Misplaced Pages

Rus' Khaganate: Difference between revisions

Article snapshot taken from Wikipedia with creative commons attribution-sharealike license. Give it a read and then ask your questions in the chat. We can research this topic together.
Browse history interactively← Previous editNext edit →Content deleted Content addedVisualWikitext
Revision as of 19:19, 13 December 2006 editBeit Or (talk | contribs)6,093 editsm hyphen← Previous edit Revision as of 19:44, 13 December 2006 edit undoPiotrus (talk | contribs)Autopatrolled, Event coordinators, Extended confirmed users, File movers, Pending changes reviewers, Rollbackers285,646 edits start copyedit, add ilinks and request a few inline citations for important yet unreferenced facts, looks like a good articleNext edit →
Line 1: Line 1:
{{History of Russia}} {{History of Russia}}


The '''Rus' Khaganate''', sometimes called ''Volkhov Rus'', ''Ilmen Rus'', or ''Novgorod Rus'', was a ] that flourished during a poorly documented period in the history of ] (roughly the late eighth and early to mid-ninth centuries CE). Predating the ] period and ], the Rus' Khaganate was a state (or a cluster of city-states) in northern ] inhabited by a mixed ], ] and ] population and dominated by the ] or tribes. This region was a center of operations for eastern Scandinavian (]) adventurers, merchants and pirates. The '''Rus' Khaganate''', sometimes called ''Volkhov Rus'', ''Ilmen Rus'', or ''Novgorod Rus'', was a ] that flourished during a poorly documented period in the history of ] (roughly the late eighth and early to mid-ninth centuries CE){{fact}}<!--it's not a request for the period, but that it is poorly documented-->. Predating the ] period and ], the Rus' Khaganate was a ] (or a cluster of ]s) in what is today northern ] inhabited by a mixed ], ] and ] population and dominated by the ] or tribes. This region was a center of operations for eastern ] (]) adventurers, merchants and pirates.


According to contemporary sources, their population centers, which may have included the proto-towns of ] (Novgorod), ] (Ladoga), ], ], ], and ], were under the rule of a king or kings using the ] title ].<ref name = "christian338">Christian 338.</ref><ref>Franklin and Shepard 33–36.</ref><ref>Dolukhanov 187.</ref> The Rus' Khaganate period marked the genesis of a distinct Rus' ethnos, and its successors would ultimately found Kievan Rus' and its successors, the states from which modern Russia would evolve. According to contemporary sources, their population centers, which may have included the ]s of ] (Novgorod), ] (Ladoga), ], ], ], and ], were under the rule of a ] or monarchs using the ] title ].<ref name = "christian338">Christian 338.</ref><ref>Franklin and Shepard 33–36.</ref><ref>Dolukhanov 187.</ref> The Rus' Khaganate period marked the genesis of a distinct Rus' ], and its successors would ultimately found Kievan Rus' and its successors, the states from which modern Russia would evolve.


==Documentary evidence== ==Documentary evidence==
] depicting early Varangian adventurers in Russia.]] ] depicting early Varangian adventurers in Russia.]]


The "Khaganate" of the Rus' is mentioned in several historical sources. Most of them are foreign texts dating from the 9th century. Three others are East Slavic sources from the 11th and 12th centuries. The "Khaganate" of the Rus' is mentioned in several historical sources. Most of them are foreign texts dating from the 9th century. Three others are ] sources from the 11th and 12th centuries.{{fact}}


The earliest European reference to the khaganate comes from the '']''. The Annals refer to a group of ], who called themselves ''Rhos'' (''qi se, id est gentem suam, Rhos vocari dicebant'') and visited ] around the year 838. Fearful of returning home via the steppes, which would leave them vulnerable to attacks by the ], these Rhos travelled through ] accompanied by ] ambassadors from the ] emperor ]. When questioned by the ] ] ] at ], they informed him that their leader was known as ''chacanus'' (the ] for "Khagan")<ref>''Håkan'' or ''Haakon'' was a name used among Scandinavians of the period, and it was once thought possible that the Rhos described in the court annals referred to a king by this name.</ref> and that they lived in the north of Russia, but that their ancestral homeland was in ] (''comperit eos gentis esse sueonum'').<ref>Bertin 19–20; Jones 249–250.</ref> The earliest European reference to the khaganate comes from the '']''. The Annals refer to a group of ], who called themselves ''Rhos'' (''qi se, id est gentem suam, Rhos vocari dicebant'') and visited ] around the year 838. Fearful of returning home via the ]s, which would leave them vulnerable to attacks by the ], these Rhos travelled through ] accompanied by ] ]s from the ] emperor ]. When questioned by the ] ] ] at ], they informed him that their leader was known as ''chacanus'' (the ] for "Khagan")<ref>''Håkan'' or ''Haakon'' was a name used among Scandinavians of the period, and it was once thought possible that the Rhos described in the court annals referred to a king by this name.</ref> and that they lived in the north of Russia, but that their ancestral homeland was in ] (''comperit eos gentis esse sueonum'').<ref>Bertin 19–20; Jones 249–250.</ref>


Thirty years later, in spring 871, the eastern and western emperors, ] and ], quarreled over control of ], which had been conquered by their joint forces from the Arabs. The Byzantine emperor sent an angry letter to his western counterpart, reprimanding him for usurping the title of emperor. He argued that the Frankish rulers are simple '']'', while the imperial title behooves only to the overlord of the Romans, that is, to Basil himself. He also pointed out that each nation has its own title for the supreme ruler: for instance, the title of ''chaganus'' is used by the overlords of the ], ] (''Gazani''), and Normanns (''Nortmanno''). To that, Louis replied that he was aware only about the Avar khagans, but never heard about the khagans of the Khazars and Normanns.<ref>''Monumenta Germaniae'' 385-394.</ref> The content of Basil's letter, now lost, is reconstructed from Louis's reply, quoted in full in the ].<ref>Dolger T. 59, №487.</ref> It indicates that at least one group of Scandinavians had a ruler who called himself "khagan". Thirty years later, in spring 871, the eastern and western emperors, ] and ], quarreled over control of ], which had been conquered by their joint forces from the ]s. The Byzantine emperor sent an angry letter to his western counterpart, reprimanding him for usurping the title of emperor. He argued that the Frankish rulers are simple '']'', while the imperial title behooves only to the overlord of the Romans, that is, to Basil himself. He also pointed out that each nation has its own title for the supreme ruler: for instance, the title of ''chaganus'' is used by the overlords of the ], ] (''Gazani''), and Normanns (''Nortmanno''). To that, Louis replied that he was aware only about the Avar khagans, but never heard about the khagans of the Khazars and Normanns.<ref>''Monumenta Germaniae'' 385-394.</ref> The content of Basil's letter, now lost, is reconstructed from Louis's reply, quoted in full in the ].<ref>Dolger T. 59, №487.</ref> It indicates that at least one group of Scandinavians had a ruler who called himself "khagan".


], a tenth-century ] geographer from ], wrote that the Rus' khagan ("khaqan rus") lived on an island in a lake.<ref name = "christian338" /><ref>Brøndsted (1965), pp. 267–268</ref> ] comments that Ibn Rustah, using the text of an anonymous note from the 870s, attempted to accurately convey the titles of all rulers described by its author, which makes his evidence all the more precious.<ref>Zuckerman, "Deux étapes" 96.</ref> The Muslim geographer mentions only two khagans in his treatise — those of Khazaria and Rus. His statement is echoed by ], who wrote in 889 or 890 that the Caucasus mountaineers, when besieged by the Arabs in 854, asked for help from the overlords (''sahib'') of al-Rum (Byzantium), Khazaria, and al-] (Slavs).<ref>Laurent and Canard 490. According to Zuckerman, ] and other Arab authors often confused the terms Rus and Saqaliba when describing ] in the 9th and 10th centuries. Thus, the ruler of al-Saqualiba in 852 was likely the same person as the khagan of the Rus.</ref> '']'', an anonymous ] geography text written in the late tenth century, refers to the Rus' king as "rus-khaqan".<ref>Minorsky 159.</ref> As the unknown author of ''Hudud al-Alam'' relied on numerous ninth-century sources, including ibn Khordadbeh, it is possible that his reference to the Rus' Khagan was copied from earlier, pre-Rurikid texts, rather than reflecting contemporary political reality.<ref>''See, e.g''., Minorsky xvi.</ref> Finally, an eleventh-century Persian geographer ] mentioned "khaqan-i rus" in his work ''Zayn al-Akbar''. Like other ] geogrpahers, Gardizi relied on traditions stemming from the 9th century.<ref name="Rus">"Rus", ''Encyclopaedia of Islam''</ref> ], a tenth-century ] geographer from ], wrote that the Rus' khagan ("khaqan rus") lived on an island in a lake.<ref name = "christian338" /><ref>Brøndsted (1965), pp. 267–268</ref> ] comments that Ibn Rustah, using the text of an anonymous note from the 870s, attempted to accurately convey the titles of all rulers described by its author, which makes his evidence all the more precious.<ref>Zuckerman, "Deux étapes" 96.</ref> The Muslim geographer mentions only two khagans in his treatise — those of Khazaria and Rus. His statement is echoed by ], who wrote in 889 or 890 that the ] mountaineers, when besieged by the Arabs in 854, asked for help from the overlords (''sahib'') of al-Rum (Byzantium), Khazaria, and al-] (Slavs).<ref>Laurent and Canard 490. According to Zuckerman, ] and other Arab authors often confused the terms Rus and Saqaliba when describing ] in the 9th and 10th centuries. Thus, the ruler of al-Saqualiba in 852 was likely the same person as the khagan of the Rus.</ref> '']'', an anonymous ] geography text written in the late tenth century, refers to the Rus' king as "rus-khaqan".<ref>Minorsky 159.</ref> As the unknown author of ''Hudud al-Alam'' relied on numerous ninth-century sources, including ibn Khordadbeh, it is possible that his reference to the Rus' Khagan was copied from earlier, pre-Rurikid texts, rather than reflecting contemporary political reality.<ref>''See, e.g''., Minorsky xvi.</ref> Finally, an eleventh-century Persian geographer ] mentioned "khaqan-i rus" in his work ''Zayn al-Akbar''. Like other ] geogrpahers, Gardizi relied on traditions stemming from the 9th century.<ref name="Rus">"Rus", ''Encyclopaedia of Islam''</ref>


There are good grounds for believing that the title "khagan" was still remembered in ] during the Christian period. ] ] applied the title "khagan" to ] and ] in the earliest monument of ], ''Slovo o Zakone i Blagodati'' ("Sermon on Law and Grace"), written around 1050.<ref>Ilarion, "Sermon on Law and Grace" 3, 17, 18, 26; for discussion, see Brook 154. Hilarion referred to Vladimir as "the great khagan of our land" and Yaroslav as "our devout khagan."</ref> A graffito in the north gallery of ] reads "O Lord, save our khagan", apparently in reference to ] (1073-1076).<ref>Noonan, "Khazar" 91-92.</ref> As late as the end of the 12th century, '']'' refers in passing to a "kogan Oleg"<ref name="Rus">"Rus", ''Encyclopaedia of Islam''</ref>, traditionally identified with ].<!--or rather to his wife: Рекъ Боянъ и ходы на Святъславля пѣстворца стараго времени Ярославля Ольгова коганя хоти.--><ref>Most commentators follow ]'s interpretation of the passage. Tmutarakan was a former Khazar possession and the Khazar traditions may have persisted there for an extended period of time. It is known that, while reigning in Tmutarakan, Oleg assumed the title of the "archon of all Khazaria". Other candidates include ] and ] of ]. See: Zenkovsky 160; Encyclopaedia of The Lay 3-4.</ref> There are good grounds for believing that the title "khagan" was still remembered in ] during the Christian period. ] ] applied the title "khagan" to ] and ] in the earliest monument of ], ''Slovo o Zakone i Blagodati'' ("Sermon on Law and Grace"), written around 1050.<ref>Ilarion, "Sermon on Law and Grace" 3, 17, 18, 26; for discussion, see Brook 154. Hilarion referred to Vladimir as "the great khagan of our land" and Yaroslav as "our devout khagan."</ref> A graffito in the north gallery of ] reads "O Lord, save our khagan", apparently in reference to ] (1073-1076).<ref>Noonan, "Khazar" 91-92.</ref> As late as the end of the 12th century, '']'' refers in passing to a "kogan Oleg"<ref name="Rus">"Rus", ''Encyclopaedia of Islam''</ref>, traditionally identified with ].<!--or rather to his wife: Рекъ Боянъ и ходы на Святъславля пѣстворца стараго времени Ярославля Ольгова коганя хоти.--><ref>Most commentators follow ]'s interpretation of the passage. Tmutarakan was a former Khazar possession and the Khazar traditions may have persisted there for an extended period of time. It is known that, while reigning in Tmutarakan, Oleg assumed the title of the "archon of all Khazaria". Other candidates include ] and ] of ]. See: Zenkovsky 160; Encyclopaedia of The Lay 3-4.</ref>
Line 20: Line 20:
== Dating == == Dating ==


Extant primary sources make it plausible that the title of khagan was applied to the rulers of the Rus' during a rather short period, roughly between their embassy to Constantinople (838) and Basil I's letter (871). All Byzantine sources after Basil I refer to the Rus' rulers as ]s. Later Kievan authors, mentioned above, appear to have revived the term "]" as a laudatory epithet of the ruling ], rather than as a valid political term. Extant primary sources make it plausible that the title of khagan was applied to the rulers of the Rus' during a rather short period, roughly between their embassy to Constantinople (838) and Basil I's letter (871). All Byzantine sources after Basil I refer to the Rus' rulers as ]s. Later Kievan authors, mentioned above, appear to have revived the term "]" as a laudatory epithet of the ruling ], rather than as a valid political term.{{fact}}


The dating of the Khaganate's existence has been the subject of debates among scholars and remains unclear. ] dates the foundation of the Khaganate to around 830-840. Back in the 1920s, Russian historian Pavel Smirnov suggested that the Rus' Khaganate emerged only briefly at around 830 and was soon destroyed by the migration of the ]-] tribal confederation towards the ].<ref>Smirnov 132-45</ref> Whatever the accuracy of such estimates may be, there are simply no primary sources which mention the Rus' or its khagans prior to the 830s. The dating of the Khaganate's existence has been the subject of debates among scholars and remains unclear. ] dates the foundation of the Khaganate to around 830-840. Back in the 1920s, Russian historian Pavel Smirnov suggested that the Rus' Khaganate emerged only briefly at around 830 and was soon destroyed by the migration of the ]-] tribal confederation towards the ].<ref>Smirnov 132-45</ref> Whatever the accuracy of such estimates may be, there are simply no primary sources which mention the Rus' or its khagans prior to the 830s.{{fact}}


Equally contentious has been discussion about the date of the khaganate's disintegration. The title of Khagan is not mentioned in the ] (907, 911, 944), or in '']'', a record of court ceremonials meticulously documenting the titles of foreign rulers, when it deals with ]'s reception at the court of ] in 945. Moreover, ], in his detailed account of the Rus (922), designated their supreme ruler as ''malik'' ("king"). From this fact, ] concluded via a ] that the khaganate collapsed at some point between 871 and 922.<ref>Golden 87, 97.</ref> Zuckerman specifies that the khaganate had been derelict by 911, because the khagan is not mentioned in the text of the ].<ref>Zuckerman, "Deux étapes" 96.</ref> Equally contentious has been discussion about the date of the khaganate's disintegration. The title of Khagan is not mentioned in the ] (907, 911, 944), or in '']'', a record of court ceremonials meticulously documenting the titles of foreign rulers, when it deals with ]'s reception at the court of ] in 945. Moreover, ], in his detailed account of the Rus (922), designated their supreme ruler as ''malik'' ("king"). From this fact, ] concluded via a ] that the khaganate collapsed at some point between 871 and 922.<ref>Golden 87, 97.</ref> Zuckerman specifies that the khaganate had been derelict by 911, because the khagan is not mentioned in the text of the ].<ref>Zuckerman, "Deux étapes" 96.</ref>
Line 28: Line 28:
== Location == == Location ==
] ]
The location of the khaganate has been actively disputed since the early twentieth century. According to one fringe theory, the Rus' khagan resided somewhere in Scandinavia or even as far west as ].<ref>Александров 222-224.</ref> ] believed that the khagan had his headquarters in the eastern part of the ] or in the ] and that the island described by Ibn Rustah was most likely situated in the estuary of the ].<ref>Vernadsky VII-4.</ref> However, archaeologists failed to find any traces of a Slavic-Norse settlement in the region in the ninth century and there are no Norse sources documenting "khagans" in Scandinavia.<ref>Franklin and Shepard 27-50.</ref> The location of the khaganate has been actively disputed since the early twentieth century. According to one fringe theory, the Rus' khagan resided somewhere in Scandinavia or even as far west as ].<ref>Александров 222-224.</ref> ] believed that the khagan had his headquarters in the eastern part of the ] or in the ] and that the island described by Ibn Rustah was most likely situated in the estuary of the ].<ref>Vernadsky VII-4.</ref> However, ]s failed to find any traces of a Slavic-Norse settlement in the region in the ninth century and there are no Norse sources documenting "khagans" in Scandinavia.<ref>Franklin and Shepard 27-50.</ref>


The Soviet historiography, as represented by ] and ], advanced Kiev as the residence of the khagan, assuming that ] were the only khagans recorded by name. Western historians traditionally polemicize with this theory. There is no evidence of an urban settlement on the site of Kiev prior to the 880s.<ref>Callmer J. 325-331.</ref> Archaeological finds from the period in the vicinity of Kiev are almost non-existent. What is particularly convincing, there are no hoards of coins to prove that the ] — the backbone of later ] — was operated in the ninth century.<ref>Yanin 105-106; Noonan, ''The Monetary System of Kiev'' 396.</ref> Based on his examination of archaeological evidence, Zuckerman concludes that Kiev originated as a fortress on the Khazar border with ]. Only after the ]' departure for the west in 889 did the middle Dnieper region start to progress economically.<ref>Zuckerman, "Les Hongrois au Pays de Lebedia" 65-66.</ref> The ] ], as represented by ] and ], advanced Kiev as the residence of the khagan, assuming that ] were the only khagans recorded by name. ] historians traditionally polemicize with this theory. There is no evidence of an ] settlement on the site of Kiev prior to the 880s.<ref>Callmer J. 325-331.</ref> Archaeological finds from the period in the vicinity of Kiev are almost non-existent. What is particularly convincing, there are no hoards of coins to prove that the ] — the backbone of later ] — was operated in the ninth century.<ref>Yanin 105-106; Noonan, ''The Monetary System of Kiev'' 396.</ref> Based on his examination of archaeological evidence, Zuckerman concludes that Kiev originated as a ] on the Khazar border with ]. Only after the ]' departure for the west in 889 did the middle ] region start to progress economically.<ref>Zuckerman, "Les Hongrois au Pays de Lebedia" 65-66.</ref>


Starting with ], there have been many historians who advocated a more northerly position of the khaganate.<ref name = "christian338" /> They have tended to essentialize ibn Rustah's report as the only historical clue to the location of the khagan's residence.<ref>Новосельцев 397-408.</ref> Recent archaeological research, as conducted by ], among others, makes it plausible that this polity was based on a group of settlements along the ], including Ladoga, ], ], ], and Holmgard.<ref>Zuckerman, 2000; Мачинский 5-25.</ref> "Most of these were initially small sites, probably not much more than stations for re-fitting and resupply, providing an opportunity for exchange and the redistribution of items passing along the river and caravan routes".<ref>''A Comparative Study of Thirty City-state Cultures'' 266.</ref> If the anonymous traveller quoted by ibn Rustah is to be believed, the Rus of the Khaganate period made extensive use of the ] to trade with the ], possibly through Bulgar and Khazar intermediaries. His description of the Rus' island suggests that their center was at ], an early medieval precursor of Novgorod whose name translates from ] as "the island castle". The ] describes the unrest in Novgorod preceding the invitation of ] in the 860s. This account prompted ] to assert that Holmgard-Novgorod was the khaganate's capital for several decades prior to the appearance of Rurik, including Starting with ], there have been many historians who advocated a more northerly position of the khaganate.<ref name = "christian338" /> They have tended to essentialize ibn Rustah's report as the only historical clue to the location of the khagan's residence.<ref>Новосельцев 397-408.</ref> Recent archaeological research, as conducted by ], among others, makes it plausible that this polity was based on a group of settlements along the ], including Ladoga, ], ], ], and Holmgard.<ref>Zuckerman, 2000; Мачинский 5-25.</ref> "Most of these were initially small sites, probably not much more than stations for re-fitting and resupply, providing an opportunity for exchange and the redistribution of items passing along the river and caravan routes".<ref>''A Comparative Study of Thirty City-state Cultures'' 266.</ref> If the anonymous traveller quoted by ibn Rustah is to be believed, the Rus of the Khaganate period made extensive use of the ] to trade with the ], possibly through Bulgar and Khazar intermediaries. His description of the Rus' island suggests that their center was at ], an early medieval precursor of Novgorod whose name translates from ] as "the island castle". The ] describes the unrest in Novgorod preceding the invitation of ] in the 860s. This account prompted ] to assert that Holmgard-Novgorod was the khaganate's capital for several decades prior to the appearance of Rurik, including the time of the Byzantine embassy in 839.<ref>Brøndsted 67&ndash;68</ref> Machinsky accepts this theory but notes that, even before the rise of Holmgard-Novgorod, the chief political and economical centre of the area was located at Aldeigja-Ladoga.<ref>Мачинский 5-25.</ref>
the time of the Byzantine embassy in 839.<ref>Brøndsted 67&ndash;68</ref> Machinsky accepts this theory but notes that, even before the rise of Holmgard-Novgorod, the chief political and economical centre of the area was located at Aldeigja-Ladoga.<ref>Мачинский 5-25.</ref>


== Origin == == Origin ==

Revision as of 19:44, 13 December 2006

Part of a series on the
History of Russia
PeriodsPrehistory  • Antiquity  • Early Slavs
Rus' people pre-9th century
    Rus' Khaganate
    Arthania
    Garðaríki

879–1240: Ancient Rus'
Novgorod Land 882–1136
Principality of Polotsk 987–1397
Principality of Chernigov 988–1402
Rostov-Suzdal 1093–1157
    full list...

1240–1480: Feudal Rus'
Novgorod Republic 1136–1478
Vladimir-Suzdal 1157–1331
Principality of Moscow 1263–1547
    full list...

1480–1917: Tsarist Russia
Tsardom of Russia 1547–1721
Russian Empire 1721–1917
     Russian America 1799–1867
     Grand Duchy of Finland 1809–1917
     Congress Poland 1867–1915
     Russian Manchuria 1900–1905
     Uryankhay Krai 1914–1921

1917–1923: Russian Revolution
Russian Republic 1917–1918
     General Secretariat of Ukraine 1917–1918
Russian SFSR 1917–1922
     Ukrainian SSR 1919–1922
     Byelorussian SSR 1920–1922
     Transcaucasian SFSR 1922–1922
Russian State 1918–1920
     Provisional Priamurye Govt. 1921–1923
    full list...

1923–1991: Soviet Era
Soviet Union 1922–1991
     Russian SFSR 1922–1991
     Karelo-Finnish SSR1940–1956
        full list...
Tannu Tuva1921–1944

since 1991: Modern Russia
Russian Federation 1991–present
     Republic of Tatarstan 1994–present
     Chechen Republic 2000–present
     Republic of Crimea 2014–present
     Donetsk People's Republic 2022–present
     Luhansk People's Republic 2022–present
     Kherson Oblast 2022–present
     Zaporizhzhia Oblast 2022–present
        full list... ^A Not internationally recognized.
^B Not fully controlled.
Timeline860–17211721–17961796–1855
1855–18941894–19171917–1927
1927–19531953–19641964–1982
1982–19911991–present
flag Russia portal

The Rus' Khaganate, sometimes called Volkhov Rus, Ilmen Rus, or Novgorod Rus, was a polity that flourished during a poorly documented period in the history of Eastern Europe (roughly the late eighth and early to mid-ninth centuries CE). Predating the Rurikid period and Kievan Rus', the Rus' Khaganate was a state (or a cluster of city-states) in what is today northern Russia inhabited by a mixed Norse, Slavic and Finnic population and dominated by the Rus' tribe or tribes. This region was a center of operations for eastern Scandinavian (Varangian) adventurers, merchants and pirates.

According to contemporary sources, their population centers, which may have included the proto-towns of Holmgard (Novgorod), Aldeigja (Ladoga), Lyubsha, Alaborg, Sarskoe Gorodishche, and Timerevo, were under the rule of a monarch or monarchs using the Old Turkic title Khagan. The Rus' Khaganate period marked the genesis of a distinct Rus' ethnos, and its successors would ultimately found Kievan Rus' and its successors, the states from which modern Russia would evolve.

Documentary evidence

Guests from Overseas, an 1899 painting by Nicholas Roerich depicting early Varangian adventurers in Russia.

The "Khaganate" of the Rus' is mentioned in several historical sources. Most of them are foreign texts dating from the 9th century. Three others are East Slavic sources from the 11th and 12th centuries.

The earliest European reference to the khaganate comes from the Annals of St. Bertin. The Annals refer to a group of Vikings, who called themselves Rhos (qi se, id est gentem suam, Rhos vocari dicebant) and visited Constantinople around the year 838. Fearful of returning home via the steppes, which would leave them vulnerable to attacks by the Magyars, these Rhos travelled through Germany accompanied by Greek ambassadors from the Byzantine emperor Theophilus. When questioned by the Frankish Emperor Louis the Pious at Ingelheim, they informed him that their leader was known as chacanus (the Latin for "Khagan") and that they lived in the north of Russia, but that their ancestral homeland was in Sweden (comperit eos gentis esse sueonum).

Thirty years later, in spring 871, the eastern and western emperors, Basil I and Louis II, quarreled over control of Bari, which had been conquered by their joint forces from the Arabs. The Byzantine emperor sent an angry letter to his western counterpart, reprimanding him for usurping the title of emperor. He argued that the Frankish rulers are simple reges, while the imperial title behooves only to the overlord of the Romans, that is, to Basil himself. He also pointed out that each nation has its own title for the supreme ruler: for instance, the title of chaganus is used by the overlords of the Avars, Khazars (Gazani), and Normanns (Nortmanno). To that, Louis replied that he was aware only about the Avar khagans, but never heard about the khagans of the Khazars and Normanns. The content of Basil's letter, now lost, is reconstructed from Louis's reply, quoted in full in the Salerno Chronicle. It indicates that at least one group of Scandinavians had a ruler who called himself "khagan".

Ahmad ibn Rustah, a tenth-century Muslim geographer from Persia, wrote that the Rus' khagan ("khaqan rus") lived on an island in a lake. Constantine Zuckerman comments that Ibn Rustah, using the text of an anonymous note from the 870s, attempted to accurately convey the titles of all rulers described by its author, which makes his evidence all the more precious. The Muslim geographer mentions only two khagans in his treatise — those of Khazaria and Rus. His statement is echoed by al-Yaqubi, who wrote in 889 or 890 that the Caucasus mountaineers, when besieged by the Arabs in 854, asked for help from the overlords (sahib) of al-Rum (Byzantium), Khazaria, and al-Saqaliba (Slavs). Hudud al-Alam, an anonymous Arabic geography text written in the late tenth century, refers to the Rus' king as "rus-khaqan". As the unknown author of Hudud al-Alam relied on numerous ninth-century sources, including ibn Khordadbeh, it is possible that his reference to the Rus' Khagan was copied from earlier, pre-Rurikid texts, rather than reflecting contemporary political reality. Finally, an eleventh-century Persian geographer Gardizi mentioned "khaqan-i rus" in his work Zayn al-Akbar. Like other Muslim geogrpahers, Gardizi relied on traditions stemming from the 9th century.

There are good grounds for believing that the title "khagan" was still remembered in Kievan Rus during the Christian period. Metropolitan Hilarion of Kiev applied the title "khagan" to Vladimir I of Kiev and Yaroslav I the Wise in the earliest monument of Old Russian literature, Slovo o Zakone i Blagodati ("Sermon on Law and Grace"), written around 1050. A graffito in the north gallery of Saint Sophia Cathedral reads "O Lord, save our khagan", apparently in reference to Sviatoslav II (1073-1076). As late as the end of the 12th century, The Tale of Igor's Campaign refers in passing to a "kogan Oleg", traditionally identified with Oleg of Tmutarakan.

Dating

Extant primary sources make it plausible that the title of khagan was applied to the rulers of the Rus' during a rather short period, roughly between their embassy to Constantinople (838) and Basil I's letter (871). All Byzantine sources after Basil I refer to the Rus' rulers as archons. Later Kievan authors, mentioned above, appear to have revived the term "khagan" as a laudatory epithet of the ruling knyaz, rather than as a valid political term.

The dating of the Khaganate's existence has been the subject of debates among scholars and remains unclear. Omeljan Pritsak dates the foundation of the Khaganate to around 830-840. Back in the 1920s, Russian historian Pavel Smirnov suggested that the Rus' Khaganate emerged only briefly at around 830 and was soon destroyed by the migration of the Magyar-Kabar tribal confederation towards the Carpathian Mountains. Whatever the accuracy of such estimates may be, there are simply no primary sources which mention the Rus' or its khagans prior to the 830s.

Equally contentious has been discussion about the date of the khaganate's disintegration. The title of Khagan is not mentioned in the Rus'-Byzantine treaties (907, 911, 944), or in De Ceremoniis, a record of court ceremonials meticulously documenting the titles of foreign rulers, when it deals with Olga's reception at the court of Constantine VII in 945. Moreover, ibn Fadlan, in his detailed account of the Rus (922), designated their supreme ruler as malik ("king"). From this fact, Peter Golden concluded via a argumentum ex silentio that the khaganate collapsed at some point between 871 and 922. Zuckerman specifies that the khaganate had been derelict by 911, because the khagan is not mentioned in the text of the first Russo-Byzantine Treaty.

Location

Map showing Varangian or Rus' settlement (in red) and location of Slavic tribes (in grey), mid ninth century CE. Khazar influence indicated with blue outline.

The location of the khaganate has been actively disputed since the early twentieth century. According to one fringe theory, the Rus' khagan resided somewhere in Scandinavia or even as far west as Walkeren. George Vernadsky believed that the khagan had his headquarters in the eastern part of the Crimea or in the Taman Peninsula and that the island described by Ibn Rustah was most likely situated in the estuary of the Kuban River. However, archaeologists failed to find any traces of a Slavic-Norse settlement in the region in the ninth century and there are no Norse sources documenting "khagans" in Scandinavia.

The Soviet historiography, as represented by Boris Rybakov and Lev Gumilev, advanced Kiev as the residence of the khagan, assuming that Askold and Dir were the only khagans recorded by name. Western historians traditionally polemicize with this theory. There is no evidence of an urban settlement on the site of Kiev prior to the 880s. Archaeological finds from the period in the vicinity of Kiev are almost non-existent. What is particularly convincing, there are no hoards of coins to prove that the Dnieper trade route — the backbone of later Kievan Rus — was operated in the ninth century. Based on his examination of archaeological evidence, Zuckerman concludes that Kiev originated as a fortress on the Khazar border with Levedia. Only after the Magyars' departure for the west in 889 did the middle Dnieper region start to progress economically.

Starting with Vasily Bartold, there have been many historians who advocated a more northerly position of the khaganate. They have tended to essentialize ibn Rustah's report as the only historical clue to the location of the khagan's residence. Recent archaeological research, as conducted by Dmitry Machinsky, among others, makes it plausible that this polity was based on a group of settlements along the Volkhov River, including Ladoga, Lyubsha, Duboviki, Alaborg, and Holmgard. "Most of these were initially small sites, probably not much more than stations for re-fitting and resupply, providing an opportunity for exchange and the redistribution of items passing along the river and caravan routes". If the anonymous traveller quoted by ibn Rustah is to be believed, the Rus of the Khaganate period made extensive use of the Volga route to trade with the Middle East, possibly through Bulgar and Khazar intermediaries. His description of the Rus' island suggests that their center was at Holmgard, an early medieval precursor of Novgorod whose name translates from Old Norse as "the island castle". The First Novgorod Chronicle describes the unrest in Novgorod preceding the invitation of Rurik in the 860s. This account prompted Johannes Brøndsted to assert that Holmgard-Novgorod was the khaganate's capital for several decades prior to the appearance of Rurik, including the time of the Byzantine embassy in 839. Machinsky accepts this theory but notes that, even before the rise of Holmgard-Novgorod, the chief political and economical centre of the area was located at Aldeigja-Ladoga.

Origin

File:Roerich longships.jpg
Nicholas Roerich. Longships Built in the Land of the Slavs; a 1903 painting depicting construction of Norse-style vessels in Russia.

The origins of the Rus' Khaganate are unclear. First Scandinavian settlers arrived to the lower basin of the Volkhov River in the mid-eighth century. The country comprising the present-day Leningrad, Novgorod, Tver, Yaroslavl, and Smolensk regions became known in Old Norse sources as "Gardarike", the land of forts. Norse warlords, known to the Turkic-speaking steppe peoples as "köl-beki" or "sea-kings," came to dominate some of the Finno-Ugric and Slavic peoples, particularly along the Volga trade route linking the Baltic Sea with the Caspian Sea and Serkland.

As with the Rus' generally, there is much debate as to the identity and ancestry of the Rus' Khagans. They may have been Scandinavians, native Slavs or Finns, or (most probably) of mixed ancestry. Omeljan Pritsak speculated that a Khazar khagan named Khan-Tuvan Dyggvi, exiled after losing a civil war, settled with his followers in the Norse-Slavic settlement of Rostov, married into the local Scandinavian nobility, and fathered the dynasty of the Rus' khagans. Zuckerman dismisses Pritsak's theory as untenable speculation, but the possible Khazar connection to early Rus' monarchs is supported by the use of a stylized trident tamga, or seal, by later Rus' rulers such as Sviatoslav I of Kiev.

Most historians agree that the title "khagan" was borrowed by the Rus from the Khazars, but there is considerable dispute over the circumstances of this borrowing. Peter Benjamin Golden presumes that the Rus' khaganate was a puppet state set up by the Khazars in the basin of the Oka River to fend off recurring attacks of the Magyars. No source records that the Rus' of the ninth century were subjects to the Khazars, however. For foreign observers (such as Ibn Rustah) there was no material difference between the titles of the Khazar and Rus' rulers. Anatoly Novoseltsev hypothesizes that the adoption of the title of khagan was designed to advertise the Rus' claims to the equality with the Khazars. This theory is echoed by Thomas Noonan, who asserts that the Rus' leaders were loosely unified under the rule of one of the "sea-kings" in the early ninth century, and that this "High King" adopted the title khagan to give him legitimacy in the eyes of his subjects and neighboring states. The title of khagan was, according to this theory, a sign that the bearers ruled under a divine mandate.

Economy

Sergey Vasilievich Ivanov (1864-1910), Slave Trade in Early Medieval Eastern Europe.

The likely mainstay of the khaganate's economy was the Volga trade route. Early ninth-century coin hordes unearthed in Scandinavia frequently contain large quantities of dirhem coins minted in the Abbasid Caliphate and other Muslim polities, sometimes split in smaller pieces and inscribed with Runic signs. All in all, more than 228,000 Arabic coins have been recovered from over a thousand hoards in European Russia and the Baltic region. Almost 90% of these arrived to Scandinavia by way of the Volga trade route. Unsurprisingly, the dirhem was the basis for the monetary system of Kievan Rus.

Trade was the major source of income for the Rus, who according to ibn Rustah did not engage in agriculture: "They have no cultivated fields but depend for their supplies on what they can obtain from as-Saqaliba's land. They have no estates, villages, or fields; their only business is to trade in sable, squirrel, and other furs, and the money they take in these transactions they stow in their belts." Rus merchants travelled down the Volga, paying duties to the Bulghars and Khazars, reaching the ports of Gorgan and Abaskun on the southern shore of the Caspian Sea. Sometimes, they penetrated as far as Baghdad.

Government

Writing in 922, Ibn Fadlan described the Rus' ruler (like the Khazar khagan), as having little real authority. Instead, political and military power was wielded by a deputy, who "commands the troops, attacks enemies, and acts as his representative before his subjects." The supreme king of the Rus', on the other hand, "has no duties other than to make love to his slave girls, drink, and give himself up to pleasure." He was guarded by 400 men, "willing to die for him... These 400 sit below the royal throne: a large and bejewelled platform which also accommodates the forty slave-girls of his harem." Ibn Fadlan wrote that the Rus' ruler would almost never leave his throne and even "when he wants to go riding his horse is led up to him, and on his return the horse is brought right up to the throne." Ibn Rustah, on the other hand, reported that the khagan was the ultimate authority in settling disputes between his subjects. His decisions, however, were not binding, so that if one of the disputants disagreed with the khagan's ruling, the dispute was then resolved in a battle, which took place "in the presence of the contestants' kin who stand with swords drawn; and the man who gets the better of the duel also gets the decision about the matter in dispute."

This dichotomy reflects the structure of Khazar government, with secular authority in the hands of a Khagan Bek only theoretically subordinate to the khagan, and sharply contrasts with the traditional Germanic system, where kingship was held by military prowess and not necessarily by blood. Moreover, some scholars have noted similarities between this dual kingship and the relationship between Igor and Oleg of Kiev in the early tenth century (compare Askold and Dir in the ninth century). The institution of separate sacral ruler and military commander may be observed in the relationship between Oleg and Igor, but whether this is part of the Rus' Khaganate's legacy to its successor-state is unknown. The early Kievan Rus' principalities exhibited certain distinctive characteristics in their government, military organization, and jurisprudence that were very similar to those in force among the Khazars and other steppe peoples; some historians believe that these elements came to the Kievan Rus' from the Khazars by way of the earlier Rus' Khagans.

Customs and religion

Oleg being mourned by his warriors, an 1899 painting by Viktor Vasnetsov. This burial rite, with the funerary tumulus, is typical of both Scandinavian, and Eurasian nomadic customs.

Judging from excavations conducted since the 1820s at Ladoga and related sites in Northern Russia, the Rus' customs reflected primarily Scandinavian influences. This is consistent with the writings of ibn Rustah and ibn Fadlan. The former gives a brief description of the burial of a Rus' nobleman, who was put into a "grave like a large house", together with food, amlets, coins, other staples, as well as his favorite wife. "Then the grave door is sealed and she dies there." Ibn Fadlan provides further evidence of the Rus' building a memorial mound, or cenotaph, and giving it a runic inscription on a piece of wood. The Arab traveler also left a detailed description of the Rus' custom of cremating noblemen in a ship, which involved both animal and human sacrifice. When a poor man died, he was put into a little ship and burned in it; the funeral of a nobleman was much more elaborate. His estate was divided into three parts: one for his family, one to pay for his funerary costume, and one to make beer, which was consumed on the day of his cremation. One of the deceased man's slave girls volunteered to be put to death so as to join her master in paradise. On the day of cremation, the dead man was disinterred from his grave, dressed in fine clothings, and put onto a specially constructed ship. The volunteer slave girl was killed and placed on board together with her master before the dead man's nearest kinsman set the vessel on fire. The funeral ended with the construction of a round mound.

Early medieval hstorians were impressed with the spirit of independence and enterprise inculcated among the Rus from birth. Ibn Rustah writes: "When a son is born the father will go up to the newborn baby, sword in hand; throwing it down, he says; 'I shall not leave you any property: you have only what you can provide with this weapon!'" Al-Marwazi repeated this description of the intructions given to a son and added that it was the daughter who received her father's inheritance. The same sense of rugged individualism was reflected in their treatment of the ill. According to ibn Fadlan, "if one of the Rus falls sick they put him in a tent by himself and leave bread and water for him. They do not visit him, however, or speak to him, especially if he is a serf. Should he recover he rejoins the others; if he dies they burn him. If he happens to be a serf, however, they leave him for the dogs and vultures to devor." Sources describe the Rus as liberal in sexual matters. Ibn Fadlan wrote that the king of the Rus did not shy away from having public intercourse with the slave girls in his harem. When Rus traders arrived to the Volga shores, they would make love with the slave girls they brought for sale in the presence of their comrades; sometimes this would develop into a communal orgy.

The Idols, a painting by Nicholas Roerich (1901).

Both ibn Fadlan and ibn Rustah portray the Rus as devout pagans. Ibn Rustah and, following him, Garizi reported that the Rus shamans or "medicine men" (attiba) wielded great power over the common folk. According to ibn Rustah, these shamans acted "as if they own everything". They determined what women, men, or animals had to be sacrificed, and when the shamans gave orders, there was no way of evading them. The shaman would take the offering, wherther human or animal, and hang it from a pole until death. Ibn Fadlan left a description of the Rus merchants praying for success in trading before "a large wooden stake with a face like that of a human being, surrounded by smaller figures, and behind them tall poles in the ground." If trade did not pick up, more offerings were made; if the business remained slow, the trader would make offerings to the minor idols, too. When the trading was especially good, Rus merchants would likewise make additional offerings of cattle and sheep, some of which were distributed as alms.

On the other hand, Byzantine sources report that the Rus adopted Christianity by the end of the 860s. In his encyclical dated to 867, Patriarch Photius wrote about the enthusiastic conversion of the Rus, mentioning that he had sent to their lands a bishop. Constantine VII attributes the conversion to his grandfather Basil the Macedonian and to Patriarch Ignatius rather than to their predecessors Michael III and Photius. Constantine narrates how the Byzantines galvanized the Rus' into conversion by their persuasive words and rich presents, including gold, silver, and precious tissues. He also repeats a traditional story that the pagans were particularly impressed by a miracle: a gospel book thrown by the archbishop into an oven was not damaged by fire. Ibn Khordadbeh wrote in the late 9th century that the Rus who arrived to Muslim lands "claimed to be Christians". Modern historians are divided in their views on the historicity and extent of the Christianization of the Rus' Khaganate.

Relations with neighbors

In 838, Rus' Khaganate sent an embassy to the Byzantine Empire, which was recorded in the Annals of St. Bertin, the reasons for which remain a cause of controversy among historians. Aleksey Shakhmatov argued that the embassy of 838 had two ends in view: to establish amity with Byzantium and to establish the way into Sweden through Western Europe. Constantine Zuckerman postulates that the Rus' ambassadors were to negotiate a peace treaty after their Paphlagonian expedition of the 830s. George Vernadsky connects their mission with the construction of the fortress of Sarkel in 833. That embassy was not recorded in Byzantine sources, and in 860 Patriarch Photius referred to the Rus as "unknown people". According to Vernadsky, the Khazars and Greeks erected Sarkel near the portage between the Don River and Volga specifically to defend this strategic point from the Rus. Other scholars, however, believe that the fortress of Sarkel was constructed to defend against or monitor the activities of the Magyars and other steppe tribes, and not the Rus'.

In 860, the Rus besieged Constantinople, having arrived on 200 ships. The Byzantine army and navy were far from the capital, leaving it vulnerable to the attack. The timing of the attack suggests that the Rus were well-aware of the internal situation in the empire thanks to the commercial and other relations that continued after the embassy of 838. The Rus warriors devastated the suburbs of Constantinople before suddenly departing on August 4.

The early Rus' traded extensively with Khazaria. Ibn Khordadbeh wrote in the Book of Roads and Kingdoms that "they go via the Slavic River (the Don) to Khamlidj, a city of the Khazars, where the latter's ruler collects the tithe from them." Some modern commentators infer from Arab accounts that the Rus' Khaganate's political culture was profoundly influenced by its contacts with Khazaria. By the beginning of the Rurikid period in the first decades of the tenth century, relations between the Rus' and the Khazars soured.

Decline and legacy

Soon after Patriarch Photius informed other Orthodox bishops about the Christianization of the Rus all the centres of the khaganate in North-Western Russia were destroyed by fire. Archaeologists found convincing evidence that Holmgard, Aldeigja, Alaborg, Izborsk and other local centres were burnt to the ground in the 860s or 870s. Some of these settlements were abandoned after the conflagration for good. The Primary Chronicle describes the uprising of the pagan Slavs and Finns against the Varangians, who had to withdraw overseas, in 862. The First Novgorod Chronicle, whose account of the events Shakhmatov considered more trustworthy, does not pinpoint the pre-Rurikid uprising to any specific date. The 16th-century Nikon Chronicle attributes the banishment of the Varangians from the country to Vadim the Bold. The Ukrainian historian Mikhailo Braichevsky labelled Vadim's rebellion "a pagan reaction" against the Christianization of the Rus'. A period of unrest and anarchy followed, dated by Zuckerman to ca. 875-900. The absence of coin hoards from the 880s and 890s suggests that the Volga trade route ceased functioning, precipitating "the first silver crisis in Europe".

After this economic depression and period of political upheaval, there was a renaissance, starting from ca. 900. Zuckerman associates the new period with the arrival of Rurik and his men, who turned their attention from the Volga to the Dnieper, for reasons as yet uncertain. The Scandinavian settlements in Ladoga and Novgorod revived and started to grow rapidly. During the first decade of the tenth century, a large trade outpost was formed on the Dnieper in Gnezdovo, near modern Smolensk. Another Dnieper settlement, Kiev, developed into an important urban centre roughly in the same period.

The fate of the Rus' Khaganate, and the process by which it either evolved into or was consumed by the Rurikid Kievan Rus', is unclear. The Kievans seem to have had a very vague notion about the existence of the khaganate. Slavonic sources do not mention either the Christianization of the Rus in the 860s or the Paphlagonian expedition of the 830s. The account of the Rus' expedition against Constantinople in the 860s was borrowed by the authors of the Primary Chronicle from Greek sources, suggesting the absence of a vernacular written tradition.

Notes

  1. ^ Christian 338.
  2. Franklin and Shepard 33–36.
  3. Dolukhanov 187.
  4. Håkan or Haakon was a name used among Scandinavians of the period, and it was once thought possible that the Rhos described in the court annals referred to a king by this name.
  5. Bertin 19–20; Jones 249–250.
  6. Monumenta Germaniae 385-394.
  7. Dolger T. 59, №487.
  8. Brøndsted (1965), pp. 267–268
  9. Zuckerman, "Deux étapes" 96.
  10. Laurent and Canard 490. According to Zuckerman, Ibn Khordadbeh and other Arab authors often confused the terms Rus and Saqaliba when describing their raids to the Caspian Sea in the 9th and 10th centuries. Thus, the ruler of al-Saqualiba in 852 was likely the same person as the khagan of the Rus.
  11. Minorsky 159.
  12. See, e.g., Minorsky xvi.
  13. ^ "Rus", Encyclopaedia of Islam
  14. Ilarion, "Sermon on Law and Grace" 3, 17, 18, 26; for discussion, see Brook 154. Hilarion referred to Vladimir as "the great khagan of our land" and Yaroslav as "our devout khagan."
  15. Noonan, "Khazar" 91-92.
  16. Most commentators follow Dmitry Likhachev's interpretation of the passage. Tmutarakan was a former Khazar possession and the Khazar traditions may have persisted there for an extended period of time. It is known that, while reigning in Tmutarakan, Oleg assumed the title of the "archon of all Khazaria". Other candidates include Oleg of Novgorod and Igor Svyatoslavich of Novgorod-Seversky. See: Zenkovsky 160; Encyclopaedia of The Lay 3-4.
  17. Smirnov 132-45
  18. Golden 87, 97.
  19. Zuckerman, "Deux étapes" 96.
  20. Александров 222-224.
  21. Vernadsky VII-4.
  22. Franklin and Shepard 27-50.
  23. Callmer J. 325-331.
  24. Yanin 105-106; Noonan, The Monetary System of Kiev 396.
  25. Zuckerman, "Les Hongrois au Pays de Lebedia" 65-66.
  26. Новосельцев 397-408.
  27. Zuckerman, 2000; Мачинский 5-25.
  28. A Comparative Study of Thirty City-state Cultures 266.
  29. Brøndsted 67–68
  30. Мачинский 5-25.
  31. Brutzkus 120.
  32. E.g., Pritsak, Origins of Rus' 1:28, 171, 182.
  33. Pritsak, Origins of Rus' 1:28, 171, 182.
  34. Archaeologists did not find traces of a settlement in Rostov prior to the 970s. Furthermore, the placename "Rostov" has a transparent Slavic eymology.
  35. Brook 154; Franklin and Shepard 120-121; Pritsak, Weights 78-79. It should be noted, however, that the genealogical connection between the ninth-century Khagans of Rus' and the later Rurikid rulers, if any, is unknown at this time.
  36. Golden 77-99.
  37. Zuckerman, "Deux étapes".
  38. Новосельцев
  39. Noonan, "Khazar" 87-89, 94.
  40. Brook 154; Noonan, "Khazar" 87-94.
  41. Noonan, "Rus/Rus' Merchants" 213-219.
  42. Yanin 1956. 91-100.
  43. Ibn Rustah. English translation in Brøndsted (1965), pp. 267–268
  44. ^ Christian 340-341, citing ibn Fadlan's Risala.
  45. Ibn Fadlan, Risala. English translation in Brøndsted 266–267
  46. Ibn Rustah. English translation in Brøndsted 266–267
  47. Christian 341.
  48. Brutzkus 111.
  49. Ibn Rustah. English translation in Brøndsted 305
  50. Brøndsted 305
  51. Ibn Fadlan describes the Rus' as addicted to beer, "and often one of them has been found dead with a beaker in his hand." Ibn Fadlan, Risala. English translation in Brøndsted 301
  52. Ibn Fadlan, Risala. English translation in Brøndsted 301–305
  53. Brøndsted 268
  54. Ibn Fadlan, Risala. English translation in Brøndsted 301–305. See also "Rus", Encyclopaedia of Islam.
  55. Ibn Fadlan, Risala. English translation in Brøndsted 265, 305; "Rus", Encyclopaedia of Islam passim
  56. Ibn Rustah. English translation in Brøndsted 268. See also "Rus", Encyclopaedia of Islam.
  57. Ibn Fadlan, Risala. English translation in Brøndsted 266. See also "Rus", Encyclopaedia of Islam.
  58. Photii Patriarchae Constantinopolitani Epistulae et Amphilochia. Ed. B. Laourdas, L.G. Westerinck. T.1. Leipzig, 1983. P. 49.
  59. Theophanes Continuatus, Ioannes Cameniata, Symeon Magister, Georgius Monachus. Ed. I. Becker. Bonnae, 1838 (CSHB), pp. 342-343.
  60. A. Shakhmatov, Survey of the oldest period of the History of the Russian Language. Encyclopedia of Slavonic Philology, II, 1 ( Petrograd, 1915), XXVIII, cited in Vasiliev 12
  61. Zuckerman, "Deux étapes".
  62. Vasiliev 13.
  63. Vernadsky VII-4.
  64. Shepard 24; Kovalev 124. The Ukrainian historian Mikhailo Hrushevsky declared that the extant sources were unclear on this point. Hrushevsky 1:176. John Skylitzes claimed that Sarkel was a "staunch bulwark against the Pechenegs but did not identify that as its original purpose. Huxley passim.
  65. ibn Khordadbeh, as cited in Vernadsky 1:9
  66. E.g., Jones 164 (summarizing evidence from al-Masudi and al-Muqaddasi); Franklin and Shepard 67-8; Christian 340.
  67. Брайчевский 42-96.
  68. Noonan, "Silver Crisis" 41-50; Noonan, "Fluctuations in Islamic Trade" passim

References

  • Ahmed ibn Fadlan. Ibn Fadlan's Journey to Russia: A Tenth-Century Traveler from Baghdad to the Volga River. Frye, Richard Nelson, ed. and trans. Princeton, NJ: Markus Wiener Publishers, 2005.
  • Ahmad ibn Umar ibn Rustah. al-Alaq al-nafisah: Maruf bih Ibn Rustah. Tarjamah va taliq-i Husayn Qarah'chanlu. Tehran, Iran: Amir Kabir, 1986.
  • Vasiliev, Alexander. The Russian Attack on Constantinople in 860. Mediaeval Academy of America, 1946
  • Александров А.А. Остров руссов. . St. Petersburg-Kishinev, 1997.
  • Bertin. The Annals of St. Bertin. Ed. Waitz, Hanover, 1883.
  • Брайчевский М.Ю. Утверждение христианства на Руси . Kiev: Naukova dumka, 1989.
  • Brøndsted, Johannes. The Vikings. (transl. by Kalle Skov). Penguin Books, 1965.
  • Brook, Kevin Alan. The Jews of Khazaria. 2d ed. Rowman and Littlefield, 2006.
  • Callmer J. The Archaeology of Kiev to the End of the Earliest Urban Phase. // Harvard Ukrainian Studies, 1987, №11.
  • Brutzkus, Julius. "The Khazar Origin of Ancient Kiev." Slavonic and East European Review, 22 (1944).
  • Christian, David. A History of Russia, Mongolia and Central Asia. Blackwell, 1999.
  • Dolger F. Regesten der Kaiserurkunden des ostromischen Reiches. I. Berlin, 1924.
  • Dolukhanov, P.M. The Early Slavs: Eastern Europe and the Initial Settlement to Kievan Rus'. London: Longman, 1996.
  • The Encyclopaedia of The Lay of Igor's Campaign, in 5 volumes. Volume 3. St. Petersburg, 1995.
  • Franklin, Simon and Jonathan Shepard. The Emergence of Rus 750-1200. London: Longman, 1996. ISBN 058249091X.
  • Golden, Peter Benjamin. "Rus." Encyclopaedia of Islam Eds.: P. Bearman, Th. Bianquis, C.E. Bosworth, E. van Donzel and W.P. Heinrichs. Brill. Brill Online, 2006
  • Golden, Peter Benjamin. The Question of the Rus' Qaganate. Archivum Eurasiae Medii Aevi, 1982.
  • Halperin, Charles J. Russia and the Golden Horde: The Mongol Impact on Medieval Russian History. Bloomington: Univ. of Indiana Press, 1987. ISBN 0253204453.
  • Hansen, Mogens Herman, ed. A Comparative Study of Thirty City-state Cultures. Kgl. Danske Videnskabernes Selskab, 2000. Page 266.
  • Hrushevsky, Mikhailo. History of Ukraine-Rus', trans. Marta Skorupsky. Canadian Inst. of Ukr. Studies Press, 1997.
  • Huxley, George. "Byzantinochazarika." Hermathena 148 (1990): 79.
  • Ilarion of Kiev. "Sermon on Law and Grace". Sermons and Rhetoric of Kievan Rus'. Simon Franklin, transl. Cambridge, MA: Harvard Ukrainian Research Institute, 1991.
  • Jones, Gwyn. A History of the Vikings. 2nd ed. London: Oxford Univ. Press, 1984.
  • Kovalev, Roman. "What Does HIstorical Numismatics Suggest about the Monetary History of Khazaria in the Ninth Century?- Question Revisited." Archivum Eurasiae Medii Aevi 13(2004):97-129.
  • Laurent, J. and M. Canard. L'Armenie entre Byzance et l'islam depuis la conquete arabe jusqu'en 886. Lisbon, 1980.
  • Мачинский Д.А. "О месте Северной Руси в процессе сложения Древнерусского государства и европейской культурной общности." . Археологическое исследование Новгородской земли. Leningrad, 1984.
  • Minorsky, Vladimir. Hudud al-'Alam (The Regions of the World). London: Luzac & Co., 1937.
  • "Monumenta Germaniae Historica, Epistolae VII". Epistolae Karolini aevi V. Berlin: W. Henze, 1928.
  • Noonan, Thomas. "The Khazar Qaghanate and Its Impact On the Early Rus' State: The translatio imperii from Itil to Kiev." Nomads in the Sedentary World, Anatoly Mikhailovich Khazanov and Andre Wink, eds. p. 76-102. Richmond, England: Curzon, 2001. ISBN 0700713700.
  • Noonan, Thomas. "When Did Rus/Rus' Merchants First Visit Khazaria and Baghdad?" Archivum Eurasiae Medii Aevi 7 (1987-1991): 213-219.
  • Noonan, Thomas. "The First Major Silver Crisis in Russia and the Baltic, ca. 875-900". Hikuin, 11 (1985): 41-50.
  • Noonan, Thomas. "Fluctuations in Islamic Trade with Eastern Europe during the Viking Age". Harvard Ukrainian Studies, 1992, №16.
  • Noonan, Thomas. "The Monetary System of Kiev in the Pre-Mongol Period". Harvard Ukrainian Studies, 1987, №11. Page 396.
  • Новосельцев А.П. et al. Древнерусское государство и его международное значение. . Moscow, 1965.
  • Новосельцев А.П. "К вопросу об одном из древнейших титулов русского князя". . История СССР. - 1982. - Вып. 4.
  • Pritsak, Omeljan. The Origin of Rus'. Cambridge Mass.: Harvard University Press, 1991.
  • Pritsak, Omeljan. The Origins of the Old Rus' Weights and Monetary Systems. Cambridge, MA: Harvard Ukrainian Research Institute, 1998.
  • Shepard, Jonathan. "The Khazars' Formal Adoption of Judaism and Byzantium's Northern Policy." Oxford Slavonic Papers, New Series 31 (1998):24.
  • Smirnov, Pavel. Volz'kiy shlyakh i starodavni Rusy (The Volga route and the ancient Rus). Kiev, 1928.
  • Vernadsky, G.V.. A History of Russia. Vol. 1. Yale University Press, 1943 (Russian version online)
  • Vernadsky, G.V., ed. A Source Book for Russian History from Early Times to 1917, Vol. 1. New Haven: Yale Univ. Press, 1972.
  • Yanin, Valentin. Денежно-весовые системы русского средневековья. Домонгольский период. . Moscow, 1956.
  • Zenkovsky, Serge A., ed. Medieval Russia's Epics, Chronicles, and Tales. New York: Meridian, 1974. ISBN 0452010861.
  • Zuckerman, Constantine. "Deux étapes de la formation de l’ancien état russe", in Les centres proto-urbains russes entre Scandinavie, Byzance et Orient: Actes du Colloque International tenu au Collège de France en octobre 1997, éd. M. Kazanski, A. Nersessian et C. Zuckerman (Réalités byzantines 7). Paris, 2000 (Russian translation online).
  • Zuckerman, Constantine. "Les Hongrois au Pays de Lebedia: une nouvelle puissance aux confins de Byzance et de la Khazarie en 836-889." Byzantium at War (9th-12th c.) Athens, 1997.

External links

Garðaríki
Names in italics are settlements whose Norse names are not recorded
Volkhov-Volga trade route Gripsholm runestone
Dvina-Dnieper trade route
Other locations
Categories: