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{{Short description|1958–1962 Chinese socioeconomic campaign}}
{{Other uses|Great Leap Forward (disambiguation)}} {{History of the People's Republic of China}}
{{Merge from|Backyard furnace|date=December 2024}}
]The '''Great Leap Forward''' ({{zh|s=大跃进|t=大躍進|p=Dà yuè jìn}}) of the ] (PRC) was an economic and social campaign of the ] (CCP), reflected in planning decisions from 1958 to 1961, which aimed to use China's vast population to rapidly transform the country from an ] economy into a modern communist society through the process of agriculturalization, industrialization, and collectivization. ] led the campaign based on the ], and intensified it after being informed of the impending ].
{{Use dmy dates|date=November 2024}}
{{Use American English|date=November 2024}}
{{Other uses}}
{{Infobox disaster
|title=Great Leap Forward
|image=Iron smelting in 1958 China, from- Backyardfurnace5 (cropped).jpg
|caption=Rural workers smelting iron during the nighttime in 1958
|native_name=大跃进
|date=1958–1962
|Location=]
|type=Famine, economic mismanagement
|cause=Central planning, collectivization policies
|motive=Economic collectivization of agriculture, realisation of ]
|reported deaths=15–55 million
}}
{{Infobox Chinese
| pic = Great Leap Forward (Chinese characters).svg
| piccap = "Great Leap Forward" in simplified (top) and traditional (bottom) Chinese characters
| picupright = 0.45
| s = 大跃进
| t = 大躍進
| order = st
| p = Dà yuè jìn
| j = Daai6 joek3 zeon3
| y = Daaih yeuk jeun
| ci = {{IPAc-yue|d|aai|6|-|j|oek|3|-|z|eon|3}}
| tl = Tuā io̍k tsìn
| mi = {{IPAc-cmn|d|a|4|-|yue|4|-|j|in|4}}
| tp = Dà yuè jìn
| w = {{tonesup|Ta4 yüeh4 chin4}}
| bpmf = {{bpmfsp|ㄉㄚˋ|ㄩㄝˋ|ㄐㄧㄣˋ}}
}}
{{Mao Zedong series}}
{{History of the People's Republic of China}}
The '''Great Leap Forward''' was an economic and social campaign within ] from 1958 to 1962, led by the ] (CCP). Party Chairman ] launched the campaign to transform the country from an ] into an ] through the formation of ]s. Millions of people died in mainland China during the Great Leap, with estimates based on demographic reconstruction ranging from 15 to 55 million, making the ] the largest or second-largest<ref>{{Citation |last=Kte'pi |first=Bill |title=Chinese Famine (1907) |pages=70–71 |year=2011 |url=https://sk.sagepub.com/reference/disasterrelief/n31.xml |place=Thousand Oaks |publisher=Sage |doi=10.4135/9781412994064 |isbn=978-1412971010 |quote=The Chinese Famine of 1907 is the second-worst famine in recorded history, with an estimated death toll of around 25 million people; this exceeds the lowest estimates for the death toll of the later Great Chinese Famine, meaning that the 1907 famine could actually be the worst in history. |encyclopedia=Encyclopedia of Disaster Relief}}</ref> famine in ].<ref>{{Cite journal |last=Smil |first=Vaclav |date=18 December 1999 |title=China's great famine: 40 years later |journal=British Medical Journal |volume=319 |issue=7225 |pages=1619–1621 |doi=10.1136/bmj.319.7225.1619 |issn=0959-8138 |pmc=1127087 |pmid=10600969}}</ref><ref>{{Cite journal |last=Meng |first=Xin |last2=Qian |first2=Nancy |last3=Yared |first3=Pierre |year=2015 |title=The Institutional Causes of China's Great Famine, 1959–1961 |url=https://www0.gsb.columbia.edu/faculty/pyared/papers/famines.pdf |url-status=live |journal=Review of Economic Studies |volume=82 |issue=4 |pages=1568–1611 |doi=10.1093/restud/rdv016 |archive-url=https://web.archive.org/web/20200305165942/https://www0.gsb.columbia.edu/faculty/pyared/papers/famines.pdf |archive-date=5 March 2020 |access-date=22 April 2020}}</ref><ref name="Hasell2013">{{Cite journal |last=Hasell |first=Joe |last2=Roser |first2=Max |date=10 October 2013 |title=Famines |url=https://ourworldindata.org/famines |url-status=live |journal=Our World in Data |archive-url=https://web.archive.org/web/20200418002509/https://ourworldindata.org/famines |archive-date=18 April 2020 |access-date=22 April 2020}}</ref><ref>{{Cite journal |last=Chen |first=Yixin |date=January 2015 |title=The Study of China's Great Leap Forward Famine in the West |url=http://ww2.usc.cuhk.edu.hk/PaperCollection/webmanager/wkfiles/2012/201503_38_paper.pdf |url-status=dead |journal=Journal of Jiangsu University (Social Science Edition) |language=zh |volume=17 |issue=1 |archive-url=https://web.archive.org/web/20210517052743/http://ww2.usc.cuhk.edu.hk/PaperCollection/webmanager/wkfiles/2012/201503_38_paper.pdf |archive-date=17 May 2021 |access-date=29 July 2020 |via=]}}</ref>


The Great Leap Forward stemmed from multiple factors, including "the purge of intellectuals, the surge of less-educated radicals, the need to find new ways to generate domestic capital, rising enthusiasm about the potential results mass mobilization might produce, and reaction against the sociopolitical results of the ]'s development strategy."{{sfnp|Lieberthal|2003|p={{pn|date=June 2024}}}} Mao ambitiously sought an increase in rural grain production and an increase in industrial activity. Mao was dismissive of technical experts and basic economic principles, which meant that industrialization of the countryside would solely be dependent on the peasants. Grain quotas were introduced with the idea of having peasants provide grains for themselves and support urban areas. Output from the industrial activities such as steel was also supposed to be used for urban growth.{{sfnp|Lieberthal|2003|p={{pn|date=June 2024}}}} Local officials were fearful of ]s and they competed to fulfill or over-fulfill quotas which were based on Mao's exaggerated claims, collecting non-existent "surpluses" and leaving farmers to starve to death. Higher officials did not dare to report the economic disaster which was being caused by these policies, and national officials, blaming bad weather for the decline in food output, took little or no action.
Chief changes in the lives of rural Chinese included the introduction of a mandatory process of ], which was introduced incrementally. Private farming was prohibited, and those engaged in it were labeled as ] and persecuted. Restrictions on rural people were enforced through public struggle sessions, social pressure, and violence. Food rationing was introduced, in some cases leaving rural Chinese with less than 250g (half a '']'', 8.82 ]s) of grain per day. Rural industrialization, officially a priority of the campaign, saw "its development … aborted by the mistakes of the Great Leap Forward."{{sfn|Perkins|1991|p=506}} The Great Leap ended in catastrophe, and claimed the lives of tens of millions of people.<ref>Tao Yang, Dennis. (2008) ], ''Comparative Economic Studies'' 50, pp.&nbsp;1–29.</ref> Recent research puts the death toll somewhere between 36 and 45 million.<ref>] (2008). ''Tombstone (Mu Bei - Zhong Guo Liu Shi Nian Dai Da Ji Huang Ji Shi).'' Cosmos Books (Tian Di Tu Shu), ].</ref><ref name="Dikotter333"/> Historian Frank Dikötter asserts that "coercion, terror, and systematic violence were the very foundation of the Great Leap Forward" and it "motivated one of the most deadly mass killings of human history."<ref>Dikötter, Frank. ]: The History of China's Most Devastating Catastrophe, 1958-62. Walker & Company, 2010. pp. x, xi. ISBN 0802777686</ref>


The major changes which occurred in the lives of rural Chinese people included the incremental introduction of mandatory ]. Private farming was prohibited, and those people who engaged in it were persecuted and labeled ]. Restrictions on rural people were enforced with public ] and social pressure, and ] was also exacted on people.<ref name="Mirsky2009" /> Rural industrialization, while officially a priority of the campaign, saw "its development&nbsp;... aborted by the mistakes of the Great Leap Forward".{{sfnp|Perkins|1991|p={{pn|date=June 2024}}}} The Great Leap was one of two periods between 1953 and 1976 in which ] shrank (the other being the ]). Economist ] argues that "enormous amounts of investment only produced modest increases in production or none at all.&nbsp;... In short, the Great Leap was a very expensive disaster".{{sfnp|Perkins|1991|pp=483, 486}}
The ''Cambridge History of China'' presents data on economic growth rates in China from 1953 through 1985, calculated by Harvard professor of political economy Dwight H. Perkins. Of all the periods spanning this time frame, only the 1958-1962 period, the period during which the Great Leap Forward campaign was carried out, was a period of economic regress as defined by the growth rate. "As these figures indicate, enormous amounts of investment produced only modest increases in production or none at all," argued Perkins. "The growth of national income for the entire 1958-65 period was less than half of the 1966-78 period, and it took almost twice the level of investment to produce a given increase in output in the former period as in the latter. In short, the Great Leap was a very expensive disaster."<ref> 1991. ]. Pages 483-486 for quoted text, page 493 for growth rates table.</ref>


The CCP studied the damage that was done at various conferences from 1960 to 1962, especially at the "]" in 1962, during which Mao Zedong ceded day-to-day leadership to pragmatic moderates like Chinese President ] and Vice Premier ].<ref>{{Cite web |title=Timeline |url=https://digitalarchive.wilsoncenter.org/theme/chinese-foreign-policy-database/timeline?year=1962 |url-status=dead |archive-url=https://web.archive.org/web/20200622102243/https://digitalarchive.wilsoncenter.org/theme/chinese-foreign-policy-database/timeline?year=1962 |archive-date=22 June 2020 |access-date=21 June 2020 |website=Chinese Foreign Policy Database |publisher=Wilson Center}}</ref><ref>{{Cite web |title=Three Chinese Leaders: Mao Zedong, Zhou Enlai, and Deng Xiaoping |url=http://afe.easia.columbia.edu/special/china_1950_leaders.htm |url-status=live |archive-url=https://web.archive.org/web/20230517180540/http://afe.easia.columbia.edu/special/china_1950_leaders.htm |archive-date=17 May 2023 |access-date=22 June 2020 |publisher=]}}</ref><ref name="CNLaw&Govt1996">{{Cite journal |date=July 1996 |title=The Road to the Cultural Revolution |journal=Chinese Law & Government |volume=29 |issue=4 |pages=61–71 |doi=10.2753/CLG0009-4609290461 |issn=0009-4609}}</ref> Acknowledging responsibilities for the Great Leap Forward, Mao did not retreat from his policies; instead, he blamed problems on bad implementation and "rightists" who opposed him.<ref name="CNLaw&Govt1996" />{{sfnp|Lieberthal|2003|p={{pn|date=June 2024}}}} He initiated the ] in 1963 and the ] in 1966 in order to remove opposition and re-consolidate his power.<ref name="CNLaw&Govt1996" /> In addition, dozens of dams constructed in ], during the Great Leap Forward collapsed in 1975 (under the influence of ]) and resulted in the ], with estimates of its death toll ranging from tens of thousands to 240,000.<ref>{{Cite web |date=20 August 2012 |script-title=zh:1975年那个黑色八月(上) |trans-title=The dark August of 1975 (1) |url=http://paper.people.com.cn/zgnyb/html/2012-08/20/content_1099870.htm |url-status=dead |archive-url=https://web.archive.org/web/20200506134746/http://paper.people.com.cn/zgnyb/html/2012-08/20/content_1099870.htm |archive-date=6 May 2020 |access-date=25 March 2020 |website=] |publisher=China Energy News |language=zh}}</ref><ref>{{Cite web |date=8 August 2019 |title=Reflections on Banqiao |url=https://www.thechemicalengineer.com/features/reflections-on-banqiao/ |url-status=live |archive-url=https://web.archive.org/web/20240724024450/https://www.thechemicalengineer.com/features/reflections-on-banqiao |archive-date=24 July 2024 |access-date=25 March 2020 |publisher=Institution of Chemical Engineers}}</ref>
In subsequent conferences in 1960 and 1962, the negative effects of the Great Leap Forward were studied by the CPC, and Mao was criticized in the party conferences. Party members less economically ] like ] and ] rose to power, and Mao was marginalized within the party, leading him to initiate the ] in 1966.


==Background== ==Background==
{{See also|Agriculture in China|History of the People's Republic of China (1949–1976)}}] theory hypothesized a relatively linear progression of development and a worldwide revolution beginning with the most developed countries. At the founding of the People's Republic of China in 1949, the country was one of poorest in the world. The Great Leap Forward attempted to defy the conventional understanding of the time required for economic development. Through rapid industrialization, it aimed to close the gap between China's developmental stage and its political aspirations.{{sfnp|Qian|2024|p=145–147}} In March 1955, at a national conference of the Party, Mao declared that China "would catch up with and surpass the most powerful capitalist countries in several dozen years", and in October, Mao announced that he would complete the building of a socialist state in 15 years.{{sfnp|Shen|Xia|2011|p=863}}
{{Main|History of the People's Republic of China}}
In October 1949 after the defeat of the ], the Chinese Communist Party proclaimed the establishment of the ]. Immediately, landlords and wealthier peasants had their land holdings forcibly redistributed to poorer peasants. In the agricultural sectors, crops deemed by the Party to be "full of evil" such as the opium crop, were destroyed and replaced with crops such as rice. Within the Party, there was major debate about redistribution. A moderate faction within the party and ] member ] argued that change should be gradual and any ] of the peasantry should wait until industrialization, which could provide the agricultural machinery for mechanized farming. A more radical faction led by ] agreed that the best way to finance industrialization was for the government to take control of agriculture, thereby establishing a monopoly over grain distribution and supply. This would allow the state to buy at a low price and sell much higher, thus raising the capital necessary for the industrialization of the country.


In the late 1950s, China's socio-political landscape experienced significant rural reforms and the aftermath of previous policies aimed at collectivization rather than individualism.<ref name="Makar1975">{{Cite journal |last=Makar |first=A. B. |last2=McMartin |first2=K. E. |last3=Palese |first3=M. |last4=Tephly |first4=T. R. |date=June 1975 |title=Formate assay in body fluids: application in methanol poisoning |url=https://pubmed.ncbi.nlm.nih.gov/1 |journal=Biochemical Medicine |volume=13 |issue=2 |pages=117–126 |doi=10.1016/0006-2944(75)90147-7 |issn=0006-2944 |pmid=1}}</ref> Before the Great Leap Forward, the Chinese government initiated land reforms that redistributed land from landlords to peasants, but these reforms still needed to attain the expected agricultural productivity.<ref name="Makar1975" /> The early 1950s saw the establishment of agricultural cooperatives, yet these changes brought mixed outcomes. However, the push towards rapid industrialization and the establishment of people’s communes in rural areas were central to the Great Leap Forward, reflecting the government’s belief that collectivization and large-scale projects would boost agricultural and industrial outputs. The communes were meant to centralize farming and labor, supposedly leading to increased efficiency and output; still, in reality, and practice, these measures often disrupted traditional farming practices and led to decreased productivity. Dali Yang stated, "The initial stages of collectivization brought chaos and inefficiency, with agricultural productivity often declining".{{sfnp|Yang|1996|pp=10-30}}
It was realized that this policy would be unpopular with the peasants and therefore it was proposed that the peasants should be brought under Party control by the establishment of agricultural collectives which would also facilitate the sharing of tools and draft animals. This policy was gradually pushed through between 1949 and 1958, first by establishing "mutual aid teams" of 5-15 households, then in 1953 "elementary agricultural cooperatives" of 20-40 households, then from 1956 in "higher co-operatives" of 100-300 families. These reforms (sometimes now referred to as ''The Great Leap Forward'') were generally unpopular with the peasants and usually implemented by summoning them to meetings and making them stay there for days and sometimes weeks until they "voluntarily" agreed to join the collective.{{Citation needed|date=September 2009}}


===Agricultural collectives and other social changes===
Besides these economic changes, the Party implemented major social changes in the countryside including the banishing of all religious and mystic institutions and ceremonies and replacing them with political meetings and ] sessions. Attempts were made to enhance rural education and the status of women (allowing females to initiate divorce if they desired) and ending ], ] and ] addiction. Internal passports (called the '']'' system) were introduced in 1956, forbidding travel without appropriate authorization. Highest priority was given to the urban ] for whom a ] was created.
{{Main|Land Reform Movement (China)}}
]


Before 1949, peasants had farmed their own small pockets of land and observed traditional practices—festivals, banquets, and paying homage to ancestors.<ref name="Mirsky2009" /> It was realized that Mao's policy of using a ] on agriculture to finance industrialization would be unpopular with the peasants. Therefore, it was proposed that the peasants should be brought under Party control by the establishment of agricultural ]s which would also facilitate the sharing of tools and draft animals.<ref name="Mirsky2009" />
The first phase of ] was not a great success and there was widespread famine in 1956, though the Party's propaganda machine announced progressively higher harvests. Moderates within the Party, including ], argued for a reversal of ]. The position of the moderates was strengthened by ] 1956 ] at the ] which uncovered ] crimes and highlighted the failure of his agricultural policies including ] in the ].


This policy was gradually pushed through between 1949 and 1958 in response to immediate policy needs, first by establishing "mutual aid teams" of 5–15 households, then in 1953 "elementary agricultural cooperatives" of 20–40 households, then from 1956 in "higher co-operatives" of 100–300 families. From 1954 onward peasants were encouraged to form and join collective-farming associations, which would supposedly increase their efficiency without robbing them of their own land or restricting their livelihoods.<ref name="Mirsky2009" />
In 1957 Mao responded to the tensions in the Party by promoting free speech and criticism under the ]. In retrospect, some have come to argue that this was a ploy to allow critics of the regime, primarily intellectuals but also low ranking members of the party critical of the agricultural policies, to identify themselves.<ref>Chang, Jung and Jon Halliday, p. 435</ref> Some claim that Mao simply swung to the side of the hard-liners once his policies gained strong opposition. Once he had done so, at least half a million were purged under the ], which effectively silenced any opposition from within the Party or from agricultural experts to the changes which would be implemented under the Great Leap Forward.


By 1958, private ownership was abolished and all households were forced into state-operated communes. Mao demanded that the communes increase grain production to feed the cities and to earn foreign exchange through exports. China must follow a different path to socialism than the Soviet Union, Mao told delegates, by allowing its peasants to participate in economic modernisation and making more use of their labour.<ref>https://alphahistory.com/chineserevolution/great-leap-forward/#Collectivsation_and_communes</ref><ref name="Mirsky2009" />
By the completion of the first 5 Year Economic Plan in 1957, Mao had come to doubt that the path to socialism that had been taken by the Soviet Union was appropriate for China. He was critical of Khrushchev's reversal of Stalinist policies and alarmed by the uprisings that had taken place in ], ] and ], and the perception that the USSR was seeking "]" with the Western powers. Mao had become convinced that China should follow its own path to ].


Apart from progressive taxation on each household's harvest, the state introduced a system of compulsory state purchases of grain at fixed prices to build up stockpiles for famine-relief and meet the terms of its trade agreements with the ]. Together, taxation and compulsory purchases accounted for 30% of the harvest by 1957, leaving very little surplus. Rationing was also introduced in the cities to curb 'wasteful consumption' and encourage savings (which were deposited in state-owned banks and thus became available for investment), and although food could be purchased from state-owned retailers the market price was higher than that for which it had been purchased. This too was done in the name of discouraging excessive consumption.{{cn|date=July 2024}}
According to Jonathan Mirsky, a historian and journalist specializing in Chinese affairs, China's isolation from most of the rest of the world, along with the ], had accelerated Mao's attacks on his perceived domestic enemies. It led him to accelerate his designs to develop an economy where the regime would get maximum benefit from rural taxation.<ref name=mirsky/>


Besides these economic changes, the CCP implemented major social changes in the countryside including the banishing of all religious and mystic institutions and ceremonies, replacing them with political meetings and propaganda sessions. Attempts were made to enhance rural education and the status of women (allowing them to initiate divorce if they desired) and ending ], ] and ] addiction. The old system of internal passports (the '']'') was introduced in 1956, preventing inter-county travel without appropriate authorization. Highest priority was given to the urban ] for whom a ] was created.{{cn|date=July 2024}}
Before the Great Leap, peasants farmed their own small pockets of land, and observed traditional practices connected to markets—festivals, banquets, and paying homage to ancestors.<ref name=mirsky/> Starting in 1954, peasants were encouraged to form and join collectives, which would putatively increase their efficiency without robbing them of their own land or restricting their livelihoods.<ref name=mirsky/> By 1958, however, private ownership was entirely abolished and households all over China were forced into state-operated communes. Mao insisted that the communes must produce more grain for the cities and earn foreign exchange from exports.<ref name=mirsky/>

The first phase of collectivization resulted in modest improvements in output.{{cn|date=February 2022}} Famine along the mid-Yangzi was averted in 1956 through the timely allocation of food-aid, but in 1957 the Party's response was to increase the proportion of the harvest collected by the state to insure against further disasters. Moderates within the Party, including ], argued for a reversal of collectivization on the grounds that claiming the bulk of the harvest for the state had made the people's food-security dependent upon the constant, efficient, and transparent functioning of the government.{{cn|date=February 2022}}

===Hundred Flowers Campaign and Anti-Rightist Campaign===
In 1957, Mao responded to the tensions which existed in the Party by launching the ] as a way to promote free speech and criticism. Some scholars have retroactively concluded that this campaign was a ploy designed to allow critics of the regime, primarily intellectuals but also low ranking members of the party who were critical of the agricultural policies, to identify themselves.{{sfnp|Chang |Halliday |2005|p=435}}

By the time of the completion of the first 5 Year Economic Plan in 1957, Mao had come to believe that the path to socialism that had been followed by the Soviet Union was not appropriate for China. He was critical of ] reversal of ] policies and he was also alarmed by the uprisings that had taken place in ], ] and ], and the perception that the USSR was seeking "]" with the Western powers. Mao had become convinced that China should follow its own path to communism. According to ], a historian and a journalist who specialized in Chinese affairs, China's isolation from most of the rest of the world, along with the ], had accelerated Mao's attacks on his perceived domestic enemies. It led him to accelerate his designs to develop an economy where the regime would get maximum benefit from rural taxation.<ref name="Mirsky2009">{{Cite magazine |last=Mirsky |first=Jonathan |date=26 February 2009 |title=The China We Don't Know |url=http://www.nybooks.com/articles/archives/2009/feb/26/the-china-we-dont-know/ |url-status=live |archive-url=https://web.archive.org/web/20151016120725/http://www.nybooks.com/articles/archives/2009/feb/26/the-china-we-dont-know/ |archive-date=16 October 2015 |magazine=New York Review of Books |volume=56 |number=3}}</ref>

The ] started on 8 June 1957. The main goal was to purge "rightists" from the CCP and China altogether. It was believed that approximately 5 percent of the population was still "rightists" (Political conservatives sabotaging the revolution).<ref>{{Cite web |last=Brown |first=Clayton D. |title=China's Great Leap Forward |url=https://www.asianstudies.org/wp-content/uploads/chinas-great-leap-forward-1.pdf |website=US, Asia, and the World: 1914–2012}}</ref>

=== Rash advance movement and anti-rash advance movement ===
{{See also|Beidaihe Conference (1958)}}
In the early years of the New China, due to the lack of experience in financial and economic work, it was a common practice to include the fiscal surplus of the previous year in the budget of the current year. Because of the low level of budgeting in the fiscal sector and inaccurate estimates of economic development, revenues and expenditures were underestimated. However, no problems arose because the government usually managed to end the fiscal year with a surplus. In 1953, when China entered the first five-year plan period, the Chinese economy had improved and the ] still decided to include the fiscal surplus of the previous fiscal year as credit funds in the 1953 budget revenue to cover the current year's expenditures. As a result, budget expenditures were expanded and so was the size of the budget. At that time, only the Soviet expert Kutuzov warned the Chinese fiscal authorities not to use the fiscal surplus of the previous year, however, it was not heeded by the Ministry of Finance. In that year, the gross industrial and agricultural output grew by 21.3%, while the capital construction budget increased by 50% compared to the previous year, which led to an imbalance between production and demand. Such was the "small rash advance" ({{lang|zh|小冒進}}) at the start of the first five-year plan period.{{sfnp|Chen|Guo|2016|pp=127–128}} The issue had caused widespread social controversy. This marked one of the first times people questioned the authority of Chariman Mao (https://www.jstor.org/stable/1973026). The faction of ], ] and others did not think it was appropriate to continue this practice, but they also had opponents. Li Xiannian finally decided to hold a collective meeting to discuss the issue, and after listening to the views of all parties, he decided to abolish the practice.{{sfnp|Chen|Guo|2016|p=129}}

Nevertheless, the controversy over the use of the fiscal surplus persisted, which brought another reckless "rash advance" to China's economic development in 1956. At that time, China lacked consideration in three areas: capital construction, employee wages and agricultural loans, making the central treasury tight again. This drew the attention of Zhou Enlai, Li Xiannian and others, and at a state meeting held on 5 June 1956, proposals were made to curb impetuousness and rash advances, revise the 1956 national economic plan, and cut capital construction investment. Such was the anti-"rash advance" movement.{{sfnp|Chen|Guo|2016|pp=130–131}}

The excess of the first five-year plan gave the nation great confidence, and at the Second Plenary Session of the 8th Central Committee, "go all out, aim high, and build socialism with greater, faster, better, and more economical results" ({{zh|s=鼓足干劲、力争上游、多快好省地建设社会主义|t=鼓足幹勁、力爭上游、多快好省地建設社會主義}}) was adopted as the "General Line for Socialist Construction" in China.{{sfnp|Chen|Guo|2017|p=2}} In 1955, Mao had already expressed his belief that socialist construction should achieve "greater, faster, better, and more economical" results. These led to the re-emergence of "rash advances", which further led to the reintroduction of policies and tendencies that had previously been overturned. Those who opposed Mao's policies were accused of not upholding the tenets of the "class struggle" under people's ].{{sfnp|Chen|Guo|2017|pp=3–9, 20}}

===Initial goals===
{{Main|Exceeding the UK, catching the USA|Launching satellites}}
Regarding agriculture, the Chinese government recognized the country's dilemma of feeding its rapidly growing population without the means to make significant capital improvements in agriculture.{{sfnp|Harrell|2023|p=82}} Viewing human labor as an underutilized ], the government intensified the mobilization of masses of people to increase labor inputs in agriculture.{{sfnp|Harrell|2023|p=82}}

In November 1957, party leaders of communist countries gathered in Moscow to celebrate the 40th anniversary of the ]. ] ] proposed not only to catch up with but exceed the United States in industrial output in the next 15 years through peaceful competition. Mao Zedong was so inspired by the slogan that China put forward its own one: to catch up with and surpass the United Kingdom in 15 years. As with its approach to agriculture, the Chinese government attempted to compensate for its inability to invest in industry with mass mobilizations to increase human labor inputs.{{sfnp|Harrell|2023|p=82}}

The initial projects of the Great Leap Forward were accelerating the construction of waterworks on the ] during the 1957-1958 winter and next the development of people's communes and crude forms of rural industrialization.{{sfnp|Harrell|2023|p=82}} Some Great Leap Projects had lots of long-term value to China's economy and continued to benefit China after The Great Leap Forward ended. Some of the projects included bridges, railroads, canals and reservoirs. However, some of these projects were completed quickly, resulting in errors and delays that did more harm than good.<ref>{{Cite book |last=Ebrey |title=East Asia. A Cultural, Social, and Political History |last2=Walthall |date=January 2013 |publisher=Cengage |isbn=9781133606475 |edition=3rd |pages=481}}</ref>


==Organizational and operational factors== ==Organizational and operational factors==
The Great Leap Forward campaign began during the period of the Second ] which was scheduled to run from 1958 to 1963, though the campaign itself was discontinued by 1961.<ref>Li, Kwok-sing (1995). ''A glossary of political terms of the People's Republic of China''. Hong Kong: The Chinese University of Hong Kong. Translated by Mary Lok. pp.&nbsp;47–48.</ref><ref>{{Cite book |last=Chan |first=Alfred L. |url=https://books.google.com/books?id=9pPxwn6EvR4C&pg=PA13 |title=Mao's crusade: politics and policy implementation in China's great leap forward |publisher=] |year=2001 |isbn=978-0-19-924406-5 |series=Studies on contemporary China |page=13 |access-date=20 October 2011 |archive-url=https://web.archive.org/web/20190612142616/https://books.google.com/books?id=9pPxwn6EvR4C&pg=PA13 |archive-date=12 June 2019 |url-status=live}}</ref> Mao unveiled the Great Leap Forward at a meeting in January 1958 in ].
].]]

The Great Leap Forward campaign began during the period of the Second Five Year Plan which was scheduled to run from 1958–1963, though the campaign itself was discontinued by 1961.<ref name="glossary">Li, Kwok-sing, ''A glossary of political terms of the People's Republic of China''. 1995. Hong Kong: The Chinese University of Hong Kong. Translated by Mary Lok. Pages 47-48.</ref><ref>{{Cite book|title=Mao's crusade: politics and policy implementation in China's great leap forward|series=Studies on contemporary China|author=Chan, Alfred L.|publisher=]|isbn=9780199244065|page=13|url=http://books.google.com/books?id=9pPxwn6EvR4C&pg=PA13}}</ref> Mao unveiled the Great Leap Forward at a meeting in January 1958 in ]. The central idea behind the Great Leap was that rapid development of China's agricultural and industrial sectors should take place in parallel. The hope was to industrialize by making use of the massive supply of cheap labour and avoid having to import heavy machinery. To achieve this, Mao advocated that a further round of ] modeled on the ]'s "]" was necessary in the Chinese countryside where the existing collectives would be merged into huge ].
The Great Leap Forward was grounded in a logical theory of economic development and represented an unambiguous social invention.<ref>{{Cite web |last=Gabriel |first=Satya J. |year=1998 |title=Political Economy of the Great Leap Forward: Permanent Revolution and State Feudal Communes |url=https://www.mtholyoke.edu/courses/sgabriel/economics/china-essays/4.html |url-status=dead |archive-url=https://web.archive.org/web/20210727092936/https://www.mtholyoke.edu/courses/sgabriel/economics/china-essays/4.html |archive-date=27 July 2021 |access-date=15 December 2021 |website=]}}</ref> The central idea behind the Great Leap was that China should "walk on two legs", by rapidly developing both heavy and light industry, urban and rural areas, and large and small scale labor.{{sfnp|Hou|2021|p=44}} The hope was to industrialize by making use of the massive supply of cheap labor and avoid having to import heavy machinery. The government also sought to avoid both social stratification and technical bottlenecks involved in the Soviet model of development, but sought political rather than technical solutions to do so. Distrusting technical experts,{{sfnp|Lieberthal|1987|p=301|loc="Thus, the Anti-Rightist Campaign in both urban and rural areas bolstered the position of those who believed that proper mobilization of the populace could accomplish tasks that the 'bourgeois experts' dismissed as impossible."}} Mao and the party sought to replicate the strategies used in its 1930s regrouping in ] following the ]: "mass mobilization, social leveling, attacks on bureaucratism, disdain for material obstacles".{{sfnp|Lieberthal|1987|p=304}} In the absence of material development inputs, Mao sought to increase development through ] and organizational advantages brought about by socialism.{{sfnp|Qian|2024|p=148}} Mao advocated that a further round of collectivization modeled on the USSR's ] was necessary in the countryside where the existing collectives would be merged into huge people's communes.{{cn|date=July 2024}}, Since the country side was significantly poorer than the cities and the people were hands on workers. (https://www.journals.uchicago.edu/doi/abs/10.1086/430804).


===People's communes=== ===People's communes===
{{Main|People's commune}}
An experimental commune was established at Chayashan in ] in April 1958. Here for the first time private plots were entirely abolished and communal kitchens were introduced. At the Politburo meetings in August 1958, it was decided that these people's communes would become the new form of economic and political organization throughout rural China. By the end of the year approximately 25,000 communes had been set up, with an average of 5,000 households each. The communes were relatively self sufficient co-operatives where wages and money were replaced by work points.
]
An experimental commune was established at Chayashan in ] in April 1958. Here for the first time, private plots were entirely abolished and communal kitchens were introduced. At the ] meetings in August 1958, it was decided that these people's communes would become the new form of economic and political organization throughout rural China. By the end of the year approximately 25,000 communes had been set up, with an average of 5,000 households each. The communes were relatively self-sufficient co-operatives where wages and money were replaced by work points.{{cn|date=July 2024}}


Based on his fieldwork, Ralph A. Thaxton Jr. describes the people's communes as a form of "]" for Chinese farm households. The commune system was aimed at maximizing production for provisioning the cities and constructing offices, factories, schools, and social insurance systems for urban-dwelling workers, cadres and officials. Citizens in rural areas who criticized the system were labeled "dangerous." Escape was also difficult or impossible, and those who attempted were denied by "party-orchestrated public struggle," which further jeopardized their survival.<ref>Thaxton 2008 p. 3</ref> Besides agriculture, communes also incorporated some light industry and construction projects. The commune system was aimed at maximizing production for provisioning the cities and constructing offices, factories, schools, and social insurance systems for urban-dwelling workers, cadres, and officials. Citizens in rural areas who criticized the system were labeled "dangerous". Later on, as more and more families link together to form people's communes, peasants started to lose individual identities, since families were from vastly different communities with different cultures views, political views, family and financial background, which created conflict regarding the means and modes of production. Some wealthier families who refused to join a People's commune might be labeled as rightists.<ref>{{Cite journal |last=Cheng |first=Jingru |year=2022 |title=Collectivisation, paradox and resistance: The architecture of people's commune in china |journal=Journal of Architecture |volume=27 |issue=7–8 |pages=913-948 |doi=10.1080/13602365.2022.2158207 |doi-access=free}}</ref> Escape was also difficult or impossible, and those who attempted were subjected to "party-orchestrated public struggle", which further jeopardized their survival.{{sfnp|Thaxton|2008|p=3}} Besides agriculture, communes also incorporated some light industry and construction projects. Harvests did increase. However this was because of exceptional weather, not, which a lot of officials mistook, as the result of hard work of the peasants, creating further complications. (106) This lead to famine in the countryside since they were required to reach set harvest goal, leaving not enough food for themselves.{{cn|date=July 2024}}


===Industrialization=== ===Industrialization===
]
Mao saw grain and steel production as the key pillars of economic development. He forecast that within 15 years of the start of the Great Leap, China's ] production would surpass that of the ]. In the August 1958 Politburo meetings, it was decided that steel production would be set to double within the year, most of the increase coming through backyard steel furnaces.{{Citation needed|date=September 2010}} Major investments in larger state enterprises were made in 1958-60: 1,587, 1,361, and 1,815 medium- and large-scale state projects were started in 1958, 1959, and 1960 respectively, more in each year than in the first Five Year Plan.<ref>{{Cite book| publisher = Cambridge University Press | isbn = 9780521243360 | editors = Roderick MacFarquhar (ed.) | last = Lardy | first = R. Nicholas | coauthors = K. John Fairbank | title = The People's Republic, Part 1: The Emergence of Revolutionary China 1949-1965 | chapter = The Chinese economy under stress, 1958-1965 | location = Cambridge | date = 1987 | page=367}}</ref> Millions of Chinese became state workers as a consequence of this unprecedented industrial investment: in 1958, 21 million were added to non-agricultural state payrolls, and total state employment reached a peak of 50.44 million in 1960, more than doubling the 1957 level; the urban population swelled by 31.24 million people.<ref name=Lardy368>{{Cite book| publisher = Cambridge University Press | isbn = 9780521243360 | editors = Roderick MacFarquhar (ed.) | last = Lardy | first = R. Nicholas | coauthors = K. John Fairbank | title = The People's Republic, Part 1: The Emergence of Revolutionary China 1949-1965 | chapter = The Chinese economy under stress, 1958-1965 | location = Cambridge | date = 1987 | page=368}}</ref> These new workers placed major stress on China's food-rationing system, which led to increased and unsustainable demands on rural food production.<ref name=Lardy368 /> During this rapid expansion, coordination suffered and material shortages were frequent, resulting in "a huge rise in the wage bill, largely for construction workers, but no corresponding increase in manufactured goods."<ref name="Lardy387">{{Cite book| publisher = Cambridge University Press | isbn = 9780521243360 | editors = Roderick MacFarquhar (ed.) | last = Lardy | first = R. Nicholas | coauthors = K. John Fairbank | title = The People's Republic, Part 1: The Emergence of Revolutionary China 1949-1965 | chapter = The Chinese economy under stress, 1958-1965 | location = Cambridge | date = 1987 | pages=386–87}}</ref> Facing a massive deficit, the government cut industrial investment from 38.9 to 7.1 billion yuan from 1960 to 1962 (an 82% decrease; the 1957 level was 14.4 billion).<ref name="Lardy387"/>


Mao saw grain and steel production as the key pillars of economic development. He forecast that within 15 years of the start of the Great Leap, China's industrial output would surpass that of the UK. In the August 1958 Politburo meetings, it was decided that steel production would be set to double within the year, most of the increase coming through backyard steel furnaces.<ref>{{Cite book |last=Chan |first=Alfred L. |url=https://books.google.com/books?id=9pPxwn6EvR4C&pg=PA69 |title=Mao's Crusade: Politics and Policy Implementation in China's Great Leap Forward |publisher=Oxford University Press |year=2001 |isbn=978-0-19-155401-8 |pages=71–74 |access-date=15 November 2015}}</ref> Major investments in larger state enterprises were made: 1587, 1361 and 1815 medium and large-scale state projects were started in 1958, 1959 and 1960 respectively, more in each year than in the first Five Year Plan.{{sfnp|Lardy|1987|p=367}}
===Backyard furnaces===
]With no personal knowledge of ], Mao encouraged the establishment of small ] in every commune and in each urban neighborhood. Mao was shown an example of a backyard furnace in ], ] in September 1958 by provincial first secretary Zeng Xisheng{{Citation needed|date=August 2009}}. The unit was claimed to be manufacturing high quality steel (though in fact the finished steel had probably been manufactured elsewhere).{{Citation needed|date=September 2009}} Huge efforts on the part of peasants and other workers were made to produce steel out of scrap metal. To fuel the furnaces the local environment was denuded of trees and wood taken from the doors and furniture of peasants' houses. Pots, pans, and other metal artifacts were requisitioned to supply the "scrap" for the furnaces so that the wildly optimistic production targets could be met. Many of the male agricultural workers were diverted from the harvest to help the iron production as were the workers at many factories, schools and even hospitals. Although the output consisted of low quality lumps of ] which was of negligible economic worth, Mao had a deep distrust of intellectuals and faith in the power of the mass mobilization of the peasants. Moreover, the experience of the intellectual classes following the ] silenced those aware of the folly of such a plan. According to his private doctor, ], Mao and his entourage visited traditional steel works in ] in January 1959 where he found out that high quality steel could only be produced in large scale factories using reliable fuel such as coal. However, he decided not to order a halt to the backyard steel furnaces so as not to dampen the revolutionary enthusiasm of the masses. The program was only quietly abandoned much later in that year.


Millions of Chinese became state workers as a consequence of this industrial investment: in 1958, 21 million were added to non-agricultural state payrolls, and total state employment reached a peak of 50.44 million in 1960, more than doubling the 1957 level; the urban population swelled by 31.24 million people.{{sfnp|Lardy|1987|p=368}} These new workers placed major stress on China's food-rationing system, which led to increased and unsustainable demands on rural food production.{{sfnp|Lardy|1987|p=368}} Those between the ages of sixteen and thirty were considered ideal candidates for the militia.{{cn|date=April 2024}} Peasants were working long hours, all year round, even contributed their own cooking utensils to be melted as a source of production.{{sfnp|Lieberthal|2003|p={{pn|date=June 2024}}}}
Substantial effort was expended during the Great Leap Forward on large-scale, but often on poorly planned capital construction projects, such as ] works often built without input from trained engineers. Mao was well aware of the human cost of these water-conservancy campaigns. In early 1958, while listening to a report on irrigation in Jiangsu, he mentioned that:


The consequences of the Great Leap Forward were devastating, leading to one of the most severe famines in human history.{{sfnp|Ashton|Hill |Piazza|Zeitz|1984}} The policies that diverted labor from agriculture to industrial projects, such as backyard steel furnaces, resulted in a catastrophic drop in agricultural output; consequently, food shortages became widespread. According to demographic studies, the famine caused an estimated 15 to 45 million deaths, with rural areas being the hardest hit.{{sfnp|Ashton|Hill|Piazza|Zeitz|1984}} Ashton et al. (1984) highlight, “During the period 1958-62, about 30 million premature deaths occurred in China: deaths that occurred earlier than they would have on the basis of mortality trends for more normal years.”{{sfnp|Ashton |Hill|Piazza|Zeitz|1984}}
<blockquote> "Wu Zhipu claims he can move 30 billion cubic metres; I think 30,000 people will die. Zeng Xisheng has said that he will move 20 billion cubic metres, and I think that 20,000 people will die. Weiqing only promises 600 million cubic metres, maybe nobody will die."<ref name="Dikotter33">Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. p.33. ISBN 0802777686</ref><ref name="Weiqing421">For context, the original can be found in Weiqing, Jiang. ''Qishi nian zhengcheng: Jiang Weiqing huiyilu.'' (A seventy-year journey: The memoirs of Jiang Weiqing) Jiangsu renmin chubanshe, 1996. p.421. ISBN 7214017571. Mao, who had been continually interrupting, was speaking here in praise of Jiang Weiqing's plan (which called for moving 300 million cubic meters). Weiqing states that the others' plans were "exaggerations," though Mao would go to criticize those cadres with objections to high targets at the National Congress in May (see p.422).</ref></blockquote>


During this rapid expansion, coordination suffered and material shortages were frequent, resulting in "a huge rise in the wage bill, largely for construction workers, but no corresponding increase in manufactured goods".{{sfnp|Lardy|1987|p=387}} Facing a massive deficit, the government cut industrial investment from {{CNY|38.9&nbsp;billion}} to {{CNY|7.1&nbsp;billion}} yuan from 1960 to 1962 (an 82% decrease; the 1957 level was 14.4&nbsp;billion).{{sfnp|Lardy|1987|p=387}} partly due to misreporting, or corruption at every level of the government where they would over-report harvest and steel production, by the time people realized, it was too late to correct statistics without angering Mao.{{sfnp|Lieberthal|2003|p={{pn|date=June 2024}}}}
Though Mao "criticized the excessive use of corvée for for large-scale water-conservancy projects" in late 1958,<ref name="MacFarquhar150">MacFarquhar, Roderick. ''The Origins of the Cultural Revolution, Vol. 2'' Columbia University Press, 1983. p.150. ISBN 0231057172</ref> mass mobilization on irrigation works continued unabated for the next several years, and claimed the lives of hundreds of thousands of exhausted, starving villagers.<ref name="Dikotter33"/> The inhabitants of Qingshui and Gansu referred to these projects as the "killing fields."<ref name="Dikotter33"/>


===Backyard furnaces===
]
{{Main|Backyard furnace}}
On the communes, a number of radical and controversial agricultural innovations were promoted at the behest of Mao. Many of these were based on the ideas of now discredited Soviet biologist ] and his followers. The policies included close cropping, whereby seeds were sown far more densely than normal on the incorrect assumption that seeds of the same class would not compete with each other.{{Citation needed|date=January 2011}} Deep plowing (up to 2m deep) was encouraged on the mistaken belief that this would yield plants with extra large root systems. Moderately productive land was left unplanted with the belief that concentrating manure and effort on the most fertile land would lead to large per-acre productivity gains. Altogether, these untested innovations generally led to decreases in grain production rather than increases.<ref name=hinton1984>{{Cite book
]
| last = Hinton
The Great Leap Forward sought to revive folk technologies, including in the area of steel production.{{sfnp|Qian|2024|p=168}} ] faced a shortage of imported iron and calls to increase production of "native iron" had begun in 1956.{{sfnp|Qian|2024|p=168}} By mid-1958, the Chinese state began promoting indigenous metallurgical methods and the proliferation of "folk furnaces".{{sfnp|Qian|2024|p=168}}
| first = William

| authorlink = William H. Hinton
Mao was shown an example of a backyard furnace in ], Anhui, in September 1958 by provincial first secretary ]. The unit was claimed to be manufacturing high quality steel.<ref>{{Cite book |last=Li |first=Zhisui |author-link=Li Zhisui |url=https://books.google.com/books?id=VyU6fwmdjf8C&pg=PA278 |title=The Private Life of Chairman Mao |publisher=Random House |year=2011 |isbn=978-0-307-79139-9 |pages=272–274, 278 |access-date=15 November 2015}}</ref>
| title = Shenfan: The Continuing Revolution in a Chinese Village

| publisher = ]
Moreover, the experience of the intellectual classes following the ] silenced those aware of the folly of such a plan. According to his private doctor, ], Mao and his entourage visited traditional steel works in ] in January 1959 where he found out that high quality steel could only be produced in large-scale factories using reliable fuel such as coal. However, he decided not to order a halt to the backyard steel furnaces so as not to dampen the revolutionary enthusiasm of the masses. The program was only quietly abandoned much later in that year.{{cn|date=July 2024}}
| location = New York

| year = 1984
===Crop production experiments===
| pages = 236–245
{{see also|Lysenkoism}}
| doi =
]'' front page report on 13 August 1958, that the Macheng Jianguo commune in Hubei had set a record of in early rice]]
| isbn = 0394723783 }}
</ref>


On the communes, a number of radical and controversial agricultural innovations were promoted at the behest of Mao. Many of these innovations were based on the ] of now discredited Soviet agronomist ] and his followers. The policies included close cropping, whereby seeds were sown far more densely than normal on the incorrect assumption that seeds of the same class would not compete with each other. Yang provides data on the failure of close planting techniques, which reduced yields in Anhui from 400 jin per mu to less than 200 jin per mu due to overcrowded plants competing for nutrients and sunlight."{{sfnp|Yang|2012|p={{pn|date=June 2024}}}}{{sfnp|Dikötter|2010|p=39}} ] was encouraged on the mistaken belief that this would yield plants with extra large root systems.{{Citation needed|date=March 2019}} Moderately productive land was left unplanted based on the belief that concentrating manure and effort on the most fertile land would lead to large productivity gains per-acre. Altogether, these untested innovations generally led to decreases in grain production rather than increases.{{sfnp|Hinton|1984|pp=–245}}
Meanwhile, local leaders were pressured into falsely reporting ever-higher grain production figures to their political superiors. Participants at political meetings remembered production figures being inflated up to 10 times actual production amounts as the race to please superiors and win plaudits – like the chance to meet Mao himself – intensified. The state was later able to force many production groups to sell more grain than they could spare based on these false production figures.<ref>Hinton 1984, pp. 234–240, 247-249</ref>


Meanwhile, local leaders were pressured into falsely reporting ever-higher grain production figures to their political superiors. Participants at political meetings remembered production figures being inflated up to 10 times their actual production amounts as the race to please superiors and win plaudits—like the chance to meet Mao himself—intensified. The state was later able to force many production groups to sell more grain than they could spare based on these false production figures.{{sfnp|Hinton|1984|pp=–240, 247–249}}
The initial impact of the Great Leap Forward was discussed at the ] in July/August 1959. Although many of the more moderate leaders had reservations about the new policy, the only senior leader to speak out openly was Marshall ]. Mao used the conference to dismiss Peng from his post as Defence Minister and denounce both Peng (who came from a poor peasant family) and his supporters as "bourgeois," and launch a nationwide campaign against "rightist opportunism." Peng was replaced by ], who began a systematic purge of Peng's supporters from the military.


===Treatment of villagers=== ===Treatment of villagers===
]
The ban on private holdings ruined peasant life at its most basic level, according to Mirsky. Villagers were unable to secure enough food to go on living, because the traditional means of being able to rent, sell, or use their land as collateral for loans was deprived of them by the commune system.<ref name=mirsky /> In one village, once the commune was operational the Party boss and his colleagues "swung into manic action, herding villagers into the fields to sleep and to work intolerable hours, and forcing them to walk, starving, to distant additional projects."<ref name=mirsky />
]


The ban on ] severely disrupted peasant life at its most basic level. Villagers were unable to secure enough food to go on living because they were deprived by the commune system of their traditional means of being able to rent, sell, or use their land as collateral for loans.<ref name="Mirsky2009" /> In one village, once the commune was operational, the Party boss and his colleagues "swung into manic action, herding villagers into the fields to sleep and to work intolerable hours, and forcing them to walk, starving, to distant additional projects".<ref name="Mirsky2009" />
Edward Friedman, a political scientist at the University of Wisconsin, Paul Pickowicz, a historian at the University of California at San Diego and Mark Selden, a sociologist at Binghamton University, wrote about the dynamic of interaction between the Party and villagers:


Edward Friedman, political scientist, Paul Pickowicz, historian, and ], sociologist, wrote about the dynamic of interaction between the Party and villagers:
<blockquote>Beyond attack, beyond question, was the systemic and structured dynamic of the socialist state that intimidated and impoverished millions of patriotic and loyal villagers.<ref name=revolutionresistance>Friedman, Edward, Paul G. Pickowicz, and Mark Selden. (2006) "Revolution, Resistance, and Reform in Village China, Yale University Press.</ref></blockquote>
{{blockquote|Beyond attack, beyond question, was the systemic and structured dynamic of the socialist state that intimidated and impoverished millions of patriotic and loyal villagers.<ref>Friedman, Edward; Pickowicz, Paul G.; and Selden, Mark (2006). ''Revolution, Resistance, and Reform in Village China''. Yale University Press.</ref>}}


The authors present a similar picture to Thaxton in depicting the Communist Party's destruction of the traditions of Chinese villagers. Traditionally prized local customs were deemed signs of "feudalism" to be extinguished, according to Mirsky. "Among them were funerals, weddings, local markets, and festivals. The Party thus destroyed 'much that gave meaning to Chinese lives. These private bonds were social glue. To mourn and to celebrate is to be human. To share joy, grief, and pain is humanizing.'"<ref name=mirsky2>Mirsky, Jonathan. "," The New York Review of Books, Volume 53, Number 8 · May 11, 2006</ref> Failure to participate in the CPC's political campaigns—though the aims of such campaigns were often conflicting--"could result in detention, torture, death, and the suffering of entire families."<ref name=mirsky2/> The authors present a similar picture to Thaxton in depicting the party's destruction of the traditions of Chinese villagers. Traditionally prized local customs were deemed signs of ] to be extinguished. "Among them were funerals, weddings, local markets, and festivals. The Party thus destroyed much that gave meaning to Chinese lives. These private bonds were social glue. To mourn and to celebrate is to be human. To share joy, grief, and pain is humanizing."<ref name="Mirsky2006">{{Cite magazine |last=Mirsky |first=Jonathan |date=11 May 2006 |title=China: The Shame of the Villages |url=http://www.nybooks.com/articles/archives/2006/may/11/china-the-shame-of-the-villages/ |url-status=live |archive-url=https://web.archive.org/web/20151029192253/http://www.nybooks.com/articles/archives/2006/may/11/china-the-shame-of-the-villages/ |archive-date=29 October 2015 |magazine=The New York Review of Books |volume=53 |number=8}}</ref> Failure to participate in the CCP's political campaigns—though the aims of such campaigns were often conflicting—"could result in detention, torture, death, and the suffering of entire families".<ref name="Mirsky2006" />


Public criticism sessions were often used to intimidate the peasants into obeying local cadres; they increased the death rate of the famine in several ways, according to Thaxton. "In the first case, blows to the body caused internal injuries that, in combination with physical emaciation and acute hunger, could induce death." In one case, after a peasant stole two cabbages from the common fields, the thief was publicly criticized for half a day. He collapsed, fell ill, and never recovered. Others were sent to labor camps.<ref>Thaxton 2008, p. 212</ref> Public ]s were often used to intimidate the peasants into obeying local officials; they increased the death rate of the famine in several ways. "In the first case, blows to the body caused internal injuries that, in combination with physical ] and acute hunger, could induce death." In one case, after a peasant stole two cabbages from the common fields, the thief was publicly criticized for half a day. He collapsed, fell ill, and never recovered. Others were sent to ]s.{{sfnp|Thaxton|2008|p=212}}


About 7% of those who died during the Great Leap Forward were tortured to death or summarily killed.<ref>{{Cite magazine |last=Becker |first=Jasper |author-link=Jasper Becker |date=25 September 2010 |title=Systematic genocide |url=http://www.spectator.co.uk/books/6296363/part_2/systematic-genocide-.thtml |archive-url=https://web.archive.org/web/20120411230653/http://www.spectator.co.uk/books/6296363/part_2/systematic-genocide-.thtml |archive-date=11 April 2012 |magazine=]}}</ref> Benjamin Valentino notes that "communist officials sometimes tortured and killed those accused of failing to meet their grain quota".{{sfnp|Valentino|2004|p=128}}
===Modes of resistance===
According to over 20 years of research by Ralph Thaxton, professor of politics at Brandeis University, villagers turned against the CPC during and after the Great Leap, seeing it as autocratic, brutal, corrupt, and mean-spirited.<ref name=mirsky/> The CPC's policies, which included plunder, forced labor, and starvation, according to Thaxton, led villagers "to think about their relationship with the Communist Party in ways that do not bode well for the continuity of socialist rule."<ref name=mirsky/>


However, J. G. Mahoney has said that "there is too much diversity and dynamism in the country for one work to capture&nbsp;... rural China as if it were one place." Mahoney describes an elderly man in rural ] who recalls Mao fondly, saying "Before Mao we sometimes ate leaves, after liberation we did not." Regardless, Mahoney points out that Da Fo villagers recall the Great Leap Forward as a period of famine and death, and among those who survived in Da Fo were precisely those who could digest leaves.<ref>{{Cite journal |last=Mahoney |first=Josef Gregory |year=2009 |title=Ralph A. Thaxton, Jr., ''Catastrophe and Contention in Rural China: Mao's Great Leap Forward, Famine and the Origins of Righteous Resistance in Da Fo Village'' |journal=Journal of Chinese Political Science |type=Book review |publisher=Springer |volume=14 |pages=319–320 |doi=10.1007/s11366-009-9064-8 |s2cid=153540137 |number=3}}</ref>
Often, villagers composed ] to show their defiance to the regime, and "perhaps, to remain sane." During the Great Leap, one jingle ran: "Flatter shamelessly—eat delicacies.... Don't flatter—starve to death for sure."<ref name=mirsky2/>


==Direct consequences==
==Climate conditions and famine==
The failure of agricultural policies, the movement of farmers from agricultural to industrial work, and weather conditions suppressed the food supply. At the same time improvements in medicine,<ref>{{Cite journal |last=Babiarz |first=K. S. |last2=Eggleston |first2=K. |last3=Miller |first3=G. |last4=Zhang |first4=Q. |year=2015 |title=An exploration of China's mortality decline under Mao: A provincial analysis, 1950–80. |journal=Popul Stud (Camb) |volume=69 |issue=1 |pages=39–56 |doi=10.1080/00324728.2014.972432 |pmc=4331212 |pmid=25495509}}</ref> infant mortality,<ref name="Dicker2018" /> and average life expectancy<ref name="Dicker2018" /> promoted by the ] led to a greatly increased need for food. The shortage of supply clashed with an explosion in demand, leading to millions of deaths from severe famine. The economy, which had improved since the end of the civil war, was devastated, and in response to the severe conditions, there was resistance among the populace.

The effects on the upper levels of government in response to the disaster were complex, with Mao purging the Minister of National Defense ] in 1959, the temporary promotion of ], ], and ], and Mao losing some power and prestige following the Great Leap Forward, during the ] in 1962, which led him to launch the ] in 1966.<ref>{{Cite book |last=MacFarquhar |first=Roderick |url=https://books.google.com/books?id=mfCaziaSBtwC&q=Seven+Thousand+Cadres+Conference&pg=PA137 |title=The Origins of the Cultural Revolution: Volume III, the Coming of the Cataclysm 1961–1966 |publisher=Columbia University Press |year=1999 |isbn=978-0-231-11083-9}}</ref><ref>{{Cite web |title=Three Chinese Leaders: Mao Zedong, Zhou Enlai, and Deng Xiaoping |url=http://afe.easia.columbia.edu/special/china_1950_leaders.htm |url-status=live |archive-url=https://web.archive.org/web/20230517180540/http://afe.easia.columbia.edu/special/china_1950_leaders.htm |archive-date=17 May 2023 |access-date=22 June 2020 |publisher=]}}</ref>

<gallery class="center" widths="250px" heights="180px">
File:Birth rate in China.svg|Birth and death rate in China
</gallery>

===Famine===
{{Main|Great Chinese Famine}} {{Main|Great Chinese Famine}}
]
Despite the harmful agricultural innovations, the weather in 1958 was very favorable and the harvest promised to be good. Unfortunately, the amount of labour diverted to steel production and construction projects meant that much of the harvest was left to rot uncollected in some areas. This problem was exacerbated by a devastating ] swarm, which was caused when their natural predators were killed as part of the ]. Although actual harvests were reduced, local officials, under tremendous pressure from central authorities to report record harvests in response to the new innovations, competed with each other to announce increasingly exaggerated results. These were used as a basis for determining the amount of grain to be taken by the State to supply the towns and cities, and to export. This left barely enough for the peasants, and in some areas, starvation set in. During 1958–1960 China continued to be a substantial net exporter of grain, despite the widespread famine experienced in the countryside, as Mao sought to maintain face and convince the outside world of the success of his plans. Foreign aid was refused. When the Japanese foreign minister told his Chinese counterpart Chen Yi of an offer of 100,000 tonnes of wheat to be shipped out of public view, he was rebuffed. John F Kennedy was also aware that the Chinese were exporting food to Africa and Cuba during the famine and said "we've had no indication from the Chinese Communists that they would welcome any offer of food."<ref name="Dikotter114115">Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. pp. 114-115. ISBN 0802777686</ref>


] was the most notable target of the ].]]
In 1959 and 1960 the weather was less favorable, and the situation got considerably worse, with many of China's provinces experiencing severe famine. Droughts, floods, and general bad weather caught China completely by surprise. In July 1959, the ] ] in East China. According to the Disaster Center,<ref> as of 3 July 2006, The Disaster Center (accessed 3 July 2006)</ref> it directly killed, either through starvation from crop failure or drowning, an estimated 2 million people.
Despite the harmful agricultural innovations, the weather was very favorable in 1958 and the harvest was also good. However, the amount of labor which was diverted to steel production and construction projects meant that much of the harvest was left to rot because it was not collected in some areas. This problem was exacerbated by a devastating swarm of locusts, which was caused when their natural predators were killed as part of the ].{{Citation needed paragraph|date=May 2023}}


Although actual harvests were reduced, local officials, under tremendous pressure to report record harvests to central authorities in response to the innovations, competed with each other to announce increasingly exaggerated results. These results were used as the basis for determining the amount of grain which would be taken by the State, supplied to the towns and cities and exported. This barely left enough grain for the peasants, and in some areas, starvation set in. A 1959 drought and flooding from the ] in the same year also contributed to the famine.{{Citation needed paragraph|date=May 2023}}
In 1960, at least some degree of drought and other bad weather affected 55 percent of cultivated land, while an estimated 60 percent of northern agricultural land received no rain at all.<ref>, Asia Times, 1 April 2004 (accessed 3 July 2006)</ref>


During 1958–1960 China continued to be a substantial net exporter of grain, despite the widespread famine which was being experienced in the countryside, as Mao sought to maintain face and convince the outside world of the success of his plans. Foreign aid was refused. When the Japanese foreign minister told his Chinese counterpart Chen Yi about an offer of 100,000 tonnes of wheat which was going to be shipped away from public view, he was rebuffed.{{cn|date=July 2024}}
With dramatically reduced yields, even urban areas suffered much reduced rations; however, mass starvation was largely confined to the countryside, where, as a result of drastically inflated production statistics, very little grain was left for the peasants to eat. Food shortages were bad throughout the country; however, the provinces which had adopted Mao's reforms with the most vigor, such as ], ] and ], tended to suffer disproportionately. ], one of China's most populous provinces, known in China as "Heaven's Granary" because of its fertility, is thought to have suffered the greatest absolute numbers of deaths from starvation due to the vigor with which provincial leader Li Jinquan undertook Mao's reforms. During the Great Leap Forward, cases of ] also occurred in the parts of China that were severely affected by drought and famine.<ref>, New York Times</ref>


] was also aware that the Chinese were exporting food to Africa and Cuba during the famine.{{sfnp|Dikötter|2010|pp=114–115}} He said during the news conference on 23 May 1962, "Well, there has been no indication of any expression of interest or desire by the Chinese Communists to receive any food from us, as I have said at the beginning, and we would certainly have to have some idea as to whether the food was needed and under what conditions it might be distributed. Up to the present, we have had no such indication." But Kennedy said that the US provided food for about half a million refugees in British Hong Kong.<ref>{{Cite web |last=Kennedy |first=John F. |date=23 May 1962 |title=News conference 34, May 23, 1962 |url=https://www.jfklibrary.org/archives/other-resources/john-f-kennedy-press-conferences/news-conference-34 |access-date=4 June 2023 |website=John F. Kennedy Presidential Library and Museum}}</ref>
The agricultural policies of the Great Leap Forward and the associated famine would then continue until January 1961, where, at the Ninth Plenum of the Eighth Central Committee, the restoration of agricultural production through a reversal of the Great Leap policies was started. Grain exports were stopped, and imports from ] and ] helped to reduce the impact of the food shortages, at least in the coastal cities.


With dramatically reduced yields, even urban areas received greatly reduced rations; however, mass starvation was largely confined to the countryside, where, as a result of drastically inflated production statistics, very little grain was left for the peasants to eat. Food shortages were bad throughout the country, but the provinces which had adopted Mao's reforms with the most vigor, such as ], ] and ], tended to suffer disproportionately. ], one of China's most populous provinces, known in China as "Heaven's Granary" because of its fertility, is thought to have suffered the highest number of deaths from starvation due to the vigor with which provincial leader ] undertook Mao's reforms. There are widespread oral reports, though little official documentation, of cannibalism being practiced in various forms as a result of the famine.<ref>{{Cite web |last=Bernstein |first=Richard |date=5 February 1997 |title=Horror of a Hidden Chinese Famine |url=https://query.nytimes.com/gst/fullpage.html?res=9A0CE3D71E3DF936A35751C0A961958260 |url-access=subscription |url-status=live |archive-url=https://web.archive.org/web/20090305072906/http://query.nytimes.com/gst/fullpage.html?res=9A0CE3D71E3DF936A35751C0A961958260 |archive-date=5 March 2009 |website=The New York Times}}</ref><ref name="Branigan2013" /> Author ] also claims that, while growing up in Henan during the Great Leap Forward, he was taught to "recognize the most edible kinds of bark and clay by his mother. When all of the trees had been stripped and there was no more clay, he learned that lumps of coal could appease the devil in his stomach, at least for a little while."<ref>{{Cite magazine |last=Fan |first=Jiayang |date=15 October 2018 |title=Yan Lianke's Forbidden Satires of China |url=https://www.newyorker.com/magazine/2018/10/15/yan-liankes-forbidden-satires-of-china |url-status=live |archive-url=https://web.archive.org/web/20181101055252/https://www.newyorker.com/magazine/2018/10/15/yan-liankes-forbidden-satires-of-china |archive-date=1 November 2018 |access-date=31 October 2018 |magazine=The New Yorker}}</ref>
==Consequences==
As inflated statistics reached planning authorities, orders were given to divert ] into ] rather than ]. The official toll of excess deaths recorded in China for the years of the Great Leap Forward is 14 million, but as of 1987, scholars had estimated the number of victims to be between 20 and 43 million.<ref name="xiz">Peng Xizhe (彭希哲), "Demographic Consequences of the Great Leap Forward in China's Provinces," ''Population and Development Review'' 13, no. 4 (1987), 639-70.<br>For a summary of other estimates, refer to </ref>


The agricultural policies of the Great Leap Forward and the associated famine continued until January 1961, when, at the Ninth Plenum of the ], the restoration of agricultural production through a reversal of the Great Leap policies was started. Grain exports were stopped, and imports from Canada and Australia reduced the impact of the food shortages, at least in the coastal cities.{{cn|date=July 2024}}
The three years between 1959 and 1962 were known as the "Three Bitter Years" and the ]. Many local officials were tried and publicly executed for giving out misinformation.<ref>''Chinese Village, Socialist State'' By Edward Friedman, Kay Johnson, page 243, as seen in ]</ref>


====Deaths by famine====
Thaxton's final judgement of the effect on villagers of the famine was that "Village people... had come to associate socialism with starvation and the agents of the party-state with the specter of death."<ref name=mirsky>Mirsky, Jonathan. "," New York Review of Books Volume 56, Number 3 · February 26, 2009</ref>
The exact number of deaths by famine is difficult to determine, and estimates range from 15 million to 55 million people.<ref name="Hasell2013" /><ref name="Dikötter2010 p. xii" /><ref name="Grangereau2011">{{Cite web |last=Grangereau |first=Philippe |date=17 June 2011 |title=La Chine creuse ses trous de mémoire |url=http://www.liberation.fr/planete/2011/06/17/la-chine-creuse-ses-trous-de-memoire_743211 |url-status=live |archive-url=https://web.archive.org/web/20191002195005/https://www.liberation.fr/planete/2011/06/17/la-chine-creuse-ses-trous-de-memoire_743211 |archive-date=2 October 2019 |access-date=24 November 2016 |website=] |language=fr}}</ref> Because of the uncertainties which are involved in estimating the number of deaths which were caused by the failure of the Great Leap Forward and the ensuing famine and because of the uncertainties which are involved in ]s, it is difficult to compare the severity of different famines. If an estimate of 30 million deaths is accepted, the failure of the Great Leap Forward caused the deadliest famine in the history of China, and it also caused the deadliest famine in human history.<ref name="Ashton1984" /><ref>{{harvp|Yang|2010}}. Yang excerpts {{Cite journal |last=Sen |first=Amartya |year=1999 |title=Democracy as a universal value |journal=Journal of Democracy |volume=10 |issue=3 |pages=3–17 |doi=10.1353/jod.1999.0055}} Who calls it "the largest recorded famine in world history: nearly 30 million people died".</ref> This extremely high loss of human lives was partially caused by ]. To put things into absolute and relative numerical perspective: in the ], approximately 1 million people<ref>{{Cite book |title=The Universal Almanac |publisher=Banta |year=1992 |editor-last=Wright |editor-first=John W. |location=Harrisonburg, VA |page=411}}</ref> out of a total population of 8 million people died, or 12.5% of Ireland's entire population. If approximately 23 million people out of a total population of 650 million people died during the Great Chinese Famine, the percentage would be 3.5%.<ref name="Hasell2013" /> Hence, the famine during the Great Leap Forward had the highest absolute death toll, though not the highest relative (percentage) one.


The Great Leap Forward reversed the downward trend in mortality that had occurred since 1950,{{sfnp|Coale|1984|p=7}} though even during the Leap, mortality may not have reached pre-1949 levels.{{sfnp|Li|2008|p=41}}{{efn|Li compares official crude death rates for the years 1959–1962 (11.98, 14.59, 25.43, and 14.24 per thousand, respectively) with the nationwide crude death rate reported by the Nationalist government for the years 1936 and 1938 (27.6 and 28.2 per thousand, respectively).{{sfnp|Li|2008|p=41}}}} Famine deaths and the reduction in number of births caused the population of China to drop in 1960 and 1961.{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|p=615}}{{sfnp|Banister|1987|p=42}}{{efn|Both Ashton and Banister get their data from Statistical Yearbook of China 1983 published by the State Statistical Bureau.}} This was only the third time in 600 years that the population of China had decreased.{{sfnp|Banister|1987|p=3}} Mao suggested, in a discussion with ] in Autumn 1961, that "unnatural deaths" exceeded 5 million in 1960–1961, according to a declassified CIA report.<ref>{{Cite report |url=https://www.cia.gov/readingroom/docs/polo-10.pdf |title=Communist China's Domestic Crisis: the Road to 1964 |last=Bridgham |first=Philip L. |date=31 July 1964 |publisher=] |page=82 |via=Freedom of Information Act Electronic Reading Room}}</ref> After the Great Leap Forward, mortality rates decreased to below pre-Leap levels and the downward trend begun in 1950 continued.{{sfnp|Coale|1984|p=7}}
===Deaths by starvation===
Starting in the early 1980s, critics of the Great Leap added quantitative muscle to their arsenal. U.S. government employee ] published what became an influential article in the '']'', and since then estimates as high as 30 million deaths in the Great Leap became common in the U.S. press. Wim F Wertheim, emeritus professor from the University of Amsterdam, disagrees with the numbers presented on the basis that they lack scientific support.<ref name=NOTBAD>, Asia Times, 1 April 2004 (accessed 3 July 2006)</ref> Critics of this position point to the numerous studies by individuals such as Aird in 1982, Ashton et al. in 1984, and Peng in 1987 that specifically sought to quantify the Great Leap's demographic impact. A lingering problem that all scholars point to is the assumptions regarding birth rate used in the most widely cited projections of famine deaths. These assumptions make it difficult to gauge the death toll with a high degree of accuracy.


The severity of the famine varied from region to region. By correlating the increases in the death rates of different provinces, Peng Xizhe found that Gansu, Sichuan, ], ], ], and Anhui were the hardest-hit regions, while ], ], ], ], and ] experienced the lowest increases in death rates during the Great Leap Forward (there was no data for ]).{{sfnp|Peng|1987|pp=646–648}} In some areas, people resorted to eating tree bark and dirt, and in some places cannibalism as a result of starvation.<ref>{{Cite web |last=Boyle |first=Michael J. |date=16 September 2022 |title=Great Leap Forward: What it was, goals, and impact |url=https://www.investopedia.com/terms/g/great-leap-forward.asp |website=Investopedia}}</ref>{{bsn|date=November 2024}} Peng also noted that the increase in death rates in urban areas was about half the increase in death rates in rural areas.{{sfnp|Peng|1987|pp=646–648}} According to Chinese government reports in the ''Fuyang Party History Research Office'', between the years 1959 and 1961, 2.4 million people from Fuyang died from the famine.<ref>Zhou Xun. Forgotten Voices of Mao's Great Famine, 1958–1962: An Oral History. 2013. pp. 138–139, 292</ref>{{sfnp|Gao|2007|p={{pn|date=June 2024}}}}
Dr Ping-ti Ho, professor of history at the University of Chicago and an expert in Chinese Demography, in a book titled ''Studies on the Population of China, 1368–1953'' (Harvard East Asian Studies No 4, 1959), also mentioned numerous flaws in the 1953 census on which famine death projections are made, though acknowledging the lack of more accurate sources.


===Long-term impact===
Critics of ] and ]'s book '']'' often cite these studies as evidence that their body count (38 million) may be exaggerated. However, sinologist Stuart Schram believes their estimate "may well be the most accurate."<ref>Stuart Schram "Mao: The Unknown Story". The China Quarterly (189): 207. Retrieved on 2007-10-07.</ref> Jung Chang argues that "Mao had actually allowed for many more deaths. Although slaughter was not his purpose with the Leap, he was more than ready for myriad deaths to result, and had hinted to his top echelon that they should not be too shocked if they happened."<ref>] and ]. ''].'' Jonathan Cape, London, 2005. p 457 ISBN 0224071262</ref> In light of evidence provided in their book, ] believes that the mass dyings associated with Great Leap Forward now constitute "]" and revised his democide total for the ] from 35 million to 77 million.<ref>{{Cite web|url=http://democraticpeace.wordpress.com/2008/11/24/getting-my-reestimate-of-maos-democide-out/|title=Getting My Reestimate Of Mao’s Democide Out|date=11-30-2005|accessdate=2007-04-09|)|author=R.J. Rummel}}</ref>


The long-term impact of the Great Leap Forward extended beyond immediate famine and loss of life. The policies and their disastrous outcomes led to significant changes in Chinese society and governance. In rural areas, the effects on education and women's labor roles were profound. The collapse of agricultural production systems and the communal structure led to a reevaluation of economic strategies in subsequent decades. Rural education suffered due to the upheaval, and while women were initially mobilized into the workforce, the ensuing chaos often negated these advances. Dali Yang explains, "The Great Leap Forward’s failure necessitated significant policy shifts, leading to a more pragmatic approach in China’s economic reforms."{{sfnp|Yang|1996|pp=150-170}}
One authoritative account of the famine, a 1,100-page study by ], a long-time communist party member and a reporter for the official Chinese news agency ], puts the number of deaths from the ] at 36 million. His book, entitled ''Tombstone'' (''Mùbēi'', 2008), challenges the official Communist Party line that the famine was largely a result of "Three Years of Natural Disasters" and he puts the blame squarely on ] policies, such as diverting agricultural workers to steel production instead of growing crops, and exporting grain at the same time.<ref>Verna Yu. ''.'' ], November 18, 2008</ref><ref>]. ''.'' ], August 12, 2008</ref> During the course of his research, Yang uncovered that some 22 million tons of grain was held in public granaries at the height of the famine, reports of the starvation went up the bureaucracy only to be ignored by top officials, and the authorities ordered that statistics be destroyed in regions where population decline became evident.<ref>Perry Link. . ], December 16, 2010</ref> Economist ] argues that Yang's account "shows that Mao's slaughter was caused in considerable part by terror-starvation; that is, voluntary manslaughter (and perhaps murder) rather than innocuous famine."<ref>]. ''].'' ], 2009. ISBN 0415777577 pg. 114</ref>


<gallery class="center" widths="250px" heights="250px">
Another account by the aforementioned historian Frank Dikötter (], 2010), which is based on recently accessible Chinese archival sources, places the death toll even higher, at 45 million minimum.<ref name="Dikotter333">Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. p. 333. ISBN 0802777686</ref> He claims that the census figures, which point to a death toll between 15 and 32 million, are largely inadequate, and that public security reports and secret reports collated by party committees towards the end of the Great Leap indicate the human cost was far greater.<ref name="Dikotter333"/> He also notes that "Some historians speculate that the true figure stands as high as 50 to 60 million people."<ref name="Dikotter333"/>
File:Global famines history.jpg|Global famines history
File:Total number of deaths by age globally for both sexes combined 1950–2017.png|The Great Leap Forward produced a significant spike in the global number of deaths (1950–2017)<ref name="Dicker2018">{{Cite journal |last=Dicker |first=Daniel |year=2018 |title=Global, regional, and national age-sex-specific mortality and life expectancy, 1950–2017: a systematic analysis for the Global Burden of Disease Study 2017 |journal=The Lancet |volume=392 |issue=10159 |pages=1684–1735 |doi=10.1016/S0140-6736(18)31891-9 |pmc=6227504 |pmid=30496102}}</ref>
</gallery>


==== Methods of estimating the death toll and methods of identifying the sources of the error ====
Yang notes that local party officials were indifferent to the large number of people dying around them, as their primary concern was the delivery of grain, which Mao wanted to use to pay back debts to the USSR totaling 1.973 billion ]. In ], people died of starvation at the doors of grain warehouses.<ref>Mark O'Neill. South China Morning Post, 2008-7-6.</ref> Mao refused to open the state granaries as he dismissed reports of food shortages and accused the peasants of hiding grain.<ref>]. ''.'' Holt Paperbacks, 1998. ISBN 0805056688 p. 81</ref>
{| class="wikitable sortable" style="float: right; margin:10px; border:1"
|+ Estimates of Great Chinese Famine death toll
|-
! scope="col" | Deaths<br>(millions)
! scope="col" | Author(s)
! scope="col" | Year
|-
|15
|Houser, Sands, and Xiao{{sfnp|Houser |Sands |Xiao |2009}}{{efn|This estimate concludes that the excess death count by manmade causes numbers some 10.3 million, 69% of the total estimated deaths.}}
|2005
|-
|18
|Yao<ref>{{Cite journal |last=Yao |first=Shujie |year=1999 |title=A Note on the Causal Factors of China's Famine in 1959–1961 |journal=Journal of Political Economy |volume=107 |issue=6 |pages=1365–1369 |doi=10.1086/250100 |s2cid=17546168}}</ref>
|1999
|-
| 23 || Peng{{sfnp|Peng|1987|pp=648–649}} || 1987
|-
| 27 || Coale{{sfnp|Coale|1984|p=7}}{{efn|Coale estimates 27 million deaths: 16 million from direct interpretation of official Chinese vital statistics followed by an adjustment to 27 million to account for under-counting.}} || 1984
|-
| 30 || Ashton, et al.<ref name="Ashton1984">{{harvp|Ashton|Hill|Piazza|Zeitz|1984|p=614}}. "Demographic evidence indicates that famine during 1958–61 caused almost 30 million premature deaths in China and reduced fertility very significantly. Data on food availability suggest that, in contrast to many other famines, a root cause of this one was a dramatic decline in grain output that continued for several years, involving a drop in output of more than 25 percent in 1960–61. Causes of this drop are found in both natural disaster and government policy."</ref>|| 1984
|-
| 30 || Banister{{sfnp|Banister|1987|pp=85, 118}} || 1987
|-
| 30 || Becker{{sfnp|Becker|1998|pp=270, 274}} || 1996
|-
| 32.5 || Cao<ref>{{harvp|Dikötter|2010|pp=324–325}}. Dikötter cites {{Cite book |last=Cao |first=Shuji |title=Da Jihuang (1959–1961): nian de Zhongguo renkou |publisher=Shidai guoji chuban youxian gongsi |year=2005 |location=Hong Kong |page=281 |language=zh |trans-title=The Great Famine: China's Population in 1959–1961}}</ref> || 2005
|-
| 36 || Yang{{sfnp|Yang|2012k|p=430}} || 2008
|-
| 38 || Chang and Halliday{{sfnp|Chang|Halliday|2005|p={{pn|date=June 2024}}}}{{efn|] believes their estimate "may well be the most accurate".<ref>{{Cite journal |last=Schram |first=Stuart |author-link=Stuart Schram |title=Mao: The Unknown Story |journal=The China Quarterly |issue=189 |page=207}}</ref>}} || 2005
|-
| 38 || Rummel<ref>{{Cite web |last=Rummel |first=R. J. |date=10 October 2005 |title=Reevaluating China's Democide to 73,000,000 |url=http://democraticpeace.wordpress.com/2008/11/24/reevaluating-chinas-democide-to-73000000/ |url-status=live |archive-url=https://web.archive.org/web/20180630190029/https://democraticpeace.wordpress.com/2008/11/24/reevaluating-chinas-democide-to-73000000/ |archive-date=30 June 2018 |access-date=12 February 2013 |website=Democratic Peace |type=blog}}</ref> || 2008
|-
| 45 minimum || Dikötter<ref name="Dikötter2010 p. xii">{{harvp|Dikötter|2010|pp=xii–xiii, 333|loc="at least 45 million people died unnecessarily"; "6 to 8 percent of the victims were tortured to death or summarily killed—amounting to at least 2.5 million people"; "a minimum of 45 million excess deaths"}}.</ref><ref>{{Cite web |last=O'Neill |first=Mark |date=5 September 2010 |title=45 million died in Mao's Great Leap Forward, Hong Kong historian says in new book |url=http://www.scmp.com/article/723956/revisiting-calamitous-time |url-status=live |archive-url=https://web.archive.org/web/20161023142821/http://www.scmp.com/article/723956/revisiting-calamitous-time |archive-date=23 October 2016 |access-date=2 December 2016 |website=South China Morning Post |quote=At least 45 million people died unnecessary deaths during China's Great Leap Forward from 1958 to 1962, including 2.5 million tortured or summarily killed, according to a new book by a Hong Kong scholar. Mao's Great Famine traces the story of how Mao Zedong's drive for absurd targets for farm and industrial production and the reluctance of anyone to challenge him created the conditions for the countryside to be emptied of grain and millions of farmers left to starve.}}</ref>|| 2010
|-
|43 to 46 || Chen<ref>{{harvp|Becker|1996|pp=271–272}}. From an interview with Chen Yizi.</ref> || 1980
|-
|55 || Yu Xiguang<ref name="Grangereau2011" /><ref>{{Cite book |last=Yu |first=Xiguang |title=Da Yuejin Kurezi |publisher=Shidai chaoliu chubanshe |year=2005 |location=Hong Kong |language=zh}}{{pn|date=June 2024}}</ref> || 2005
|}
Some outlier estimates include 11 million by ], an Indian Marxist economist,<ref>{{Cite web |last=Patnaik |first=Utsa |date=9 November 2018 |title=Ideological Statistics: Inflated Death Rates of China's Famine, the Russian one Ignored |url=http://www.socialisteconomist.com/2018/11/ideological-statistics-inflated-death.html |website=Socialist Economist}}</ref> 3.66 million by mathematician Sun Jingxian ({{zhi|c=孙经先}})<ref>{{Cite journal |last=Sun |first=Jingxian |date=April 2016 |title=Population Change during China's 'Three Years of Hardship' (1959 to 1961) |url=https://rpb115.nsysu.edu.tw/var/file/131/1131/img/2375/CCPS2(1)-Sun.pdf |journal=Contemporary Chinese Political Economy and Strategic Relations |volume=2 |issue=1 |pages=453–500}}</ref> and 2.6–4 million by historian and political economist Yang Songlin ({{zhi|c=杨松林}}).<ref>{{Cite book |last=Yang |first=Songlin |title=Telling the Truth: China's Great Leap Forward, Household Registration and the Famine Death Tally |publisher=Springer |year=2021 |isbn=978-981-16-1660-0 |location=Singapore |doi=10.1007/978-981-16-1661-7 |s2cid=240948156}}{{pn|date=June 2024}}</ref>


The number of famine deaths during the Great Leap Forward has been estimated with different methods. Banister, Coale, and Ashton et al. compare age cohorts from the 1953, 1964, and 1982 censuses, yearly birth and death records, and results of the 1982 1:1000 fertility survey. From these they calculate excess deaths above a death rate interpolated between pre- and post-Leap death rates. All involve corrections for perceived errors inherent in the different data sets.{{sfnp|Banister|1987|pp=118–120}}{{sfnp|Coale|1984|pp=1, 7}}{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|pp=613, 616–619}} Peng uses reported deaths from the vital statistics of 14 provinces, adjusts 10% for under reporting, and expands the result to cover all of China assuming similar mortality rates in the other provinces. He uses 1956/57 death rates as the baseline death rate rather than an interpolation between pre- and post-GLF death rates.{{sfnp|Peng|1987|pp=645, 648–649}}{{efn|Peng used the pre-Leap death rate as a base line under the assumption that the decrease after the Great Leap to below pre-Leap levels was caused by Darwinian selection during the massive deaths of the famine. He writes that if this drop was instead a continuation of the decreasing mortality in the years prior to the Great Leap, his estimate would be an underestimate.}}
Mao and the Communist Party knew that some of their policies were contributing to the starvation.<ref name="Dikotter"></ref> Foreign minister Chen Yi said of some of the early human losses in November 1958<ref name="Dikotter70">Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. p. 70. ISBN 0802777686</ref>:


Houser, Sands, and Xiao in their 2005 research study using "provincial-level demographic panel data and a Bayesian empirical approach in an effort to distinguish the relative importance of weather and national policy on China's great demographic disaster" conclude that "in aggregate, from 1959 to 1961 China suffered about 14.8 million excess deaths. Of those, about 69% (or 10.3 million) seem attributable to effects stemming from national policies."{{sfnp|Houser|Sands|Xiao|2009|p=156}}
<blockquote>"Casualties have indeed appeared among workers, but it is not enough to stop us in our tracks. This is the price we have to pay, it's nothing to be afraid of. Who knows how many people have been sacrificed on the battlefields and in the prisons ? Now we have a few cases of illness and death: it's nothing!"</blockquote>


Cao uses information from "local annals" to determine for each locality the expected population increase from normal births and deaths, the population increase due to migration, and the loss of population between 1958 and 1961. He then adds the three figures to determine the number of excess deaths during the period 1959–1961.{{sfnp|Yang|2012k|p=427}} Chang and Halliday use death rates determined by "Chinese demographers" for the years 1957–1963, subtract the average of the pre-and post-Leap death rates (1957, 1962, and 1963) from the death rates of each of the years 1958–1961, and multiply each yearly excess death rate by the year's population to determine excess deaths.{{sfnp|Chang|Halliday|2005|p=438}}
During a secret meeting in Shanghai in 1959, Mao demanded the state procurement of one-third of all grain to feed the cities and satisfy foreign clients, and noted that "If you don't go above a third, people won't rebel." He also stated at the same meeting<ref name="Dikotter88">Dikötter 2010, p. 88</ref>:


Chen was part of a large investigation by the System Reform Institute think tank which "visited every province and examined internal Party documents and records".{{sfnp|Becker|1996|pp=271–272}}
<blockquote>"When there is not enough to eat people starve to death. It is better to let half of the people die so that the other half can eat their fill."</blockquote>


Becker, Rummel, Dikötter, and Yang each compare several earlier estimates. Becker considers Banister's estimate of 30 million excess deaths to be "the most reliable estimate we have".{{sfnp|Becker|1998|pp=270, 274}} Rummel initially took Coale's 27 million as a "most likely figure",{{sfnp|Rummel|1991|p=248}} then accepted the later estimate of 38 million by Chang and Halliday after it was published.<ref>{{Cite web |last=Rummel |first=Rudy J. |year=2005 |editor-last=Ciolek |editor-first=T. Matthew |title=Reevaluated democide totals for 20th C. and China |url=http://www.ciolek.com/spec/rummel-on-democide-2005.html |url-status=live |archive-url=https://web.archive.org/web/20140827070539/http://www.ciolek.com/SPEC/rummel-on-democide-2005.html |archive-date=27 August 2014 |access-date=22 October 2016 |via=Asia Pacific Research Online}}</ref> Dikötter judged Chen's estimate of 43 to 46 million to be "in all likelihood a reliable estimate".{{sfnp|Dikötter|2010|p=333}} He also claimed that at least 2.5 million of these deaths were caused by beatings, tortures, or summary executions.<ref>{{Cite journal |last=Bianco |first=Lucien |date=30 July 2011 |title=Frank Dikötter, Mao's Great Famine, ''The History of China's most devastating catastrophe, 1958–62'' |journal=China Perspectives |volume=2011 |issue=2 |pages=74–75 |doi=10.4000/chinaperspectives.5585 |issn=2070-3449 |doi-access=free}}</ref> On the other hand, Daniel Vukovich asserts that this claim is coming from a problematic and unverified reference, because Chen simply threw that number as an "estimate" during an interview and because Chen hasn't published any scholarly work on the subject.{{sfnp|Vukovich|2013|p=70}} Yang takes Cao's, Wang Weizhi's, and Jin Hui's estimates ranging from 32.5 to 35 million excess deaths for the period 1959–1961, adds his own estimates for 1958 (0.42 million) and 1962 (2.23 million) "based on official figures reported by the provinces" to get 35 to 37 million, and chooses 36 million as a number that "approaches the reality but is still too low".{{sfnp|Yang|2012k|p=430}}
Like in the USSR during the ], peasants were confined to their starving villages by a system of household registration,<ref>Benjamin A. Valentino. '''' ], 2004. p. 127. ISBN 0801439655</ref> and the worst effects of the famine were directed against enemies of the regime.<ref name="Valentino128">Benjamin A. Valentino. ''Final Solutions: Mass Killing and Genocide in the Twentieth Century.'' ], 2004. p. 128. ISBN 0801439655</ref> Those labeled as "black elements" (religious leaders, rightists, rich peasants, etc.) in any previous campaign were given the lowest priority in the allocation of food, and therefore died in the greatest numbers.<ref name="Valentino128"/> According to ] scholar ], "no group suffered more than the ]," with perhaps one in five dying from 1959 to 1962.<ref>]. ''Genocide: A Comprehensive Introduction.'' ]; 2 edition (August 1, 2010). ISBN 041548619X p. 96</ref>


Estimates contain several sources of error. National census data was not accurate and even the total population of China at the time was not known to within 50 to 100 million people.{{sfnp|Rummel|1991|p=235}} The statistical reporting system had been taken over by party cadre from statisticians in 1957,{{sfnp|Banister|1987|p=13}} making political considerations more important than accuracy and resulting in a complete breakdown in the statistical reporting system.{{sfnp|Banister|1987|p=13}}{{sfnp|Peng|1987|p=656}}{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|p=630}}{{sfnp|Dikötter|2010|p=132}}{{sfnp|Becker|1996|p=267}} Population figures were routinely inflated at the local level, often in order to obtain increased rations of goods.{{sfnp|Dikötter|2010|p=333}} During the Cultural Revolution, a great deal of the material in the State Statistical Bureau was burned.{{sfnp|Banister|1987|p=13}}
], a region with a population of 8 million in 1958, had a death rate that rivaled ] ].<ref>. ], October 13, 2010. (Video)</ref> More than 2.4 million people perished there over the next three years.<ref>Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. p. 317. ISBN 0802777686</ref>

According to ], under-reporting of deaths was also a problem. The death registration system, which was inadequate before the famine,{{sfnp|Banister|1987|p=85}} was completely overwhelmed by the large number of deaths during the famine.{{sfnp|Banister|1987|p=85}}{{sfnp|Becker|1996|pp=268–269}}{{sfnp|Dikötter|2010|p=327}} In addition, he claims that many deaths went unreported so that family members of the deceased could continue to draw the deceased's food ration and that counting the number of children who both were born and died between the 1953 and 1964 censuses is problematic.{{sfnp|Becker|1996|pp=268–269}} However, Ashton, et al. believe that because the reported number of births during the GLF seems accurate, the reported number of deaths should be accurate as well.{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|p=617}} Massive internal migration made both population counts and registering deaths problematic,{{sfnp|Becker|1996|pp=268–269}} though Yang believes the degree of unofficial internal migration was small{{sfnp|Yang|2012|p=430}} and Cao's estimate takes internal migration into account.{{sfnp|Yang|2012k|p=427}}

Coale's, Banister's, Ashton et al.'s, and Peng's figures all include adjustments for demographic reporting errors, though Dikötter, in his book '']'', argues that their results, as well as Chang and Halliday's, Yang's, and Cao's, are still underestimates.{{sfnp|Dikötter|2010|p=324. (Dikötter does not mention Coale on this page)}} The System Reform Institute's (Chen's) estimate has not been published and therefore it cannot be verified.{{sfnp|Yang|2012k|p=427}}

==== Causes of the famine and responsibility for it ====
The policies of the Great Leap Forward, the failure of the government to respond quickly and effectively to famine conditions, as well as Mao's insistence on maintaining high grain export quotas in the face of clear evidence of poor crop output were responsible for the famine. There is disagreement over how much, if at all, weather conditions contributed to the famine.

Significant amounts of agricultural labor had been transferred for steel production, resulting in a shortage of agricultural workers.<ref name="Marquis2022">{{Cite book |last=Marquis |first=Christopher |author-link=Christopher Marquis |title=Mao and Markets: The Communist Roots of Chinese Enterprise |last2=Qiao |first2=Kunyuan |date=15 November 2022 |publisher=Yale University Press |isbn=978-0-300-26883-6 |page=147 |jstor=j.ctv3006z6k |s2cid=253067190}}</ref> Approximately 10% of crops could not be harvested as a result.<ref name="Marquis2022" />

], a former CCP member and former reporter for the official Chinese news agency '']'', puts the blame squarely on ] policies and the political system of ],<ref name="Branigan2013" /> such as diverting agricultural workers to steel production instead of growing crops, and exporting grain at the same time.<ref>{{Cite news |last=Yu |first=Verna |date=18 November 2008 |title=Chinese author of book on famine braves risks to inform new generations |url=https://www.nytimes.com/2008/12/18/world/asia/18iht-famine.1.18785257.html?pagewanted=all |url-access=subscription |url-status=live |archive-url=https://web.archive.org/web/20190226022150/https://www.nytimes.com/2008/12/18/world/asia/18iht-famine.1.18785257.html?pagewanted=all |archive-date=26 February 2019 |work=]}}</ref><ref>{{Cite news |last=Applebaum |first=Anne |author-link=Anne Applebaum |date=12 August 2008 |title=When China Starved |url=https://www.washingtonpost.com/wp-dyn/content/article/2008/08/11/AR2008081102015.html |url-status=live |archive-url=https://web.archive.org/web/20121107055147/http://www.washingtonpost.com/wp-dyn/content/article/2008/08/11/AR2008081102015.html |archive-date=7 November 2012 |work=]}}</ref> During the course of his research, Yang uncovered that some 22 million tons of grain was held in public granaries at the height of the famine, reports of starvation went up the bureaucracy only to be ignored by top officials, and the authorities ordered that statistics be destroyed in regions where population decline became evident.<ref>{{Cite magazine |last=Link |first=Perry |date=13 January 2011 |title=China: From Famine to Oslo |url=http://www.nybooks.com/articles/archives/2011/jan/13/china-famine-oslo/ |url-status=live |archive-url=https://web.archive.org/web/20151126192536/http://www.nybooks.com/articles/archives/2011/jan/13/china-famine-oslo/ |archive-date=26 November 2015 |magazine=]}}</ref> Using Henan as an example, Yang documents that inflated reports claimed production of 1200 jin per mu, while the actual production was closer to 600 jin per mu, resulting in excessive grain requisitions and local starvation, nearly 6% of the population passed away.{{sfnp|Yang|2012|p=38}} In the later book, Yang states, "36 million Chinese starved to death in the years between 1958 and 1962, while 40 million others failed to be born, which means that "China's total population loss during the Great Famine then comes to 76 million."<ref>{{Cite news |last=Mirsky |first=Jonathan |date=7 December 2012 |title=Unnatural Disaster |url=https://www.nytimes.com/2012/12/09/books/review/tombstone-the-great-chinese-famine-1958-1962-by-yang-jisheng.html |url-access=subscription |url-status=live |archive-url=https://web.archive.org/web/20220319191607/https://www.nytimes.com/2012/12/09/books/review/tombstone-the-great-chinese-famine-1958-1962-by-yang-jisheng.html |archive-date=19 March 2022 |access-date=12 May 2022 |work=The New York Times}}</ref><ref>{{Cite web |title=Tombstone: The Great Chinese Famine 1958–1962, by Yang Jisheng, New York: Farrar, Straus & Giroux, 2012, 629 pp. |url=https://digitalcommons.usf.edu/cgi/viewcontent.cgi?article=1010&=&context=gsp&=&sei-redir=1&referer=https%253A%252F%252Fwww.bing.com%252Fsearch%253Fq%253Dtombstone%252Bby%252BYang%252BJisheng%2526FORM%253DAWRE#search=%22tombstone%20by%20Yang%20Jisheng%22}}</ref>

Economist ] argues that Yang's account "shows that Mao's slaughter was caused in considerable part by terror-starvation; that is, voluntary manslaughter (and perhaps murder) rather than innocuous famine."<ref>] (2009). ''Red Holocaust''. ]. p.&nbsp;114. {{ISBN|0-415-77757-7}}.</ref> Yang claims that local party officials were indifferent to the large number of people dying around them, as their primary concern was the delivery of grain, which Mao wanted to use to pay back debts to the USSR totaling 1.973&nbsp;billion ]. In ], people died of starvation at the doors of grain warehouses.<ref>O'Neill, Mark (2008). China Elections, 10 February 2012 {{webarchive |url=https://web.archive.org/web/20120210190821/http://en.chinaelections.org/newsinfo.asp?newsid=18328 |date=10 February 2012 }}</ref> Mao refused to open the state granaries as he dismissed reports of food shortages and accused the "]" and the '']s'' of conspiring to hide grain.{{sfnp|Becker|1998|p=86}}

From his research into records and talks with experts at the meteorological bureau, Yang concludes that the weather during the Great Leap Forward was not unusual compared to other periods and was not a factor.<ref name="Johnson2010">Johnson, Ian (2010). {{Webarchive|url=https://web.archive.org/web/20151029002955/http://www.nybooks.com/blogs/nyrblog/2010/dec/20/finding-facts-about-maos-victims/ |date=29 October 2015 }}. '']'' (Blog), 20 December 2010. Retrieved 4 September 2011. Johnson interviews Yang Jisheng. (Provincial and central archives).</ref> Yang also believes that the ] was not a factor because it did not happen until 1960, when the famine was well under way.<ref name="Johnson2010" />

Mao's efforts to cool the Leap in late 1958 met resistance within the Party and when Mao proposed a scaling down of steel targets, "many people just wouldn't change and wouldn't accept it".<ref name="Joseph1986" /> Thus, according to historian Tao Kai, the Leap "wasn't the problem of a single person, but that many people had ideological problems". Tao also pointed out that "everyone was together" on the anti-rightist campaign and only a minority didn't approve of the Great Leap's policies or put forth different opinions.<ref name="Joseph1986" /> The actions of the party under Mao in the face of widespread famine are reminiscent of Soviet policy nearly three decades earlier during the ]. At that time, the USSR exported grain for international propaganda purposes despite millions dying of starvation across southern areas of the Soviet Union.

Benjamin Valentino writes that like in the USSR during the ], peasants were confined to their starving villages by a system of household registration,{{sfnp|Valentino|2004|p=}} and the worst effects of the famine were directed against enemies of the regime.{{sfnp|Valentino|2004|p=128}} Those labeled as "black elements" (religious leaders, rightists, rich peasants, etc.) in any previous campaign were given the lowest priority in the allocation of food, and therefore died in the greatest numbers.{{sfnp|Valentino|2004|p=128}} Drawing from Jasper Becker's book Hungry Ghosts, genocide scholar ] states that "no group suffered more than the Tibetans" from 1959 to 1962.<ref>] (2010). ''Genocide: A Comprehensive Introduction''. ], 2nd edition (2010). p.&nbsp;96. {{ISBN|0-415-48619-X}}.</ref>

Ashton, et al. write that policies leading to food shortages, natural disasters, and a slow response to initial indications of food shortages were to blame for the famine. Policies leading to food shortages included the implementation of the commune system and an emphasis on non-agricultural activities such as backyard steel production.{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|pp=624–625}} Natural disasters included ], flood, typhoon, plant disease, and insect pest.{{sfnp|Ashton |Hill |Piazza |Zeitz|1984|p=629}} The slow response was in part due to a lack of objective reporting on the agricultural situation,{{sfnp|Ashton |Hill|Piazza|Zeitz|1984|p=634}} including a "nearly complete breakdown in the agricultural reporting system".{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|p=630}}

This was partly caused by strong incentives for officials to over-report crop yields.{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|pp=613, 616–619}} According to Frank Dikötter, local officials frequently reported production figures 30-40% higher than the actual output to meet the central government's ambitious targets.{{sfnp|Dikötter|2010|p={{pn|date=June 2024}}}} The unwillingness of the Central Government to seek international aid was a major factor; China's net grain exports in 1959 and 1960 would have been enough to feed 16 million people 2000 calories per day.{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|p=629}} Ashton, et al. conclude that "It would not be inaccurate to say that 30 million people died prematurely as a result of errors of internal policy and flawed international relations."{{sfnp|Ashton|Hill|Piazza|Zeitz|1984|p=634}}

Mobo Gao suggested that the Great Leap Forward's terrible effects came not from malignant intent on the part of the Chinese leadership at the time, but instead related to the structural nature of its rule, and the vastness of China as a country. Gao says "the terrible lesson learnt is that China is so huge and when it is uniformly ruled, follies or wrong policies will have grave implications of tremendous magnitude".{{sfnp|Gao|2007|p={{pn|date=June 2024}}}}

As of 2012, the Chinese government's official English web portal places the responsibility for the "serious losses" to "country and people" of 1959–1961 (without mentioning famine) mainly on the Great Leap Forward and the anti-rightist struggle, and lists weather and cancellation of contracts by the Soviet Union as contributing factors.<ref>Chinese Government's Official Web Portal (English). {{webarchive |url=https://web.archive.org/web/20120601053642/http://english.gov.cn/2005-08/06/content_20912.htm |date=1 June 2012 }}. Retrieved 3 September 2011. "It was mainly due to the errors of the great leap forward and of the struggle against "Right opportunism" together with a succession of natural calamities and the perfidious scrapping of contracts by the Soviet Government that our economy encountered serious difficulties between 1959 and 1961, which caused serious losses to our country and people."</ref>


===Deaths by violence=== ===Deaths by violence===
Not all deaths during the Great Leap were from starvation. In accounts documented by ], people were beaten or killed for rebelling against the government, reporting the real harvest numbers, for sounding alarm, for refusing to hand over what little food they had left, for trying to flee the famine area, for begging for food or as little as stealing scraps or angering officials.<ref name="Branigan2013" />{{sfnp|Yang|2012k|p=430}}
Not all deaths during the Great Leap were from starvation. Benjamin Valentino notes that "communist officials sometimes tortured and killed those accused of failing to meet their grain quota."<ref name="Valentino128"/> Frank Dikötter estimates that at least 2.5 million people were beaten or tortured to death and 1 to 3 million committed suicide.<ref>Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. pp. 298 & 304. ISBN 0802777686</ref> He provides some illustrative examples. In ], where over a million died in 1960, 6-7 percent (around 67,000) of these were beaten to death by the militias. In ] county, 10 per cent of those who died had been "buried alive, clubbed to death or otherwise killed by party members and their militia." In ] county, around 13,500 died in 1960, of these 12 per cent were "beaten or driven to their deaths."<ref>Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. pp. 294 & 297. ISBN 0802777686</ref>


In the book ''Tombstone'', a cycle of starvation and violence was documented during the Great Leap Forward.<ref name="Guardian2012" />
Beatings with sticks was the most common method used by local ] (roughly half of all cadres regularly pummeled or caned people), but others devised harsher means to humiliate and torture those who failed to keep up. As mass starvation set in, ever greater violence had to be inflicted in order to coerce malnourished people to labor in the fields. Victims were buried alive, thrown bound into ponds, stripped naked and forced to labor in the middle of winter, doused in boiling water, forced to ingest excrement and urine, and subjected to mutilation (hair ripped out, noses and ears lopped off). In ], some cadres injected salt water into their victims with needles normally reserved for cattle.<ref>Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. pp. 294-296. ISBN 0802777686</ref>


===Impact on economy=== ==Other impacts==
===Failures of the food supply===
During the Great Leap, the Chinese economy initially grew. Iron production increased 45% in 1958 and a combined 30% over the next two years, but plummeted in 1961, and did not reach the previous 1958 level until 1964.
In agrarian policy, the failures of the food supply during the Great Leap were met by a gradual de-] over the course of the 1960s that foreshadowed the further measures taken under Deng Xiaoping. Political scientist ] argues: "Unquestionably the regime failed to respond in time to save the lives of millions of peasants, but when it did respond, it ultimately transformed the livelihoods of several hundred million peasants (modestly in the early 1960s, but permanently after Deng Xiaoping's reforms subsequent to 1978)."<ref> {{webarchive|url=https://archive.today/20131129094106/http://www.lsa.umich.edu/orgstudies/people_detail.asp?id=422 |date=29 November 2013 }} (2002). {{Cite web |date=22 January 2015 |title=''The Political Ecology of Famine: The North Korean Catastrophe and Its Lessons'' |url=http://www.adbi.org/files/2002.01.rp31.ecology.famine.northkorea.pdf |url-status=live |archive-url=https://web.archive.org/web/20060318194644/http://www.adbi.org/files/2002.01.rp31.ecology.famine.northkorea.pdf |archive-date=18 March 2006 |access-date=13 March 2006}}, ADB Institute Research Paper 31, January 2002. Retrieved 3 July 2006.</ref>


Despite the risks to their careers, some CCP members openly laid blame for the disaster at the feet of the Party leadership and took it as proof that China must rely more on education, acquiring technical expertise and applying ] methods in developing the ]. ] made a speech at the ] in 1962, stating that " economic disaster was 30% fault of nature, 70% ]."<ref>''Twentieth Century China: Third Volume''. Beijing, 1994. p.&nbsp;430.</ref>
The Great Leap also led to the greatest destruction of real estate in human history, outstripping any of the bombing campaigns from ].<ref name="Dikötterxi">Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. pp. xi & xii. ISBN 0802777686</ref> Approximately 30 to 40 per cent of all houses were turned to rubble.<ref>Dikötter, Frank. '']: The History of China's Most Devastating Catastrophe, 1958-62.'' Walker & Company, 2010. p. 169. ISBN 0802777686</ref> Frank Dikötter states that "homes were pulled down to make fertilizer, to build canteens, to relocate villagers, to straighten roads, to make place for a better future beckoning ahead or simply to punish their owners.”<ref name="Dikötterxi"/>


A 2017 paper by economists found "strong evidence that the unrealistic yield targets led to excessive death tolls from 1959 to 1961, and further analysis shows that yield targets induced the inflation of grain output figures and excessive procurement. We also find that Mao's radical policy caused serious deterioration in human ] and slower economic development in the policy-affected regions decades after the death of Mao."<ref>{{Cite journal |last=Liu |first=Chang |last2=Zhou |first2=Li-An |date=7 January 2021 |orig-date=2017-11-27 |title=Radical Target Setting and China's Great Famine |journal=SSRN Economic Journal |location=Rochester, NY |doi=10.2139/ssrn.3075015 |s2cid=229287436 |ssrn=3075015 |doi-access=free}}{{pb}}Revised in 2021, originally titled "Estimating the Short- and Long-Term Effects of Mao Zedong's Economic Radicalism".</ref>{{longquote|date=December 2023}}
In agrarian policy, the failures of food supply during the Great Leap were met by a gradual de-] in the 1960s that foreshadowed further de-collectivization under Deng Xiaoping. Political scientist ] argues: "Unquestionably the regime failed to respond in time to save the lives of millions of peasants, but when it did respond, it ultimately transformed the livelihoods of several hundred million peasants (modestly in the early 1960s, but permanently after Deng Xiaoping's reforms subsequent to 1978.)"<ref>{{PDFlink||807&nbsp;]<!-- application/pdf, 827001 bytes -->}}, , ADB Institute Research Paper 31, January 2002. URL Accessed 3 July 2006</ref>


A dramatic decline in grain output continued for several years, involving in 1960–61 a drop in output of more than 25 percent. Causes of this drop are found in both natural disaster and government policy.<ref name="Ashton1984" />
Despite the risks to their careers, some Communist Party members openly laid blame for the disaster at the feet of the Party leadership and took it as proof that China must rely more on education, acquiring technical expertise and applying ] methods in developing the ]. ] made a speech in 1962 at Seven Thousand Man's Assembly criticizing that "The economic disaster was 30% fault of nature, 70% human error."<ref>Twentieth Century China: Third Volume, Beijing, 1994, Page 430</ref>

===Industrialization===
Overall, the Great Leap Forward failed to rapidly industrialize China as intended.{{sfnp|Harrell|2023|p=84}}

According to Joseph Ball, writing in the '']'', there is a good argument to suggest that the policies of the Great Leap Forward did a lot to sustain China's overall economic growth, after an initial period of disruption.<ref>{{Cite web |last=Ball |first=Joseph |date=21 September 2006 |title=Did Mao Really Kill Millions in the Great Leap Forward? |url=https://mronline.org/2006/09/21/did-mao-really-kill-millions-in-the-great-leap-forward/ |website=] |quote=There is a good argument to suggest that the policies of the Great Leap Forward actually did much to sustain China's overall economic growth, after an initial period of disruption.}}</ref> Official Chinese statistics show that after the end of the Leap in 1962, industrial output value had doubled; the gross value of agricultural products increased by 35 percent; steel production in 1962 was between 10.6 million tons or 12 million tons; investment in capital construction rose to 40 percent from 35 percent in the First Five-Year Plan period; the investment in capital construction was doubled; and the average income of workers and farmers increased by up to 30 percent.<ref>{{Cite book |url=https://books.google.com/books?id=AE8zAQAAIAAJ |title=People's Republic of China Yearbook |publisher=Xinhua |year=2009 |volume=29 |pages=340 |language=en |quote=The 2nd Five-Year Plan (1958–1962) Industrial output value had doubled; the gross value of agricultural products increased by 35 percent; steel production in 1962 was between 10.6 million tons or 12 million tons; investment in capital construction rose to 40 percent from 35 percent in the First Five-Year Plan period; the investment in capital construction was doubled; and the average income of workers and farmers increased by up to 30 percent.}}</ref> Additionally, there was significant capital construction (especially in iron, steel, mining and textile enterprises) that ultimately contributed greatly to ].<ref name="Joseph1986">{{Cite journal |last=Joseph |first=William A. |year=1986 |title=A Tragedy of Good Intentions: Post-Mao Views of the Great Leap Forward |journal=Modern China |volume=12 |issue=4 |pages=419–457 |doi=10.1177/009770048601200401 |issn=0097-7004 |jstor=189257 |s2cid=145481585}}</ref> The Great Leap Forward period also marked the initiation of China's rapid growth in tractor and fertilizer production.<ref>{{Cite journal |last=Lippit |first=Victor D. |year=1975 |title=The Great Leap Forward Reconsidered |journal=] |volume=1 |issue=1 |pages=92–115 |doi=10.1177/009770047500100104 |issn=0097-7004 |jstor=188886 |s2cid=143721256}}</ref>

The successful construction of the ] despite harsh weather conditions and supply limitations became a model held up by the Party as an example during subsequent industrialization campaigns. During its 1960 construction, Oil Minister ] mobilized workers through ideological motivation instead of material incentives, focusing enthusiasm, energy, and resources to complete a rapid industrialization project. The project also delivered critical economic benefits because without the production of the Daqing oil field, crude oil would have been severely limited after the Soviet Union cut off supplies as a result of the Sino-Soviet split.{{sfnp|Meyskens|2020|pp=52–54}}

Large-scale irrigation projects begun during the late 1950s as part of the Great Leap Forward continued to grow rapidly until the late 1970s.{{sfnp|Hou|2021|p=206}}

===Lushan Conference===
{{Main|Lushan Conference}}

The initial impact of the Great Leap Forward was discussed at the ] in July–August 1959. Although many of the more moderate leaders had reservations about the new policy, the only senior leader to speak out openly was Marshal ]. Mao responded to Peng's criticism of the Great Leap by dismissing Peng from his post as Defence Minister, denouncing Peng (who came from a poor peasant family) and his supporters as "bourgeois", and launching a nationwide campaign against "rightist opportunism". Peng was replaced by ], who began a systematic purge of Peng's supporters from the military.{{cn|date=July 2024}}

===Women's labor advancement===
The Great Leap Forward's focus on total workforce mobilization resulted in opportunities for women's labor advancement.{{sfnp|Karl|2010|pp=104–105}} Increasing collectivization of labor brought more opportunities for women to "leave the home", thereby increasing their economic and personal independence.{{sfnp|Cai|Karl|Zhong|2016|pp=297–298}} The number of women in state institutions and ] more than tripled during the period 1957 to 1960.{{sfnp|Hou|2021|p=215}}

As women became increasingly needed to work in agriculture and industry, and encouraged by policy to do so, the phenomenon of ] arose. Women did traditionally male work in both fields and factories, including major movements of women into management positions. Women competed for high productivity, and those who distinguished themselves came to be called Iron Women.{{sfnp|Karl|2010|pp=104–105}} Slogans such as "There is no difference between men and women in this new age," and "We can do anything, and anything we do, we can do it well," became popular.{{sfnp|Hou|2021|p=215}}

Neighborhood production teams established during this period offered women labor that allowed them to leave the home without leaving the neighborhood community. This mode of labor provided urban women with the right to work while still preserving existing forms of household social life.{{sfnp|Cai|Karl|Zhong|2016|p=302}}

=== Education ===
During the Great Leap Forward, the number of universities in China increased to 1,289 by 1960 and nationwide enrollment more than doubled to 962,000 in 1960.<ref>{{Cite book |last=Minami |first=Kazushi |title=People's Diplomacy: How Americans and Chinese Transformed US-China Relations during the Cold War |publisher=] |year=2024 |isbn=9781501774157 |location=Ithaca, NY |page=92}}</ref> This was a wave of "great leap forward" in ].<ref name="Zhang2009">{{Cite web |last=Zhang |first=Ming |date=13 August 2009 |script-title=zh:高等教育大跃进:到处是大学遍地是教授 |trans-title=Great Leap Forward of higher education: professors and universities were everywhere |url=https://culture.ifeng.com/3/detail_2009_08/13/308516_0.shtml |url-status=live |archive-url=https://web.archive.org/web/20240212015631/https://culture.ifeng.com/3/detail_2009_08/13/308516_0.shtml |archive-date=12 February 2024 |website=] |publisher=Shaanxi People's Publishing House |language=zh}}</ref><ref name="Kwong1979">{{Cite journal |last=Kwong |first=Julia |year=1979 |title=The Educational Experiment of the Great Leap Forward, 1958-1959: Its Inherent Contradictions |journal=Comparative Education Review |volume=23 |issue=3 |pages=443–455 |doi=10.1086/446072 |issn=0010-4086 |jstor=1187608}}</ref> Many of the newly established universities, however, were affiliated with ]s and were directly transformed from local middle schools.<ref name="Zhang2009" /> For example, in ], Hebei, every commune built one university of its own and local middle school teachers were promoted to professors; for another example, in ], Henan, a new university was established with 10 departments and 529 students, where some "professors" were actually teachers from local elementary school.<ref name="Zhang2009" /> According to official sources:<ref name="Kwong1979" />

<blockquote>Some comrades expressed the fear that the movement would be a mockery of school education ....With regard to the development of higher education, some comrades, hearing that peasants have set up their own universities in the countryside, would ridicule the idea, believing that a university without a staff of qualified professors and students who have graduated from senior middle schools cannot be called a university.</blockquote>

Educational reforms during the Great Leap Forward sought to increase student and staff participation in the administration process, to favor students from worker, peasant, or soldier backgrounds in admissions, and to increase the role of the CCP and of politics in schools. Beginning in 1961, universities rolled back these policy initiatives, and increase meritocratic university policies instead of egalitarian ones.{{sfnp|Thornton|2019|p=59}}

===Resistance===
There were various forms of resistance to the consequences of the Great Leap Forward. Several provinces saw armed rebellion,{{sfnp|Dikötter|2010|pp=226–228}}{{sfnp|Rummel|1991|pp=247–251}} though these rebellions never posed a serious threat to the Central Government.{{sfnp|Dikötter|2010|pp=226–228}} Rebellions are documented to have occurred in ], ], ], ], ], ], ], and ].{{sfnp|Dikötter|2010|pp=226–228|loc=(Qinghai, Tibet, Yunnan)}}{{sfnp|Rummel|1991|pp=247–251. (Honan, Shantung, Qinghai , Gansu , Szechuan , Fujian), p.&nbsp;240 (TAR)}} In Henan, Shandong, Qinghai, Gansu, and Sichuan, these rebellions lasted more than a year,{{sfnp|Rummel|1991|pp=247–251. (Honan, Shantung, Qinghai , Gansu , Szechuan , Fujian), p.&nbsp;240 (TAR)}} with the ] being one of the few larger-scale uprisings.{{sfnp|Smith|2015|p=346}} There was also occasional violence against cadre members.{{sfnp|Rummel|1991|pp=247–251}}{{sfnp|Dikötter|2010|pp=224–226}} Raids on granaries,{{sfnp|Rummel|1991|pp=247–251}}{{sfnp|Dikötter|2010|pp=224–226}} arson and other vandalism, train robberies, and raids on neighboring villages and counties were common.{{sfnp|Dikötter|2010|pp=224–226}}

According to Ralph Thaxton, professor of politics at ], villagers turned against the CCP during and after the Great Leap, seeing it as autocratic, brutal, corrupt, and mean-spirited.<ref name="Mirsky2009" /> According to Thaxton, the CCP's policies included plunder, forced labor, and starvation, which led villagers "to think about their relationship with the Communist Party in ways that do not bode well for the continuity of socialist rule."<ref name="Mirsky2009" />

Often, villagers composed ] to show their defiance to the regime, and "perhaps, to remain sane". During the Great Leap, one jingle ran: "Flatter shamelessly—eat delicacies.... Don't flatter—starve to death for sure."<ref name="Mirsky2006" />


===Impact on the government=== ===Impact on the government===
{{See also|Seven Thousand Cadres Conference}}
Mao stepped down as State Chairman of the PRC in 1959, predicting he would take most of the blame for the failure of the Great Leap Forward, though he did retain his position as Chairman of the CPC. Liu Shaoqi (the new PRC Chairman) and reformist ] (CPC General Secretary) were left in charge to change policy to bring about economic recovery. Mao's Great Leap Forward policy came under open criticism at the ]. The attack was led by Minister of National Defense ], who, initially troubled by the potentially adverse effect of the Great Leap Forward on the modernization of the armed forces, also admonished unnamed party members for trying to "jump into communism in one step." After the Lushan showdown, Mao defensively replaced Peng with ].
Officials were prosecuted for exaggerating production figures, although punishments varied. In one case, a provincial party secretary was dismissed and prohibited from holding higher office. A number of county-level officials were publicly tried and executed.<ref>Friedman, Edward; Pickowicz, Paul G.; Selden, Mark; and Johnson, Kay Ann (1993). ''Chinese Village, Socialist State''. Yale University Press. p.&nbsp;243. {{ISBN|0300054289}} / As seen in {{Webarchive|url=https://web.archive.org/web/20190226022147/https://books.google.com/books?vid=ISBN0300054289&id=GN2cXHxg_6oC&pg=PA243&lpg=PA243&dq=wu+zhipu+henan+xinyang&sig=N8jpvDEZe3NvS64YO0qa492A32k |date=26 February 2019 }}.</ref>


Mao stepped down as State Chairman of the PRC on 27 April 1959, but remained CCP Chairman. Liu Shaoqi (the new PRC Chairman) and reformist ] (CCP General Secretary) were left in charge to change policy to bring economic recovery. Mao's Great Leap Forward policy was openly criticized at the ] by one person. Criticism from Minister of National Defense ], who, discovered that people from his home province starved to death caused him to write a letter to Mao to ask for the policies to be adapted.<ref name="Guardian2012" /> After the Lushan showdown, Mao replaced Peng with ] and Peng was sent off into obscurity.<ref name="Guardian2012" />
However, in June 1962, the party held an enlarged Central Work Conference and rehabilitated the majority of the deposed comrades who had criticized Mao in the aftermath of the Great Leap Forward. The event was again discussed, with much ], with the contemporary government calling it a "serious to our country and people" and blaming the ] of Mao. Following the 1962 conference, Mao became a "dead ancestor", as he labeled himself: a person who was respected but never consulted, occupying the political background of the Party. He launched a vain attempt for influence in 1966 with the ], but died ten years later, leaving the forces within the party that opposed the Cultural Revolution and the Great Leap Forward in power.<ref>{{Cite web|url=http://english.gov.cn/2005-08/06/content_20912.htm|title=China: a country with 5,000-year-long civilization|date=2010-08-06|accessdate=2010-09-18|publisher=]}}</ref>


However, by 1962, it was clear that the party had changed away from the extremist ideology that led to the Great Leap. During 1962, the party held a number of conferences and rehabilitated most of the deposed comrades who had criticized Mao in the aftermath of the Great Leap. The event was again discussed, with much ], and the contemporary government called it a "serious to our country and people" and blamed the ] of Mao.{{cn|date=July 2024}}
==Alternative interpretations==
{{POV|date=January 2011}}


At the Lushan conference of 1959, Peng Dehuai, one of the great marshals of the Chinese civil war against the nationalists, was a strong supporter of the Leap. But the discovery that people from his own home area were starving to death prompted him to write to Mao to ask for the policies to be adapted. Mao was furious, reading the letter out in public and demanding that his colleagues in the leadership line up either behind him or Peng. Almost to a man, they supported Mao, with his security chief Kang Sheng declaring of the letter: "I make bold to suggest that this cannot be handled with lenience."{{cn|date=July 2024}}
The estimations vary largely because of inaccurate data, thanks to inaccurate census as well as the efforts of the government to hide the actual situation (all the related data was classified as extremely confidential until their disclosure after 1983). Some people question the validity of any of these estimates on the grounds of "the absence of reliable country-wide population census". As ], emeritus professor from the ], put it in the article "Wild Swans and Mao's Agrarian Strategy";
<blockquote>Often it is argued that at the censuses of the 1960s "between 17 and 29 millions of Chinese" appeared to be missing, in comparison with the official census figures from the 1950s. But these calculations are lacking any semblance of reliability...it is hard to believe that suddenly, within a rather short period (1953-1960), the total population of China had risen from 450 to 600 million.<ref name="Atimes"></ref></blockquote>


In particular, at the '']'' in January–February 1962, Mao made a ] and re-affirmed his commitment to ]. In the years that followed, Mao mostly abstained from the operations of government, making policy largely the domain of Liu Shaoqi and Deng Xiaoping. Maoist ideology took a back seat in the CCP, until Mao launched the ] in 1966 which marked his political comeback.{{cn|date=July 2024}}


Following the failures of the Great Leap Forward, Chinese leadership slowed the pace of industrialization, focusing more on the development of China's already more developed coastal areas and the production of consumer goods.{{sfnp|Meyskens|2020|p=3}} Thus, during the preliminary formulation of the Third Five Year Plan (which had been delayed due to the economic turmoil),<ref>{{Cite journal |last=W. K. |date=Jan–Mar 1966 |title=China's Third Five-Year Plan |journal=The China Quarterly |issue=25 |pages=171–175 |jstor=3082101}}</ref> Liu stated:{{sfnp|Meyskens|2020|p=51}}
Other scholars have cautioned against taking a one-sided approach to the issue, and to see the issue in a wider context. For example ], Professor of Chinese Studies at the ], suggested that the Great Leap Forward did in fact have its own logic and rationality, and that its terrible effects came not from malign intent on the part of the Chinese leadership at the time, but instead relate to the structural nature of its rule, and the vastness of China as a country. Gao says "..the terrible lesson learnt is that China is so huge and when it is uniformly ruled, follies or wrong policies will have grave implications of tremendous magnitude". <ref>Gao. Mobo (2007). ''Gao Village: Rural life in modern China''. ]. ISBN 978-0-8248-3792-9</ref>


{{Block quote|text=In the past, the infrastructure battlefront was too long. There were too many projects. Demands were too high and rushed. Designs were done badly, and projects were hurriedly begun ... We only paid attention to increasing output and ignored quality. We set targets too highly. We must always remember these painful learning experiences.}}


During the discussion of the Third Five Year Plan, Mao made similar statements about the Great Leap Forward having "extended the infrastructure battlefront too long", acknowledging that it was "best to do less and well".{{sfnp|Meyskens|2020|p=56}}
Others have suggested that while China did undoubtedly experience large numbers of famine deaths in the years 1958 to 1961, this toll has to be evaluated in light of the overall impressive achievement of Maoist China in dramatically improving life expectancy. In his controversial polemic<ref>http://www.borders.com/online/store/TitleDetail?sku=0745327818</ref> ''The Battle for China's Past: Mao and the Cultural Revolution'' published through ], "one of the world's leading radical publishers,"<ref name=about>Pluto Press, </ref> Gao quotes figures showing that the Maoist revolution gave an estimated net positive value of 35 billion extra years of life to the Chinese people. <ref>Gao. Mobo (2008). ''The Battle for China's Past''. ]. ISBN 978-0-7453-2780-8</ref>


The failures of the Great Leap Forward also informed the government's approach to the ] construction campaign which followed a few years later and which built basic industry and national defense industry in China's interior.{{sfnp|Meyskens|2020|p=9}} Rather than adopting the Great Leap Forward's approach of locally developed projects, the mass mobilizations of the Third Front were centrally planned.{{sfnp|Meyskens|2020|pp=10–12}}


In addition, according to historian Philipp Brigham, the failures of the Great Leap Forward significantly contributed to the Cultural Revolution, which is another pivotal event in modern Chinese politics that happened later in Chairman Mao’s regime. Specifically, he posits that one of the main objectives of the Cultural Revolution was to extricate Chairman Mao and the ] from the responsibility for the Great Leap Forward.<ref name="Bridgham1967">{{Cite journal |last=Bridgham |first=Philip |year=1967 |title=Mao's "Cultural Revolution": Origin and Development |journal=The China Quarterly |issue=29 |pages=5 |issn=0305-7410 |jstor=651587}}</ref> According to Brigham's explanation, Chairman Mao and the central committee tried to incite through the Cultural Revolution that the Great Leap Forward had failed despite the right direction from above due to inadequate leadership of the local cadres.<ref name="Bridgham1967" />
Former Chinese dissident and political prisoner, ], Professor of Economics at the ] who became a ] after extensive reading of the works of ] and ], has produced data showing that even the peak death rates during the Great Leap Forward were in fact quite typical in pre-Communist China. Li (2008) argues that based on the average death rate over the three years of the Great Leap Forward, there were several million fewer lives lost during this period than would have been the case under normal mortality conditions before 1949.
<ref>Li. Minqi (2008). ''The Rise of China and the Demise of the Capitalist World Economy''. ]. ISBN 978-1-58367-182-5</ref>


=== Ecological impact ===
The Great Leap Forward resulted in ecological impacts through ] that resulted, as well as the expansion of agriculture into areas ill-suited for it.{{sfnp|Harrell|2023|pp=83–84}}


=== Health impacts ===
],Professor of Economics at the ], ], argues that some of the very high mortality estimates attributed to the Great Leap Forward, are in part a statistical construct, motivated by an underlying political agenda. Patnaik points out the following: "....because China in the single preceding decade of building socialism, had reduced its death rate at a much faster rate (from 29 to 12 comparing 1949 and 1958) than India had, this sharp rise to 25. 4 in 1960 in China still meant that this "famine" death rate was virtually the same as the prevalent death rate in India which was 24.6 per thousand in 1960, only 0.8 lower. This latter rate being considered quite "normal" for India, has not attracted the slightest criticism. Further, in both the preceding and the suceeding year India's crude death rate was 8 to 10 per thousand higher than in China."<ref>http://indowindow.com/akhbar/article.php?article=74&category=8&issue=9</ref>
There is evidence that survivors of the famine suffered sustained negative effects to their long-term health and economic outcomes. Those in early childhood during the famine were impacted the most, and it has been estimated that the 1959 birth cohort would have otherwise grown 3cm taller in adulthood.<ref>{{Cite journal |last=Chen |first=Yuyu |date=1 July 2007 |title=The long-term health and economic consequences of the 1959–1961 famine in China |url=https://www.sciencedirect.com/science/article/abs/pii/S016762960600141X |journal=Journal of Health Economics |volume=26 |issue=4 |pages=659–681 |doi=10.1016/j.jhealeco.2006.12.006 |pmid=17289187 |access-date=22 April 2024}}</ref>


Cohorts born during the famine showed higher infant and early life mortality, but exhibit a "mortality crossover" pattern, with mortality rates leveling off or even dropping relative to non-famine cohorts beyond a certain point. This could be explained by the combined effects of initial debilitation, in which malnutrition and hardship increase early deaths, and selection for robustness among famine survivors resulting in fewer later deaths.<ref>{{Cite journal |last=Song |first=Shige |year=2010 |title=Mortality consequences of the 1959–1961 Great Leap Forward famine in China: Debilitation, selection, and mortality crossovers |url=https://www.sciencedirect.com/science/article/abs/pii/S0277953610003825 |journal=Social Science & Medicine |volume=71 |issue=3 |pages=551–558 |doi=10.1016/j.socscimed.2010.04.034 |pmid=20542611}}</ref>


=== Cultural impact ===
The Indian writer ] raises the point made by the emininent Indian economist ] that “despite the gigantic size of excess mortality in the Chinese famine, the extra mortality in India from regular deprivation in normal times vastly overshadows the former.” Describing China’s early lead over India in health care, literacy, and life expectancy, Sen wrote that “India seems to manage to fill its cupboard with more skeletons every eight years than China put there in its years of shame.”<ref>http://www.newyorker.com/arts/critics/books/2010/12/20/101220crbo_books_mishra?currentPage=4</ref>
Consistent with the Great Leap Forward in agriculture and industry, authorities promoted the New Folksong Movement and the Peasant Painting Movement, from which hundreds of thousands of new artists emerged. Through the New Folksong Movement, millions of new folk songs and poems were written and collected. As part of the Peasant Painting Movement, peasant artists decorated village walls with Great Leap Forward-themed murals.{{sfnp|Qian|2024|p=167}}


The Great Leap Forward also prompted a wave of the New '']'' Campaign in which the state commissioned landscape artists to paint new production projects; select paintings of the campaign were taught in schools, published widely as propaganda posters, exhibited in museums, and used as the backdrops of state events.<ref>{{Cite book |last=Laikwan |first=Pang |title=One and All: The Logic of Chinese Sovereignty |publisher=] |year=2024 |isbn=9781503638815 |pages=138 |doi=10.1515/9781503638822}}</ref>
==See also==
*], contemporary program in the ]


On 9 March 1958, the ] held a meeting to introduce a Great Leap Forward in ]. During the Great Leap Forward, the film industry rapidly expanded, with documentary films being the genre that experienced the greatest growth. The total number of film-screening venues, including both urban cinemas and mobile projection units which traveled through rural China, radically increased.{{sfnp|Qian|2024|pp=149–150}}
==External Links==

*Dikotter, Frank (2010-12-15) , '']''
==See also==
*McGregor, Richard. ]. June 12, 2010.
* ]
*Ian Johnson. . ] (Blog), December 20, 2010
{{Portal|China|1950s}}
* ]
* ]
* ]
* ]
* ]
* ]
* ], a contemporaneous program in the ]


==Notes==
==Bibliography and Further reading==
{{notelist}}
* Bachman, David (1991). ''Bureaucracy, Economy, and Leadership in China: The Institutional Origins of the Great Leap Forward''. New York: Cambridge University Press.
* ] (1998). ''.'' Holt Paperbacks. ISBN 0805056688
* ] and ]. (2005) '']'', ]. ISBN 0679422714
* Dikötter, Frank (2010). ''.'' Walker & Company. ISBN 0802777686
* Li, Wei, and Dennis Tao Yang (2005). ''The Great Leap Forward: Anatomy of a Central Planning Disaster''. Journal of Political Economy 113 (4):840-877.
* ] (1996). '']''. Arrow Books Ltd.
* Macfarquhar, Roderick (1983). ''Origins of the Cultural Revolution: Vol 2''. Oxford: Oxford University Press.
* ] (2001). ''.'' Owl Books. ISBN 0805066381
* Tao Yang, Dennis. (2008) ], ''Comparative Economic Studies'' 50, pp.&nbsp;1–29.
* Thaxton. Ralph A. Jr (2008). ''''. ]. ISBN 0521722306
* Wertheim, Wim F (1995). ''Third World whence and whither? Protective State versus Aggressive Market.'' Amsterdam: Het Spinhuis. 211 pp.&nbsp;ISBN 9055890820
* E. L Wheelwright, ], and ] (Foreword), ''The Chinese Road to Socialism: Economics of the Cultural Revolution.''
* Yang, Dali (1996). ''Calamity and Reform in China: State, Rural Society, and Institutional Change since the Great Leap Famine''. Stanford University Press.
* ] (2008). ''Tombstone (Mu Bei - Zhong Guo Liu Shi Nian Dai Da Ji Huang Ji Shi).'' Cosmos Books (Tian Di Tu Shu), ].
*Gao. Mobo (2007). ''Gao Village: Rural life in modern China''. ]. ISBN 978-0-8248-3792-9
*Gao. Mobo (2008). ''The Battle for China's Past''. ]. ISBN 978-0-7453-2780-8
*Li. Minqi (2008). ''The Rise of China and the Demise of the Capitalist World Economy''. ]. ISBN 978-1-58367-182-5


{{commons|Great Leap Forward}}
==References== ==References==
{{Reflist|colwidth=25em}} {{Reflist|refs=
<ref name="Guardian2012">{{Cite news |date=7 December 2012 |title=Tombstone: The Untold Story of Mao's Great Famine by Yang Jisheng – review |url=http://www.theguardian.com/books/2012/dec/07/tombstone-mao-great-famine-yeng-jisheng-review |access-date=12 May 2022 |work=The Guardian}}</ref>
<ref name="Branigan2013">{{Cite news |last=Branigan |first=Tania |year=2013 |title=China's Great Famine: the true story |url=https://www.theguardian.com/world/2013/jan/01/china-great-famine-book-tombstone |url-status=live |archive-url=https://web.archive.org/web/20160110054200/http://www.theguardian.com/world/2013/jan/01/china-great-famine-book-tombstone |archive-date=10 January 2016 |access-date=15 February 2016 |work=The Guardian}}</ref>
}}
{{Country study|country=China}}


==Bibliography and further reading==
{{Refbegin|30em|indent=true}}
* {{Cite journal |last=Ashton |first=Basil |last2=Hill |first2=Kenneth |last3=Piazza |first3=Alan |last4=Zeitz |first4=Robin |date=Dec 1984 |title=Famine in China, 1958–61 |journal=Population and Development Review |volume=10 |issue=4 |pages=613–645 |doi=10.2307/1973284 |issn=0098-7921 |jstor=1973284}}
* {{Cite book |last=Bachman |first=David |title=Bureaucracy, Economy, and Leadership in China: The Institutional Origins of the Great Leap Forward |publisher=Cambridge University Press |year=1991 |location=New York}}
* {{Cite book |last=Banister |first=Judith |title=China's Changing Population |publisher=Stanford University Press |year=1987}}
* {{Cite book |last=Becker |first=Jasper |author-link=Jasper Becker |url=https://books.google.com/books?id=y3qwAAAAIAAJ |title=Hungry ghosts: Mao's secret famine |publisher=J. Murray |year=1996 |isbn=978-0-7195-5433-9 |location=London}}
* {{Cite book |last=Becker |first=Jasper |url=https://books.google.com/books?id=iC4g0gXBmIkC |title=Hungry ghosts: Mao's secret famine |publisher=Holt |year=1998 |isbn=978-0-8050-5668-6 |location=New York |author-mask=3}}
* {{Cite book |last=Chang |first=Jung |author-link=Jung Chang |title=] |last2=Halliday |first2=Jon |author-link2=Jon Halliday |publisher=Knopf |year=2005 |isbn=978-0-679-42271-6 |location=New York}}
* {{Cite book |last=Chen |first=Lingchei Letty |title=The Great Leap Backward: Forgetting and Representing the Mao Years |publisher=Cambria |year=2020 |isbn=9781604979923 |location=Amherst, NY}}
* {{Cite book |last=Chen |first=Yulu |title=Major issues and policies in China's financial reform |last2=Guo |first2=Qingwang |publisher=] |year=2016 |isbn=978-1623200695 |volume=1 |location=Hong Kong}}
* {{Cite book |last=Chen |first=Yulu |title=Major issues and policies in China's financial reform |last2=Guo |first2=Qingwang |publisher=] |year=2017 |isbn=978-1623200725 |volume=2 |location=Honolulu |author-mask=3 |author-mask2=3}}
* {{Cite book |last=Coale |first=Ansley J. |author-link=Ansley J. Coale |title=Rapid Population Change in China, 1952–1982 |publisher=National Academy Press |year=1984 |location=Washington, D.C.}}
* {{Cite book |title=The black book of communism: crimes, terror, repression |publisher=Harvard University Press |year=2004 |isbn=978-0-674-07608-2 |editor-last=Courtois |editor-first=Stéphane |edition=5th |location=Cambridge, MA |pages=463–546 |editor-last2=Kramer |editor-first2=Mark}}
* {{Cite book |last=Dikötter |first=Frank |title=Mao's Great Famine: The History of China's Most Devastating Catastrophe, 1958–62 |publisher=Walker |year=2010 |isbn=978-0-8027-7768-3}}
* {{Cite book |last=Gao |first=Mobo C. F. |title=Gao village: rural life in modern China |publisher=University of Hawaiʻi Press |year=2007 |isbn=978-0-8248-3192-9 |location=Honolulu}}
* {{Cite book |last=Gao |first=Mobo C. F. |title=The battle for China's past: Mao and the Cultural Revolution |publisher=Pluto |year=2008 |isbn=978-0-7453-2780-8 |location=London |author-mask=3}}
* {{Cite book |last=Harrell |first=Stevan |title=An Ecological History of Modern China |publisher=] |year=2023 |isbn=978-0295751719 |location=Seattle}}
* {{Cite book |last=Hinton |first=William |author-link=William H. Hinton |url=https://archive.org/details/shenfan00hint |title=Shenfan: The Continuing Revolution in a Chinese Village |publisher=Vintage |year=1984 |isbn=978-0-394-72378-5 |location=New York |url-access=registration}}
* {{Cite book |last=Hou |first=Li |title=Building for Oil: Daqing and the Formation of the Chinese Socialist State |publisher=] |year=2021 |isbn=978-0-674-26022-1 |series=] monograph series |location=Cambridge, MA}}
* {{Cite journal |last=Houser |first=D. |last2=Sands |first2=B. |last3=Xiao |first3=E. |date=February 2009 |title=Three parts natural, seven parts man-made: Bayesian analysis of China's Great Leap Forward demographic disaster |url=https://figshare.com/articles/journal_contribution/6571502 |journal=Journal of Economic Behavior & Organization |volume=69 |issue=2 |pages=148–159 |doi=10.1016/j.jebo.2007.09.008 |issn=0167-2681}}
* {{Cite book |last=Karl |first=Rebecca E. |title=Mao Zedong and China in the twentieth-century world: a concise history |publisher=] |year=2010 |isbn=978-0-8223-4780-4 |location=Durham, NC}}
* {{Cite journal |last=Kim |first=Seonghoon |last2=Fleisher |first2=Belton |last3=Sun |first3=Jessica Ya |year=2007 |title=The Long-term Health Effects of Fetal Malnutrition: Evidence from the 1959–1961 China Great Leap Forward Famine |url=https://econpapers.repec.org/RePEc:iza:izadps:dp9093 |journal=Health Economics |volume=26 |issue=10 |pages=1264–1277 |doi=10.1002/hec.3397 |issn=1057-9230 |pmid=27539791 |s2cid=41551653}}
* {{Cite book |last=Lardy |first=R. Nicholas |title=The People's Republic, Part 1: The Emergence of Revolutionary China 1949–1965 |publisher=Cambridge University Press |year=1987 |isbn=978-0-521-24336-0 |editor-last=MacFarquhar |editor-first=Roderick |pages=360–397 |chapter=The Chinese economy under stress, 1958–1965 |doi=10.1017/CHOL9780521243360.009 |editor-last2=Fairbank |editor-first2=John K.}}
* {{Cite book |last=Li |first=Minqi |title=The rise of China and the demise of the capitalist world-economy |publisher=] |year=2008 |isbn=978-1-58367-182-5 |location=New York}}
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Latest revision as of 08:15, 24 December 2024

1958–1962 Chinese socioeconomic campaign
It has been suggested that Backyard furnace be merged into this article. (Discuss) Proposed since December 2024.

For other uses, see Great Leap Forward (disambiguation).
Great Leap Forward
Rural workers smelting iron during the nighttime in 1958
Native name 大跃进
Date1958–1962
LocationChina
TypeFamine, economic mismanagement
CauseCentral planning, collectivization policies
MotiveEconomic collectivization of agriculture, realisation of socialism
Deaths15–55 million
Great Leap Forward
"Great Leap Forward" in simplified (top) and traditional (bottom) Chinese characters
Simplified Chinese大跃进
Traditional Chinese大躍進
Transcriptions
Standard Mandarin
Hanyu PinyinDà yuè jìn
Bopomofoㄉㄚˋ ㄩㄝˋ ㄐㄧㄣˋ
Wade–GilesTa yüeh chin
Tongyong PinyinDà yuè jìn
IPA
Yue: Cantonese
Yale RomanizationDaaih yeuk jeun
JyutpingDaai6 joek3 zeon3
IPA
Southern Min
Tâi-lôTuā io̍k tsìn
This article is part of
a series aboutMao Zedong

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History of the People's Republic of China
National emblem of the People's Republic of China
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The Great Leap Forward was an economic and social campaign within China from 1958 to 1962, led by the Chinese Communist Party (CCP). Party Chairman Mao Zedong launched the campaign to transform the country from an agrarian society into an industrialized society through the formation of people's communes. Millions of people died in mainland China during the Great Leap, with estimates based on demographic reconstruction ranging from 15 to 55 million, making the Great Chinese Famine the largest or second-largest famine in human history.

The Great Leap Forward stemmed from multiple factors, including "the purge of intellectuals, the surge of less-educated radicals, the need to find new ways to generate domestic capital, rising enthusiasm about the potential results mass mobilization might produce, and reaction against the sociopolitical results of the Soviet's development strategy." Mao ambitiously sought an increase in rural grain production and an increase in industrial activity. Mao was dismissive of technical experts and basic economic principles, which meant that industrialization of the countryside would solely be dependent on the peasants. Grain quotas were introduced with the idea of having peasants provide grains for themselves and support urban areas. Output from the industrial activities such as steel was also supposed to be used for urban growth. Local officials were fearful of Anti-Rightist Campaigns and they competed to fulfill or over-fulfill quotas which were based on Mao's exaggerated claims, collecting non-existent "surpluses" and leaving farmers to starve to death. Higher officials did not dare to report the economic disaster which was being caused by these policies, and national officials, blaming bad weather for the decline in food output, took little or no action.

The major changes which occurred in the lives of rural Chinese people included the incremental introduction of mandatory agricultural collectivization. Private farming was prohibited, and those people who engaged in it were persecuted and labeled counter-revolutionaries. Restrictions on rural people were enforced with public struggle sessions and social pressure, and forced labor was also exacted on people. Rural industrialization, while officially a priority of the campaign, saw "its development ... aborted by the mistakes of the Great Leap Forward". The Great Leap was one of two periods between 1953 and 1976 in which China's economy shrank (the other being the Cultural Revolution). Economist Dwight Perkins argues that "enormous amounts of investment only produced modest increases in production or none at all. ... In short, the Great Leap was a very expensive disaster".

The CCP studied the damage that was done at various conferences from 1960 to 1962, especially at the "Seven Thousand Cadres Conference" in 1962, during which Mao Zedong ceded day-to-day leadership to pragmatic moderates like Chinese President Liu Shaoqi and Vice Premier Deng Xiaoping. Acknowledging responsibilities for the Great Leap Forward, Mao did not retreat from his policies; instead, he blamed problems on bad implementation and "rightists" who opposed him. He initiated the Socialist Education Movement in 1963 and the Cultural Revolution in 1966 in order to remove opposition and re-consolidate his power. In addition, dozens of dams constructed in Zhumadian, Henan, during the Great Leap Forward collapsed in 1975 (under the influence of Typhoon Nina) and resulted in the 1975 Banqiao Dam failure, with estimates of its death toll ranging from tens of thousands to 240,000.

Background

See also: Agriculture in China and History of the People's Republic of China (1949–1976)

Classical Marxist theory hypothesized a relatively linear progression of development and a worldwide revolution beginning with the most developed countries. At the founding of the People's Republic of China in 1949, the country was one of poorest in the world. The Great Leap Forward attempted to defy the conventional understanding of the time required for economic development. Through rapid industrialization, it aimed to close the gap between China's developmental stage and its political aspirations. In March 1955, at a national conference of the Party, Mao declared that China "would catch up with and surpass the most powerful capitalist countries in several dozen years", and in October, Mao announced that he would complete the building of a socialist state in 15 years.

In the late 1950s, China's socio-political landscape experienced significant rural reforms and the aftermath of previous policies aimed at collectivization rather than individualism. Before the Great Leap Forward, the Chinese government initiated land reforms that redistributed land from landlords to peasants, but these reforms still needed to attain the expected agricultural productivity. The early 1950s saw the establishment of agricultural cooperatives, yet these changes brought mixed outcomes. However, the push towards rapid industrialization and the establishment of people’s communes in rural areas were central to the Great Leap Forward, reflecting the government’s belief that collectivization and large-scale projects would boost agricultural and industrial outputs. The communes were meant to centralize farming and labor, supposedly leading to increased efficiency and output; still, in reality, and practice, these measures often disrupted traditional farming practices and led to decreased productivity. Dali Yang stated, "The initial stages of collectivization brought chaos and inefficiency, with agricultural productivity often declining".

Agricultural collectives and other social changes

Main article: Land Reform Movement (China)
Government officials being sent to work in the countryside, 1957

Before 1949, peasants had farmed their own small pockets of land and observed traditional practices—festivals, banquets, and paying homage to ancestors. It was realized that Mao's policy of using a state monopoly on agriculture to finance industrialization would be unpopular with the peasants. Therefore, it was proposed that the peasants should be brought under Party control by the establishment of agricultural collectives which would also facilitate the sharing of tools and draft animals.

This policy was gradually pushed through between 1949 and 1958 in response to immediate policy needs, first by establishing "mutual aid teams" of 5–15 households, then in 1953 "elementary agricultural cooperatives" of 20–40 households, then from 1956 in "higher co-operatives" of 100–300 families. From 1954 onward peasants were encouraged to form and join collective-farming associations, which would supposedly increase their efficiency without robbing them of their own land or restricting their livelihoods.

By 1958, private ownership was abolished and all households were forced into state-operated communes. Mao demanded that the communes increase grain production to feed the cities and to earn foreign exchange through exports. China must follow a different path to socialism than the Soviet Union, Mao told delegates, by allowing its peasants to participate in economic modernisation and making more use of their labour.

Apart from progressive taxation on each household's harvest, the state introduced a system of compulsory state purchases of grain at fixed prices to build up stockpiles for famine-relief and meet the terms of its trade agreements with the Soviet Union. Together, taxation and compulsory purchases accounted for 30% of the harvest by 1957, leaving very little surplus. Rationing was also introduced in the cities to curb 'wasteful consumption' and encourage savings (which were deposited in state-owned banks and thus became available for investment), and although food could be purchased from state-owned retailers the market price was higher than that for which it had been purchased. This too was done in the name of discouraging excessive consumption.

Besides these economic changes, the CCP implemented major social changes in the countryside including the banishing of all religious and mystic institutions and ceremonies, replacing them with political meetings and propaganda sessions. Attempts were made to enhance rural education and the status of women (allowing them to initiate divorce if they desired) and ending foot-binding, child marriage and opium addiction. The old system of internal passports (the hukou) was introduced in 1956, preventing inter-county travel without appropriate authorization. Highest priority was given to the urban proletariat for whom a welfare state was created.

The first phase of collectivization resulted in modest improvements in output. Famine along the mid-Yangzi was averted in 1956 through the timely allocation of food-aid, but in 1957 the Party's response was to increase the proportion of the harvest collected by the state to insure against further disasters. Moderates within the Party, including Zhou Enlai, argued for a reversal of collectivization on the grounds that claiming the bulk of the harvest for the state had made the people's food-security dependent upon the constant, efficient, and transparent functioning of the government.

Hundred Flowers Campaign and Anti-Rightist Campaign

In 1957, Mao responded to the tensions which existed in the Party by launching the Hundred Flowers Campaign as a way to promote free speech and criticism. Some scholars have retroactively concluded that this campaign was a ploy designed to allow critics of the regime, primarily intellectuals but also low ranking members of the party who were critical of the agricultural policies, to identify themselves.

By the time of the completion of the first 5 Year Economic Plan in 1957, Mao had come to believe that the path to socialism that had been followed by the Soviet Union was not appropriate for China. He was critical of Khrushchev's reversal of Stalinist policies and he was also alarmed by the uprisings that had taken place in East Germany, Poland and Hungary, and the perception that the USSR was seeking "peaceful coexistence" with the Western powers. Mao had become convinced that China should follow its own path to communism. According to Jonathan Mirsky, a historian and a journalist who specialized in Chinese affairs, China's isolation from most of the rest of the world, along with the Korean War, had accelerated Mao's attacks on his perceived domestic enemies. It led him to accelerate his designs to develop an economy where the regime would get maximum benefit from rural taxation.

The Anti-Rightist Campaign started on 8 June 1957. The main goal was to purge "rightists" from the CCP and China altogether. It was believed that approximately 5 percent of the population was still "rightists" (Political conservatives sabotaging the revolution).

Rash advance movement and anti-rash advance movement

See also: Beidaihe Conference (1958)

In the early years of the New China, due to the lack of experience in financial and economic work, it was a common practice to include the fiscal surplus of the previous year in the budget of the current year. Because of the low level of budgeting in the fiscal sector and inaccurate estimates of economic development, revenues and expenditures were underestimated. However, no problems arose because the government usually managed to end the fiscal year with a surplus. In 1953, when China entered the first five-year plan period, the Chinese economy had improved and the Ministry of Finance still decided to include the fiscal surplus of the previous fiscal year as credit funds in the 1953 budget revenue to cover the current year's expenditures. As a result, budget expenditures were expanded and so was the size of the budget. At that time, only the Soviet expert Kutuzov warned the Chinese fiscal authorities not to use the fiscal surplus of the previous year, however, it was not heeded by the Ministry of Finance. In that year, the gross industrial and agricultural output grew by 21.3%, while the capital construction budget increased by 50% compared to the previous year, which led to an imbalance between production and demand. Such was the "small rash advance" (小冒進) at the start of the first five-year plan period. The issue had caused widespread social controversy. This marked one of the first times people questioned the authority of Chariman Mao (https://www.jstor.org/stable/1973026). The faction of Li Xiannian, Chen Yun and others did not think it was appropriate to continue this practice, but they also had opponents. Li Xiannian finally decided to hold a collective meeting to discuss the issue, and after listening to the views of all parties, he decided to abolish the practice.

Nevertheless, the controversy over the use of the fiscal surplus persisted, which brought another reckless "rash advance" to China's economic development in 1956. At that time, China lacked consideration in three areas: capital construction, employee wages and agricultural loans, making the central treasury tight again. This drew the attention of Zhou Enlai, Li Xiannian and others, and at a state meeting held on 5 June 1956, proposals were made to curb impetuousness and rash advances, revise the 1956 national economic plan, and cut capital construction investment. Such was the anti-"rash advance" movement.

The excess of the first five-year plan gave the nation great confidence, and at the Second Plenary Session of the 8th Central Committee, "go all out, aim high, and build socialism with greater, faster, better, and more economical results" (simplified Chinese: 鼓足干劲、力争上游、多快好省地建设社会主义; traditional Chinese: 鼓足幹勁、力爭上游、多快好省地建設社會主義) was adopted as the "General Line for Socialist Construction" in China. In 1955, Mao had already expressed his belief that socialist construction should achieve "greater, faster, better, and more economical" results. These led to the re-emergence of "rash advances", which further led to the reintroduction of policies and tendencies that had previously been overturned. Those who opposed Mao's policies were accused of not upholding the tenets of the "class struggle" under people's cult of Mao.

Initial goals

Main articles: Exceeding the UK, catching the USA and Launching satellites

Regarding agriculture, the Chinese government recognized the country's dilemma of feeding its rapidly growing population without the means to make significant capital improvements in agriculture. Viewing human labor as an underutilized factor of production, the government intensified the mobilization of masses of people to increase labor inputs in agriculture.

In November 1957, party leaders of communist countries gathered in Moscow to celebrate the 40th anniversary of the October Revolution. Soviet Communist Party First Secretary Nikita Khrushchev proposed not only to catch up with but exceed the United States in industrial output in the next 15 years through peaceful competition. Mao Zedong was so inspired by the slogan that China put forward its own one: to catch up with and surpass the United Kingdom in 15 years. As with its approach to agriculture, the Chinese government attempted to compensate for its inability to invest in industry with mass mobilizations to increase human labor inputs.

The initial projects of the Great Leap Forward were accelerating the construction of waterworks on the North China Plain during the 1957-1958 winter and next the development of people's communes and crude forms of rural industrialization. Some Great Leap Projects had lots of long-term value to China's economy and continued to benefit China after The Great Leap Forward ended. Some of the projects included bridges, railroads, canals and reservoirs. However, some of these projects were completed quickly, resulting in errors and delays that did more harm than good.

Organizational and operational factors

The Great Leap Forward campaign began during the period of the Second Five Year Plan which was scheduled to run from 1958 to 1963, though the campaign itself was discontinued by 1961. Mao unveiled the Great Leap Forward at a meeting in January 1958 in Nanjing.

The Great Leap Forward was grounded in a logical theory of economic development and represented an unambiguous social invention. The central idea behind the Great Leap was that China should "walk on two legs", by rapidly developing both heavy and light industry, urban and rural areas, and large and small scale labor. The hope was to industrialize by making use of the massive supply of cheap labor and avoid having to import heavy machinery. The government also sought to avoid both social stratification and technical bottlenecks involved in the Soviet model of development, but sought political rather than technical solutions to do so. Distrusting technical experts, Mao and the party sought to replicate the strategies used in its 1930s regrouping in Yan'an following the Long March: "mass mobilization, social leveling, attacks on bureaucratism, disdain for material obstacles". In the absence of material development inputs, Mao sought to increase development through voluntarism and organizational advantages brought about by socialism. Mao advocated that a further round of collectivization modeled on the USSR's Third Period was necessary in the countryside where the existing collectives would be merged into huge people's communes., Since the country side was significantly poorer than the cities and the people were hands on workers. (https://www.journals.uchicago.edu/doi/abs/10.1086/430804).

People's communes

Main article: People's commune
A canteen in a people's commune, 1958

An experimental commune was established at Chayashan in Henan in April 1958. Here for the first time, private plots were entirely abolished and communal kitchens were introduced. At the Politburo meetings in August 1958, it was decided that these people's communes would become the new form of economic and political organization throughout rural China. By the end of the year approximately 25,000 communes had been set up, with an average of 5,000 households each. The communes were relatively self-sufficient co-operatives where wages and money were replaced by work points.

The commune system was aimed at maximizing production for provisioning the cities and constructing offices, factories, schools, and social insurance systems for urban-dwelling workers, cadres, and officials. Citizens in rural areas who criticized the system were labeled "dangerous". Later on, as more and more families link together to form people's communes, peasants started to lose individual identities, since families were from vastly different communities with different cultures views, political views, family and financial background, which created conflict regarding the means and modes of production. Some wealthier families who refused to join a People's commune might be labeled as rightists. Escape was also difficult or impossible, and those who attempted were subjected to "party-orchestrated public struggle", which further jeopardized their survival. Besides agriculture, communes also incorporated some light industry and construction projects. Harvests did increase. However this was because of exceptional weather, not, which a lot of officials mistook, as the result of hard work of the peasants, creating further complications. (106) This lead to famine in the countryside since they were required to reach set harvest goal, leaving not enough food for themselves.

Industrialization

A minecart leading to the steel base, October 1957

Mao saw grain and steel production as the key pillars of economic development. He forecast that within 15 years of the start of the Great Leap, China's industrial output would surpass that of the UK. In the August 1958 Politburo meetings, it was decided that steel production would be set to double within the year, most of the increase coming through backyard steel furnaces. Major investments in larger state enterprises were made: 1587, 1361 and 1815 medium and large-scale state projects were started in 1958, 1959 and 1960 respectively, more in each year than in the first Five Year Plan.

Millions of Chinese became state workers as a consequence of this industrial investment: in 1958, 21 million were added to non-agricultural state payrolls, and total state employment reached a peak of 50.44 million in 1960, more than doubling the 1957 level; the urban population swelled by 31.24 million people. These new workers placed major stress on China's food-rationing system, which led to increased and unsustainable demands on rural food production. Those between the ages of sixteen and thirty were considered ideal candidates for the militia. Peasants were working long hours, all year round, even contributed their own cooking utensils to be melted as a source of production.

The consequences of the Great Leap Forward were devastating, leading to one of the most severe famines in human history. The policies that diverted labor from agriculture to industrial projects, such as backyard steel furnaces, resulted in a catastrophic drop in agricultural output; consequently, food shortages became widespread. According to demographic studies, the famine caused an estimated 15 to 45 million deaths, with rural areas being the hardest hit. Ashton et al. (1984) highlight, “During the period 1958-62, about 30 million premature deaths occurred in China: deaths that occurred earlier than they would have on the basis of mortality trends for more normal years.”

During this rapid expansion, coordination suffered and material shortages were frequent, resulting in "a huge rise in the wage bill, largely for construction workers, but no corresponding increase in manufactured goods". Facing a massive deficit, the government cut industrial investment from CN¥38.9 billion to CN¥7.1 billion yuan from 1960 to 1962 (an 82% decrease; the 1957 level was 14.4 billion). partly due to misreporting, or corruption at every level of the government where they would over-report harvest and steel production, by the time people realized, it was too late to correct statistics without angering Mao.

Backyard furnaces

Main article: Backyard furnace
Backyard furnaces in the countryside, 1958

The Great Leap Forward sought to revive folk technologies, including in the area of steel production. China's steel industry faced a shortage of imported iron and calls to increase production of "native iron" had begun in 1956. By mid-1958, the Chinese state began promoting indigenous metallurgical methods and the proliferation of "folk furnaces".

Mao was shown an example of a backyard furnace in Hefei, Anhui, in September 1958 by provincial first secretary Zeng Xisheng. The unit was claimed to be manufacturing high quality steel.

Moreover, the experience of the intellectual classes following the Hundred Flowers Campaign silenced those aware of the folly of such a plan. According to his private doctor, Li Zhisui, Mao and his entourage visited traditional steel works in Manchuria in January 1959 where he found out that high quality steel could only be produced in large-scale factories using reliable fuel such as coal. However, he decided not to order a halt to the backyard steel furnaces so as not to dampen the revolutionary enthusiasm of the masses. The program was only quietly abandoned much later in that year.

Crop production experiments

See also: Lysenkoism
A People's Daily front page report on 13 August 1958, that the Macheng Jianguo commune in Hubei had set a record of in early rice

On the communes, a number of radical and controversial agricultural innovations were promoted at the behest of Mao. Many of these innovations were based on the ideas of now discredited Soviet agronomist Trofim Lysenko and his followers. The policies included close cropping, whereby seeds were sown far more densely than normal on the incorrect assumption that seeds of the same class would not compete with each other. Yang provides data on the failure of close planting techniques, which reduced yields in Anhui from 400 jin per mu to less than 200 jin per mu due to overcrowded plants competing for nutrients and sunlight." Deep plowing was encouraged on the mistaken belief that this would yield plants with extra large root systems. Moderately productive land was left unplanted based on the belief that concentrating manure and effort on the most fertile land would lead to large productivity gains per-acre. Altogether, these untested innovations generally led to decreases in grain production rather than increases.

Meanwhile, local leaders were pressured into falsely reporting ever-higher grain production figures to their political superiors. Participants at political meetings remembered production figures being inflated up to 10 times their actual production amounts as the race to please superiors and win plaudits—like the chance to meet Mao himself—intensified. The state was later able to force many production groups to sell more grain than they could spare based on these false production figures.

Treatment of villagers

Commune members working fields at night using lamps
People's commune at a nursery school

The ban on private holdings severely disrupted peasant life at its most basic level. Villagers were unable to secure enough food to go on living because they were deprived by the commune system of their traditional means of being able to rent, sell, or use their land as collateral for loans. In one village, once the commune was operational, the Party boss and his colleagues "swung into manic action, herding villagers into the fields to sleep and to work intolerable hours, and forcing them to walk, starving, to distant additional projects".

Edward Friedman, political scientist, Paul Pickowicz, historian, and Mark Selden, sociologist, wrote about the dynamic of interaction between the Party and villagers:

Beyond attack, beyond question, was the systemic and structured dynamic of the socialist state that intimidated and impoverished millions of patriotic and loyal villagers.

The authors present a similar picture to Thaxton in depicting the party's destruction of the traditions of Chinese villagers. Traditionally prized local customs were deemed signs of feudalism to be extinguished. "Among them were funerals, weddings, local markets, and festivals. The Party thus destroyed much that gave meaning to Chinese lives. These private bonds were social glue. To mourn and to celebrate is to be human. To share joy, grief, and pain is humanizing." Failure to participate in the CCP's political campaigns—though the aims of such campaigns were often conflicting—"could result in detention, torture, death, and the suffering of entire families".

Public struggle sessions were often used to intimidate the peasants into obeying local officials; they increased the death rate of the famine in several ways. "In the first case, blows to the body caused internal injuries that, in combination with physical emaciation and acute hunger, could induce death." In one case, after a peasant stole two cabbages from the common fields, the thief was publicly criticized for half a day. He collapsed, fell ill, and never recovered. Others were sent to labor camps.

About 7% of those who died during the Great Leap Forward were tortured to death or summarily killed. Benjamin Valentino notes that "communist officials sometimes tortured and killed those accused of failing to meet their grain quota".

However, J. G. Mahoney has said that "there is too much diversity and dynamism in the country for one work to capture ... rural China as if it were one place." Mahoney describes an elderly man in rural Shanxi who recalls Mao fondly, saying "Before Mao we sometimes ate leaves, after liberation we did not." Regardless, Mahoney points out that Da Fo villagers recall the Great Leap Forward as a period of famine and death, and among those who survived in Da Fo were precisely those who could digest leaves.

Direct consequences

The failure of agricultural policies, the movement of farmers from agricultural to industrial work, and weather conditions suppressed the food supply. At the same time improvements in medicine, infant mortality, and average life expectancy promoted by the Patriotic Health Campaign led to a greatly increased need for food. The shortage of supply clashed with an explosion in demand, leading to millions of deaths from severe famine. The economy, which had improved since the end of the civil war, was devastated, and in response to the severe conditions, there was resistance among the populace.

The effects on the upper levels of government in response to the disaster were complex, with Mao purging the Minister of National Defense Peng Dehuai in 1959, the temporary promotion of Lin Biao, Liu Shaoqi, and Deng Xiaoping, and Mao losing some power and prestige following the Great Leap Forward, during the Seven Thousand Cadres Conference in 1962, which led him to launch the Cultural Revolution in 1966.

  • Birth and death rate in China Birth and death rate in China

Famine

Main article: Great Chinese Famine
The Eurasian tree sparrow was the most notable target of the Four Pests campaign.

Despite the harmful agricultural innovations, the weather was very favorable in 1958 and the harvest was also good. However, the amount of labor which was diverted to steel production and construction projects meant that much of the harvest was left to rot because it was not collected in some areas. This problem was exacerbated by a devastating swarm of locusts, which was caused when their natural predators were killed as part of the Four Pests Campaign.

Although actual harvests were reduced, local officials, under tremendous pressure to report record harvests to central authorities in response to the innovations, competed with each other to announce increasingly exaggerated results. These results were used as the basis for determining the amount of grain which would be taken by the State, supplied to the towns and cities and exported. This barely left enough grain for the peasants, and in some areas, starvation set in. A 1959 drought and flooding from the Yellow River in the same year also contributed to the famine.

During 1958–1960 China continued to be a substantial net exporter of grain, despite the widespread famine which was being experienced in the countryside, as Mao sought to maintain face and convince the outside world of the success of his plans. Foreign aid was refused. When the Japanese foreign minister told his Chinese counterpart Chen Yi about an offer of 100,000 tonnes of wheat which was going to be shipped away from public view, he was rebuffed.

John F. Kennedy was also aware that the Chinese were exporting food to Africa and Cuba during the famine. He said during the news conference on 23 May 1962, "Well, there has been no indication of any expression of interest or desire by the Chinese Communists to receive any food from us, as I have said at the beginning, and we would certainly have to have some idea as to whether the food was needed and under what conditions it might be distributed. Up to the present, we have had no such indication." But Kennedy said that the US provided food for about half a million refugees in British Hong Kong.

With dramatically reduced yields, even urban areas received greatly reduced rations; however, mass starvation was largely confined to the countryside, where, as a result of drastically inflated production statistics, very little grain was left for the peasants to eat. Food shortages were bad throughout the country, but the provinces which had adopted Mao's reforms with the most vigor, such as Anhui, Gansu and Henan, tended to suffer disproportionately. Sichuan, one of China's most populous provinces, known in China as "Heaven's Granary" because of its fertility, is thought to have suffered the highest number of deaths from starvation due to the vigor with which provincial leader Li Jingquan undertook Mao's reforms. There are widespread oral reports, though little official documentation, of cannibalism being practiced in various forms as a result of the famine. Author Yan Lianke also claims that, while growing up in Henan during the Great Leap Forward, he was taught to "recognize the most edible kinds of bark and clay by his mother. When all of the trees had been stripped and there was no more clay, he learned that lumps of coal could appease the devil in his stomach, at least for a little while."

The agricultural policies of the Great Leap Forward and the associated famine continued until January 1961, when, at the Ninth Plenum of the 8th Central Committee of the Chinese Communist Party, the restoration of agricultural production through a reversal of the Great Leap policies was started. Grain exports were stopped, and imports from Canada and Australia reduced the impact of the food shortages, at least in the coastal cities.

Deaths by famine

The exact number of deaths by famine is difficult to determine, and estimates range from 15 million to 55 million people. Because of the uncertainties which are involved in estimating the number of deaths which were caused by the failure of the Great Leap Forward and the ensuing famine and because of the uncertainties which are involved in estimating the numbers of deaths which were caused by other famines, it is difficult to compare the severity of different famines. If an estimate of 30 million deaths is accepted, the failure of the Great Leap Forward caused the deadliest famine in the history of China, and it also caused the deadliest famine in human history. This extremely high loss of human lives was partially caused by China's large population. To put things into absolute and relative numerical perspective: in the Great Irish Famine, approximately 1 million people out of a total population of 8 million people died, or 12.5% of Ireland's entire population. If approximately 23 million people out of a total population of 650 million people died during the Great Chinese Famine, the percentage would be 3.5%. Hence, the famine during the Great Leap Forward had the highest absolute death toll, though not the highest relative (percentage) one.

The Great Leap Forward reversed the downward trend in mortality that had occurred since 1950, though even during the Leap, mortality may not have reached pre-1949 levels. Famine deaths and the reduction in number of births caused the population of China to drop in 1960 and 1961. This was only the third time in 600 years that the population of China had decreased. Mao suggested, in a discussion with Field Marshal Montgomery in Autumn 1961, that "unnatural deaths" exceeded 5 million in 1960–1961, according to a declassified CIA report. After the Great Leap Forward, mortality rates decreased to below pre-Leap levels and the downward trend begun in 1950 continued.

The severity of the famine varied from region to region. By correlating the increases in the death rates of different provinces, Peng Xizhe found that Gansu, Sichuan, Guizhou, Hunan, Guangxi, and Anhui were the hardest-hit regions, while Heilongjiang, Inner Mongolia, Xinjiang, Tianjin, and Shanghai experienced the lowest increases in death rates during the Great Leap Forward (there was no data for Tibet). In some areas, people resorted to eating tree bark and dirt, and in some places cannibalism as a result of starvation. Peng also noted that the increase in death rates in urban areas was about half the increase in death rates in rural areas. According to Chinese government reports in the Fuyang Party History Research Office, between the years 1959 and 1961, 2.4 million people from Fuyang died from the famine.

Long-term impact

The long-term impact of the Great Leap Forward extended beyond immediate famine and loss of life. The policies and their disastrous outcomes led to significant changes in Chinese society and governance. In rural areas, the effects on education and women's labor roles were profound. The collapse of agricultural production systems and the communal structure led to a reevaluation of economic strategies in subsequent decades. Rural education suffered due to the upheaval, and while women were initially mobilized into the workforce, the ensuing chaos often negated these advances. Dali Yang explains, "The Great Leap Forward’s failure necessitated significant policy shifts, leading to a more pragmatic approach in China’s economic reforms."

  • Global famines history Global famines history
  • The Great Leap Forward produced a significant spike in the global number of deaths (1950–2017) The Great Leap Forward produced a significant spike in the global number of deaths (1950–2017)

Methods of estimating the death toll and methods of identifying the sources of the error

Estimates of Great Chinese Famine death toll
Deaths
(millions)
Author(s) Year
15 Houser, Sands, and Xiao 2005
18 Yao 1999
23 Peng 1987
27 Coale 1984
30 Ashton, et al. 1984
30 Banister 1987
30 Becker 1996
32.5 Cao 2005
36 Yang 2008
38 Chang and Halliday 2005
38 Rummel 2008
45 minimum Dikötter 2010
43 to 46 Chen 1980
55 Yu Xiguang 2005

Some outlier estimates include 11 million by Utsa Patnaik, an Indian Marxist economist, 3.66 million by mathematician Sun Jingxian (孙经先) and 2.6–4 million by historian and political economist Yang Songlin (杨松林).

The number of famine deaths during the Great Leap Forward has been estimated with different methods. Banister, Coale, and Ashton et al. compare age cohorts from the 1953, 1964, and 1982 censuses, yearly birth and death records, and results of the 1982 1:1000 fertility survey. From these they calculate excess deaths above a death rate interpolated between pre- and post-Leap death rates. All involve corrections for perceived errors inherent in the different data sets. Peng uses reported deaths from the vital statistics of 14 provinces, adjusts 10% for under reporting, and expands the result to cover all of China assuming similar mortality rates in the other provinces. He uses 1956/57 death rates as the baseline death rate rather than an interpolation between pre- and post-GLF death rates.

Houser, Sands, and Xiao in their 2005 research study using "provincial-level demographic panel data and a Bayesian empirical approach in an effort to distinguish the relative importance of weather and national policy on China's great demographic disaster" conclude that "in aggregate, from 1959 to 1961 China suffered about 14.8 million excess deaths. Of those, about 69% (or 10.3 million) seem attributable to effects stemming from national policies."

Cao uses information from "local annals" to determine for each locality the expected population increase from normal births and deaths, the population increase due to migration, and the loss of population between 1958 and 1961. He then adds the three figures to determine the number of excess deaths during the period 1959–1961. Chang and Halliday use death rates determined by "Chinese demographers" for the years 1957–1963, subtract the average of the pre-and post-Leap death rates (1957, 1962, and 1963) from the death rates of each of the years 1958–1961, and multiply each yearly excess death rate by the year's population to determine excess deaths.

Chen was part of a large investigation by the System Reform Institute think tank which "visited every province and examined internal Party documents and records".

Becker, Rummel, Dikötter, and Yang each compare several earlier estimates. Becker considers Banister's estimate of 30 million excess deaths to be "the most reliable estimate we have". Rummel initially took Coale's 27 million as a "most likely figure", then accepted the later estimate of 38 million by Chang and Halliday after it was published. Dikötter judged Chen's estimate of 43 to 46 million to be "in all likelihood a reliable estimate". He also claimed that at least 2.5 million of these deaths were caused by beatings, tortures, or summary executions. On the other hand, Daniel Vukovich asserts that this claim is coming from a problematic and unverified reference, because Chen simply threw that number as an "estimate" during an interview and because Chen hasn't published any scholarly work on the subject. Yang takes Cao's, Wang Weizhi's, and Jin Hui's estimates ranging from 32.5 to 35 million excess deaths for the period 1959–1961, adds his own estimates for 1958 (0.42 million) and 1962 (2.23 million) "based on official figures reported by the provinces" to get 35 to 37 million, and chooses 36 million as a number that "approaches the reality but is still too low".

Estimates contain several sources of error. National census data was not accurate and even the total population of China at the time was not known to within 50 to 100 million people. The statistical reporting system had been taken over by party cadre from statisticians in 1957, making political considerations more important than accuracy and resulting in a complete breakdown in the statistical reporting system. Population figures were routinely inflated at the local level, often in order to obtain increased rations of goods. During the Cultural Revolution, a great deal of the material in the State Statistical Bureau was burned.

According to Jasper Becker, under-reporting of deaths was also a problem. The death registration system, which was inadequate before the famine, was completely overwhelmed by the large number of deaths during the famine. In addition, he claims that many deaths went unreported so that family members of the deceased could continue to draw the deceased's food ration and that counting the number of children who both were born and died between the 1953 and 1964 censuses is problematic. However, Ashton, et al. believe that because the reported number of births during the GLF seems accurate, the reported number of deaths should be accurate as well. Massive internal migration made both population counts and registering deaths problematic, though Yang believes the degree of unofficial internal migration was small and Cao's estimate takes internal migration into account.

Coale's, Banister's, Ashton et al.'s, and Peng's figures all include adjustments for demographic reporting errors, though Dikötter, in his book Mao's Great Famine, argues that their results, as well as Chang and Halliday's, Yang's, and Cao's, are still underestimates. The System Reform Institute's (Chen's) estimate has not been published and therefore it cannot be verified.

Causes of the famine and responsibility for it

The policies of the Great Leap Forward, the failure of the government to respond quickly and effectively to famine conditions, as well as Mao's insistence on maintaining high grain export quotas in the face of clear evidence of poor crop output were responsible for the famine. There is disagreement over how much, if at all, weather conditions contributed to the famine.

Significant amounts of agricultural labor had been transferred for steel production, resulting in a shortage of agricultural workers. Approximately 10% of crops could not be harvested as a result.

Yang Jisheng, a former CCP member and former reporter for the official Chinese news agency Xinhua, puts the blame squarely on Maoist policies and the political system of totalitarianism, such as diverting agricultural workers to steel production instead of growing crops, and exporting grain at the same time. During the course of his research, Yang uncovered that some 22 million tons of grain was held in public granaries at the height of the famine, reports of starvation went up the bureaucracy only to be ignored by top officials, and the authorities ordered that statistics be destroyed in regions where population decline became evident. Using Henan as an example, Yang documents that inflated reports claimed production of 1200 jin per mu, while the actual production was closer to 600 jin per mu, resulting in excessive grain requisitions and local starvation, nearly 6% of the population passed away. In the later book, Yang states, "36 million Chinese starved to death in the years between 1958 and 1962, while 40 million others failed to be born, which means that "China's total population loss during the Great Famine then comes to 76 million."

Economist Steven Rosefielde argues that Yang's account "shows that Mao's slaughter was caused in considerable part by terror-starvation; that is, voluntary manslaughter (and perhaps murder) rather than innocuous famine." Yang claims that local party officials were indifferent to the large number of people dying around them, as their primary concern was the delivery of grain, which Mao wanted to use to pay back debts to the USSR totaling 1.973 billion yuan. In Xinyang, people died of starvation at the doors of grain warehouses. Mao refused to open the state granaries as he dismissed reports of food shortages and accused the "rightists" and the kulaks of conspiring to hide grain.

From his research into records and talks with experts at the meteorological bureau, Yang concludes that the weather during the Great Leap Forward was not unusual compared to other periods and was not a factor. Yang also believes that the Sino-Soviet split was not a factor because it did not happen until 1960, when the famine was well under way.

Mao's efforts to cool the Leap in late 1958 met resistance within the Party and when Mao proposed a scaling down of steel targets, "many people just wouldn't change and wouldn't accept it". Thus, according to historian Tao Kai, the Leap "wasn't the problem of a single person, but that many people had ideological problems". Tao also pointed out that "everyone was together" on the anti-rightist campaign and only a minority didn't approve of the Great Leap's policies or put forth different opinions. The actions of the party under Mao in the face of widespread famine are reminiscent of Soviet policy nearly three decades earlier during the Soviet famine of 1932-33. At that time, the USSR exported grain for international propaganda purposes despite millions dying of starvation across southern areas of the Soviet Union.

Benjamin Valentino writes that like in the USSR during the famine of 1932–33, peasants were confined to their starving villages by a system of household registration, and the worst effects of the famine were directed against enemies of the regime. Those labeled as "black elements" (religious leaders, rightists, rich peasants, etc.) in any previous campaign were given the lowest priority in the allocation of food, and therefore died in the greatest numbers. Drawing from Jasper Becker's book Hungry Ghosts, genocide scholar Adam Jones states that "no group suffered more than the Tibetans" from 1959 to 1962.

Ashton, et al. write that policies leading to food shortages, natural disasters, and a slow response to initial indications of food shortages were to blame for the famine. Policies leading to food shortages included the implementation of the commune system and an emphasis on non-agricultural activities such as backyard steel production. Natural disasters included drought, flood, typhoon, plant disease, and insect pest. The slow response was in part due to a lack of objective reporting on the agricultural situation, including a "nearly complete breakdown in the agricultural reporting system".

This was partly caused by strong incentives for officials to over-report crop yields. According to Frank Dikötter, local officials frequently reported production figures 30-40% higher than the actual output to meet the central government's ambitious targets. The unwillingness of the Central Government to seek international aid was a major factor; China's net grain exports in 1959 and 1960 would have been enough to feed 16 million people 2000 calories per day. Ashton, et al. conclude that "It would not be inaccurate to say that 30 million people died prematurely as a result of errors of internal policy and flawed international relations."

Mobo Gao suggested that the Great Leap Forward's terrible effects came not from malignant intent on the part of the Chinese leadership at the time, but instead related to the structural nature of its rule, and the vastness of China as a country. Gao says "the terrible lesson learnt is that China is so huge and when it is uniformly ruled, follies or wrong policies will have grave implications of tremendous magnitude".

As of 2012, the Chinese government's official English web portal places the responsibility for the "serious losses" to "country and people" of 1959–1961 (without mentioning famine) mainly on the Great Leap Forward and the anti-rightist struggle, and lists weather and cancellation of contracts by the Soviet Union as contributing factors.

Deaths by violence

Not all deaths during the Great Leap were from starvation. In accounts documented by Yang Jisheng, people were beaten or killed for rebelling against the government, reporting the real harvest numbers, for sounding alarm, for refusing to hand over what little food they had left, for trying to flee the famine area, for begging for food or as little as stealing scraps or angering officials.

In the book Tombstone, a cycle of starvation and violence was documented during the Great Leap Forward.

Other impacts

Failures of the food supply

In agrarian policy, the failures of the food supply during the Great Leap were met by a gradual de-collectivization over the course of the 1960s that foreshadowed the further measures taken under Deng Xiaoping. Political scientist Meredith Jung-En Woo argues: "Unquestionably the regime failed to respond in time to save the lives of millions of peasants, but when it did respond, it ultimately transformed the livelihoods of several hundred million peasants (modestly in the early 1960s, but permanently after Deng Xiaoping's reforms subsequent to 1978)."

Despite the risks to their careers, some CCP members openly laid blame for the disaster at the feet of the Party leadership and took it as proof that China must rely more on education, acquiring technical expertise and applying bourgeois methods in developing the economy. Liu Shaoqi made a speech at the Seven Thousand Cadres Conference in 1962, stating that " economic disaster was 30% fault of nature, 70% human error."

A 2017 paper by economists found "strong evidence that the unrealistic yield targets led to excessive death tolls from 1959 to 1961, and further analysis shows that yield targets induced the inflation of grain output figures and excessive procurement. We also find that Mao's radical policy caused serious deterioration in human capital accumulation and slower economic development in the policy-affected regions decades after the death of Mao."

A dramatic decline in grain output continued for several years, involving in 1960–61 a drop in output of more than 25 percent. Causes of this drop are found in both natural disaster and government policy.

Industrialization

Overall, the Great Leap Forward failed to rapidly industrialize China as intended.

According to Joseph Ball, writing in the Monthly Review, there is a good argument to suggest that the policies of the Great Leap Forward did a lot to sustain China's overall economic growth, after an initial period of disruption. Official Chinese statistics show that after the end of the Leap in 1962, industrial output value had doubled; the gross value of agricultural products increased by 35 percent; steel production in 1962 was between 10.6 million tons or 12 million tons; investment in capital construction rose to 40 percent from 35 percent in the First Five-Year Plan period; the investment in capital construction was doubled; and the average income of workers and farmers increased by up to 30 percent. Additionally, there was significant capital construction (especially in iron, steel, mining and textile enterprises) that ultimately contributed greatly to China's industrialization. The Great Leap Forward period also marked the initiation of China's rapid growth in tractor and fertilizer production.

The successful construction of the Daqing oil field despite harsh weather conditions and supply limitations became a model held up by the Party as an example during subsequent industrialization campaigns. During its 1960 construction, Oil Minister Yu Qiuli mobilized workers through ideological motivation instead of material incentives, focusing enthusiasm, energy, and resources to complete a rapid industrialization project. The project also delivered critical economic benefits because without the production of the Daqing oil field, crude oil would have been severely limited after the Soviet Union cut off supplies as a result of the Sino-Soviet split.

Large-scale irrigation projects begun during the late 1950s as part of the Great Leap Forward continued to grow rapidly until the late 1970s.

Lushan Conference

Main article: Lushan Conference

The initial impact of the Great Leap Forward was discussed at the Lushan Conference in July–August 1959. Although many of the more moderate leaders had reservations about the new policy, the only senior leader to speak out openly was Marshal Peng Dehuai. Mao responded to Peng's criticism of the Great Leap by dismissing Peng from his post as Defence Minister, denouncing Peng (who came from a poor peasant family) and his supporters as "bourgeois", and launching a nationwide campaign against "rightist opportunism". Peng was replaced by Lin Biao, who began a systematic purge of Peng's supporters from the military.

Women's labor advancement

The Great Leap Forward's focus on total workforce mobilization resulted in opportunities for women's labor advancement. Increasing collectivization of labor brought more opportunities for women to "leave the home", thereby increasing their economic and personal independence. The number of women in state institutions and state-owned enterprises more than tripled during the period 1957 to 1960.

As women became increasingly needed to work in agriculture and industry, and encouraged by policy to do so, the phenomenon of Iron Women arose. Women did traditionally male work in both fields and factories, including major movements of women into management positions. Women competed for high productivity, and those who distinguished themselves came to be called Iron Women. Slogans such as "There is no difference between men and women in this new age," and "We can do anything, and anything we do, we can do it well," became popular.

Neighborhood production teams established during this period offered women labor that allowed them to leave the home without leaving the neighborhood community. This mode of labor provided urban women with the right to work while still preserving existing forms of household social life.

Education

During the Great Leap Forward, the number of universities in China increased to 1,289 by 1960 and nationwide enrollment more than doubled to 962,000 in 1960. This was a wave of "great leap forward" in higher education. Many of the newly established universities, however, were affiliated with people's communes and were directly transformed from local middle schools. For example, in Xushui County, Hebei, every commune built one university of its own and local middle school teachers were promoted to professors; for another example, in Suiping County, Henan, a new university was established with 10 departments and 529 students, where some "professors" were actually teachers from local elementary school. According to official sources:

Some comrades expressed the fear that the movement would be a mockery of school education ....With regard to the development of higher education, some comrades, hearing that peasants have set up their own universities in the countryside, would ridicule the idea, believing that a university without a staff of qualified professors and students who have graduated from senior middle schools cannot be called a university.

Educational reforms during the Great Leap Forward sought to increase student and staff participation in the administration process, to favor students from worker, peasant, or soldier backgrounds in admissions, and to increase the role of the CCP and of politics in schools. Beginning in 1961, universities rolled back these policy initiatives, and increase meritocratic university policies instead of egalitarian ones.

Resistance

There were various forms of resistance to the consequences of the Great Leap Forward. Several provinces saw armed rebellion, though these rebellions never posed a serious threat to the Central Government. Rebellions are documented to have occurred in Henan, Shandong, Qinghai, Gansu, Sichuan, Fujian, Yunnan, and Tibet. In Henan, Shandong, Qinghai, Gansu, and Sichuan, these rebellions lasted more than a year, with the Spirit Soldier rebellion of 1959 being one of the few larger-scale uprisings. There was also occasional violence against cadre members. Raids on granaries, arson and other vandalism, train robberies, and raids on neighboring villages and counties were common.

According to Ralph Thaxton, professor of politics at Brandeis University, villagers turned against the CCP during and after the Great Leap, seeing it as autocratic, brutal, corrupt, and mean-spirited. According to Thaxton, the CCP's policies included plunder, forced labor, and starvation, which led villagers "to think about their relationship with the Communist Party in ways that do not bode well for the continuity of socialist rule."

Often, villagers composed doggerel to show their defiance to the regime, and "perhaps, to remain sane". During the Great Leap, one jingle ran: "Flatter shamelessly—eat delicacies.... Don't flatter—starve to death for sure."

Impact on the government

See also: Seven Thousand Cadres Conference

Officials were prosecuted for exaggerating production figures, although punishments varied. In one case, a provincial party secretary was dismissed and prohibited from holding higher office. A number of county-level officials were publicly tried and executed.

Mao stepped down as State Chairman of the PRC on 27 April 1959, but remained CCP Chairman. Liu Shaoqi (the new PRC Chairman) and reformist Deng Xiaoping (CCP General Secretary) were left in charge to change policy to bring economic recovery. Mao's Great Leap Forward policy was openly criticized at the Lushan party conference by one person. Criticism from Minister of National Defense Peng Dehuai, who, discovered that people from his home province starved to death caused him to write a letter to Mao to ask for the policies to be adapted. After the Lushan showdown, Mao replaced Peng with Lin Biao and Peng was sent off into obscurity.

However, by 1962, it was clear that the party had changed away from the extremist ideology that led to the Great Leap. During 1962, the party held a number of conferences and rehabilitated most of the deposed comrades who had criticized Mao in the aftermath of the Great Leap. The event was again discussed, with much self-criticism, and the contemporary government called it a "serious to our country and people" and blamed the cult of personality of Mao.

At the Lushan conference of 1959, Peng Dehuai, one of the great marshals of the Chinese civil war against the nationalists, was a strong supporter of the Leap. But the discovery that people from his own home area were starving to death prompted him to write to Mao to ask for the policies to be adapted. Mao was furious, reading the letter out in public and demanding that his colleagues in the leadership line up either behind him or Peng. Almost to a man, they supported Mao, with his security chief Kang Sheng declaring of the letter: "I make bold to suggest that this cannot be handled with lenience."

In particular, at the Seven Thousand Cadres Conference in January–February 1962, Mao made a self-criticism and re-affirmed his commitment to democratic centralism. In the years that followed, Mao mostly abstained from the operations of government, making policy largely the domain of Liu Shaoqi and Deng Xiaoping. Maoist ideology took a back seat in the CCP, until Mao launched the Cultural Revolution in 1966 which marked his political comeback.

Following the failures of the Great Leap Forward, Chinese leadership slowed the pace of industrialization, focusing more on the development of China's already more developed coastal areas and the production of consumer goods. Thus, during the preliminary formulation of the Third Five Year Plan (which had been delayed due to the economic turmoil), Liu stated:

In the past, the infrastructure battlefront was too long. There were too many projects. Demands were too high and rushed. Designs were done badly, and projects were hurriedly begun ... We only paid attention to increasing output and ignored quality. We set targets too highly. We must always remember these painful learning experiences.

During the discussion of the Third Five Year Plan, Mao made similar statements about the Great Leap Forward having "extended the infrastructure battlefront too long", acknowledging that it was "best to do less and well".

The failures of the Great Leap Forward also informed the government's approach to the Third Front construction campaign which followed a few years later and which built basic industry and national defense industry in China's interior. Rather than adopting the Great Leap Forward's approach of locally developed projects, the mass mobilizations of the Third Front were centrally planned.

In addition, according to historian Philipp Brigham, the failures of the Great Leap Forward significantly contributed to the Cultural Revolution, which is another pivotal event in modern Chinese politics that happened later in Chairman Mao’s regime. Specifically, he posits that one of the main objectives of the Cultural Revolution was to extricate Chairman Mao and the Central Committee of the Chinese Communist Party from the responsibility for the Great Leap Forward. According to Brigham's explanation, Chairman Mao and the central committee tried to incite through the Cultural Revolution that the Great Leap Forward had failed despite the right direction from above due to inadequate leadership of the local cadres.

Ecological impact

The Great Leap Forward resulted in ecological impacts through deforestation that resulted, as well as the expansion of agriculture into areas ill-suited for it.

Health impacts

There is evidence that survivors of the famine suffered sustained negative effects to their long-term health and economic outcomes. Those in early childhood during the famine were impacted the most, and it has been estimated that the 1959 birth cohort would have otherwise grown 3cm taller in adulthood.

Cohorts born during the famine showed higher infant and early life mortality, but exhibit a "mortality crossover" pattern, with mortality rates leveling off or even dropping relative to non-famine cohorts beyond a certain point. This could be explained by the combined effects of initial debilitation, in which malnutrition and hardship increase early deaths, and selection for robustness among famine survivors resulting in fewer later deaths.

Cultural impact

Consistent with the Great Leap Forward in agriculture and industry, authorities promoted the New Folksong Movement and the Peasant Painting Movement, from which hundreds of thousands of new artists emerged. Through the New Folksong Movement, millions of new folk songs and poems were written and collected. As part of the Peasant Painting Movement, peasant artists decorated village walls with Great Leap Forward-themed murals.

The Great Leap Forward also prompted a wave of the New Guohua Campaign in which the state commissioned landscape artists to paint new production projects; select paintings of the campaign were taught in schools, published widely as propaganda posters, exhibited in museums, and used as the backdrops of state events.

On 9 March 1958, the Ministry of Culture held a meeting to introduce a Great Leap Forward in cinema. During the Great Leap Forward, the film industry rapidly expanded, with documentary films being the genre that experienced the greatest growth. The total number of film-screening venues, including both urban cinemas and mobile projection units which traveled through rural China, radically increased.

See also

Notes

  1. Li compares official crude death rates for the years 1959–1962 (11.98, 14.59, 25.43, and 14.24 per thousand, respectively) with the nationwide crude death rate reported by the Nationalist government for the years 1936 and 1938 (27.6 and 28.2 per thousand, respectively).
  2. Both Ashton and Banister get their data from Statistical Yearbook of China 1983 published by the State Statistical Bureau.
  3. This estimate concludes that the excess death count by manmade causes numbers some 10.3 million, 69% of the total estimated deaths.
  4. Coale estimates 27 million deaths: 16 million from direct interpretation of official Chinese vital statistics followed by an adjustment to 27 million to account for under-counting.
  5. Stuart Schram believes their estimate "may well be the most accurate".
  6. Peng used the pre-Leap death rate as a base line under the assumption that the decrease after the Great Leap to below pre-Leap levels was caused by Darwinian selection during the massive deaths of the famine. He writes that if this drop was instead a continuation of the decreasing mortality in the years prior to the Great Leap, his estimate would be an underestimate.

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