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{{Short description|Intentional destruction of a people}} | |||
{{About|the crime}} | |||
{{Other uses}} | |||
{{Use dmy dates|date=October 2012}} | |||
{{POV|date=November 2024}} | |||
] was not an extermination camp, though it was responsible for a vast number of deaths]] | |||
{{Protection padlock|small=yes}}{{Use dmy dates|date=June 2020}} | |||
{{Discrimination sidebar}} | |||
], many perceived dissidents were killed using axes, poles or other agricultural tools. The sites of their ] are now collectively referred to as the ], and many memorials have been created to honor them.]] | |||
{{genocide}} | |||
'''Genocide''' is violence that targets individuals because of their membership of a group and aims at the destruction of a people.{{Efn|Usually defined as a "]al, ], ], or ] group."}}{{sfn|Kiernan ''et al.''|2023|p=11}} | |||
], who first coined the term, defined genocide as "the destruction of a nation or of an ethnic group" by means such as "the disintegration of political and social institutions, of ], ], national feelings, ], and economic existence".{{sfn|Bachman|2022|p=48}} During the struggle to ratify the ], powerful countries restricted Lemkin's definition to exclude their own actions from being classified as genocide, ultimately limiting it to any of five "acts committed with ], in whole or in part, a national, ethnical, racial or religious group".{{sfn|Kiernan|2023|p=6}} | |||
'''Genocide''' is the systematic killing of all or part of a ], ], ] or national group.<ref>See generally {{cite book |author=Funk, T. Marcus |title=Victims' Rights and Advocacy at the International Criminal Court |publisher=Oxford University Press |location=Oxford, England |year=2010 |isbn=0-19-973747-9 |page=}}</ref> What constitutes enough of a "part" to qualify as genocide has been subject to much debate by legal scholars.<ref name="What is Genocide"> McGill Faculty of Law (])</ref><ref>Adrian Gallagher, (Palgrave, 2013), ch. 2: "Words Matter: Genocide and the Definitional Debate"</ref> While a precise ], a legal definition is found in the 1948 United Nations ] (CPPCG). Article 2 of this convention defines genocide as "any of the following acts committed with intent to destroy, in whole or in part, a national, ]<!-- This is a quote. The original is 'ethnical'. See www.unhchr.ch/html/menu3/b/p_genoci.htm-->, ] or religious group, as such: killing members of the group; causing serious bodily or mental harm to members of the group; deliberately inflicting on the group conditions of life, calculated to bring about its physical destruction in whole or in part; imposing measures intended to prevent births within the group; forcibly transferring children of the group to another group."<ref name="CPPCG">Office of the High Commissioner for Human Rights. '''' <!--Retrieved 2008-10-22-->{{Wayback|df=yes|url=http://www.unhchr.ch/html/menu3/b/p_genoci.htm|date =20080502140534|bot=DASHBot}}</ref> | |||
Genocide has occurred throughout ], even during ], but is particularly likely in situations of imperial expansion and power consolidation. Therefore, it is usually associated with ]s and ], as well as with both ]s and repressive governments in the twentieth century. The colloquial understanding of genocide is heavily influenced by ] as its archetype and is conceived as innocent victims targeted for their ethnic identity rather than for any political reason. Genocide is widely considered to be the epitome of human ] and often referred to as the "crime of crimes"; consequently, events are often ]. | |||
], in his work ''Axis Rule in Occupied Europe'' (1944), coined the term "genocide" by combining Greek ''genos'' (γένος; race, people) and Latin ''cīdere'' (to kill).<ref>''genocide'' in the ], 2nd ed.—"'''1944''' {{small caps|R. Lemkin}} ''Axis Rule in Occupied Europe'' ix. 79 By ‘genocide’ we mean the destruction of a nation or of an ethnic group."</ref> | |||
{{TOC limit|3}} | |||
== Origins == | |||
Lemkin defined genocide as follows: | |||
] heavily influences the popular understanding of genocide, as ] of innocent people based on their ethnic identity.{{sfn|Moses|2023|p=19}}{{sfn|Shaw|2015|loc=Conclusion of Chapter 4}}]] | |||
"Generally speaking, genocide does not necessarily mean the immediate destruction of a nation, except when accomplished by mass killings of all members of a nation. It is intended rather to signify a coordinated plan of different actions aiming at the destruction of essential foundations of the life of national groups, with the aim of annihilating the groups themselves. The objectives of such a plan would be the disintegration of the political and social institutions, of culture, language, national feelings, religion, and the economic existence of national groups, and the destruction of the personal security, liberty, health, dignity, and even the lives of the individuals belonging to such groups." | |||
The preamble to the CPPCG states that instances of genocide have taken place throughout history,<ref name=CPPCG/> but it was not until Raphael Lemkin coined the term and the prosecution of perpetrators of ] at the ] that the United Nations agreed to the CPPCG which defined the crime of genocide under international law. | |||
Polish-Jewish lawyer ] coined the term ''genocide'' between 1941 and 1943.{{sfn|Irvin-Erickson|2023|p=7}}{{sfn|Kiernan|2023|p=2}} Lemkin's coinage ] the ] word {{lang|grc|]}} ({{lang|grc-Latn|genos}}, "race, people") with the ] ] {{lang|la|-caedo}} ("act of killing").{{sfn |Irvin-Erickson |2023|p=14}} He submitted the manuscript for his book '']'' to the publisher in early 1942, and it was published in 1944 as ] was coming to light outside Europe.{{sfn|Irvin-Erickson|2023|p=7}} Lemkin's proposal was more ambitious than simply outlawing this type of mass slaughter. He also thought that the law against genocide could promote more tolerant and ] societies.{{sfn|Irvin-Erickson|2023|p=14}} His response to Nazi criminality was sharply different from that of another international law scholar, ], who argued that it was essential to protect individuals from atrocities, whether or not they were targeted as members of a group.{{sfn|Ochab|Alton|2022|pp=19–20}} | |||
During a video interview with Raphael Lemkin, the interviewer asked him about how he came to be interested in this genocide. He replied; "I became interested in genocide because it happened so many times. ], then after the Armenians, ] took action."<ref name=RaphaelLemkininterview>{{YouTube|uCebMq-GmH4|Video interview with Raphael Lemkin CBS news}}</ref><ref name=nytimes>New York Times ""</ref> | |||
According to Lemkin, the central definition of genocide was "the destruction of a nation or of an ethnic group" in which its members were not targeted as individuals, but rather as members of the group. The objectives of genocide "would be the disintegration of the political and social institutions, of culture, language, national feelings, religion, and the economic existence of national groups".{{sfn|Bachman|2022|p=48}} These were not separate crimes but different aspects of the same genocidal process.{{sfn|Shaw|2015|p=39}} Lemkin's definition of nation was sufficiently broad to apply to nearly any type of human collectivity, even one based on a trivial characteristic.{{sfn|Irvin-Erickson|2023|p=15}} He saw genocide as an inherently colonial process, and in his later writings analyzed what he described as the colonial genocides occurring within European overseas territories as well as the Soviet and Nazi empires.{{sfn|Irvin-Erickson|2023|p=14}} Furthermore, his definition of genocidal acts, which was to replace the national pattern of the victim with that of the perpetrator, was much broader than the five types enumerated in the Genocide Convention.{{sfn|Irvin-Erickson|2023|p=14}} Lemkin considered genocide to have occurred since the beginning of human history and dated the efforts to criminalize it to the Spanish critics of colonial excesses ] and ].{{sfn|Irvin-Erickson|2023|p=11}} The 1946 judgement against ] issued by a Polish court was the first legal verdict that mentioned the term, using Lemkin's original definition.{{sfn|Irvin-Erickson|2023|pp=7–8}} | |||
There was a gap of more than forty years between the CPPCG coming into force and the first prosecution under the provisions of the treaty. To date all international prosecutions of genocide, the ] and the ], have been by ''ad hoc'' international ].<ref>Verdirame, Guglielmo "The Genocide Definition in the Jurisprudence of the ''Ad Hoc'' Tribunals", ''International & Comparative Law Quarterly'' (2000), 49 : 578–598 Cambridge University Press, {{doi|10.1017/S002058930006437X}}. </ref> The ] came into existence in 2002 and it has the authority to try people from the states that have signed the treaty, but to date it has not tried anyone. | |||
== Crime == | |||
Since the CPPCG came into effect in January 1951 about 80 member states of the United Nations have passed legislation that incorporates the provisions of the CPPCG into their domestic law, and some perpetrators of genocide have been found guilty under such municipal laws, such as ], who was found guilty of genocide in Bosnia by a German court (''Jorgic v. Germany''). | |||
{{main |Genocide Convention |international criminal law}} | |||
===Development=== | |||
Critics of the CPPCG point to the narrow definition of the groups that are protected under the treaty, particularly the lack of protection for political groups for what has been termed ] (politicide is included as genocide under some municipal jurisdictions).<ref>Naomi Klein. ''The Shock Doctrine: The Rise of Disaster Capitalism'', Macmillan, 2007 ISBN 0-8050-7983-1, ISBN 978-0-8050-7983-8. , see footnote</ref> One of the problems was that until there was a body of case law from prosecutions, the precise definition of what the treaty meant had not been tested in court, for example, what precisely does the term ''"in part"'' mean? As more perpetrators are tried under international tribunals and municipal court cases, a body of legal arguments and legal interpretations are helping to address these issues. | |||
] was one of the instances of ] that was deliberately written out of the definition of genocide.{{sfn|Weiss-Wendt|2017|pp=267–268}}]] | |||
According to the ] used to prosecute defeated German leaders at the ] at Nuremberg, ] were only prosecutable by international justice if they were committed as part of an ]. The powers prosecuting the trial were unwilling to restrict a government's actions against its own citizens.{{sfn|Irvin-Erickson|2023|p=20}} | |||
In order to criminalize peacetime genocide, Lemkin brought his proposal to criminalize genocide to the newly established ] in 1946.{{sfn |Irvin-Erickson |2023|p=20}} Opposition to the convention was greater than Lemkin expected due to states' concerns that it would lead their own policies - including treatment of ], ], ], and ] - to be labeled genocide. Before the convention was passed, powerful countries (both Western powers and the Soviet Union) secured changes in an attempt to make the convention unenforceable and applicable to their ]' actions but not their own.{{sfn|Irvin-Erickson|2023|pp=20–21}} Few formerly colonized countries were represented and "most states had no interest in empowering their victims– past, present, and future".{{sfn|Bachman|2021b|p=1021}} | |||
The exclusion of political groups and politically motivated violence from the international definition of genocide is particularly controversial. The reason for this exclusion is because a number of UN member nations insisted on it when the Genocide Convention was being drafted in 1948. They argued that political groups are too vaguely defined, as well as temporary and unstable. They further held that international law should not seek to regulate or limit political conflicts, since that would give the UN too much power to interfere in the internal affairs of sovereign nations.<ref>{{cite book |author=Staub, Ervin |title=The Roots of Evil: The Origins of Genocide and Other Group Violence |publisher=Cambridge University Press |location=Cambridge, UK |isbn=0-521-42214-0 |page=}}</ref> In the years since then, critics have argued that the exclusion of political groups from the definition, as well as the lack of a specific reference to the destruction of a social group through the forcible removal of a population, was designed to protect the ] and the ] from possible accusations of genocide in the wake of World War II.<ref>{{cite book |author=Robert Gellately & Ben Kiernan |title=The Specter of Genocide: Mass Murder in Historical Perspective |publisher=Cambridge University Press |location=Cambridge, UK |year=2003|isbn=0-521-52750-3 | page= ]. ''Genocide: A Comprehensive Introduction.'' ]; 2 edition (1 August 2010). ISBN 0-415-48619-X p. 137</ref><ref>William Schabas, Genocide in International Law, Cambridge: Cambridge University Press, 2000, p. 198.</ref> | |||
The result severely diluted Lemkin's original concept; he privately considered it a failure.{{sfn|Irvin-Erickson|2023|pp=20–21}} Lemkin's anti-colonial conception of genocide was transformed into one that favored colonial powers.{{sfn|Irvin-Erickson|2023|p=22}}{{sfn|Bachman|2021b|p=1020}} Among the violence freed from the stigma of genocide included the destruction of political groups, which the Soviet Union is particularly blamed for blocking.{{sfn|Weiss-Wendt|2017|p=4}}{{sfn|Bachman|2022|p=53}} Although Lemkin credited women's NGOs with securing the passage of the convention, the gendered violence of forced pregnancy, marriage, and divorce was left out.{{sfn|Irvin-Erickson|2023|p=8}} Additionally omitted was ]—which had been carried out by the Soviet Union and its satellites, condoned by the Western Allies, ].{{sfn|Weiss-Wendt|2017|pp=267–268, 283}} | |||
Another criticism of the CPPCG is that when its provisions have been invoked by the ], they have only been invoked to punish those who have already committed genocide and have left a paper trail. It was this criticism that led to the adoption of ] by the ] on 28 April 2006 which commits the Council to action to protect civilians in armed conflict and to protect populations from genocide, ], ] and ]. To supplement this proactive stance, the international community at the UN adopted the ] at the ], which states that governments and states have the primary responsibility of preventing and deterring these four high crimes from impacting their own populations. Should the government of any country manifestly fail in this responsibility, the UN has resolved to act collectively to stop the immediate manifestations of these crimes.<ref>{{cite news|title=UN 2005 World Summit Outcome Document|url=http://www.un.org/summit2005/documents.html|newspaper=UN Website|date=15 September 2005}}</ref> | |||
=== Genocide Convention === | |||
Genocide scholars such as ] have postulated that conditions and acts that often occur before, during, and after genocide—such as ] of victim groups, strong organization of genocidal groups, and ] of genocide by its perpetrators—can be identified and actions taken to stop genocides before they happen. Critics of this approach such as ] assert that this is unrealistic and that, for example, ''"] will end when it suits the ] that have a stake in the region"''. | |||
{{main|Genocide Convention}} | |||
[[File:Genocide Convention Participation.svg|right|upright=1.2|thumb| Participation in the Genocide Convention | |||
{{legend|#00aa00|Signed and ratified}} | |||
{{legend|#008000|Acceded or succeeded}} | |||
{{legend|#eeee00|Only signed}} | |||
]] | |||
Two years after passing ], the ] adopted the ] on 9 December 1948.{{sfn|Weiss-Wendt|2017|p=3}} It came into effect on 12 January 1951 after 20 countries ratified it without ].{{sfn|Weiss-Wendt|2017|p=158}} The convention defines genocide as: | |||
{{blockquote|... any of the following acts committed with ], in whole or in part, a ]al, ]al, ] or ] group, as such:{{plainlist| | |||
Others, notably Adams’ “Genocides Roots in the Overpopulation Cycle,” <ref>Russell J. Adams, ‘’A Letter to Dear Children, On our Overpopulation-Violence Connection’’ (CreateSpace, 2013) chapter 2.</ref> holds that genocide occurs as unsustainable civilizations decline, suffering shocks that accompany economic earthquakes. “Hungry, frightened, scared masses demand survival and reassurance. Opportunistic leaders may now benefit by sacrificing 'others, outsiders' for the sake of supporters in leaders’ quests for power and influence.”<ref>Russell J. Adams, ‘’A Letter to Dear Children, On our Overpopulation-Violence Connection’’ (CreateSpace, 2013), p. 92.</ref> Once overwhelming pains precondition our human overpopulation-violent psychology, genocidal explosions await what Adams called the “holocaustic spark.” <ref>Russell J. Adams, ‘’A Letter to Dear Children, On our Overpopulation-Violence Connection’’ (CreateSpace, 2013), p. 91.</ref> | |||
* (a) Killing members of the group; | |||
* (b) Causing serious bodily or mental harm to members of the group; | |||
* (c) ]; | |||
* (d) Imposing measures intended to prevent births within the group; | |||
* (e) Forcibly transferring children of the group to another group.{{sfn|Kiernan|2023|p=6}}}}|sign=|source=}} | |||
A ] "]" is the '']'' requirement of genocide.{{sfn|Schabas|2010|pp=136, 138}} The issue of what it means to destroy a group "as such" and how to prove the required intent has been difficult for courts to resolve. The legal system has also struggled with how much of a group can be targeted before triggering the Genocide Convention.{{sfn|Ozoráková|2022|pp=292–295}}{{sfn|Irvin-Erickson|2023|p=13}}{{sfn|Schabas|2010|p=136}} The two main approaches to intent are the purposive approach, where the perpetrator expressly wants to destroy the group, and the knowledge-based approach, where the perpetrator understands that destruction of the protected group will result from his actions.{{sfn|Lemos|Taylor|Kiernan|2023|p=35}}{{sfn|Jones|2023|pp=49–50}} Intent is the most difficult aspect for prosecutors to prove;{{sfn|Kiernan|Madley|Taylor|2023|pp=4, 9}}{{sfn|Ochab|Alton|2022|pp=28, 30}} the perpetrators often claim that they merely sought the removal of the group from a given territory, instead of destruction as such,{{sfn|Bachman|2022|p=57}} or that the genocidal actions were ] of military activity.{{sfn|Bachman|2022|p=47}} | |||
==Genocide as a crime== | |||
], ] to commit genocide, ], and ] are criminalized.{{sfn|Kiernan|Madley|Taylor|2023|p=2}} The convention does not allow the retroactive prosecution of events that took place prior to 1951.{{sfn|Kiernan|Madley|Taylor|2023|p=2}} Signatories are also required to ] and prosecute its perpetrators.{{sfn|Ochab|Alton|2022|p=32}} Many countries have incorporated genocide into their ], varying to a lesser or greater extent from the convention.{{sfn|Schabas|2010|p=123}} The convention's definition of genocide was adopted verbatim by the ] and by the ] that established the ] (ICC).{{sfn|Ozoráková|2022|p=281}} The crime of genocide also exists in ] and is therefore prohibited for non-signatories.<ref>{{Cite web |date=September 2021 |title=Genocide: The legal basis for universal jurisdiction |url=https://www.amnesty.org/es/wp-content/uploads/2021/06/ior530102001en.pdf |website=Amnesty International}}</ref> | |||
===International law=== | |||
After the Holocaust, ] successfully campaigned for the universal acceptance of ]s defining and forbidding genocide. In 1946, the first session of the ] adopted a ] that "affirmed" that genocide was a crime under international law, but did not provide a legal definition of the crime. In 1948, the UN General Assembly adopted the '']'' which legally defined the crime of genocide for the first time.<ref>{{Cite book |last=Rubinstein |first=W. D. |url=http://books.google.com/?id=nMMAk4VwLLwC&pg=PA308&dq#v=onepage&q=&f=false |title=Genocide: a history |publisher=Pearson Education |year=2004 |page=308 |isbn=0-582-50601-8}}</ref> | |||
===Prosecutions=== | |||
The ''CPPCG'' was adopted by the UN General Assembly on 9 December 1948 and came into effect on 12 January 1951 (Resolution 260 (III)). It contains an internationally recognized definition of genocide which was incorporated into the national criminal legislation of many countries, and was also adopted by the ], the treaty that established the ] (ICC). The Convention (in article 2) defines genocide: | |||
] in session]] | |||
During the ], genocide remained at the level of rhetoric because both ]s (the United States and the Soviet Union) felt vulnerable to accusations of genocide, and were therefore unwilling to press charges against the other party.{{sfn|Weiss-Wendt|2017|p=9}} Despite political pressure to charge "Soviet genocide", the United States government refused to ratify the convention fearing ].{{sfn|Weiss-Wendt|2017|p=266}} Authorities have been reluctant to prosecute the perpetrators of many genocides, although non-judicial commissions of inquiry have also been created by some states.{{sfn|Stone|2013|p=150}} | |||
]s have found a small number of events as constituting genocide, such as ] and ].{{sfn|UN Office on Genocide Prevention and the Responsibility to Protect|n.d.|p=2}} | |||
{{quotation|...any of the following acts committed with ], ], a national, ethnical, racial or religious group, as such: | |||
:(a) Killing members of the group; | |||
:(b) Causing serious bodily or mental harm to members of the group; | |||
:(c) Deliberately inflicting on the group conditions of life calculated to bring about its physical destruction in whole or in part; | |||
:(d) Imposing measures intended to prevent births within the group; | |||
:(e) Forcibly transferring children of the group to another group.|Convention on the Prevention and Punishment of the Crime of Genocide, Article II}} | |||
On 25 January 2010, Iraqi official ] (1st cousin of ]) was executed by hanging after being convicted of committing genocide by using chemical weapons against Iraq's Kurdish population during the 1997-1998 Al-Anfal campaign. Al-Majid was captured following the ]. During the trial, the Iraqi court heard tape-recorded conversations between al-Majid and senior Ba'ath party officials regarding the use of chemical weapons: "I will kill them all with chemical weapons! Who is going to say anything? The international community? Fuck them! The international community and those who listen to them." In the recordings, Al-Majid calls the Iraqi Kurdish leader Jalal Talabani "wicked and a pimp", and promises not to leave alive anyone who speaks the Kurdish language.<ref>. A Middle East Watch Report: Human Rights Watch 1993.</ref><ref>{{Cite web|title=Saddam Hussein's henchman 'Chemical Ali' executed|url=https://www.telegraph.co.uk/news/worldnews/middleeast/iraq/7072155/Saddam-Husseins-henchman-Chemical-Ali-executed.html|access-date=2021-09-02|website=www.telegraph.co.uk|date=25 January 2010 }}</ref><ref>"", Human Rights Watch. Retrieved 24 June 2007</ref> | |||
The first draft of the Convention included political killings, but the ]<ref>{{cite book |author=Robert Gellately & Ben Kiernan |title=The Specter of Genocide: Mass Murder in Historical Perspective |publisher=Cambridge University Press |location=Cambridge, UK |year=2003|isbn=0-521-52750-3 | pages= 267 |url=http://books.google.com/?id=Ay76mYBLU3sC&pg=PA267&dq=where+Stalin+was+presumably+anxious+to+avoid+his+purges+being+subjected+to+genocidal+scrutiny}}</ref> along with some other nations would not accept that actions against groups identified as holding similar political opinions or social status would constitute genocide,<ref>{{cite book |author=Staub, Ervin |title=The Roots of Evil: The Origins of Genocide and Other Group Violence |publisher=Cambridge University Press |location=Cambridge, UK |pages= 8|isbn=0-521-42214-0 |url= http://books.google.com/?id=29u-vt_KgGEC&pg=PA8&lpg=PA8&dq=genocide+political+economic+groups+soviet+union |date=31 July 1992}}</ref> so these stipulations were subsequently removed in a political and diplomatic compromise. | |||
The first head of state to be convicted of genocide was in 2018 for the ].{{sfn|Kiernan|2023|p=2}} | |||
{{quotation| | |||
The Convention was manifestly adopted for humanitarian and civilizing purposes. Its objectives are to safeguard the very existence of certain human groups and to affirm and emphasize the most elementary principles of humanity and morality. In view of the rights involved, the legal obligations to refrain from genocide are recognized as '']''. | |||
<br /><br /> | |||
When the Convention was drafted, it was already envisaged that it would apply not only to then existing forms of genocide, but also "to any method that might be evolved in the future with a view to destroying the physical existence of a group".<ref>From a statement made by Mr. Morozov, representative of the Union of Soviet Socialist Republics, on 19 April 1948 during the debate in the Ad Hoc Committee on Genocide (E/AC.25/SR.12).</ref> As emphasized in the preamble to the Convention, genocide has marred all periods of history, and it is this very tragic recognition that gives the concept its historical evolutionary nature. | |||
<br /><br /> | |||
The Convention must be interpreted in good faith, in accordance with the ordinary meaning of its terms, in their context, and in the light of its object and purpose. Moreover, the text of the Convention should be interpreted in such a way that a reason and a meaning can be attributed to every word. No word or provision may be disregarded or treated as superfluous, unless this is absolutely necessary to give effect to the terms read as a whole.<ref>See Vienna Convention on the Law of Treaties, opened for signature on 23 May 1969, United Nations Treaty Series, vol. 1155, No. I-18232.</ref> | |||
<br /><br /> | |||
Genocide is a crime under international law regardless of "whether committed in time of peace or in time of war" (art. I). Thus, irrespective of the context in which it occurs (for example, peace time, internal strife, international armed conflict or whatever the general overall situation) genocide is a punishable international crime. | |||
|UN Commission of Experts that examined violations of international humanitarian law committed in the territory of the former Yugoslavia.<ref> of the to examine violations of international humanitarian law committed in the territory of the former Yugoslavia, created by ] (1992) of 6 October 1992.</ref>}} | |||
Although it is widely recognized that punishment of the perpetrators cannot be of an order with their crimes, the trials often serve other purposes such as attempting to shape public perception of the past.{{sfn|Stone|2013|p=150}} | |||
====Intent to destroy==== | |||
In 2007 the ] (ECHR), noted in its judgement on ''Jorgic v. Germany'' case that in 1992 the majority of legal scholars took the narrow view that "intent to destroy" in the CPPCG meant the intended physical-biological destruction of the protected group and that this was still the majority opinion. But the ECHR also noted that a minority took a broader view and did not consider biological-physical destruction was necessary as the intent to destroy a national, racial, religious or ethnic group was enough to qualify as genocide.<ref>European Court of Human Rights paragraphs 18, 36,74</ref> | |||
== Genocide studies == | |||
In the same judgement the ECHR reviewed the judgements of several international and municipal courts judgements. It noted that ] and the ] had agreed with the narrow interpretation, that biological-physical destruction was necessary for an act to qualify as genocide. The ECHR also noted that at the time of its judgement, apart from courts in Germany which had taken a broad view, that there had been few cases of genocide under other Convention States ]s and that "There are no reported cases in which the courts of these States have defined the type of group destruction the perpetrator must have intended in order to be found guilty of genocide".<ref>European Court of Human Rights paragraphs 43–46</ref> | |||
{{main|Genocide studies}} | |||
{{See also|Outline of genocide studies}} | |||
{{genocide of Indigenous peoples}} | |||
The field of genocide studies emerged in the 1970s and 1980s, as ] began to consider the phenomenon of genocide.{{sfn|Kiernan ''et al.''|2023|pp=13, 17}}{{sfn|Jones|2023|p=23}} Due to the occurrence of the ], ], and the ], genocide studies exploded in the 1990s.{{sfn|Kiernan ''et al.''|2023|pp=17–18}} In contrast to earlier researchers who took for granted the idea that liberal and democratic societies were less likely to commit genocide, revisionists associated with the ] emphasized how Western ideas led to genocide.{{sfn|Kiernan ''et al.''|2023|pp=23–24}} The ] as part of ] were initially not recognized as a form of genocide.{{sfn|Kiernan|Madley|Taylor|2023|p=6–10}} Pioneers of research into ] such as ] spelled out the genocidal logic of settler projects, prompting a rethinking of colonialism.{{sfn|Kiernan|Madley|Taylor||2023|p=9}} Many genocide scholars are concerned both with objective study of the topic, and obtaining insights that will help prevent future genocides.{{sfn|Jones|2023|p=24}} | |||
=== |
===Definitions=== | ||
{{main|Genocide definitions}} | |||
The phrase "in whole or in part" has been subject to much discussion by scholars of international humanitarian law.<ref name="What is Genocide"/> The ] found in ''Prosecutor v. Radislav Krstic – Trial Chamber I – Judgment – IT-98-33 (2001) ICTY8 (2 August 2001)''<ref></ref> that Genocide had been committed. In ''Prosecutor v. Radislav Krstic – Appeals Chamber – Judgment – IT-98-33 (2004) ICTY 7 (19 April 2004)''<ref name=PvRKappel></ref> paragraphs 8, 9, 10, and 11 addressed the issue of ''in part'' and found that "the part must be a substantial part of that group. The aim of the Genocide Convention is to prevent the intentional destruction of entire human groups, and the part targeted must be significant enough to have an impact on the group as a whole." The Appeals Chamber goes into details of other cases and the opinions of respected commentators on the Genocide Convention to explain how they came to this conclusion. | |||
], which resulted in the death of at least 1 million people, was argued not to be genocide because it was the Nigerian government's aim to ].{{sfn|Moses|2021|pp=443–444}}]] | |||
The definition of genocide generates controversy whenever a new case arises and debate erupts as to whether or not it qualifies as a genocide. Sociologist ] writes, “Few ideas are as important in public debate, but in few cases are the meaning and scope of a key idea less clearly agreed.”{{sfn|Shaw|2015|p=38}}{{sfn|Williams|2020|p=8}} Some scholars and activists use the Genocide Convention definition.{{sfn|Irvin-Erickson|2023|p=22}} Others prefer narrower definitions that indicate genocide is rare in human history, reducing genocide to ]{{sfn|Shaw|2014|p=4}} or distinguishing it from other types of violence by the innocence,{{sfn|Moses|2023|p=19}} helplessness, or defencelessness of its victims.{{sfn|Shaw|2015|loc=Sociologists redefine genocide}} Most genocides occur during wartime,{{sfn|Mulaj|2021|p=15}}{{sfn|Shaw|2014|pp=6–7}} and distinguishing genocide or ] from non-genocidal warfare can be difficult.{{sfn|Shaw|2014|pp=6–7}} Likewise, genocide is distinguished from violent and coercive forms of rule that aim to change behavior rather than destroy groups.{{sfn|Shaw|2014|p=7}}{{sfn|Kiernan|Madley|Taylor|2023|pp=11–12}} Some definitions include political or social groups as potential victims of genocide.{{sfn|Kiernan ''et al.''|2023|p=3}} Many of the more sociologically oriented definitions of genocide overlap that of the ] of ], which refers to large-scale killing or induced death as part of a systematic attack on a civilian population.{{sfn|Kiernan ''et al.''|2023|pp=3–4}} Isolated or short-lived phenomena that resemble genocide can be termed ].{{sfn|Shaw|2014|p=5}} | |||
The judges continue in paragraph 12, "The determination of when the targeted part is substantial enough to meet this requirement may involve a number of considerations. The numeric size of the targeted part of the group is the necessary and important starting point, though not in all cases the ending point of the inquiry. The number of individuals targeted should be evaluated not only in absolute terms, but also in relation to the overall size of the entire group. In addition to the numeric size of the targeted portion, its prominence within the group can be a useful consideration. If a specific part of the group is emblematic of the overall group, or is essential to its survival, that may support a finding that the part qualifies as substantial within the meaning of Article 4 ."<ref> See Paragraph 6: "Article 4 of the Tribunal's Statute, like the Genocide Convention, covers certain acts done with "intent to destroy, in whole or in part, a national, ethnical, racial or religious group, as such."</ref><ref>, U.N. Doc. S/25704 at 36, annex (1993) and S/25704/Add.1 (1993), adopted by Security Council on 25 May 1993, ] (1993).</ref> | |||
] or ethnocide—actions targeted at the reproduction of a group's language, culture, or way of life{{sfn|Bachman|2022|pp=56–57}}—was part of ]'s original concept, and its proponents in the 1940s argued that it, along with physical genocide, were two mechanisms aiming at the same goal: destruction of the targeted group. Because cultural genocide clearly applied to some colonial and assimilationist policies, several states with overseas colonies threatened to refuse to ratify the convention unless it was excluded.{{sfn|Bachman|2022|p=62}} Most genocide scholars believe that both cultural genocide and ] should be included in the definition of genocide, if committed with intent to destroy the targeted group.{{sfn|Bachman|2021a|p=375}} Although included in Lemkin's original concept and by some scholars, political groups were also excluded from the Genocide Convention. The result of this exclusion was that perpetrators of genocide could redefine their targets as being a political or military enemy, thus excluding them from consideration.{{sfn|Bachman|2022|pp=45–46, 48–49, 53}} | |||
In paragraph 13 the judges raise the issue of the perpetrators' access to the victims: "The historical examples of genocide also suggest that the area of the perpetrators’ activity and control, as well as the possible extent of their reach, should be considered. ... The intent to destroy formed by a perpetrator of genocide will always be limited by the opportunity presented to him. While this factor alone will not indicate whether the targeted group is substantial, it can—in combination with other factors—inform the analysis."<ref name=PvRKappel /> | |||
===Criticism of the concept of genocide and alternatives === | |||
====CPPCG coming into force==== | |||
] of military activity such as ] is excluded from the definition of genocide, even when they make up a significant portion of a nation's population.{{sfn|Moses|2023|pp=22–23}}<!-- https://commons.wikimedia.org/Category:World_War_II_destructions_in_the_Soviet_Union -->]] | |||
After the minimum 20 countries became parties to the Convention, it came into force as international law on 12 January 1951. At that time however, only two of the five permanent members of the ] (UNSC) were parties to the treaty: France and the ]. Eventually the ] ratified in 1954, the United Kingdom in 1970, the People's Republic of China in 1983 (having replaced the Taiwan-based Republic of China on the UNSC in 1971), and the United States in 1988. This long delay in support for the Genocide Convention by the world's most powerful nations caused the Convention to languish for over four decades. Only in the 1990s did the international law on the crime of genocide begin to be enforced. | |||
Most civilian killings in the twentieth century were not from genocide, which only applies to select cases.{{sfn|Moses|2023|p=25}}{{sfn|Graziosi|Sysyn|2022|p=15}} Alternative terms have been coined to describe processes left outside narrower definitions of genocide. ]—the forced expulsion of a population from a given territory—has achieved widespread currency, although many scholars recognize that it frequently overlaps with genocide, even where Lemkin's definition is not used.{{sfn|Shaw|2015|loc=Chapter 5}} Other terms ending in -cide have proliferated for the destruction of particular types of groupings: ] (people by a government), ] (the elite of a targeted group), ethnocide (ethnic groups), ] (gendered groupings), ] (political groups), ] (social classes), and ] (the destruction of a particular locality).{{sfn|Shaw|2015|loc=Chapter 6}}{{sfn|Lemos|Taylor|Kiernan|2023|p=33}}{{sfn|Jones|2023|pp=42–43}} | |||
The word ''genocide'' inherently carries a value judgement{{sfn|Lemos|Taylor|Kiernan|2023|pp=31–32}} as it is widely considered to be the epitome of human ].{{sfn|Lang|2005|pp=5–17}} In the past, violence that could be labeled genocide ]{{sfn|Lemos|Taylor|Kiernan|2023|p=32}}—although it always had its critics.{{sfn|Lemos|Taylor|Kiernan|2023|pp=45–46}} The idea that genocide sits on top of a hierarchy of ]—that it is worse than ] or ]—is controversial among scholars{{sfn|Mulaj|2021|p=11}} and it suggests that the protection of groups is more important than of individuals.{{sfn|Sands|2017|p=364}} Historian ] argues that the prioritization of genocide causes other atrocities to not be considered in study and response.{{sfn|Moses|2021|p=1}}{{sfn|Bachman|2022|p=118}} | |||
====UN Security Council on genocide==== | |||
], adopted by the ] on 28 April 2006, "reaffirms the provisions of paragraphs 138 and 139 of the 2005 ] regarding the responsibility to protect populations from genocide, war crimes, ethnic cleansing and crimes against humanity".<ref></ref> The ] committed the Council to action to protect civilians in armed conflict.<ref> ] Press Release – 28 April 2006</ref> | |||
== Causes == | |||
In 2008 the ] adopted ], which noted that “rape and other forms of sexual violence can constitute war crimes, crimes against humanity or a constitutive act with respect to genocide”.<ref>http://www.un.org/News/Press/docs/2008/sc9364.doc.htm</ref> | |||
{{see also|Risk factors for genocide|War and genocide}} | |||
{{Quote box|width=28em | |||
===Municipal law=== | |||
| quote =We have been reproached for ]: but that was utterly impossible in view of the fact that those who are innocent today might be guilty tomorrow. The concern for the safety of Turkey simply had to silence all other concerns. | source = —] in '']'', {{sfn|Ihrig|2016|pp=162–163}}{{sfn|Moses|2023|p=32}}}} | |||
{{Main|Genocide under municipal laws}} | |||
] in the former Armenian village of Sheykhalan near ], 1915|alt=Two armed men standing by a ruined wall, surrounded by skulls and other human remains<!-- alt=Photograph of two Russian soldiers in a ruined village looking at skeletal remains -->]] | |||
The colloquial understanding of genocide is heavily influenced by ] as its archetype and is conceived as innocent victims ] rather than for any political reason.{{sfn|Moses|2023|p=19}} Genocide is not an end of itself, but a means to another end—often chosen by perpetrators after other options failed.{{sfn|Kathman|Wood|2011|pp=737–738}} Most are ultimately caused by its perpetrators perceiving an existential threat to their own existence, although this belief is usually exaggerated and can be entirely imagined.{{sfn|Stone|Jinks|2022|p=258}}{{sfn|Moses|2023|pp=16–17, 27}}{{sfn|Nyseth Nzitatira|2022|p=52}} Particular threats to existing elites that have been correlated to genocide include both successful and attempted ] via assassination, coups, revolutions, and ]s.{{sfn|Nyseth Nzitatira|2022|pp=52–53}} | |||
Most genocides were not planned long in advance, but emerged through a process of ], often escalating to genocide following resistance by those targeted.{{sfn|Jones|2023|pp=48–49}} Genocide perpetrators often fear—usually irrationally—that if they do not commit atrocities, they will suffer a similar fate as they inflict on their victims.{{sfn|Stone|2013|p=146}}{{sfn|Moyd|2022|p=245}} Despite perpetrators' utilitarian goals,{{sfn|Maynard|2022|p=308}} ideological factors are necessary to explain why genocide seems to be a desirable solution to the identified security problem.{{sfn|Maynard|2022|p=308}}{{sfn|Stone|2013|p=146}} Noncombatants are harmed because of the ] ascribed to an entire people—defined according to race but targeted because of its supposed security threat.{{sfn|Moses|2021|p=329}} Other motives for genocide have included theft, ], and revenge.{{sfn|Kiernan|2023|p=6}} | |||
Since the Convention on the Prevention and Punishment of the Crime of Genocide (CPPCG) came into effect in January 1951 about 80 member states of the United Nations have passed legislation that incorporates the provisions of the CPPCG into their ].<ref name=PVD> website of .</ref> | |||
War is often described as the single most important enabler of genocide{{sfn|Moyd|2022|p=233}} providing the weaponry, ideological justification, polarization between allies and enemies, and cover for carrying out extreme violence.{{sfn|Moyd|2022|pp=236–239}} A large proportion of genocides occurred under the course of imperial expansion and power consolidation.{{sfn|Lemos|Taylor|Kiernan|2023|p=49}} Although genocide is typically organized around pre-existing identity boundaries, it has the outcome of strengthening them.{{sfn|Lemos|Taylor|Kiernan|2023|p=50}} Although many scholars have emphasized the role of ] in genocide, there is little agreement in how ideology contributes to violent outcomes;{{sfn|Maynard|2022|p=307}} others have cited rational explanations for atrocities.{{sfn|Maynard|2022|p=308}} | |||
==Criticisms of the CPPCG and other definitions of genocide== | |||
{{See also|Genocide definitions}} | |||
==Perpetrators== | |||
William Schabas has suggested that a permanent body as recommended by the ] to monitor the implementation of the Genocide Convention, and require States to issue reports on their compliance with the convention (such as were incorporated into the United Nations ]), would make the convention more effective.<ref>William Schabas ''War crimes and human rights: essays on the death penalty, justice and accountability'', Cameron May 2008 ISBN 1-905017-63-4, ISBN 978-1-905017-63-8. </ref> | |||
{{see also|Perpetrator studies|Hate studies}} | |||
] in 1943]] | |||
Genocides are usually driven by states{{sfn|Lemos|Taylor|Kiernan|2023|pp=36–37}}{{sfn|Weiss-Wendt|2022|p=189}} and their agents, such as elites, political parties, bureaucracies, armed | |||
forces, and paramilitaries.{{sfn|Weiss-Wendt|2022|p=189}} Civilians are often the leading agents when the genocide takes places in remote frontier areas.{{sfn|Häussler|Stucki|Veracini|2022|pp=215–216}} A common strategy is for state-sponsored atrocities to be carried out in secrecy by paramilitary groups, offering the benefit of ] while widening complicity in the atrocities.{{sfn|Anderson|Jessee|2020|p=12}}{{sfn|Anderton|2023|p=146}}{{sfn|Weiss-Wendt|2022|pp=179–180, 189}} The leaders who organize genocide usually believe that their actions ] and regret nothing.{{sfn|Weiss-Wendt|2022|p=186}} | |||
How ordinary people can become involved in extraordinary violence under circumstances of acute conflict is poorly understood.{{sfn|Anderson|Jessee|2020|p=3}}{{sfn|Rechtman|2021|p=174}} The foot soldiers of genocide (as opposed to its organizers) are not demographically or psychologically aberrant.<ref>{{harvnb|Williams|2020|pp=1–2, 211}}; {{harvnb|Anderson|Jessee|2020|pp=8–9}}; {{harvnb|Rechtman|2021|p=190}}; {{harvnb|Maynard|2022|p=319}}</ref> People who commit crimes during genocide are rarely true believers in the ideology behind genocide, although they are affected by it to some extent{{sfn|Maynard|2022|p=152}} alongside other factors such as obedience, ], and conformity.{{sfn|McDoom|2020|p=124}} Other evidence suggests that ideological propaganda is not effective in inducing people to commit genocide{{sfn|Luft|2020|p=4}} and that for some perpetrators, the ] of victims, and adoption of nationalist or other ideologies that justify the violence occurs after they begin to perpetrate atrocities{{sfn|McDoom|2020|pp=124–125}} often coinciding with escalation.{{sfn|Luft|2020|p=5}} Although genocide perpetrators have often been assumed to be male, the role of women in perpetrating genocide—although they were historically excluded from leadership—has also been explored.{{sfn|Kiernan ''et al.''|2023|p=10}} People's behavior changes under the course of events, and someone might choose to kill one genocide victim while saving another.{{sfn|Anderton|2023|p=143}}{{sfn|Rechtman|2021|p=177}}{{sfn|Luft|2020|p=2}} Anthropologist ] writes that in circumstances where atrocities such as genocides are perpetrated, many people refuse to become perpetrators, which often entails great sacrifices such as risking their lives and fleeing their country.{{sfn|Rechtman|2021|pp=181–182, 187, 191}} | |||
Writing in 1998 Kurt Jonassohn and Karin Björnson stated that the CPPCG was a legal instrument resulting from a diplomatic compromise. As such the wording of the treaty is not intended to be a definition suitable as a research tool, and although it is used for this purpose, as it has an international legal credibility that others lack, ] have also been postulated. Jonassohn and Björnson go on to say that none of these alternative definitions have gained widespread support for various reasons.<ref name=Jonassohn-133-135>Kurt Jonassohn & Karin Solveig Björnson, ''Genocide and Gross Human Rights Violations in Comparative Perspective: In Comparative Perspective'', Transaction Publishers, 1998, ISBN 0-7658-0417-4, ISBN 978-0-7658-0417-4. </ref> | |||
==Methods== | |||
Jonassohn and Björnson postulate that the major reason why no single generally accepted genocide definition has emerged is because academics have adjusted their focus to emphasise different periods and have found it expedient to use slightly different definitions to help them interpret events. For example Frank Chalk and Kurt Jonassohn studied the whole of human history, while ] and ] in their more recent works concentrated on the 20th century, and ], Barbara Harff and Ted Gurr have looked at post World War II events. Jonassohn and Björnson are critical of some of these studies arguing that they are too expansive and concludes that the academic discipline of genocide studies is too young to have a canon of work on which to build an academic ].<ref name=Jonassohn-133-135/> | |||
] victims. The corpses of Armenians beside a road, a common sight along deportation routes.]] | |||
It is a common misconception that genocide necessarily involves mass killing; indeed, it may occur without a single person being killed.{{sfn|Jones|2023|loc= The Origins of Genocide}} | |||
Forced displacement is a common feature of many genocides, with the victims often transported to another location where their destruction is easier for the perpetrators. In some cases, victims are transported to sites where they are killed or deprived of the necessities of life.{{sfn|Basso|2024|p=20}} People are often killed by the displacement itself, as was the case for many ] victims.{{sfn|Basso|2024|p=21}} Cultural destruction, such as that practised at ], is often dependent on controlling the victims at a specific location.{{sfn|Basso|2024|p=21}} Destruction of cultural objects, such as religious buildings, is common even when the primary method of genocide is not cultural.{{sfn|Jones|2023|pp=42–43}} Cultural genocide, such as ], is particularly common during settler-colonial consolidation.{{sfn|Häussler|Stucki|Veracini|2022|pp=213–214}}{{sfn|Adhikari|2023|p=43}} | |||
The exclusion of social and political groups as targets of genocide in the CPPCG legal definition has been criticized by some historians and sociologists, for example M. Hassan Kakar in his book ''The Soviet Invasion and the Afghan Response, 1979–1982''<ref>M. Hassan Kakar '' ] press 1995 The Regents of the University of California.</ref> argues that the international definition of genocide is too restricted,<ref>M. Hassan Kakar </ref> and that it should include political groups or any group so defined by the perpetrator and quotes Chalk and Jonassohn: "Genocide is a form of one-sided mass killing in which a state or other authority intends to destroy a group, as that group and membership in it are defined by the perpetrator."<ref>Frank Chalk, Kurt Jonassohn ''The History and Sociology of Genocide: Analyses and Case Studies'', Yale University Press, 1990, ISBN 0-300-04446-1</ref> While there are various definitions of the term, Adam Jones states that the majority of genocide scholars consider that "intent to destroy" is a requirement for any act to be labelled genocide, and that there is growing agreement on the inclusion of the physical destruction criterion.<ref>Jones, Adam. '''', Routledge/Taylor & Francis Publishers, 2006. ISBN 0-415-35385-8. pp.20–21</ref> | |||
Men, particularly young adults, are disproportionately targeted for killing before other victims in order to stem resistance.{{sfn|Basso|2024|p=33}}{{sfn|von Joeden-Forgey|2022|p=118}} Although diverse forms of sexual violence—ranging from rape, forced pregnancy, forced marriage, sexual slavery, mutilation, forced sterilization—can affect either males or females, women are more likely to face it.{{sfn|von Joeden-Forgey|2022|pp=116–119}} The combination of killing of men and sexual violence against women is often intended to disrupt reproduction of the targeted group.{{sfn|Basso|2024|p=33}} | |||
Barbara Harff and Ted Gurr defined genocide as "the promotion and execution of policies by a state or its agents which result in the deaths of a substantial portion of a group ... the victimized groups are defined primarily in terms of their communal characteristics, i.e., ethnicity, religion or nationality."<ref> McGill Faculty of Law (]) source cites Barbara Harff and Ted Gurr ''Toward empirical theory of genocides and politicides,'' International Studies Quarterly, 37:3, 1988</ref> Harff and Gurr also differentiate between genocides and ]s by the characteristics by which members of a group are identified by the state. In genocides, the victimized groups are defined primarily in terms of their communal characteristics, i.e., ethnicity, religion or nationality. In politicides the victim groups are defined primarily in terms of their hierarchical position or political opposition to the regime and dominant groups.<ref name=HG-2> in the Science Encyclopedia by Net Industries. states "Politicide, as Harff and Gurr define it, refers to the killing of groups of people who are targeted not because of shared ethnic or communal traits, but because of 'their hierarchical position or political opposition to the regime and dominant groups' (p. 360)". But does not give the book title to go with the page number.</ref><ref>Staff. '''' On the website of the American Patriot Friends Network. Cites Barbara Harff and Ted Gurr "Toward empirical theory of genocides and politicides," International Studies Quarterly 37, 3 .</ref> Daniel D. Polsby and Don B. Kates, Jr. state that "... we follow Harff's distinction between genocides and ']s,' which she describes as 'short-lived outbursts by mobs, which, although often condoned by authorities, rarely persist.' If the violence persists for long enough, however, Harff argues, the distinction between condonation and complicity collapses."<ref>{{cite journal |last=Polsby |first=Daniel D. |last2=Kates |first2=Don B., Jr. |title=OF HOLOCAUSTS AND GUN CONTROL |journal=Washington University Law Quarterly |date=3 November 1997 |volume=75 |issue=Fall |pages=1237 |url=http://lawreview.wustl.edu/inprint/75-3/753-4.html}} (cites Harff 1992, see other note)</ref><ref name="harff">{{cite journal |first=Barbara |last= Harff |title=Recognizing Genocides and Politicides |journal= Genocide Watch |volume= 27 |editor-first=Helen| editor-last= Fein |year=1992 |pages=37, 38 |location=New Haven, CT |publisher= Yale University Press}}</ref> | |||
Almost all genocides are brought to an end either by the military defeat of the perpetrators or the accomplishment of their aims.{{sfn|Bellamy|McLoughlin|2022|p=303}} | |||
According to R. J. Rummel, genocide has 3 different meanings. The ordinary meaning is murder by government of people due to their national, ethnic, racial, or religious group membership. The legal meaning of genocide refers to the international treaty, the ''Convention on the Prevention and Punishment of the Crime of Genocide''. This also includes non-killings that in the end eliminate the group, such as preventing births or forcibly transferring children out of the group to another group. A generalized meaning of genocide is similar to the ordinary meaning but also includes government killings of political opponents or otherwise intentional murder. It is to avoid confusion regarding what meaning is intended that Rummel created the term ] for the third meaning.<ref></ref> | |||
==Reactions== | |||
Highlighting the potential for state and non-state actors to commit genocide in the 21st century, for example, in failed states or as non-state actors acquire weapons of mass destruction, Adrian Gallagher defined genocide as 'When a source of collective power (usually a state) intentionally uses its power base to implement a process of destruction in order to destroy a group (as defined by the perpetrator), in whole or in substantial part, dependent upon relative group size'.<ref>Adrian Gallagher, Genocide and Its Threat to Contemporary International Order (Palgrave Macmillan, 2013) p. 37.</ref> The definition upholds the centrality of intent, the multidimensional understanding of destroy, broadens the definition of group identity beyond that of the 1948 definition yet argues that a substantial part of a group has to be destroyed before it can be classified as genocide (dependent on relative group size). | |||
]ors holding a "Stop ], free ]" banner during a march against Israeli actions during the ] in ], Finland, 21 October 2023]] | |||
According to ], it should be possible to intervene to prevent genocide by raising the costs of engaging in such violence relative to alternatives.{{sfn|Kathman|Wood|2011|p=738}} Although there are a number of organizations that compile lists of states where genocide is considered likely to occur,{{sfn|Nyseth Nzitatira|2022|pp=67–68}} the accuracy of these predictions are not known and there is no scholarly consensus over evidence-based ] strategies.{{sfn|Nyseth Nzitatira|2022|p=68}} Intervention to prevent genocide has often been considered a failure{{sfn|Mulaj|2021|p=16}}{{sfn|Moyd|2022|p=250}} because most countries prioritize business, trade, and diplomatic relationships:{{sfn|Ochab|Alton|2022|pp=3, 41}}{{sfn|Nyseth Nzitatira|2022|p=68}} as a consequence, "the usual powerful actors continue to use violence against vulnerable populations with impunity".{{sfn|Moyd|2022|p=250}} | |||
A major criticism of the international community's response to the Rwandan Genocide was that it was reactive, not proactive. The international community has developed a mechanism for prosecuting the perpetrators of genocide but has not developed the will or the mechanisms for intervening in a genocide as it happens. Critics point to the ] and suggest that if anyone is found guilty of genocide after the conflict either by prosecutions brought in the International Criminal Court or in an ''ad hoc'' International Criminal Tribunal, this will confirm this perception.{{Citation needed|date=February 2007}} | |||
] is a doctrine that emerged around 2000, in the aftermath of several genocides around the world, that seeks to balance state sovereignty with the need for international intervention to prevent genocide.{{sfn|Bachman|2022|p=119}} However, disagreements in the ] and lack of political will have hampered the implementation of this doctrine.{{sfn|Mulaj|2021|p=16}} Although ] has been credited with reducing violence in some cases, it remains deeply controversial{{sfn|Mulaj|2021|p=17}} and is usually illegal.{{sfn|Moses|2023|p=21}} Researcher ] found that calling crimes genocide rather than something else, such as ethnic cleansing, increased the chance of effective intervention.{{sfn|Ochab|Alton|2022|p=43}} Perhaps for this reason, states are often reluctant to recognize crimes as genocide while they are taking place. | |||
==International prosecution of genocide== | |||
== History == | |||
===By ad hoc tribunals=== | |||
], the Khmer Rouge's chief ideologist, before the ] on 5 December 2011.]] | |||
All signatories to the CPPCG are required to prevent and punish acts of genocide, both in peace and wartime, though some barriers make this enforcement difficult. In particular, some of the signatories—namely, ], ], ], ], the ], ], the ], ], ], and ]—signed with the proviso that no claim of genocide could be brought against them at the ] without their consent.<ref> on the web site of the </ref> Despite official protests from other signatories (notably ] and ]) on the ethics and legal standing of these reservations, the ] from prosecution they grant has been invoked from time to time, as when the United States refused to allow a charge of genocide brought against it by ] following the 1999 ].<ref>)</ref> | |||
It is commonly accepted{{citation needed|date=July 2012}} that, at least since ], genocide has been illegal under ] as a ], as well as under ]. Acts of genocide are generally difficult to establish for prosecution, because a chain of accountability must be established. International criminal courts and tribunals function primarily because the states involved are incapable or unwilling to prosecute crimes of this magnitude themselves. | |||
====Nuremberg Tribunal (1945–1946)==== | |||
{{Main|Nuremberg Trials}} | |||
Because the universal acceptance of ]s, defining and forbidding genocide was achieved in 1948, with the promulgation of the ''Convention on the Prevention and Punishment of the Crime of Genocide'' (CPPCG), those criminals who were prosecuted after the war in international courts, for taking part in the Holocaust were found guilty of ] and other more specific crimes like murder. Nevertheless the Holocaust is universally recognized to have been a genocide and the term, that had been coined the year before by ],<ref>]: 1944 R. Lemkin ''Axis Rule in Occupied Europe'' ix. 79 "By 'genocide' we mean the destruction of a nation or of an ethnic group."</ref> appeared in the ], Count 3, stated that all the defendants had "conducted deliberate and systematic genocide—namely, the extermination of racial and national groups..."<ref>] "Genocide" citing Sunday Times 21 October 1945</ref> | |||
====International Criminal Tribunal for the Former Yugoslavia (1993 to present)==== <!-- (2014 is the scheduled end date) --> | |||
{{see also|Bosnian Genocide|List of Bosnian genocide prosecutions}} | |||
]]] | |||
] | |||
The term ''Bosnian Genocide'' is used to refer either to ] committed by Serb forces in ] in 1995,<ref>Staff. '''', ], 2 April 2002</ref> or to ethnic cleansing that took place during the 1992–1995 ] (an interpretation rejected by a majority of scholars).<ref>. , 12 July 2007. § 47</ref> | |||
In 2001, the ] (ICTY) judged that the 1995 ] was an act of genocide.<ref>The ] found in that genocide had been committed. (see paragraph 560 for name of group in English on whom the genocide was committed). It was upheld in ''''</ref> | |||
On 26 February 2007, the ] (ICJ), in the '']'' upheld the ICTY's earlier finding that the Srebrenica massacre in Srebrenica and Zepa constituted genocide, but found that the Serbian government had not participated in a wider genocide on the territory of Bosnia and Herzegovina during the war, as the Bosnian government had claimed.<ref>{{cite web|url=http://www.sfgate.com/cgi-bin/article.cgi?f=/n/a/2007/02/26/international/i033600S38.DTL&type=politics|title=Courte: Serbia failed to prevent genocide, UN court rules|date=26 February 2007|agency=Associated Press}}<!---This Reference is broken---></ref> | |||
On 12 July 2007, ] when dismissing the appeal by ] against his conviction for genocide by a German court (]) noted that the German courts wider interpretation of genocide has since been rejected by international courts considering similar cases.<ref>ECHR Jorgic v. Germany. § 42 citing Prosecutor v. Krstic, IT-98-33-T, judgment of 2 August 2001, §§ 580</ref><ref>ECHR ''Jorgic v. Germany Judgment'', 12 July 2007. § 44 citing Prosecutor v. Kupreskic and Others (IT-95-16-T, judgment of 14 January 2000), § 751. In 14 January 2000, the ICTY ruled in the ] case that the killing of 116 Muslims in order to expel the Muslim population from a village amounted to persecution, not genocide.</ref><ref> 26 February 2007</ref> The ECHR also noted that in the 21st century "Amongst scholars, the majority have taken the view that ], in the way in which it was carried out by the Serb forces in Bosnia and Herzegovina in order to expel Muslims and Croats from their homes, did not constitute genocide. However, there are also a considerable number of scholars who have suggested that these acts did amount to genocide, and the ICTY has found in the Momcilo Krajisnik case that the actus reu, of genocide was met in Prijedor "With regard to the charge of genocide, the Chamber found that in spite of evidence of acts perpetrated in | |||
the municipalities which constituted the actus reus of genocide".<ref>http://icty.org/x/cases/krajisnik/cis/en/cis_krajisnik_en.pdf</ref> | |||
About 30 people have been indicted for participating in genocide or complicity in genocide during the early 1990s in ]. To date, after several ]s and some convictions that were successfully challenged on appeal two men, ] and ], have been found guilty of committing genocide, ] has been found guilty of committing genocide and conspiracy to commit genocide, and two others, ] and Drago Nikolić, have been found guilty of aiding and abetting genocide. Three others have been found guilty of participating in genocides in Bosnia by German courts, one of whom ] lost an appeal against his conviction in the ]. A further eight men, former members of the Bosnian Serb security forces were found guilty of genocide by the ] (See ]). | |||
], as the former President of Serbia and of Yugoslavia, was the most senior political figure to stand trial at the ICTY. He died on 11 March 2006 during his trial where he was accused of genocide or complicity in genocide in territories within Bosnia and Herzegovina, so no verdict was returned. In 1995, the ICTY issued a warrant for the arrest of Bosnian Serbs ] and ] on several charges including genocide. On 21 July 2008, Karadžić was arrested in Belgrade, and he is currently in The Hague on trial accused of genocide among other crimes.<ref>{{cite news|author=Staff |date=5 November 2009 |url=http://news.bbc.co.uk/2/hi/europe/7521347.stm |title=Q&A: Karadzic on trial |publisher=BBC News |accessdate=28 January 2010}}</ref> Ratko Mladić was arrested on 26 May 2011 by Serbian special police in Lazarevo, Serbia.<ref>{{cite news|author=Staff |date=26 May 2011 |url=http://www.bbc.co.uk/news/world-europe-13561407 |title=Q&A: Ratko Mladic arrested: Bosnia war crimes suspect held |publisher=BBC News |accessdate=28 May 2011}}</ref> | |||
====International Criminal Tribunal for Rwanda (1994 to present)==== | |||
{{See also|Rwandan Genocide}} | |||
] | |||
The ] (ICTR) is a court under the auspices of the United Nations for the prosecution of offenses committed in ] during the ] during April 1994, commencing on 6 April. The ICTR was created on 8 November 1994 by the Security Council of the United Nations in order to judge those people responsible for the acts of genocide and other serious violations of the international law performed in the territory of Rwanda, or by Rwandan citizens in nearby states, between 1 January and 31 December 1994. | |||
So far, the ICTR has finished nineteen trials and convicted twenty seven accused persons. On 14 December 2009 two more men were accused and convicted for their crimes. Another twenty five persons are still on trial. Twenty-one are awaiting trial in detention, two more added on 14 December 2009. Ten are still at large.<ref>These figures need revising they are from the ] page which says see </ref> The first trial, of ], began in 1997. In October 1998, Akayesu was sentenced to life imprisonment. ], interim Prime Minister, pled guilty. | |||
====Extraordinary Chambers in the Courts of Cambodia (2003 to present)==== | |||
{{Main|Killing Fields|Khmer Rouge Tribunal}} | |||
] contain thousands of photos taken by the Khmer Rouge of their victims.]] | |||
].]] | |||
The ], led by ], ] and other leaders, organized the mass killing of ideologically suspect groups. The total number of victims is estimated at approximately 1.7 million ]ns between 1975–1979, including deaths from slave labour.<ref name=Yale-CGP>, ]'s MacMillan Center for International and Area Studies</ref> | |||
On 6 June 2003 the Cambodian government and the United Nations reached an agreement to set up the ] (ECCC) which would focus exclusively on crimes committed by the most senior ] officials during the period of Khmer Rouge rule of 1975–1979.<ref>{{cite web|url=http://unakrt-online.org/Docs/GA%20Documents/A-Res-57-228B.pdf |title=A/RES/57/228B |date=2003-05-022 |accessdate=11 December 2010}}</ref> The judges were sworn in early July 2006.<ref name=KD-Time>Doyle, Kevin. , '']'', 26 July 2007</ref><ref>MacKinnon, Ian , '']'', 7 March 2007</ref><ref>, Royal Cambodian Government</ref> | |||
The investigating judges were presented with the names of five possible suspects by the prosecution on 18 July 2007.<ref name=KD-Time/><ref name=Buncombe>{{cite news|first=Andrew |last=Buncombe |title=Judge quits Cambodia genocide tribunal |newspaper=] |url=http://www.independent.co.uk/news/world/asia/judge-quits-cambodia-genocide-tribunal-2368644.html}}</ref> | |||
* ] was formally charged with war crime and ] and detained by the Tribunal on 31 July 2007. He was indicted on charges of war crimes and crimes against humanity on 12 August 2008.<ref name="ap-munthit-2008-08-12">{{Cite news|url=http://www.usatoday.com/news/world/2008-08-12-1013612312_x.htm |title=Cambodian tribunal indicts Khmer Rouge jailer |author=Ker Munthit |newspaper=]|agency=Associated Press |date=12 August 2008 |accessdate=April 2012}}</ref> His appeal against his conviction for war crimes and crimes against humanity was rejected on 3 February 2012, and he is serving a sentence of life imprisonment.<ref>{{cite web |url=http://www.eccc.gov.kh/en/articles/kaing-guek-eav-alias-duch-sentenced-life-imprisonment-supreme-court-chamber-0 |title=Kaing Guek Eav alias Duch Sentenced to Life Imprisonment by the Supreme Court Chamber |publisher=Extraordinary Chambers in the Courts of Cambodia |date=3 February 2012 |accessdate=April 2012}}</ref> | |||
* ], a former prime minister, who was indicted on charges of genocide, war crimes, crimes against humanity and several other crimes under Cambodian law on 15 September 2010. He was transferred into the custody of the ECCC on 19 September 2007. His trial, which is ongoing, started on 27 June 2011.<ref name="Case-002">{{cite web |url=http://www.eccc.gov.kh/en/case/topic/2 |title=Case 002 |publisher=Extraordinary Chambers in the Courts of Cambodia |accessdate=April 2012}}</ref><ref name="Case-002 closing-order">{{cite web |url=http://www.eccc.gov.kh/sites/default/files/documents/courtdoc/D427Eng.pdf |title=002/19-09-2007: Closing Order |format=PDF |publisher=Extraordinary Chambers in the Courts of Cambodia |date=15 September 2010 |accessdate=April 2012}}</ref> | |||
* ], a former head of state, who was indicted on charges of genocide, war crimes, crimes against humanity and several other crimes under Cambodian law on 15 September 2010. He was transferred into the custody of the ECCC on 19 September 2007. His trial, which is ongoing, started on 27 June 2011.<ref name="Case-002"/><ref name="Case-002 closing-order"/> | |||
* ], a former foreign minister, who was indicted on charges of genocide, war crimes, crimes against humanity and several other crimes under Cambodian law on 15 September 2010. He was transferred into the custody of the ECCC on 12 November 2007. His trial, which is ongoing, started on 27 June 2011.<ref name="Case-002"/><ref name="Case-002 closing-order"/> | |||
* ], a former minister for social affairs and wife of Ieng Sary, who was indicted on charges of genocide, war crimes, crimes against humanity and several other crimes under Cambodian law on 15 September 2010. She was transferred into the custody of the ECCC on 12 November 2007. Proceedings against her have been suspended pending a health evaluation.<ref name="Case-002 closing-order"/><ref>{{cite web |url=http://www.eccc.gov.kh/sites/default/files/documents/courtdoc/E138_1_7_EN-1.PDF |title=002/19-09-2007: Decision on immediate appeal against Trial Chamber's order to release the accused Ieng Thirith |format=PDF |publisher=Extraordinary Chambers in the Courts of Cambodia |date=13 December 2011 |accessdate=April 2012}}</ref> | |||
There has been disagreement between some of the international jurists and the Cambodian government over whether any other people should be tried by the Tribunal.<ref name=Buncombe/> | |||
===By the International Criminal Court=== | |||
Since 2002, the International Criminal Court can exercise its jurisdiction if national courts are unwilling or unable to investigate or prosecute genocide, thus being a "court of last resort," leaving the primary responsibility to exercise jurisdiction over alleged criminals to individual states. Due to the ], the United States prefers to continue to use specially convened international tribunals for such investigations and potential prosecutions.<ref>{{PDFlink||123 KB}} 23 November 2005</ref> | |||
====Darfur, Sudan==== | |||
{{Main|War in Darfur}} | |||
]]] | |||
There has been much debate over categorizing the situation in Darfur as genocide.<ref>Jafari, Jamal and ] (2005) ''JURIST''</ref> The on-going conflict in ], Sudan, which started in 2003, was declared a "genocide" by ] ] on 9 September 2004 in testimony before the ].<ref>, ], 9 September 2004</ref> Since that time however, no other permanent member of the UN Security Council followed suit. In fact, in January 2005, an International Commission of Inquiry on Darfur, authorized by ] of 2004, issued a report to the Secretary-General stating that "the Government of the Sudan has not pursued a policy of genocide."<ref name=un-org-January-25-2005>{{PDFlink||1.14 MB}}, 25 January 2005, at 4</ref> Nevertheless, the Commission cautioned that "The conclusion that no genocidal policy has been pursued and implemented in Darfur by the Government authorities, directly or through the militias under their control, should not be taken in any way as detracting from the gravity of the crimes perpetrated in that region. International offences such as the crimes against humanity and war crimes that have been committed in Darfur may be no less serious and heinous than genocide."<ref name=un-org-January-25-2005/> | |||
In March 2005, the Security Council formally referred the situation in Darfur to the Prosecutor of the International Criminal Court, taking into account the Commission report but without mentioning any specific crimes.<ref>{{PDFlink||24.8 KB}}</ref> Two permanent members of the Security Council, the United States and ], abstained from the vote on the referral resolution.<ref>, UN Press Release SC/8351, 31 March 2005</ref> As of his fourth report to the Security Council, the Prosecutor has found "reasonable grounds to believe that the individuals identified ]] have committed crimes against humanity and war crimes," but did not find sufficient evidence to prosecute for genocide.<ref>{{PDFlink||597 KB}}, Office of the Prosecutor of the International Criminal Court, 14 December 2006.</ref> | |||
In April 2007, the Judges of the ICC issued arrest warrants against the former Minister of State for the Interior, ], and a Militia | |||
] leader, ], for crimes against humanity and war crimes.<ref>, , 5 June 2008</ref> | |||
On 14 July 2008, prosecutors at the ] (ICC), filed ten charges of ] against Sudan's President ]: three counts of genocide, five of ] and two of murder. The ICC's prosecutors claimed that al-Bashir "masterminded and implemented a plan to destroy in substantial part" three tribal groups in Darfur because of their ethnicity. | |||
On 4 March 2009, the ICC issued a warrant of arrest for Omar Al Bashir, President of Sudan as the ICC Pre-Trial Chamber I concluded that his position as head of state does not grant him immunity against prosecution before the ICC. The warrant was for war crimes and crimes against humanity. It did not include the crime of genocide because the majority of the Chamber did not find that the prosecutors had provided enough evidence to include such a charge.<ref> (ICC-CPI-20090304-PR394), ICC press release, 4 March 2009</ref> | |||
==Genocide in history== | |||
] in Mauthausen concentration camp. "... the murder of at least 3.3 million Soviet POWs is one of the least-known of modern genocides; there is still no full-length book on the subject in English." —Adam Jones<ref>] (2010), ''Genocide: A Comprehensive Introduction'' (2nd ed.), p.271. – {{" ' "}} Next to the Jews in Europe," wrote ]', "the biggest single German crime was undoubtedly not the extermination by hunger, exposure and in other ways of . . . Russian war prisoners." Yet the murder of at least 3.3 million Soviet POWs is one of the least-known of modern genocides; there is still no full-length book on the subject in English. It also stands as one of the most intensive genocides of all time: "a holocaust that devoured millions," as Catherine Merridale acknowledges. The large majority of POWs, some 2.8 million, were killed in just eight months of 1941–42, a rate of slaughter matched (to my knowledge) only by the 1994 Rwanda genocide."</ref>]] | |||
{{Main|Genocides in history}} | {{Main|Genocides in history}} | ||
{{Main list|List of genocides}} | |||
] held by the Nazis in ]. Political scientist ] wrote that "the murder of at least 3.3 million Soviet POWs is one of the least-known of modern genocides".<ref>{{cite book |last=Jones |first=Adam |date=2017 |title=Genocide: A Comprehensive Introduction |edition=3rd |location=London |publisher=] |page=377 |isbn=9781138823846 |quote={{'}}Next to the Jews in Europe,' wrote ]', 'the biggest single German crime was undoubtedly the extermination by hunger, exposure and in other ways of ... Russian war prisoners.' Yet the murder of at least 3.3 million Soviet POWs is one of the least-known of modern genocides; there is still no full-length book on the subject in English. It also stands as one of the most intensive genocides of all time: 'a holocaust that devoured millions,' as ] acknowledges. The large majority of POWs, some 2.8 million, were killed in just eight months of 1941–42, a rate of slaughter matched (to my knowledge) only by the 1994 Rwanda genocide.}}</ref>]] | |||
Lemkin applied the concept of genocide to a wide variety of events throughout ]. He and other scholars date the first genocides to ].{{sfn|Naimark|2017|p=vii}}{{sfn|Lemos|Taylor|Kiernan|2023|p=31}}{{sfn|Irvin-Erickson|2023|p=11}} Prior to the advent of ] consisting of ] ], humans lived in tribal societies, with intertribal warfare often ending with the obliteration of the defeated tribe, killing of adult males and integration of women and children into the victorious tribe.{{sfn|Häussler|Stucki|Veracini|2022|pp=203–204}} Genocide is mentioned in various ancient sources ].{{sfn|Naimark|2017|pp=7–9}}{{sfn|Lemos|Taylor|Kiernan|2023|pp=50–51}} The massacre of men and the enslavement or forced assimilation of women and children—often ] rather than applied to a larger group—is a common feature of ancient warfare as described in written sources.{{sfn|Lemos|Taylor|Kiernan|2023|pp=39, 50}}{{sfn|Jones|2023|loc=The Origins of Genocide}} The events that some scholars consider genocide in ancient and medieval times had more pragmatic than ideological motivations.{{sfn|Lemos|Taylor|Kiernan|2023|p=43}} As a result, some scholars such as ] argue that genocide is inherently connected to the modern state—thus to the rise of the West in the early modern era and its expansion outside Europe—and earlier conflicts cannot be described as genocide.{{sfn|Weiss-Wendt|2022|p=170}}{{sfn|Jones|2023|p=84}} | |||
Although all empires rely on violence, often extreme violence, to perpetuate their own existence, they also seek to preserve and rule the conquered rather than eradicate them.{{sfn|Häussler|Stucki|Veracini|2022|pp=219–220}} Although the desire to exploit populations was a disincentive to extermination,{{sfn|Häussler|Stucki|Veracini|2022|p=211}} imperial rule could lead to genocide when resistance emerged.{{sfn|Häussler|Stucki|Veracini|2022|pp=219–220}} Ancient and medieval genocides were often committed by empires.{{sfn|Lemos|Taylor|Kiernan|2023|p=43}} Unlike traditional empires, ]—particularly associated with the settlement of Europeans outside of Europe—is characterized by militarized populations of settlers in remote areas beyond effective state control. Rather than labor or economic surplus, the settlers want to acquire land from indigenous people{{sfn|Häussler|Stucki|Veracini|2022|pp=212–213}} making genocide more likely than with classical colonialism.{{sfn|Häussler|Stucki|Veracini|2022|pp=218–219}} While the lack of law enforcement on the frontier ensured ] for settler violence, the advance of state authority enabled settlers to consolidate their gains using the legal system.{{sfn|Adhikari|2023|pp=45–46}} | |||
The preamble to the ] states that "genocide is a crime under international law, contrary to the spirit and aims of the United Nations and condemned by the civilized world," and that "at all periods of history genocide has inflicted great losses on humanity." | |||
In many cases where accusations of genocide have circulated, partisans have fiercely disputed such an interpretation and the details of the event. This often leads to the promotion of vastly different versions of the event in question. | |||
] to challenge or affirm claims of genocide are illegal in some countries. For example, several European countries ban denying ], while in Turkey it is illegal to refer to ], ] and ] by the Ottoman Empire toward the end of the First World War as a genocide.<ref>, '']'', October 11, 2007.</ref> | |||
{{quotation|The 'Age of Totalitarianism' included nearly all of the infamous examples of genocide in modern history, headed by the Jewish Holocaust, but also comprising the mass murders and purges of the Communist world, other few killings carried out by Nazi Germany and its allies, and also the Armenian genocide of 1915. All these slaughters, it is argued here, had a common origin, the collapse of the elite structure and normal modes of government of much of central, eastern and southern Europe as a result of the First World War, without which surely neither Communism nor Fascism would have existed except in the minds of unknown agitators and crackpots.|William Rubinstein, ''Genocide: a history''<ref>] (2004). ''''. Pearson Education. p.7. ISBN 0-582-50601-8</ref>}} | |||
==Stages of genocide, influences leading to genocide, and efforts to prevent it== | |||
{{quotation|For genocide to happen, there must be certain preconditions. Foremost among them is a national culture that does not place a high value on human life. A totalitarian society, with its assumed superior ideology, is also a precondition for genocidal acts.<ref name=Kakar>M. Hassan Kakar Footnote 9. Citing Horowitz, quoted in Chalk and Jonassohn, Genocide, 14.</ref> In addition, members of the dominant society must perceive their potential victims as less than fully human: as "pagans," "savages," "uncouth barbarians," "unbelievers," "effete degenerates," "ritual outlaws," "racial inferiors," "class antagonists," "counterrevolutionaries," and so on.<ref>M. Hassan Kakar Footnote 10. Citing For details, see Carlton, ''War and Ideology.''</ref> In themselves, these conditions are not enough for the perpetrators to commit genocide. To do that—that is, to commit genocide—the perpetrators need a strong, centralized authority and bureaucratic organization as well as pathological individuals and criminals. Also required is a campaign of vilification and dehumanization of the victims by the perpetrators, who are usually new states or new regimes attempting to impose conformity to a new ideology and its model of society.<ref name=Kakar/>|M. Hassan Kakar<ref>M. Hassan Kakar, '''', ] Press, 1995.</ref> | |||
}} | |||
In 1996 ], the president of ], presented a briefing paper called "The 8 Stages of Genocide" at the ].<ref name=GSGW-1996>]. , ], 1996</ref> In it he suggested that genocide develops in eight stages that are "predictable but not inexorable".<ref name=GSGW-1996/><ref>The ] has found somewhat similar stages for ].</ref> | |||
The Stanton paper was presented at the State Department, shortly after the Rwanda genocide and much of the analysis is based on why that genocide occurred. The preventative measures suggested, given the original target audience, were those that the United States could implement directly or use their influence on other governments to have implemented. | |||
{| class="wikitable" | |||
! Stage | |||
! Characteristics | |||
! Preventive measures | |||
|- | |||
! 1.<br />Classification | |||
| People are divided into "us and them". | |||
| "The main preventive measure at this early stage is to develop universalistic institutions that ]... divisions." | |||
|- | |||
! 2.<br />Symbolization | |||
| "When combined with hatred, symbols may be forced upon unwilling members of pariah groups..." | |||
| "To combat symbolization, hate symbols can be legally forbidden as can ]". | |||
|- | |||
! 3.<br />Dehumanization | |||
| "One group denies the humanity of the other group. Members of it are equated with animals, vermin, insects, or diseases." | |||
| "Local and international leaders should condemn the use of hate speech and make it culturally unacceptable. Leaders who incite genocide should be banned from international travel and have their foreign finances frozen." | |||
|- | |||
! 4.<br />Organization | |||
| "Genocide is always organized... Special army units or ]s are often trained and armed..." | |||
| "The U.N. should impose arms embargoes on governments and citizens of countries involved in genocidal massacres, and create commissions to investigate violations" | |||
|- | |||
! 5.<br />Polarization | |||
| "Hate groups broadcast polarizing propaganda..." | |||
| "Prevention may mean security protection for moderate leaders or assistance to human rights groups...Coups d’état by extremists should be opposed by international sanctions." | |||
|- | |||
! 6.<br />Preparation | |||
| "Victims are identified and separated out because of their ethnic or religious identity..." | |||
| "At this stage, a Genocide Emergency must be declared. ..." | |||
|- | |||
! 7.<br />Extermination | |||
| "It is 'extermination' to the killers because they do not believe their victims to be fully human". | |||
| "At this stage, only rapid and overwhelming armed intervention can stop genocide. Real safe areas or refugee escape corridors should be established with heavily armed international protection." | |||
|- | |||
! 8.<br />] | |||
| "The perpetrators... deny that they committed any crimes..." | |||
| "The response to denial is punishment by an international tribunal or national courts" | |||
|} | |||
In April 2012, it was reported that Stanton would soon be officially adding two new stages, Discrimination and Persecution, to his original theory, which would make for a 10-stage theory of genocide.<ref>http://aipr.wordpress.com/2012/04/19/genprev-in-the-news-19-april-2012/</ref> | |||
In a paper for the ] Dirk Moses criticises the Stanton approach concluding: | |||
{{quotation|In view of this rather poor record of ending genocide, the question needs to be asked why the "genocide studies" paradigm cannot predict and prevent genocides with any accuracy and reliability. The paradigm of "genocide studies," as currently constituted in North America in particular, has both strengths and limitations. While the moral fervor and public activism is admirable and salutary, the paradigm appears blind to its own implication in imperial projects that are themselves as much part of the problem as they are part of the solution. The US government called Darfur a genocide to appease domestic lobbies, and because the statement cost it nothing. Darfur will end when it suits the great powers that have a stake in the region.|Dirk Moses<ref>Dirk Moses , ], 22 December 2006</ref>}} | |||
Genocide was committed on a large scale during both ]s. The prototypical genocide, the Holocaust, involved such large-scale logistics that it reinforced the impression that genocide was the result of civilization drifting off course and required both the "weapons and infrastructure of the modern state and the radical ambitions of the modern man".{{sfn|Kiernan ''et al.''|2023|p=7}} ] and nationalism were common ideological drivers of many twentieth century genocides.{{sfn|Kiernan ''et al.''|2023|p=8}} After the horrors of ], world leaders attempted to proscribe genocide via the Genocide Convention. Despite the promise of ] and the international effort to outlaw genocide, it has continued to occur repeatedly into the twenty-first century.{{sfn|Ochab|Alton|2022|pp=1–2}} | |||
Other authors have focused on the structural conditions leading up to genocide and the psychological and social processes that create an evolution toward genocide. Helen Fein<ref>Fein, H. (1979). Accounting for genocide: Victims and survivors of the Holocaust. New York: Fre Press {{Page needed|date=April 2012}}</ref> showed that pre-existing anti-Semitism and systems that maintained anti-Semitic policies was related to the number of Jews killed in different European countries during the Holocaust. Ervin Staub showed that economic deterioration and political confusion and disorganization were starting points of increasing discrimination and violence in many instances of genocides and mass killing. They lead to scapegoating a group and ideologies that identified that group as an enemy. A history of devaluation of the group that becomes the victim, past violence against the group that becomes the perpetrator leading to psychological wounds, authoritarian cultures and political systems, and the passivity of internal and external witnesses (bystanders) all contribute to the probability that the violence develops into genocide.<ref>Staub, E (1989). The roots of evil: The origins of genocide and other group violence. New York: Cambridge University Press.{{page needed|date=April 2012}}</ref> Intense conflict between groups that is unresolved, becomes intractable and violent can also lead to genocide. The conditions that lead to genocide provide guidance to early prevention, such as humanizing a devalued group,creating ideologies that embrace all groups, and activating bystander responses. There is substantial research to indicate how this can be done, but information is only slowly transformed into action.<ref></ref> | |||
==Effects and aftermath== | |||
==See also== | |||
{{Portal|Genocide}} | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
* ] | |||
{{see also|Genocide recognition politics}} | |||
=== Research === | |||
]]] | |||
* ] | |||
In the aftermath of genocide, common occurrences are the attempt to prosecute perpetrators through the legal system and obtain recognition and reparations for survivors, as well as reflection of the events in scholarship and culture, such as ]s.{{sfn|Mulaj|2021|p=2}} Except in ], few genocide victims receive any reparations despite the trend of requiring such reparations in international and municipal law.{{sfn|Mulaj|2021|p=24}} The perpetrators and their supporters often ] the genocide and reject responsibility for the harms suffered by victims.{{sfn|Mulaj|2021|pp=2, 16}} Efforts to achieve justice and reconciliation are common in postgenocide situations, but are necessarily incomplete and inadequate.{{sfn|Mulaj|2021|p=11}} The effects of genocide on societies are under-researched.{{sfn|Mulaj|2021|p=2}} | |||
* ] | |||
Much of the qualitative research on genocide has focused on the testimonies of victims, survivors, and other eyewitnesses.{{sfn|Anderson|Jessee|2020|p=7}} Studies of genocide survivors have examined rates of depression, anxiety, ], suicide, ], and ]. While some have found negative results, others find no association with genocide survival.{{sfn|Lindert ''et al.''|2019|p=2}} There are no consistent findings that children of genocide survivors have worse health than comparable individuals.{{sfn|Lindert ''et al.''|2017|p=246}} Most societies are able to recover demographically from genocide, but this is dependent on their position early in the ].{{sfn|Kugler|2016|pp=119–120}} | |||
==Notes== | |||
<!-- ]]] --> | |||
{{Reflist|30em}} | |||
Because genocide is often perceived as the "crime of crimes", it grabs attention more effectively than other violations of international law.{{sfn|Moses|2023|p=22}} Consequently, victims of atrocities often label their suffering genocide as an attempt to gain attention to their plight and attract foreign intervention.{{sfn|Moses|2023|p=23}} Although remembering genocide is often perceived as a way to develop tolerance and respect for human rights,{{citation needed|date=October 2024}} the charge of genocide often leads to increased ] among the targeted people—in some cases, it has been incorporated into ]—and stokes enmity towards the group blamed for the crime, reducing the chance of reconciliation and increasing the risk of future occurrence of genocide.{{sfn|Sands|2017|p=364}}{{sfn|Stone|Jinks|2022|p=258}} Some genocides are commemorated in memorials or museums.{{sfn|Stone|2013|p=151}} | |||
==References== | |||
* Kakar, M. Hassan. ''''. Berkeley: ] Press, 1995. ISBN 0-520-08591-4. | |||
* {{cite book|last=Lemkin|first=Raphael|title=Axis Rule in Occupied Europe: Laws of Occupation – Analysis of Government – Proposals for Redress|year=1944|publisher=]|location=Washington, D.C}} | |||
== |
== References == | ||
{{notelist}} | |||
{{reflist}} | |||
=== |
=== Bibliography === | ||
====Books==== | |||
* Christian Science Monitor | |||
{{refbegin|indent=yes}} | |||
* (in Spanish) Aizenstatd, Najman Alexander. "Origen y Evolución del Concepto de Genocidio". Vol. 25 Revista de Derecho de la Universidad Francisco Marroquín 11 (2007). ISSN 1562-2576 | |||
* {{cite book |last1=Bachman |first1=Jeffrey S. |title=The Politics of Genocide: From the Genocide Convention to the Responsibility to Protect |date=2022 |publisher=] |isbn=978-1-9788-2147-7 |language=en}} | |||
* American Political Science Review. Vol. 97, No. 1. February 2003. | |||
* {{cite book |last1=Basso |first1=Andrew R. |title=Destroy Them Gradually: Displacement as Atrocity |date=2024 |publisher=] |isbn=978-1-9788-3130-8 |language=en}} | |||
* Harff, B. and T. R. Gurr (1988). "Toward Empirical Theory of Genocides and Politicides: Identification and Measurement of Cases since 1945." International Studies Quarterly 32: 359–371. | |||
* {{cite book |last=Ihrig |first=Stefan |author-link=Stefan Ihrig |date=2016 |title=Justifying Genocide: Germany and the Armenians from Bismarck to Hitler |title-link=Justifying Genocide |publisher=] |isbn=978-0-674-50479-0}} | |||
* (in Spanish) Marco, Jorge. "Genocidio y Genocide Studies: Definiciones y debates", en: Aróstegui, Julio, Marco, Jorge y Gómez Bravo, Gutmaro (coord.): "De Genocidios, Holocaustos, Exterminios...", ''Hispania Nova'', 10 (2012). Véase | |||
* {{cite book |last1=Jones |first1=Adam |author-link=Adam Jones (Canadian scholar) |title=Genocide: A Comprehensive Introduction |date=2023 |edition=4th |publisher=] |isbn=978-1-000-95870-6 |language=en}} | |||
* Christian Davenport and Allan C. Stam. | |||
* {{cite book |last1=Maynard |first1=Jonathan Leader |title=Ideology and Mass Killing: The Radicalized Security Politics of Genocides and Deadly Atrocities |date=2022 |publisher=] |isbn=978-0-19-108266-5 |language=en}} | |||
* Reyntjens, F. (2004). "Rwanda, Ten Years On: From Genocide to Dictatorship." African Affairs 103(411): 177–210. | |||
* {{cite book |last1=Moses |first1=A. Dirk |author-link=A. Dirk Moses |title=The Problems of Genocide: Permanent Security and the Language of Transgression |title-link=The Problems of Genocide |date=2021 |publisher=] |isbn=978-1-009-02832-5 |language=en}} | |||
* Brysk, Alison. 1994. "The Politics of Measurement: The Contested Count of the Disappeared in Argentina." Human Rights Quarterly 16: 676–92. | |||
* {{cite book |last1=Naimark |first1=Norman M. |author1-link=Norman Naimark |title=Genocide: A World History |date=2017 |publisher=] |isbn=978-0-19-976527-0}} | |||
* Davenport, C. and P. Ball (2002). "Views to a Kill: Exploring the Implications of Source Selection in the Case of Guatemalan State Terror, 1977–1996." Journal of Conflict Resolution 46(3): 427–450. | |||
* {{cite book |last1=Ochab |first1=Ewelina U. |last2=Alton |first2=David |title=State Responses to Crimes of Genocide: What Went Wrong and How to Change It |date=2022 |publisher=Springer International Publishing |isbn=978-3-030-99162-3}} | |||
* Krain, M. (1997). "State-Sponsored Mass Murder: A Study of the Onset and Severity of Genocides and Politicides." Journal of Conflict Resolution 41(3): 331–360. | |||
* {{cite book |last1=Rechtman |first1=Richard |title=Living in Death: Genocide and Its Functionaries |date=2021 |publisher=] |isbn=978-0-8232-9788-7 |language=en}} | |||
* {{cite book |last1=Sands |first1=Philippe |author-link=Philippe Sands |title=East West Street: On the Origins of Genocide and Crimes Against Humanity |title-link=East West Street |date=2017 |publisher=] |isbn=978-1-4746-0191-7 |language=en}} | |||
* {{cite book |last1=Shaw |first1=Martin |author1-link=Martin Shaw (sociologist) |title=Genocide and International Relations: Changing Patterns in the Transitions of the Late Modern World |date=2014 |publisher=] |isbn=978-0-521-11013-6 |language=en}} | |||
* {{cite book |last1=Shaw |first1=Martin |title=What is Genocide? |date=2015 |publisher=] |isbn=978-0-7456-8710-0 |language=en}} | |||
* {{cite book |last1=Weiss-Wendt |first1=Anton |author1-link=Anton Weiss-Wendt |title=The Soviet Union and the Gutting of the UN Genocide Convention |date=2017 |publisher=] |isbn=978-0-299-31290-9 |language=en}} | |||
* {{cite book |last1=Williams |first1=Timothy |title=The Complexity of Evil: Perpetration and Genocide |url=https://library.oapen.org/handle/20.500.12657/52460 |date=2020 |publisher=] |hdl=20.500.12657/52460 |isbn=978-1-9788-1431-8 |language=en}} | |||
{{refend}} | |||
=== |
====Collections==== | ||
{{refbegin|indent=yes}} | |||
* {{cite book |last=Andreopoulos |first=George J., ed. |title=Genocide: Conceptual and Historical Dimensions |year=1994 |publisher=University of Pennsylvania Press |isbn=0-8122-3249-6 }} | |||
* {{cite book |last1=Anderson |first1=Kjell |last2=Jessee |first2=Erin |title=Researching Perpetrators of Genocide |date=2020 |publisher=University of Wisconsin Press |isbn=978-0-299-32970-9 |language=en |chapter=Introduction}} | |||
* Ball, P., P. Kobrak, and H. Spirer (1999). State Violence in Guatemala, 1960–1996: A Quantitative Reflection. Washington, D.C.: American Association for the Advancement of Science. | |||
* {{cite book | |
* {{cite book |last1=Bachman |first1=Jeffrey |title=The Palgrave Encyclopedia of Imperialism and Anti-Imperialism |date=2021b |publisher=Springer International Publishing |isbn=978-3-030-29901-9 |pages=1012–1022 |language=en |chapter=Genocide and Imperialism}} | ||
* {{cite book |last= |
* {{cite book |editor1-last=Bloxham |editor1-first=Donald |editor1-link=Donald Bloxham |editor2-last=Moses |editor2-first=A. Dirk|editor-link2=A. Dirk Moses |title=The Oxford Handbook of Genocide Studies |publisher=] |year=2010 |isbn=978-0-19-161361-6}} | ||
* {{ |
** {{harvc |last=Schabas |first=William A. |author-link=William Schabas |chapter=The Law and Genocide |in1=Bloxham |in2=Moses |year=2010 |pages=123–141}} | ||
* {{cite book |editor1-last=Bloxham |editor1-first=Donald |editor1-link=Donald Bloxham |editor2-last=Moses |editor2-first=A. Dirk |editor2-link=A. Dirk Moses |title=Genocide: Key Themes |date=2022 |publisher=Oxford University Press |isbn=978-0-19-286526-7 |language=en}} | |||
* Corradi, Juan, Patricia Weiss Fagen, and Manuel Antonio Garreton, eds. 1992. Fear at the Edge: State Terror and Resistance in Latin America. Berkeley: University of California Press. | |||
** {{harvc |last=Nyseth Nzitatira |first=Hollie |in1=Bloxham |in2=Moses |year=2022 |pp=45–74 |contribution=Predicting genocide}} | |||
* Elliot, G. (1972). Twentieth Century Book of the Dead. New York, C. Scribner. | |||
** {{harvc |first=Elisa |last=von Joeden-Forgey|in1=Bloxham|in2=Moses|year=2022|pp=100–131 |contribution=Gender and genocide}} | |||
* {{cite book |last=Goldhagen |first=Daniel |title=Worse Than War: Genocide, Eliminationism, and the Ongoing Assault on Humanity |authorlink=Daniel Goldhagen |year=2009 |publisher=] |isbn=1-58648-769-8 |pages=672}} | |||
** {{harvc |last1=Weiss-Wendt |first1=Anton |author1-link=Anton Weiss-Wendt |in1=Bloxham |in2=Moses |year=2022 |pp=161–190 |contribution=The state and genocide}} | |||
* {{cite book |last=Harff |first=Barbara |title=Early Warning of Communal Conflict and Genocide: Linking Empirical Research to International Responses |date=August 2003 |publisher=Westview Press |isbn=0-8133-9840-1 }} | |||
** {{harvc |first1=Matthias |last1=Häussler |first2=Andreas |last2=Stucki |first3=Lorenzo |last3= Veracini |author3-link=Lorenzo Veracini |in1=Bloxham |in2=Moses |year=2022 |pp=191–221 |contribution=Genocide and empire}} | |||
* {{cite book |last= Hochschild |first=Adam |title=] |authorlink=Adam Hochschild |year=1998 |publisher=Houghton Mifflin Harcourt |isbn=0-395-75924-2 }} | |||
** {{harvc |contribution=Genocide and War|first=Michelle |last=Moyd |in1=Bloxham |in2=Moses |year=2022 |pp=222–252}} | |||
* {{cite book |last= Horowitz |first=Irving |title=Taking Lives: Genocide and State Power |authorlink=Irving Louis Horowitz |year=2001 |publisher=Transaction Publishers |isbn=0-7658-0094-2 |edition=5th}} | |||
** {{harvc |first1=Dan |last1=Stone |first2=Rebecca |last2=Jinks |author1-link=Dan Stone (historian) |in1=Bloxham |in2=Moses |year=2022 |pp=253–276 |contribution=Genocide and memory}} | |||
* {{cite book |last=Jonassohn |first=Kurt |title=Genocide and Gross Human Rights Violations |coauthors=Karin Björnson |year=1998 |publisher=Transaction Publishers |isbn=1-56000-314-6 }} | |||
** {{harvc |last=Bellamy |first=Alex J. |last2=McLoughlin |first2=Stephen |contribution=Genocide and Military Intervention |in1=Bloxham |in2=Moses |year=2022}} | |||
* {{cite book |last=Jones |first=Adam |title=Genocide: A Comprehensive Introduction |authorlink=Adam Jones (Canadian scholar) |year=2010 |publisher=] |isbn=0-415-48619-X}} | |||
* {{Cite book |last1=Graziosi |first1=Andrea |last2=Sysyn |first2=Frank E. |chapter=Introduction: Genocide and Mass Categorical Violence |editor1-last=Graziosi |editor1-first=Andrea |editor2-last=Sysyn |editor2-first=Frank E. |year=2022 |title=Genocide: The Power and Problems of a Concept |url=https://archive.org/details/genocide-the-power-and-problems-of-a-concept-9780228009511_compress_202404 |publisher=] |isbn=978-0-2280-0951-1 |pages=3–21 |language=en}} | |||
* {{cite book |last=Kelly |first=Michael J. |title=Nowhere to Hide: Defeat of the Sovereign Immunity Defense for Crimes of Genocide & the Trials of Slobodan Milosevic and Saddam Hussein |year=2005 |publisher=Peter Lang |isbn=0-8204-7835-0 }} | |||
* {{cite book |last= |
* {{cite book |editor1-last=Kiernan |editor1-first=Ben |editor1-link=Ben Kiernan |editor2-last=Lemos |editor2-first=T. M. |editor3-last=Taylor |editor3-first=Tristan S. |title=The Cambridge World History of Genocide |volume=I: Genocide in the Ancient, Medieval and Premodern Worlds |date=2023 |publisher=Cambridge University Press |isbn=978-1-108-64034-3 |language=en}} | ||
** {{harvc |last1=Kiernan |first1=Ben |in1=Kiernan |in2=Lemos |in3=Taylor |year=2023 |pages=1–30 |chapter=General Editor's Introduction to the Series: Genocide: Its Causes, Components, Connections and Continuing Challenges}} | |||
* {{cite book |last=Laban |first=Alexander |title=Genocide: An Anthropological Reader |year=2002 |publisher=Blackwell Publishing |isbn=0-631-22355-X }} | |||
** {{harvc |last1=Lemos |first1=T. M. |last2=Taylor |first2=Tristan S. |last3=Kiernan |first3=Ben |author3-link=Ben Kiernan |in1=Kiernan |in2=Lemos |in3=Taylor |year=2023 |pages=31–56 |chapter=Introduction to Volume I}}<!-- {{harvc |last1=Vandkilde |first1=Helle |pages=57–182 |chapter=Themes of Genocide through History |in1=Kiernan |in2=Lemos |in3=Taylor |year=2023}} --> | |||
* {{cite book |last= Lemarchand |first=René |title=Burundi: Ethnic Conflict and Genocide |authorlink=René Lemarchand |year=1996 |publisher=Cambridge University Press |isbn=0-521-56623-1 }} | |||
* {{cite book |editor1-last=Blackhawk |editor1-first=Ned |editor1-link=Ned Blackhawk |editor2-last=Kiernan |editor2-first=Ben |editor2-link=Ben Kiernan |editor3-last=Madley |editor3-first=Benjamin |editor4-last=Taylor |editor4-first=Rebe |editor4-link=Rebe Taylor |title=The Cambridge World History of Genocide |volume=II: Genocide in the Indigenous, Early Modern and Imperial Worlds, from c.1535 to World War One |publisher=] |date=2023 |isbn=978-1-108-76548-0 |doi=10.1017/9781108765480 |last1=Kiernan |first1=Ben |author1-link=Ben Kiernan |last2=Madley |first2=Benjamin |last3=Taylor |first3=Rebe |author3-link=Rebe Taylor |chapter=Introduction to Volume II |pages=1–20}} | |||
* Levene, M. (2005). Genocide in the Age of the Nation State. New York, Palgrave Macmillan. | |||
* {{cite book |last1=Kiernan |first1=Ben |author1-link=Ben Kiernan |last2=Lower |first2=Wendy |author2-link=Wendy Lower |last3=Naimark |first3=Norman |author3-link=Norman Naimark |last4=Straus |first4=Scott |author4-link=Scott Straus |title=The Cambridge World History of Genocide |volume=III: Genocide in the Contemporary Era, 1914–2020 |date=2023 |publisher=] |isbn=978-1-108-76711-8 |pages=1–28 |chapter=Introduction to Volume III |ref={{sfnref|Kiernan et al.|2023}}}} | |||
* {{cite book |last=MacKinnon |first=Catharine A. |title=Are Women Human?: And Other International Dialogues |authorlink=Catharine MacKinnon |year=2006 |publisher=The Belknap Press of Harvard University Press |isbn=0-674-02555-5 }} | |||
* {{cite book |last=Kugler |first=Tadeusz |title=Economic Aspects of Genocides, Other Mass Atrocities, and Their Preventions |chapter=The Demography of Genocide |publisher=] |date=2016 |isbn=978-0-19-937829-6 |pages=102–124}} | |||
* Lewy, Guenter (2012). ''Essays on Genocide and Humanitarian Intervention''. University of Utah Press. ISBN 978-1-60781-168-8. | |||
* {{cite book |last1=Lang |first1=Berel |title=Genocide and Human Rights: A Philosophical Guide |date=2005 |publisher=] UK |isbn=978-0-230-55483-2 |pages=5–17 |language=en |chapter=The Evil in Genocide}} | |||
* Mamdani, M. (2001). When Victims Become Killers: Colonialism, Nativism, and the Genocide in Rwanda. Princeton, N.J., Princeton University Press. | |||
* {{cite book |last1=Moses |first1=A. Dirk |author1-link=A. Dirk Moses |title=Genocidal Violence: Concepts, Forms, Impact |date=2023 |publisher=] |isbn=978-3-11-078132-8 |pages=15–38 |chapter-url=https://www.degruyter.com/document/doi/10.1515/9783110781328-002/html |language=en |chapter=Genocide as a Category Mistake: Permanent Security and Mass Violence Against Civilians |doi=10.1515/9783110781328-002}} | |||
* {{cite book |last=Power |first=Samantha |title=] |authorlink=Samantha Power |year=2003 |publisher=Harper Perennial |isbn=0-06-054164-4 }} | |||
* {{cite |
* {{cite book |last=Mulaj |first=Klejda |title=Postgenocide: Interdisciplinary Reflections on the Effects of Genocide |publisher=] |year=2021 |isbn=978-0-19-264825-9 |chapter=Introduction: Postgenocide: Living with Permutations of Genocide Harms}} | ||
* |
*{{cite book |editor1-last=Simon |editor1-first=David J. |editor2-last=Kahn |editor2-first=Leora |title=Handbook of Genocide Studies |date=2023 |publisher=Edward Elgar Publishing |isbn=978-1-80037-934-3 |language=en}} | ||
** {{harvc |last=Irvin-Erickson |first=Douglas |author-link=Douglas Irvin-Erickson |chapter=The history of Raphael Lemkin and the UN Genocide Convention |in1=Simon |in2=Kahn |year=2023 |chapter-url=https://www.elgaronline.com/edcollchap/book/9781800379343/book-part-9781800379343-9.xml |pp=7–26}} | |||
* {{cite book |last= Rummel |first=R.J. |title=Death by Government: Genocide and Mass Murder in the Twentieth Century |authorlink=R.J. Rummel |year=1994 |publisher=] |isbn=1-56000-927-6 |url=http://www.hawaii.edu/powerkills/NOTE1.HTM }} | |||
** {{harvc |last=Adhikari |first=Mohamed |author-link=Mohamed Adhikari |chapter=Destroying to replace: reflections on motive forces behind civilian-driven violence in settler genocides of Indigenous peoples |pp=42–53 |in1=Simon |in2=Kahn |year=2023}} | |||
* {{cite book |last=Sagall |first=Sabby |title=Final Solutions: Human Nature, Capitalism and Genocide |publisher=Pluto Press |year=2013 |pages=309 |isbn=978-0-7453-2653-5}} | |||
** {{harvc |last=Anderton |first=Charles H. |chapter=Genocide prevention: perspectives from psychological and social economic choice models |pp=142–156 |in1=Simon |in2=Kahn |year=2023}} | |||
* Schmid, A. P. (1991). Repression, State Terrorism, and Genocide: Conceptual Clarifications. State Organized Terror: The Case of Violent Internal Repression. P. T. Bushnell. Boulder, Colo., Westview Press: x, 312 p. | |||
* {{cite book |last1=Stone |first1=Dan |author1-link=Dan Stone (historian) |title=The Holocaust, Fascism and Memory: Essays in the History of Ideas |date=2013 |publisher=] UK |isbn=978-1-137-02953-9 |pages=143–156 |language=en |chapter=Genocide and Memory}} | |||
* {{cite book |last=Shaw |first=Martin |title=What is Genocide? |year=2007 |publisher=Polity Press |location=Cambridge |isbn=0-7456-3182-7 }} | |||
{{refend}} | |||
* | |||
* | |||
* {{cite book |last=Sunga |first=Lyal S. |title=The Emerging System of International Criminal Law: Developments in Codification and Implementation |authorlink=Lyal S. Sunga |year=1997 |publisher= Kluwer |isbn=90-411-0472-0 }} | |||
* {{cite book |last=Sunga |first=Lyal S. |title=Individual Responsibility in International Law for Serious Human Rights Violations |year=1992 |publisher=Springer |isbn=0-7923-1453-0 }} | |||
* {{cite book |last=Totten |first= Samuel |title=Century of Genocide: Critical Essays and Eyewitness Accounts |coauthors=William S. Parsons, and ] |year=2008 |publisher=Routledge |isbn=0-415-99085-8 |edition=3rd}} | |||
* {{cite book |last=Valentino |first=Benjamin A. |title=Final Solutions: Mass Killing and Genocide in the 20th Century |year=2004 |publisher=] |isbn=0-8014-3965-5 }} | |||
* Van den Berghe, P. L. (1990). State Violence and Ethnicity. Niwot, Colo., University of Colorado Press. | |||
* {{cite book |last=Weitz |first=Eric D. |title =A Century of Genocide: Utopias of Race and Nation |publisher=] |year=2003 |pages=360 |isbn=0-691-12271-7}} | |||
* {{PDFlink|{{cite web |url=http://www.minorityrights.org/admin/Download/pdf/MRGGenocideReport.pdf |format=PDF|title= Preventing Genocide and Mass Killing: The Challenge for the United Nations |archiveurl=//web.archive.org/web/20070703100816/http://www.minorityrights.org/admin/Download/pdf/MRGGenocideReport.pdf |archivedate=3 July 2007}}|366 KB}}, report by Minority Rights Group International, 2006 | |||
<!-- *{{cite book |title= |isbn= }} --> | |||
=== |
====Journals==== | ||
{{refbegin|indent=yes}} | |||
* | |||
* {{cite journal |last1=Bachman |first1=Jeffrey S |title=Situating Contributions from Underrepresented Groups and Geographies within the Field of Genocide Studies |journal=] |date=2021a |volume=22 |issue=3 |pages=361–382 |doi=10.1093/isp/ekaa011}} | |||
* | |||
* {{cite journal |last1=Kathman |first1=Jacob D. |last2=Wood |first2=Reed M. |title=Managing Threat, Cost, and Incentive to Kill: The Short- and Long-Term Effects of Intervention in Mass Killings |journal=] |date=2011 |volume=55 |issue=5 |pages=735–760 |doi=10.1177/0022002711408006}} | |||
* - global human rights and development network looks at genocide from a variety of perspectives | |||
* {{cite journal |last1=Lindert |first1=Jutta |last2=Kawachi |first2=Ichiro |last3=Knobler |first3=Haim Y. |last4=Abramowitz |first4=Moshe Z. |last5=Galea |first5=Sandro |last6=Roberts |first6=Bayard |last7=Mollica |first7=Richard |last8=McKee |first8=Martin |title=The long-term health consequences of genocide: developing GESQUQ - a genocide studies checklist |journal=Conflict and Health |date=2019 |volume=13 |issue=1 |pages=14 |doi=10.1186/s13031-019-0198-9 |doi-access=free |pmid=31011364 |pmc=6460659 |issn=1752-1505 |ref={{sfnref|Lindert et al.|2019}}}} | |||
* ; Responding to Threats of Genocide | |||
* {{cite journal |last1=Lindert |first1=Jutta |last2=Knobler |first2=Haim Y. |last3=Kawachi |first3=Ichiro |last4=Bain |first4=Paul A. |last5=Abramowitz |first5=Moshe Z. |last6=McKee |first6=Charlotte |last7=Reinharz |first7=Shula |last8=McKee |first8=Martin |title=Psychopathology of children of genocide survivors: a systematic review on the impact of genocide on their children's psychopathology from five countries |journal=] |date=2017 |pages=246–257 |ref={{sfnref|Lindert et al.|2017}}}} | |||
* Staff, '''', | |||
* {{cite journal |last1=Luft |first1=Aliza |title=Three Stories and Three Questions about Participation in Genocide |journal=] |date=2020 |volume=3 |issue=1 |doi=10.21039/jpr.3.1.37 |url=https://jpr.winchesteruniversitypress.org/articles/10.21039/jpr.3.1.37 |issn=2514-7897 |pages=196–}} | |||
* —a learning resource at the British Library | |||
* {{cite journal |last1=McDoom |first1=Omar Shahabudin |author1-link=Omar Shahabudin McDoom |title=Radicalization as cause and consequence of violence in genocides and mass killings |journal=] |date=2020 |volume=1 |issue=1 |pages=123–143 |doi=10.1177/2633002420904267 |url=https://journals.sagepub.com/doi/abs/10.1177/2633002420904267 |language=en |issn=2633-0024}} | |||
* —fully indexed and crosslinked with other documents | |||
* {{cite journal |last1=Ozoráková |first1=Lilla |title=The Road to Finding a Definition for the Crime of Genocide – the Importance of the Genocide Convention |journal=The Law & Practice of International Courts and Tribunals |date=2022 |volume=21 |issue=2 |pages=278–301 |doi=10.1163/15718034-12341475 |issn=1569-1853}} | |||
* | |||
{{refend}} | |||
* | |||
* {{Wayback |date=20070618100356 |url=http://www.genocidewatch.org/eightstages.htm |title=Genocide Watch}} stages of genocide | |||
* —a learning resource, highlighting the cases of Myanmar, Bosnia, the DRC, and Darfur | |||
* | |||
=== |
====Other sources==== | ||
{{refbegin|indent=yes}} | |||
* | |||
* {{cite report |date=n.d. |title=When to Refer to a Situation as "Genocide" |url=https://www.un.org/en/preventgenocide/rwanda/assets/pdf/GuidanceNote-When%20to%20refer%20to%20a%20situation%20as%20genocide.pdf |publisher=United Nations Office on Genocide Prevention and the Responsibility to Protect |access-date=22 December 2024 |ref={{harvid|UN Office on Genocide Prevention and the Responsibility to Protect|n.d.}}}} | |||
* | |||
{{refend}} | |||
== External links == | |||
===Research Programs=== | |||
*{{Wikiquote-inline}} | |||
* | |||
*{{Wiktionary-inline}} | |||
* | |||
*{{Commons category-inline|Genocide}} | |||
* | |||
* | |||
* by Christian Davenport (Kroc Institute – University of Notre Dame) and Allan Stlam (University of Michigan) | |||
* | |||
* | |||
* | |||
* | |||
{{genocide topics}} | |||
==External links== | |||
{{international Criminal Law}} | |||
{{Wiktionary}} | |||
{{religious persecution}}{{Discrimination}}{{Population}} | |||
{{commons category|Genocide}} | |||
{{authority control}} | |||
* {{cite web | |||
| last = Goldhagen | |||
| first = Daniel | |||
| date = 14 April 2010 | |||
| title = Genocide: Worse Than War | |||
| publisher = PBS | |||
| url = http://www.youtube.com/watch?v=w7cZuhqSzzc | |||
}} | |||
* | |||
* at ] website | |||
* | |||
{{International Criminal Law}} | |||
{{Racism topics|state=collapsed}} | |||
{{Genocide topics}} | |||
{{Ethnicity}} | |||
{{Extinction}} | |||
] | ] | ||
] | ] | ||
] | ] | ||
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Latest revision as of 22:36, 22 December 2024
Intentional destruction of a people For other uses, see Genocide (disambiguation).The neutrality of this article is disputed. Relevant discussion may be found on the talk page. Please do not remove this message until conditions to do so are met. (November 2024) (Learn how and when to remove this message) |
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Genocide is violence that targets individuals because of their membership of a group and aims at the destruction of a people.
Raphael Lemkin, who first coined the term, defined genocide as "the destruction of a nation or of an ethnic group" by means such as "the disintegration of political and social institutions, of culture, language, national feelings, religion, and economic existence". During the struggle to ratify the Genocide Convention, powerful countries restricted Lemkin's definition to exclude their own actions from being classified as genocide, ultimately limiting it to any of five "acts committed with intent to destroy, in whole or in part, a national, ethnical, racial or religious group".
Genocide has occurred throughout human history, even during prehistoric times, but is particularly likely in situations of imperial expansion and power consolidation. Therefore, it is usually associated with colonial empires and settler colonies, as well as with both world wars and repressive governments in the twentieth century. The colloquial understanding of genocide is heavily influenced by the Holocaust as its archetype and is conceived as innocent victims targeted for their ethnic identity rather than for any political reason. Genocide is widely considered to be the epitome of human evil and often referred to as the "crime of crimes"; consequently, events are often denounced as genocide.
Origins
Polish-Jewish lawyer Raphael Lemkin coined the term genocide between 1941 and 1943. Lemkin's coinage combined the Greek word γένος (genos, "race, people") with the Latin suffix -caedo ("act of killing"). He submitted the manuscript for his book Axis Rule in Occupied Europe to the publisher in early 1942, and it was published in 1944 as the Holocaust was coming to light outside Europe. Lemkin's proposal was more ambitious than simply outlawing this type of mass slaughter. He also thought that the law against genocide could promote more tolerant and pluralistic societies. His response to Nazi criminality was sharply different from that of another international law scholar, Hersch Lauterpacht, who argued that it was essential to protect individuals from atrocities, whether or not they were targeted as members of a group.
According to Lemkin, the central definition of genocide was "the destruction of a nation or of an ethnic group" in which its members were not targeted as individuals, but rather as members of the group. The objectives of genocide "would be the disintegration of the political and social institutions, of culture, language, national feelings, religion, and the economic existence of national groups". These were not separate crimes but different aspects of the same genocidal process. Lemkin's definition of nation was sufficiently broad to apply to nearly any type of human collectivity, even one based on a trivial characteristic. He saw genocide as an inherently colonial process, and in his later writings analyzed what he described as the colonial genocides occurring within European overseas territories as well as the Soviet and Nazi empires. Furthermore, his definition of genocidal acts, which was to replace the national pattern of the victim with that of the perpetrator, was much broader than the five types enumerated in the Genocide Convention. Lemkin considered genocide to have occurred since the beginning of human history and dated the efforts to criminalize it to the Spanish critics of colonial excesses Francisco de Vitoria and Bartolomé de Las Casas. The 1946 judgement against Arthur Greiser issued by a Polish court was the first legal verdict that mentioned the term, using Lemkin's original definition.
Crime
Main articles: Genocide Convention and international criminal lawDevelopment
According to the legal instrument used to prosecute defeated German leaders at the International Military Tribunal at Nuremberg, atrocity crimes were only prosecutable by international justice if they were committed as part of an illegal war of aggression. The powers prosecuting the trial were unwilling to restrict a government's actions against its own citizens.
In order to criminalize peacetime genocide, Lemkin brought his proposal to criminalize genocide to the newly established United Nations in 1946. Opposition to the convention was greater than Lemkin expected due to states' concerns that it would lead their own policies - including treatment of indigenous peoples, European colonialism, racial segregation in the United States, and Soviet nationalities policy - to be labeled genocide. Before the convention was passed, powerful countries (both Western powers and the Soviet Union) secured changes in an attempt to make the convention unenforceable and applicable to their geopolitical rivals' actions but not their own. Few formerly colonized countries were represented and "most states had no interest in empowering their victims– past, present, and future".
The result severely diluted Lemkin's original concept; he privately considered it a failure. Lemkin's anti-colonial conception of genocide was transformed into one that favored colonial powers. Among the violence freed from the stigma of genocide included the destruction of political groups, which the Soviet Union is particularly blamed for blocking. Although Lemkin credited women's NGOs with securing the passage of the convention, the gendered violence of forced pregnancy, marriage, and divorce was left out. Additionally omitted was the forced migration of populations—which had been carried out by the Soviet Union and its satellites, condoned by the Western Allies, against millions of Germans from central and Eastern Europe.
Genocide Convention
Main article: Genocide ConventionTwo years after passing a resolution affirming the criminalization of genocide, the United Nations General Assembly adopted the Genocide Convention on 9 December 1948. It came into effect on 12 January 1951 after 20 countries ratified it without reservations. The convention defines genocide as:
... any of the following acts committed with intent to destroy, in whole or in part, a national, ethnical, racial or religious group, as such:
- (a) Killing members of the group;
- (b) Causing serious bodily or mental harm to members of the group;
- (c) Deliberately inflicting on the group conditions of life calculated to bring about its physical destruction in whole or in part;
- (d) Imposing measures intended to prevent births within the group;
- (e) Forcibly transferring children of the group to another group.
A specific "intent to destroy" is the mens rea requirement of genocide. The issue of what it means to destroy a group "as such" and how to prove the required intent has been difficult for courts to resolve. The legal system has also struggled with how much of a group can be targeted before triggering the Genocide Convention. The two main approaches to intent are the purposive approach, where the perpetrator expressly wants to destroy the group, and the knowledge-based approach, where the perpetrator understands that destruction of the protected group will result from his actions. Intent is the most difficult aspect for prosecutors to prove; the perpetrators often claim that they merely sought the removal of the group from a given territory, instead of destruction as such, or that the genocidal actions were collateral damage of military activity.
Attempted genocide, conspiracy to commit genocide, incitement to genocide, and complicity in genocide are criminalized. The convention does not allow the retroactive prosecution of events that took place prior to 1951. Signatories are also required to prevent genocide and prosecute its perpetrators. Many countries have incorporated genocide into their municipal law, varying to a lesser or greater extent from the convention. The convention's definition of genocide was adopted verbatim by the ad hoc international criminal tribunals and by the Rome Statute that established the International Criminal Court (ICC). The crime of genocide also exists in customary international law and is therefore prohibited for non-signatories.
Prosecutions
During the Cold War, genocide remained at the level of rhetoric because both superpowers (the United States and the Soviet Union) felt vulnerable to accusations of genocide, and were therefore unwilling to press charges against the other party. Despite political pressure to charge "Soviet genocide", the United States government refused to ratify the convention fearing countercharges. Authorities have been reluctant to prosecute the perpetrators of many genocides, although non-judicial commissions of inquiry have also been created by some states.
International courts have found a small number of events as constituting genocide, such as Rwandan genocide and Srebrenica genocide.
On 25 January 2010, Iraqi official Ali Hassan al-Majid (1st cousin of Saddam Hussein) was executed by hanging after being convicted of committing genocide by using chemical weapons against Iraq's Kurdish population during the 1997-1998 Al-Anfal campaign. Al-Majid was captured following the 2003 invasion of Iraq. During the trial, the Iraqi court heard tape-recorded conversations between al-Majid and senior Ba'ath party officials regarding the use of chemical weapons: "I will kill them all with chemical weapons! Who is going to say anything? The international community? Fuck them! The international community and those who listen to them." In the recordings, Al-Majid calls the Iraqi Kurdish leader Jalal Talabani "wicked and a pimp", and promises not to leave alive anyone who speaks the Kurdish language.
The first head of state to be convicted of genocide was in 2018 for the Cambodian genocide.
Although it is widely recognized that punishment of the perpetrators cannot be of an order with their crimes, the trials often serve other purposes such as attempting to shape public perception of the past.
Genocide studies
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The field of genocide studies emerged in the 1970s and 1980s, as social science began to consider the phenomenon of genocide. Due to the occurrence of the Bosnian genocide, Rwandan genocide, and the Kosovo crisis, genocide studies exploded in the 1990s. In contrast to earlier researchers who took for granted the idea that liberal and democratic societies were less likely to commit genocide, revisionists associated with the International Network of Genocide Scholars emphasized how Western ideas led to genocide. The genocides of indigenous peoples as part of European colonialism were initially not recognized as a form of genocide. Pioneers of research into settler colonialism such as Patrick Wolfe spelled out the genocidal logic of settler projects, prompting a rethinking of colonialism. Many genocide scholars are concerned both with objective study of the topic, and obtaining insights that will help prevent future genocides.
Definitions
Main article: Genocide definitionsThe definition of genocide generates controversy whenever a new case arises and debate erupts as to whether or not it qualifies as a genocide. Sociologist Martin Shaw writes, “Few ideas are as important in public debate, but in few cases are the meaning and scope of a key idea less clearly agreed.” Some scholars and activists use the Genocide Convention definition. Others prefer narrower definitions that indicate genocide is rare in human history, reducing genocide to mass killing or distinguishing it from other types of violence by the innocence, helplessness, or defencelessness of its victims. Most genocides occur during wartime, and distinguishing genocide or genocidal war from non-genocidal warfare can be difficult. Likewise, genocide is distinguished from violent and coercive forms of rule that aim to change behavior rather than destroy groups. Some definitions include political or social groups as potential victims of genocide. Many of the more sociologically oriented definitions of genocide overlap that of the crime against humanity of extermination, which refers to large-scale killing or induced death as part of a systematic attack on a civilian population. Isolated or short-lived phenomena that resemble genocide can be termed genocidal violence.
Cultural genocide or ethnocide—actions targeted at the reproduction of a group's language, culture, or way of life—was part of Raphael Lemkin's original concept, and its proponents in the 1940s argued that it, along with physical genocide, were two mechanisms aiming at the same goal: destruction of the targeted group. Because cultural genocide clearly applied to some colonial and assimilationist policies, several states with overseas colonies threatened to refuse to ratify the convention unless it was excluded. Most genocide scholars believe that both cultural genocide and structural violence should be included in the definition of genocide, if committed with intent to destroy the targeted group. Although included in Lemkin's original concept and by some scholars, political groups were also excluded from the Genocide Convention. The result of this exclusion was that perpetrators of genocide could redefine their targets as being a political or military enemy, thus excluding them from consideration.
Criticism of the concept of genocide and alternatives
Most civilian killings in the twentieth century were not from genocide, which only applies to select cases. Alternative terms have been coined to describe processes left outside narrower definitions of genocide. Ethnic cleansing—the forced expulsion of a population from a given territory—has achieved widespread currency, although many scholars recognize that it frequently overlaps with genocide, even where Lemkin's definition is not used. Other terms ending in -cide have proliferated for the destruction of particular types of groupings: democide (people by a government), eliticide (the elite of a targeted group), ethnocide (ethnic groups), gendercide (gendered groupings), politicide (political groups), classicide (social classes), and urbicide (the destruction of a particular locality).
The word genocide inherently carries a value judgement as it is widely considered to be the epitome of human evil. In the past, violence that could be labeled genocide was sometimes celebrated—although it always had its critics. The idea that genocide sits on top of a hierarchy of atrocity crimes—that it is worse than crimes against humanity or war crimes—is controversial among scholars and it suggests that the protection of groups is more important than of individuals. Historian A. Dirk Moses argues that the prioritization of genocide causes other atrocities to not be considered in study and response.
Causes
See also: Risk factors for genocide and War and genocide—Talaat Pasha in Berliner Tageblatt, 4 May 1916We have been reproached for making no distinction between the innocent Armenians and the guilty: but that was utterly impossible in view of the fact that those who are innocent today might be guilty tomorrow. The concern for the safety of Turkey simply had to silence all other concerns.
The colloquial understanding of genocide is heavily influenced by the Holocaust as its archetype and is conceived as innocent victims targeted because of racism rather than for any political reason. Genocide is not an end of itself, but a means to another end—often chosen by perpetrators after other options failed. Most are ultimately caused by its perpetrators perceiving an existential threat to their own existence, although this belief is usually exaggerated and can be entirely imagined. Particular threats to existing elites that have been correlated to genocide include both successful and attempted regime change via assassination, coups, revolutions, and civil wars.
Most genocides were not planned long in advance, but emerged through a process of gradual radicalization, often escalating to genocide following resistance by those targeted. Genocide perpetrators often fear—usually irrationally—that if they do not commit atrocities, they will suffer a similar fate as they inflict on their victims. Despite perpetrators' utilitarian goals, ideological factors are necessary to explain why genocide seems to be a desirable solution to the identified security problem. Noncombatants are harmed because of the collective guilt ascribed to an entire people—defined according to race but targeted because of its supposed security threat. Other motives for genocide have included theft, land grabbing, and revenge.
War is often described as the single most important enabler of genocide providing the weaponry, ideological justification, polarization between allies and enemies, and cover for carrying out extreme violence. A large proportion of genocides occurred under the course of imperial expansion and power consolidation. Although genocide is typically organized around pre-existing identity boundaries, it has the outcome of strengthening them. Although many scholars have emphasized the role of ideology in genocide, there is little agreement in how ideology contributes to violent outcomes; others have cited rational explanations for atrocities.
Perpetrators
See also: Perpetrator studies and Hate studiesGenocides are usually driven by states and their agents, such as elites, political parties, bureaucracies, armed forces, and paramilitaries. Civilians are often the leading agents when the genocide takes places in remote frontier areas. A common strategy is for state-sponsored atrocities to be carried out in secrecy by paramilitary groups, offering the benefit of plausible deniability while widening complicity in the atrocities. The leaders who organize genocide usually believe that their actions were justified and regret nothing.
How ordinary people can become involved in extraordinary violence under circumstances of acute conflict is poorly understood. The foot soldiers of genocide (as opposed to its organizers) are not demographically or psychologically aberrant. People who commit crimes during genocide are rarely true believers in the ideology behind genocide, although they are affected by it to some extent alongside other factors such as obedience, diffusion of responsibility, and conformity. Other evidence suggests that ideological propaganda is not effective in inducing people to commit genocide and that for some perpetrators, the dehumanization of victims, and adoption of nationalist or other ideologies that justify the violence occurs after they begin to perpetrate atrocities often coinciding with escalation. Although genocide perpetrators have often been assumed to be male, the role of women in perpetrating genocide—although they were historically excluded from leadership—has also been explored. People's behavior changes under the course of events, and someone might choose to kill one genocide victim while saving another. Anthropologist Richard Rechtman writes that in circumstances where atrocities such as genocides are perpetrated, many people refuse to become perpetrators, which often entails great sacrifices such as risking their lives and fleeing their country.
Methods
It is a common misconception that genocide necessarily involves mass killing; indeed, it may occur without a single person being killed.
Forced displacement is a common feature of many genocides, with the victims often transported to another location where their destruction is easier for the perpetrators. In some cases, victims are transported to sites where they are killed or deprived of the necessities of life. People are often killed by the displacement itself, as was the case for many Armenian genocide victims. Cultural destruction, such as that practised at Canadian boarding schools for indigenous children, is often dependent on controlling the victims at a specific location. Destruction of cultural objects, such as religious buildings, is common even when the primary method of genocide is not cultural. Cultural genocide, such as residential schools, is particularly common during settler-colonial consolidation.
Men, particularly young adults, are disproportionately targeted for killing before other victims in order to stem resistance. Although diverse forms of sexual violence—ranging from rape, forced pregnancy, forced marriage, sexual slavery, mutilation, forced sterilization—can affect either males or females, women are more likely to face it. The combination of killing of men and sexual violence against women is often intended to disrupt reproduction of the targeted group.
Almost all genocides are brought to an end either by the military defeat of the perpetrators or the accomplishment of their aims.
Reactions
According to rational choice theory, it should be possible to intervene to prevent genocide by raising the costs of engaging in such violence relative to alternatives. Although there are a number of organizations that compile lists of states where genocide is considered likely to occur, the accuracy of these predictions are not known and there is no scholarly consensus over evidence-based genocide prevention strategies. Intervention to prevent genocide has often been considered a failure because most countries prioritize business, trade, and diplomatic relationships: as a consequence, "the usual powerful actors continue to use violence against vulnerable populations with impunity".
Responsibility to protect is a doctrine that emerged around 2000, in the aftermath of several genocides around the world, that seeks to balance state sovereignty with the need for international intervention to prevent genocide. However, disagreements in the United Nations Security Council and lack of political will have hampered the implementation of this doctrine. Although military intervention to halt genocide has been credited with reducing violence in some cases, it remains deeply controversial and is usually illegal. Researcher Gregory H. Stanton found that calling crimes genocide rather than something else, such as ethnic cleansing, increased the chance of effective intervention. Perhaps for this reason, states are often reluctant to recognize crimes as genocide while they are taking place.
History
Main article: Genocides in history For a more comprehensive list, see List of genocides.Lemkin applied the concept of genocide to a wide variety of events throughout human history. He and other scholars date the first genocides to prehistoric times. Prior to the advent of civilizations consisting of sedentary farmers, humans lived in tribal societies, with intertribal warfare often ending with the obliteration of the defeated tribe, killing of adult males and integration of women and children into the victorious tribe. Genocide is mentioned in various ancient sources including the Hebrew Bible. The massacre of men and the enslavement or forced assimilation of women and children—often limited to a particular town or city rather than applied to a larger group—is a common feature of ancient warfare as described in written sources. The events that some scholars consider genocide in ancient and medieval times had more pragmatic than ideological motivations. As a result, some scholars such as Mark Levene argue that genocide is inherently connected to the modern state—thus to the rise of the West in the early modern era and its expansion outside Europe—and earlier conflicts cannot be described as genocide.
Although all empires rely on violence, often extreme violence, to perpetuate their own existence, they also seek to preserve and rule the conquered rather than eradicate them. Although the desire to exploit populations was a disincentive to extermination, imperial rule could lead to genocide when resistance emerged. Ancient and medieval genocides were often committed by empires. Unlike traditional empires, settler colonialism—particularly associated with the settlement of Europeans outside of Europe—is characterized by militarized populations of settlers in remote areas beyond effective state control. Rather than labor or economic surplus, the settlers want to acquire land from indigenous people making genocide more likely than with classical colonialism. While the lack of law enforcement on the frontier ensured impunity for settler violence, the advance of state authority enabled settlers to consolidate their gains using the legal system.
Genocide was committed on a large scale during both world wars. The prototypical genocide, the Holocaust, involved such large-scale logistics that it reinforced the impression that genocide was the result of civilization drifting off course and required both the "weapons and infrastructure of the modern state and the radical ambitions of the modern man". Scientific racism and nationalism were common ideological drivers of many twentieth century genocides. After the horrors of World War II, world leaders attempted to proscribe genocide via the Genocide Convention. Despite the promise of never again and the international effort to outlaw genocide, it has continued to occur repeatedly into the twenty-first century.
Effects and aftermath
See also: Genocide recognition politicsIn the aftermath of genocide, common occurrences are the attempt to prosecute perpetrators through the legal system and obtain recognition and reparations for survivors, as well as reflection of the events in scholarship and culture, such as genocide museums. Except in the case of the Holocaust, few genocide victims receive any reparations despite the trend of requiring such reparations in international and municipal law. The perpetrators and their supporters often deny the genocide and reject responsibility for the harms suffered by victims. Efforts to achieve justice and reconciliation are common in postgenocide situations, but are necessarily incomplete and inadequate. The effects of genocide on societies are under-researched.
Much of the qualitative research on genocide has focused on the testimonies of victims, survivors, and other eyewitnesses. Studies of genocide survivors have examined rates of depression, anxiety, schizophrenia, suicide, post-traumatic stress disorder, and post-traumatic growth. While some have found negative results, others find no association with genocide survival. There are no consistent findings that children of genocide survivors have worse health than comparable individuals. Most societies are able to recover demographically from genocide, but this is dependent on their position early in the demographic transition.
Because genocide is often perceived as the "crime of crimes", it grabs attention more effectively than other violations of international law. Consequently, victims of atrocities often label their suffering genocide as an attempt to gain attention to their plight and attract foreign intervention. Although remembering genocide is often perceived as a way to develop tolerance and respect for human rights, the charge of genocide often leads to increased cohesion among the targeted people—in some cases, it has been incorporated into national identity—and stokes enmity towards the group blamed for the crime, reducing the chance of reconciliation and increasing the risk of future occurrence of genocide. Some genocides are commemorated in memorials or museums.
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'Next to the Jews in Europe,' wrote Alexander Werth', 'the biggest single German crime was undoubtedly the extermination by hunger, exposure and in other ways of ... Russian war prisoners.' Yet the murder of at least 3.3 million Soviet POWs is one of the least-known of modern genocides; there is still no full-length book on the subject in English. It also stands as one of the most intensive genocides of all time: 'a holocaust that devoured millions,' as Catherine Merridale acknowledges. The large majority of POWs, some 2.8 million, were killed in just eight months of 1941–42, a rate of slaughter matched (to my knowledge) only by the 1994 Rwanda genocide.
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Bibliography
Books
- Bachman, Jeffrey S. (2022). The Politics of Genocide: From the Genocide Convention to the Responsibility to Protect. Rutgers University Press. ISBN 978-1-9788-2147-7.
- Basso, Andrew R. (2024). Destroy Them Gradually: Displacement as Atrocity. Rutgers University Press. ISBN 978-1-9788-3130-8.
- Ihrig, Stefan (2016). Justifying Genocide: Germany and the Armenians from Bismarck to Hitler. Harvard University Press. ISBN 978-0-674-50479-0.
- Jones, Adam (2023). Genocide: A Comprehensive Introduction (4th ed.). Taylor & Francis. ISBN 978-1-000-95870-6.
- Maynard, Jonathan Leader (2022). Ideology and Mass Killing: The Radicalized Security Politics of Genocides and Deadly Atrocities. Oxford University Press. ISBN 978-0-19-108266-5.
- Moses, A. Dirk (2021). The Problems of Genocide: Permanent Security and the Language of Transgression. Cambridge University Press. ISBN 978-1-009-02832-5.
- Naimark, Norman M. (2017). Genocide: A World History. Oxford University Press. ISBN 978-0-19-976527-0.
- Ochab, Ewelina U.; Alton, David (2022). State Responses to Crimes of Genocide: What Went Wrong and How to Change It. Springer International Publishing. ISBN 978-3-030-99162-3.
- Rechtman, Richard (2021). Living in Death: Genocide and Its Functionaries. Fordham University Press. ISBN 978-0-8232-9788-7.
- Sands, Philippe (2017). East West Street: On the Origins of Genocide and Crimes Against Humanity. Weidenfeld & Nicolson. ISBN 978-1-4746-0191-7.
- Shaw, Martin (2014). Genocide and International Relations: Changing Patterns in the Transitions of the Late Modern World. Cambridge University Press. ISBN 978-0-521-11013-6.
- Shaw, Martin (2015). What is Genocide?. John Wiley & Sons. ISBN 978-0-7456-8710-0.
- Weiss-Wendt, Anton (2017). The Soviet Union and the Gutting of the UN Genocide Convention. University of Wisconsin Press. ISBN 978-0-299-31290-9.
- Williams, Timothy (2020). The Complexity of Evil: Perpetration and Genocide. Rutgers University Press. hdl:20.500.12657/52460. ISBN 978-1-9788-1431-8.
Collections
- Anderson, Kjell; Jessee, Erin (2020). "Introduction". Researching Perpetrators of Genocide. University of Wisconsin Press. ISBN 978-0-299-32970-9.
- Bachman, Jeffrey (2021b). "Genocide and Imperialism". The Palgrave Encyclopedia of Imperialism and Anti-Imperialism. Springer International Publishing. pp. 1012–1022. ISBN 978-3-030-29901-9.
- Bloxham, Donald; Moses, A. Dirk, eds. (2010). The Oxford Handbook of Genocide Studies. Oxford University Press. ISBN 978-0-19-161361-6.
- Schabas, William A. "The Law and Genocide". In Bloxham & Moses (2010), pp. 123–141.
- Bloxham, Donald; Moses, A. Dirk, eds. (2022). Genocide: Key Themes. Oxford University Press. ISBN 978-0-19-286526-7.
- Nyseth Nzitatira, Hollie. "Predicting genocide". In Bloxham & Moses (2022), pp. 45–74.
- von Joeden-Forgey, Elisa. "Gender and genocide". In Bloxham & Moses (2022), pp. 100–131.
- Weiss-Wendt, Anton. "The state and genocide". In Bloxham & Moses (2022), pp. 161–190.
- Häussler, Matthias; Stucki, Andreas; Veracini, Lorenzo. "Genocide and empire". In Bloxham & Moses (2022), pp. 191–221.
- Moyd, Michelle. "Genocide and War". In Bloxham & Moses (2022), pp. 222–252.
- Stone, Dan; Jinks, Rebecca. "Genocide and memory". In Bloxham & Moses (2022), pp. 253–276.
- Bellamy, Alex J.; McLoughlin, Stephen. "Genocide and Military Intervention". In Bloxham & Moses (2022).
- Graziosi, Andrea; Sysyn, Frank E. (2022). "Introduction: Genocide and Mass Categorical Violence". In Graziosi, Andrea; Sysyn, Frank E. (eds.). Genocide: The Power and Problems of a Concept. McGill-Queen's University Press. pp. 3–21. ISBN 978-0-2280-0951-1.
- Kiernan, Ben; Lemos, T. M.; Taylor, Tristan S., eds. (2023). The Cambridge World History of Genocide. Vol. I: Genocide in the Ancient, Medieval and Premodern Worlds. Cambridge University Press. ISBN 978-1-108-64034-3.
- Kiernan, Ben. "General Editor's Introduction to the Series: Genocide: Its Causes, Components, Connections and Continuing Challenges". In Kiernan, Lemos & Taylor (2023), pp. 1–30.
- Lemos, T. M.; Taylor, Tristan S.; Kiernan, Ben. "Introduction to Volume I". In Kiernan, Lemos & Taylor (2023), pp. 31–56.
- Kiernan, Ben; Madley, Benjamin; Taylor, Rebe (2023). "Introduction to Volume II". In Blackhawk, Ned; Kiernan, Ben; Madley, Benjamin; Taylor, Rebe (eds.). The Cambridge World History of Genocide. Vol. II: Genocide in the Indigenous, Early Modern and Imperial Worlds, from c.1535 to World War One. Cambridge University Press. pp. 1–20. doi:10.1017/9781108765480. ISBN 978-1-108-76548-0.
- Kiernan, Ben; Lower, Wendy; Naimark, Norman; Straus, Scott (2023). "Introduction to Volume III". The Cambridge World History of Genocide. Vol. III: Genocide in the Contemporary Era, 1914–2020. Cambridge University Press. pp. 1–28. ISBN 978-1-108-76711-8.
- Kugler, Tadeusz (2016). "The Demography of Genocide". Economic Aspects of Genocides, Other Mass Atrocities, and Their Preventions. Oxford University Press. pp. 102–124. ISBN 978-0-19-937829-6.
- Lang, Berel (2005). "The Evil in Genocide". Genocide and Human Rights: A Philosophical Guide. Palgrave Macmillan UK. pp. 5–17. ISBN 978-0-230-55483-2.
- Moses, A. Dirk (2023). "Genocide as a Category Mistake: Permanent Security and Mass Violence Against Civilians". Genocidal Violence: Concepts, Forms, Impact. De Gruyter. pp. 15–38. doi:10.1515/9783110781328-002. ISBN 978-3-11-078132-8.
- Mulaj, Klejda (2021). "Introduction: Postgenocide: Living with Permutations of Genocide Harms". Postgenocide: Interdisciplinary Reflections on the Effects of Genocide. Oxford University Press. ISBN 978-0-19-264825-9.
- Simon, David J.; Kahn, Leora, eds. (2023). Handbook of Genocide Studies. Edward Elgar Publishing. ISBN 978-1-80037-934-3.
- Irvin-Erickson, Douglas. "The history of Raphael Lemkin and the UN Genocide Convention". In Simon & Kahn (2023), pp. 7–26.
- Adhikari, Mohamed. "Destroying to replace: reflections on motive forces behind civilian-driven violence in settler genocides of Indigenous peoples". In Simon & Kahn (2023), pp. 42–53.
- Anderton, Charles H. "Genocide prevention: perspectives from psychological and social economic choice models". In Simon & Kahn (2023), pp. 142–156.
- Stone, Dan (2013). "Genocide and Memory". The Holocaust, Fascism and Memory: Essays in the History of Ideas. Palgrave Macmillan UK. pp. 143–156. ISBN 978-1-137-02953-9.
Journals
- Bachman, Jeffrey S (2021a). "Situating Contributions from Underrepresented Groups and Geographies within the Field of Genocide Studies". International Studies Perspectives. 22 (3): 361–382. doi:10.1093/isp/ekaa011.
- Kathman, Jacob D.; Wood, Reed M. (2011). "Managing Threat, Cost, and Incentive to Kill: The Short- and Long-Term Effects of Intervention in Mass Killings". Journal of Conflict Resolution. 55 (5): 735–760. doi:10.1177/0022002711408006.
- Lindert, Jutta; Kawachi, Ichiro; Knobler, Haim Y.; Abramowitz, Moshe Z.; Galea, Sandro; Roberts, Bayard; Mollica, Richard; McKee, Martin (2019). "The long-term health consequences of genocide: developing GESQUQ - a genocide studies checklist". Conflict and Health. 13 (1): 14. doi:10.1186/s13031-019-0198-9. ISSN 1752-1505. PMC 6460659. PMID 31011364.
- Lindert, Jutta; Knobler, Haim Y.; Kawachi, Ichiro; Bain, Paul A.; Abramowitz, Moshe Z.; McKee, Charlotte; Reinharz, Shula; McKee, Martin (2017). "Psychopathology of children of genocide survivors: a systematic review on the impact of genocide on their children's psychopathology from five countries". International Journal of Epidemiology: 246–257.
- Luft, Aliza (2020). "Three Stories and Three Questions about Participation in Genocide". Journal of Perpetrator Research. 3 (1): 196–. doi:10.21039/jpr.3.1.37. ISSN 2514-7897.
- McDoom, Omar Shahabudin (2020). "Radicalization as cause and consequence of violence in genocides and mass killings". Violence. 1 (1): 123–143. doi:10.1177/2633002420904267. ISSN 2633-0024.
- Ozoráková, Lilla (2022). "The Road to Finding a Definition for the Crime of Genocide – the Importance of the Genocide Convention". The Law & Practice of International Courts and Tribunals. 21 (2): 278–301. doi:10.1163/15718034-12341475. ISSN 1569-1853.
Other sources
- When to Refer to a Situation as "Genocide" (PDF) (Report). United Nations Office on Genocide Prevention and the Responsibility to Protect. n.d. Retrieved 22 December 2024.
External links
- Quotations related to Genocide at Wikiquote
- The dictionary definition of genocide at Wiktionary
- Media related to Genocide at Wikimedia Commons
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