Talmon, Stefan (2001). Recognition of Governments in International Law. Oxford University Press. p. 103. ISBN 9780198265733. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  110. Aust, Anthony (2005). Handbook of International Law. Cambridge University Press,. p. 26. ISBN 0521823498. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)CS1 maint: extra punctuation (link)
  111. Diplomats Without a Country: Baltic Diplomacy, International Law, and the Cold War by James T. McHugh , James S. Pacy, Page 2. ISBN-10: 0313318786
  112. Hiden, p.46
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  114. James T. McHugh, James S. Pacy, p.101
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  118. Sweden to repay two nations gold deposits, American Metal Market, July 2, 1992
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  128. Union of Soviet Socialist Republics :: Foreign policy - Britannica Online Encyclopedia
  129. Interview with Gerald Ford, August 4, 1997—"You have to recognize that the terms of that agreement said those boundaries have to be maintained peacefully. In other words, the Helsinki accords ruled out military action to change those borders. Now as long as those borders were re-defined peacefully, that was okay under the Helsinki Accords. Well what happened when you had the human rights provisions, and the dissidents rose up against their dictators, they changed those borders the Baltic nations and even Poland, Czechoslovakia and Hungary, they took advantage of the human rights provision, to re-define what the borders meant."
  130. Collier's Yearbook, 1975
  131. European Court of Human Rights cases on Occupation of Baltic States
  132. Motion for a resolution on the Situation in Estonia by EU
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  138. the term "occupation" inapplicable at newsfromrussia
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  140. Great Soviet Encyclopedia
  141. According to Sīpols, “in mid-July 1940 elections took place . In that way, Latvia, Lithuania and Estonia, that had been grabbed away from Russia as a result of foreign military intervention, joined her again, by the will of those peoples.” - Сиполс В. Тайны дипломатические. Канун Великой Отечественной 1939-1941. Москва 1997. c. 242.
  142. Новейшая история Отечества. XX век. Учебник для студентов вузов: в 2 т. /Под редакцией А.Ф. Киселева, Э.М. Щагина. М., 1998. c.111
  143. Platonov also estimates the Molotov-Ribbentrop pact as follows: “According to the secret protocol of that treaty, in case of Poland's breakdown, the territories that had belonged to Russia until 1917 and had been grabbed away from her as a consequence of the anti-Russian revolution and foreign intervention, went to Russia - Western Little Russia, Western Belarus, Latvia, Lithuania, Estonia, Finland. All those historically Russian lands fairly returned to the Russian state.” - Олег Платонов. История русского народа в XX веке. Том 2. Available at http://lib.ru/PLATONOWO/russ3.txt
  144. Soviet Information Bureau (1948), Falsifiers of History (Historical Survey), Moscow: Foreign Languages Publishing House, p. 50, 272848
  145. Soviet Information Bureau (1948), Falsifiers of History (Historical Survey), Moscow: Foreign Languages Publishing House, p. 52, 272848
  146. BBC News. "Russia denies Baltic 'occupation'". Retrieved 09-03-2007. {{cite news}}: Check date values in: |accessdate= (help); Text "Europe" ignored (help)
  147. BBC News. "Bush denounces Soviet domination". Retrieved 09-03-2007. {{cite news}}: Check date values in: |accessdate= (help); Text "Europe" ignored (help)
  148. http://www.lfpr.lt/uploads/File/Current/Jurgeleviciute.pdf.
  149. http://www.newsfromrussia.com/main/2005/05/05/59601.html
  150. http://www.newsfromrussia.com/main/2005/05/05/59605.html
  151. http://en.rian.ru/russia/20070118/59322624.html
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  154. League of Nations Treaty Series, Vol. XI, pp. 29-71.
  155. Receuil de traités conclus par la Lithuanie avec les pays étrangérs, Vol. I, Kaunas, 1930, pp. 30-45.
  156. League of Nations Treaty Series, 1920-21, No. 67, pp. 213-231.
  157. the Peace Treaty with Estonia and Latvia, para. 2., Peace Treaty with Lithuania, para. 1.
  158. Prof. Dr. G. von Rauch "Die Baltischen Staaten und Sowjetrussland 1919-1939", Europa Archiv No. 17 (1954), p. 6865.
  159. Receuil des traités conclus par la Lithuanie avec les pays étrangés, Vol. I, Kaunas, 1930, pp. 429-435.
  160. League of Nations Treaty Series, 1934, No. 3408, pp. 123-125 and 127
  161. League of Nations Treaty Series, Vol. CXXXI, pp. 297-307.
  162. Arts. I and IV of the Non-Aggression Treaties with Latvia and Estonia, and Arts. III and V of the Non-Aggression Treaty with Lithuania.
  163. League of Nations Treaty Series, 1929, No. 2028.
  164. League of Nations Treaty Series, 1928, No. 2137.
  165. Kellogg-Briand Pact at Yale University
  166. Aggression Defined at Time Magazine the Convention for the Definition of Aggression.
  167. League of Nations Treaty Series, 1934, No. 3391.
  168. League of Nations Treaties Series No. 4656/39, pp. 385-387.
  169. B. Meissner, Die Sowjetunion, die Baltischen Staaten und das Volkerrecht, 1956, pp. 119-120.
  170. Louis L. Snyder, Fifty Major Documents of the Twentieth Century, 1955, p. 92.
  171. Embassy of the U.S.S.R., Soviet War Documents (Washington, D.C.: 1943), p. 17 as quoted in Karski, Jan. The Great Powers and Poland, 1919-1945, 1985, on 418
  172. Foreign Relations of the United States, The Conference at Malta and Yalta, Washington, 1955, p. 977.
  173. Michael L. Dockrill, B. J. C. McKercher, Diplomacy and World Power: Studies in British Foreign Policy, 1890-1950, Cambridge University Press 1996, p226

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