Misplaced Pages

Göktürks: Difference between revisions

Article snapshot taken from Wikipedia with creative commons attribution-sharealike license. Give it a read and then ask your questions in the chat. We can research this topic together.
Browse history interactively← Previous editContent deleted Content addedVisualWikitext
Revision as of 19:55, 29 November 2017 editAkocsg (talk | contribs)Extended confirmed users, Rollbackers4,055 edits Origins: added source; Scharlipp's statement is not about Turkic in general but about the language of the Ashina clan← Previous edit Latest revision as of 05:27, 7 December 2024 edit undoSumanuil (talk | contribs)Extended confirmed users81,527 edits Gallery: These are file names.\ 
(695 intermediate revisions by more than 100 users not shown)
Line 1: Line 1:
{{Short description|Turkic people in Inner Asia}}
{{for|empires established by the Göktürks|Turkic Khaganate}}
{{for| empires established by the Gökturks|First Turkic Khaganate|Western Turkic Khaganate|Eastern Turkic Khaganate|Second Turkic Khaganate}}
{{other uses| Göktürk (disambiguation)}}
{{Use dmy dates|date=April 2024}}
{{Infobox ethnic group {{Infobox ethnic group
|group = Göktürks | group = Gökturks
|image = ] | image = ]
| caption = Gökturk petroglyphs from modern Mongolia (6th to 8th century).<ref name="Altınkılıç">{{cite journal |last1=Altınkılıç |first1=Arzu Emel |title= Göktürk giyim kuşamının plastik sanatlarda değerlendirilmesi |journal= Journal of Social and Humanities Sciences Research |date= 2020 |pages= 1101–1110 |url= http://www.jshsr.org/Makaleler/1429516422_07-7-53.1853-1101-1110.pdf |archive-url=https://web.archive.org/web/20201024185201/http://www.jshsr.org/Makaleler/1429516422_07-7-53.1853-1101-1110.pdf |archive-date=24 October 2020 |url-status=live}}</ref>
|caption = Göktürk petroglyphs from Mongolia (6th to 8th century)
|pop = Ancestral to Uyghurs, Yugurs, and other Turkic population | pop = Ancestral to some Turkic populations
|regions = ] | regions = ] and ]
| languages = ]<ref>{{cite book |last1=Lloyd |first1=Keith |title=The Routledge Handbook of Comparative World Rhetorics: Studies in the History, Application, and Teaching of Rhetoric Beyond Traditional Greco-Roman Contexts |date=10 June 2020 |publisher=Routledge |isbn=978-1-000-06627-2 |page=153 |url=https://books.google.com/books?id=MvDqDwAAQBAJ&pg=PT153}}</ref>
|ref3 =
| religions = ], ]
|languages = ]
| related = ], ], ], ], ]<ref>Xiu Ouyang, (1073), ''Historical Records of the Five Dynasties'', p. 39</ref>
|religions = ]
| native_name = 𐱅𐰇𐰼𐰜:𐰉𐰆𐰑𐰣<br/>Türük Bodun
|related =
| native_name_lang = otk
}} }}
The '''Göktürks''', '''Türks''', '''Celestial Turks''' or '''Blue Turks''' ({{langx|otk|𐱅𐰇𐰼𐰜:𐰉𐰆𐰑𐰣|Türük Bodun}}; {{zh|c=突厥|p=Tūjué|w=T'u-chüeh}}) were a ] in medieval ]. The Göktürks, under the leadership of ] (d. 552) and his sons, succeeded the ] as the main power in the region and established the ], one of several nomadic dynasties that would shape the future geolocation, culture, and dominant beliefs of ].

The '''Göktürks''', '''Celestial Turks''', '''Blue Turks''' or '''Kok Turks''' (]: 𐰜𐰇𐰛:𐱅𐰇𐰼𐰰, ''Kök Türük'' {{zh|c=]]/]|p=Tūjué}}, {{lang-dng|Тўҗүә}}; ] ''Ttūrka'', ''Ttrūka'',{{sfn|Golden|2011|p=20}} ] ''Drugu''{{sfn|Golden|2011|p=20}}), were a nomadic confederation of ] in medieval ]. The Göktürks, under the leadership of ] (d. 552) and his sons, succeeded the ] as the main power in the region and established the ], one of several nomadic dynasties which would shape the future geolocation, culture, and dominant beliefs of ].


==Etymology== ==Etymology==
===Origin===
]
], circa 570.<ref>{{cite book |last1=Mierse |first1=William E. |title=Artifacts from the Ancient Silk Road |date=1 December 2022 |publisher=ABC-CLIO |isbn=978-1-4408-5829-1 |page=126 |url=https://books.google.com/books?id=WQuXEAAAQBAJ&pg=PA126 |language=en}} "In the upper scene, long-haired Turkic servants attend an individual seated inside the yurt proper, and in the lower scene, hunters are seen riding down game. The setting must be the Kazakh steppes over which the Turks had taken control from the Hepthalites."
Strictly speaking, the common name ''Göktürk'' is the ] form of the ]. The ] name for the Göktürks was 𐱅𐰇𐰼𐰰 ''Türük'',<ref name="KulteginMC"> ]</ref><ref name="BilgeKaganMC"></ref> 𐱅𐰇𐰼𐰰:𐰜𐰇𐰛 Kök Türük,<ref name="KulteginMC"/><ref name="BilgeKaganMC"/> or ]]]] Türk.<ref name="TonyukukMC"> ]</ref> They were known in ] historical sources as the ''tɦutkyat''{{sfn|Golden|2011|p=20}} ({{zh|c=]]|p=Tūjué}}). According to Chinese sources, the meaning of the word ''Tujue'' was "]" ({{zh|c=]]|p=Dōumóu|w=Tou<sup>1</sup>-mou<sup>2</sup>}}), reportedly because the shape of the ] where they lived, was similar to a combat helmet.<ref name="Zhou50">] et al., '']'', ] {{Zh icon}}</ref><ref name="Sui84">] et al., '']'', ] {{Zh icon}}</ref><ref name="Northern99">] (李延寿), '']'', ] {{Zh icon}}</ref>
</ref>]]
The common name "Göktürk" emerged from the misreading of the word "Kök" meaning ], the endonym of the ruling clan of the historical ethnic group which was attested as {{langx|otk|𐱅𐰇𐰼𐰜|Türük|label=none}}<ref name="KulteginMC"> ]</ref><ref name="BilgeKaganMC">{{Cite web|url=https://kaznpu.kz/kz/|title=Абай атындағы Қазақ ұлттық педагогикалық университеті|website=kaznpu.kz}}</ref> {{langx|otk|𐰚𐰇𐰜:𐱅𐰇𐰼𐰜|Kök Türük|label=none}},<ref name="KulteginMC"/><ref name="BilgeKaganMC"/> or {{langx|otk|𐱅𐰇𐰼𐰚|Türk}}.<ref name="TonyukukMC"> ]</ref> It is generally accepted that the name ''Türk'' is ultimately derived from the ] migration-term<ref>(Bŭlgarska akademii︠a︡ na naukite. Otdelenie za ezikoznanie/ izkustvoznanie/ literatura, Linguistique balkanique, Vol. 27–28, 1984, p. 17</ref> 𐱅𐰇𐰼𐰜 ''Türük''/''Törük'', which means 'created, born'.<ref>Faruk Sümer, Oghuzes (Turkmens): History, Tribal organization, Sagas, Turkish World Research Foundation, 1992, p. 16)</ref>


They were known in ] historical sources as the ''Tūjué'' ({{zh|t=] ]}}; reconstructed in ] as romanized: *''dwət-kuɑt'' > ''tɦut-kyat'').{{sfn|Golden|2011|p=20}}
Göktürk means "Celestial Turks",{{sfn|Marshall Cavendish Corporation|2006|p=545}} or sometimes "Blue Turks" (i.e. because ] is associated with ]). This is consistent with "the cult of heavenly ordained rule" which was a recurrent element of Altaic political culture and as such may have been imbibed by the Göktürks from their predecessors in Mongolia.<ref>Wink 64.</ref> The name of the ruling ] may derive from the ] term for "deep blue", ''āššɪna''.{{sfn|Findley|2004|p=39}}


The ethnonym was also recorded in various other Middle Asian languages, such as ] *''Türkit ~ Türküt'', ''tr'wkt'', ''trwkt'', ''turkt'' > ''trwkc'', ''trukč''; ] ''Ttūrka''/''Ttrūka'', ] ''to̤ro̤x''/''türǖg'', ] ''''/''Dolgwol'', and ] ''Drugu''.{{sfn|Golden|2011|p=20}}{{sfn|Golden|2018|p=292}}
The word Türk meant "strong" in Old Turkic.<ref>{{cite web|url = http://www.bartleby.com/61/92/T0419200.html |title=The American Heritage Dictionary of the English Language: Fourth Edition - "Turk"|author=American Heritage Dictionary|authorlink=American Heritage Dictionary|publisher=bartleby.com|accessdate=2006-12-07|year=2000}}</ref>


==Origins== ===Definition===
According to Chinese sources, Tūjué meant "]" ({{zh|c=] ]|p=Dōumóu|w=Tou<sup>1</sup>-mou<sup>2</sup>}}), reportedly because the shape of the ], where they lived, was similar to a combat helmet.<ref name="Zhou50">] et al., '']'', ] {{in lang|zh}}</ref><ref name="Sui84">] et al., '']'', ] {{in lang|zh}}</ref><ref name="Northern99">] (李延寿), '']'', ] {{in lang|zh}}</ref> ] (1991) pointed to a ] word, ''tturakä'' "lid", semantically stretchable to "helmet", as a possible source for this folk etymology, yet Golden thinks this connection requires more data.<ref name="Golden2006">{{cite journal|last = Golden|first= Peter B.|title= Türks and Iranians: Aspects of Türk and Khazaro-Iranian Interaction|journal= Turcologica|issue= 105|page= 25}}</ref>
{{see also|Timeline of the Göktürks}}
]]]


Göktürk is sometimes interpreted as either "Celestial Turk" or "Blue Turk" (i.e. because ] is associated with ]).{{sfn|West|2008|p=829}} This is consistent with "the cult of heavenly ordained rule" which was a recurrent element of Altaic political culture and as such may have been imbibed by the Göktürks from their predecessors in Mongolia.<ref>Wink 64.</ref> "Blue" is traditionally associated with the East as it used in the ] of central Asia, thus meaning "Turks of the East".{{sfn|Golden|1992|pages=133-134,136}} The name of the ruling ] may derive from the ] term for "deep blue", ''āššɪna''.{{sfn|Findley|2004|p=39}}
The Göktürk rulers originated from the Ashina clan, who were first attested to 439. The '']'' reports that in that year, on October 18, the ] ruler ] overthrew ] of the ] in eastern ],<ref>], '']'', ] {{Zh icon}}</ref><ref>], '']'', ] {{Zh icon}}</ref><ref>]七年 (]五年) 九月丙戌 {{Zh icon}}</ref> whence 500 Ashina families fled northwest to the Rouran Khaganate in the vicinity of ].<ref name="Sui84"/><ref>Christian, p. 249.</ref> ] points out the possibility that the khaghans of the Turkic Khaganate, the Ashina, were themselves partially ] in origin<ref>{{harvnb|Maenchen-Helfen|1973|pp=369–375}}</ref> who later adopted the Turkic language but continued to use titles from their earlier ].<ref>Peter B. Golden, ''An Introduction to the History of the Turkic Peoples'', O. Harrassowitz, 1992, p. 121–122</ref> German Turkologist W.-E. Scharlipp points out that many common terms in the language of the clan are ] in origin.<ref>„(...) Über die Ethnogenese dieses Stammes ist viel gerätselt worden. Auffallend ist, dass viele zentrale Begriffe iranischen Ursprungs sind. Dies betrifft fast alle Titel (...). Einige Gelehrte wollen auch die Eigenbezeichnung türk auf einen iranischen Ursprung zurückführen und ihn mit dem Wort „Turan“, der persischen Bezeichnung für das Land jeneseits des Oxus, in Verbindung bringen.“ Wolfgang-Ekkehard Scharlipp in ''Die frühen Türken in Zentralasien'', p. 18</ref>


According to the ], the word Türk meant "strong" in Old Turkic;<ref>{{cite web|url=http://www.bartleby.com/61/92/T0419200.html|title=The American Heritage Dictionary of the English Language: Fourth Edition – "Turk"|author=American Heritage Dictionary|author-link=American Heritage Dictionary|publisher=bartleby.com|access-date=7 December 2006|year=2000|archive-url=https://web.archive.org/web/20070116043608/http://www.bartleby.com/61/92/T0419200.html|archive-date=16 January 2007}}</ref> though ] supports this theory, ] points out that "the word '''Türk''' is never used in the generalized sense of 'strong'" and that the noun '''Türk''' originally meant "'the culminating point of maturity' (of a fruit, human being, etc.), but more often used as an meaning (of a fruit) 'just fully ripe'; (of a human being) 'in the prime of life, young, and vigorous'".<ref>{{cite book |last=Clauson |first=G. |title=An Etymological Dictionary of Pre-13th Century Turkish |location=Oxford |publisher=Clarendon Press |year=1972 |pages=542–543 |isbn=0-19-864112-5 }}</ref> Hakan Aydemir (2022) also contends that '''Türk''' originally did not mean "strong, powerful" but "gathered; united, allied, confederated" and was derived from Pre-] verb *'''türü''' "heap up, collect, gather, assemble".<ref>{{cite book|first= Hakan|last= Aydemir|date= 2–3 December 2022|chapter= TÜRK Adının Kökeni Üzerine (On the origin of the ethnonym TÜRK 'Turkic, Turkish') + an English abstract|title= Türk Dunyası Sosyal Bilimler - Sempozyumu|publisher= Ege University|location= İzmir|editor-last1= Şahin|editor-first1= İbrahim|editor-last2= Akgün|editor-first2= Atıf|chapter-url=https://www.academia.edu/100924309|language= tr}}</ref>
According to the '']'' and the '']'', the Ashina clan was a component of the ] confederation,<ref name="Zhou50"/><ref name="Northern99"/> but this connection is disputed,<ref name="Christian2">Christian, p. 249</ref> and according to the ''Book of Sui'' and the '']'', they were "mixed Hu (barbarians)" ({{linktext|雜胡}}) from ].<ref name="Sui84"/><ref name="Tong197">杜佑, 《通典》, 北京: 中華書局出版, (], '']'', Vol.197), 辺防13 北狄4 突厥上, 1988, {{ISBN|7-101-00258-7}}, p. 5401. {{Zh icon}}</ref> Indeed, Chinese sources linked the ] on their northern borders to the Xiongnu just as Graeco-Roman historiographers called the ], ] and ] "Scythians". Such archaizing was a common literary topos, and implied similar geographic origins and nomadic lifestyle but not direct filiation.{{sfn|Sinor|1990}}{{page needed|date=August 2015}}


The name as used by the Göktürks only applied to themselves, the Göktürk khanates, and their subjects. The Göktürks did not consider other Turkic speaking groups such as the ], ], and ] to be Türks. In the ], the ] and the ] are not referred to as Türks. Similarly, the Uyghurs called themselves Uyghurs and used ''Türk'' exclusively for the Göktürks, whom they portrayed as enemy aliens in their royal inscriptions. The ] may have kept the Göktürk tradition alive by claiming descent from the Ashina. When tribal leaders built their khanates, ruling over assorted tribes and tribal unions, the collected people identified themselves politically with the leadership. Turk became the designation for all subjects of the Turk empires. Nonetheless, subordinate tribes and tribal unions retained their original names, identities, and social structures. Memory of the Göktürks and the Ashina had faded by the turn of the millennium. The ], ] Uyghurs, and ] did not claim descent from the Göktürks.<ref>{{cite journal |last1=Lee |first1=Joo-Yup |title=Some remarks on the Turkicisation of the Mongols in post-Mongol Central Asia and the Qipchaq Steppe |journal=Acta Orientalia Academiae Scientiarum Hungaricae |date=2018 |volume=71 |issue=2 |pages=128–129 |doi=10.1556/062.2018.71.2.1 |s2cid=133847698 |url=https://www.ceeol.com/search/article-detail?id=666361 |language=English |issn=0001-6446}}</ref><ref>Lee, Joo-Yup; Kuang, Shuntu (18 October 2017). "A Comparative Analysis of Chinese Historical Sources and Y-DNA Studies with Regard to the Early and Medieval Turkic Peoples". Inner Asia. Brill. 19 (2): p. 203 of 197–239.</ref><ref>Sui-Tang China and Its Turko-Mongol Neighbors, Page 34</ref>
As part of the heterogeneous Rouran Khaganate, the Türks lived for generations north of the ], where they 'engaged in metal working for the Rouran'.<ref name="Sui84"/><ref name="Zizhi159">Sima Guang, ''Zizhi Tongjian'', ] {{Zh icon}}</ref> According to ], the rise to power of the Ashina clan represented an 'internal revolution' in the Rouran Khaganate rather than an external conquest.{{sfn|Sinor|1990|p=295}} According to Charles Holcombe, the early Tujue population was rather heterogeneous and many of the names of Türk rulers, including the two founding members, are not even Turkic.{{sfn|Holcombe|2001|p=114}} This is supported by evidence from the ], which include several non-Turkic lexemes, possibly representing ] or ] words.{{sfn|Sinor|1990|p=291}}


==Expansion== == History ==
After the collapse of ]'s ] ], the Göktürks intervened in the ensuing civil wars, providing support to the northeastern rebel ] against the rising ] in 622 and 623. He enjoyed a long string of success but was finally routed by ] and other Tang generals and executed. On May 19, 639<ref>]十三年 四月戊寅 {{webarchive|url=https://web.archive.org/web/20100522200011/http://db1x.sinica.edu.tw/sinocal/ |date=2010-05-22 }} {{Zh icon}}</ref> ] and his tribesmen directly assaulted ] at Jiucheng Palace ({{linktext|九|成|宮}}, in present-day ], ], ]). However, they did not succeed and fled to the north, but were caught by pursuers near the Wei River and were killed. ] was exiled to Lingbiao.<ref name="Zizhi195">Sima Guang, ''Zizhi Tongjian'', ] {{Zh icon}}</ref> After the unsuccessful raid of Ashina Jiesheshuai, on August 13, 639<ref>]十三年 七月庚戌 {{webarchive|url=https://web.archive.org/web/20100522200011/http://db1x.sinica.edu.tw/sinocal/ |date=2010-05-22 }} {{Zh icon}}</ref> Taizong installed ] and ordered the settled Turkic people to follow him north of the ] to settle between the ] and the ].<ref>Ouyang Xiu et al., ''New Book of Tang'', ]</ref>


=== Origins ===
In 679, ] Wenfu and ], who were Turkic leaders of the Chanyu Protectorate (]), declared ] as qaghan and revolted against the Tang dynasty.<ref name="Zizhi202">Sima Guang, ''Zizhi Tongjian'', ] {{Zh icon}}</ref> In 680, ] defeated Ashina Nishufu and his army. Ashina Nishufu was killed by his men.<ref name="Zizhi202"/> Ashide Wenfu made ] a qaghan and again revolted against the Tang dynasty.<ref name="Zizhi202"/> ] and Ashina Funian surrendered to Pei Xingjian. On December 5, 681<ref>]元年 十月乙酉 {{webarchive|url=https://web.archive.org/web/20100522200011/http://db1x.sinica.edu.tw/sinocal/ |date=2010-05-22 }} {{Zh icon}}</ref> 54 Göktürks including Ashide Wenfu and Ashina Funian were publicly executed in the Eastern Market of ].<ref name="Zizhi202"/> In 682, ] and ] revolted and occupied Heisha Castle (northwest of present-day ], ]) with the remnants of Ashina Funian's men.<ref>Sima Guang, ''Zizhi Tongjian'', ] {{Zh icon}}</ref>
{{See also|Timeline of the Göktürks}}
] region, 5th-6th century AD<ref>{{cite web |last1=Konstantinov |first1=Nikita |last2=Soenov |first2=Vasilii |last3=Черемисин |first3=Дмитрий |title=BATTLE AND HUNTING SCENES IN TURKIC ROCK ART OF THE EARLY MIDDLE AGES IN ALTAI |url=https://www.academia.edu/29773396}}</ref>]]
], 579 CE).<ref name="REF1">{{cite book |last1=Baumer |first1=Christoph |title=History of Central Asia, The: 4-volume set |date=18 April 2018 |publisher=Bloomsbury Publishing |isbn=978-1-83860-868-2 |page=228 |url=https://books.google.com/books?id=DhiWDwAAQBAJ&pg=RA1-PA228 |language=en}}</ref><ref name="SYET">{{cite journal |last1=Yatsenko |first1=Sergey A. |title=Early Turks: Male Costume in the Chinese Art |journal=Transoxiana |date=August 2009 |volume=14 |url=http://www.transoxiana.com.ar/14/yatsenko_turk_costume_chinese_art.html}}</ref>]]
The Göktürk rulers originated from the ], who were first attested to in 439. The '']'' reports that in that year, on 18 October, the ] ruler ] overthrew ] of the ] in eastern ],<ref>], '']'', ] {{in lang|zh}}</ref><ref>], '']'', ] {{in lang|zh}}</ref><ref>]七年 (]五年) 九月丙戌 {{in lang|zh}} {{Webarchive|url=https://web.archive.org/web/20131016003621/http://sinocal.sinica.edu.tw/ |date=16 October 2013 }}</ref> whence 500 Ashina families fled northwest to the ] in the vicinity of ].<ref name="Sui84" />{{sfn|Christian|1998|p=249}}

According to the '']'' and '']'', the Ashina clan was a component of the ] confederation,<ref name="Zhou50" /><ref name="Northern99" /> specifically, the Northern Xiongnu tribes<ref>'']'', vol. 215 upper. "突厥阿史那氏, 蓋古匈奴北部也." "The Ashina family of the Turk probably were the northern tribes of the ancient Xiongnu." translated by Xu (2005)</ref><ref>Xu Elina-Qian, , ], 2005</ref> or southern Xiongnu "who settled along the northern Chinese frontier", according to ].{{sfn|Golden|2018|p=306}} However, this view is contested.{{sfn|Christian|1998|p=249}} Göktürks were also posited as having originated from an obscure Suo state (索國) (]: *''sâk'') which was situated north of the ] and had been founded by the ]<ref>], (1999), "A türkök eredetmondája", ''Magyar Nyelv'', vol. 95(4): p. 391 of 385–396. cited in Golden (2018), "The Ethnogonic Tales of the Türks", p. 300</ref> or ].<ref>Vásáry, István (2007) ''Eski İç Asya Tarihi'' p. 99-100, cited Golden (2018), "The Ethnogonic Tales of the Türks", p. 300</ref><ref name="Zhou50" /><ref name="Northern99" />{{sfn|Golden|2018|p=300}} According to the ''Book of Sui'' and the '']'', they were "mixed Hu (barbarians)" ({{linktext|雜胡}}) from ] (平涼), now in ], ].<ref name="Sui84" /><ref name="Tong197">杜佑, 《通典》, 北京: 中華書局出版, (], '']'', Vol.197), 辺防13 北狄4 突厥上, 1988, {{ISBN|7-101-00258-7}}, p. 5401. {{in lang|zh}}</ref> Pointing to the Ashina's association with the Northern tribes of the ], some researchers (e.g. Duan, Lung, etc.) proposed that Göktürks belonged in particular to the ], likewise Xiongnu-associated,<ref name="Sui84" /> by ancestral lineage.<ref>{{cite book |first=Rachel |last=Lung |title=Interpreters in Early Imperial China |publisher=John Benjamins |year=2011 |page=48 |isbn=978-90-272-2444-6 }}</ref><ref>{{cite book |author=Duan |title=Dingling, Gaoju and Tiele |year=1988 |pages=39–41 |publisher=] |isbn=7-208-00110-3 }}</ref> However, Lee and Kuang (2017) state that Chinese sources do not describe the Ashina-led Göktürks s descending from the Dingling or belonging to the Tiele confederation.<ref>Lee, Joo-Yup; Kuang, Shuntu (18 October 2017). "A Comparative Analysis of Chinese Historical Sources and Y-DNA Studies with Regard to the Early and Medieval Turkic Peoples". Inner Asia. Brill. 19 (2): p. 201 of 197–239.</ref>

Chinese sources linked the ] on their northern borders to the Xiongnu just as Graeco-Roman historiographers called the ], ] and ] "]". Such archaizing was a common literary topos, implying similar geographic origins and nomadic lifestyle but not direct filiation.{{sfn|Sinor|1990}}{{page needed|date=August 2015}}

As part of the heterogeneous ], the Turks lived for generations north of the ], where they 'engaged in metal working for the Rouran'.<ref name="Sui84" /><ref name="Zizhi159">Sima Guang, ''Zizhi Tongjian'', ] {{in lang|zh}}</ref> According to ], the rise to power of the Ashina clan represented an 'internal revolution' in the Rouran Khaganate rather than an external conquest.{{sfn|Sinor|1990|p=295}}

According to Charles Holcombe, the early Turk population was rather heterogeneous and many of the names of Turk rulers, including the two founding members, are not even Turkic.{{sfn|Holcombe|2001|p=114}} This is supported by evidence from the ], which include several non-Turkic lexemes, possibly representing ] or ] words.{{sfn|Sinor|1990|p=291}}<ref>Vovin, Alexander. "Did the Xiongnu speak a Yeniseian language?". Central Asiatic Journal 44/1 (2000), pp. 87–104.</ref> ] points out that the khaghans of the Turkic Khaganate, the Ashina, who were of an undetermined ethnic origin, adopted ] and Tokharian (or non-]) titles.{{sfn|Golden|1992|p=126}} German Turkologist W.-E. Scharlipp points out that many common terms in Turkic are ] in origin.<ref>{{cite book |quote=(...) Über die Ethnogenese dieses Stammes ist viel gerätselt worden. Auffallend ist, dass viele zentrale Begriffe iranischen Ursprungs sind. Dies betrifft fast alle Titel (...). Einige Gelehrte wollen auch die Eigenbezeichnung türk auf einen iranischen Ursprung zurückführen und ihn mit dem Wort "Turan", der persischen Bezeichnung für das Land jeneseits des Oxus, in Verbindung bringen. |first=Wolfgang-Ekkehard |last=Scharlipp |title=Die frühen Türken in Zentralasien |location=Darmstadt |publisher=Wissenschaftliche Buchgesellschaft |year=1992 |isbn=3-534-11689-5 |page=18 }}</ref> Whatever language the Ashina may have spoken originally, they and those they ruled would all speak Turkic, in a variety of dialects, and create, in a broadly defined sense, a common culture.{{sfn|Golden|1992|p=126}}<ref>], (1967), ''Drevnie Turki'' (Ancient Turks), p. 22-25</ref>

===Expansion===
{{Main|First Turkic Khaganate}}
{{Asia 576 CE|right|The First Turkic Khaganate and contemporary polities, circa 576||Map of the First Turkic Khaganate.png}}
The Göktürks reached their peak in the late 6th century and began to invade the ]. However, the war ended due to the division of Turkic nobles and their civil war for the throne of Khagan. With the support of ], ] won the competition. However, the Göktürk empire was divided to Eastern and Western empires. Weakened by the civil war, Yami Qaghan declared allegiance to the Sui dynasty.<ref>{{Cite book|title=Book of Sui 隋書 Vol. 2 Vol. 51 & Vol.84|last=Wei 魏|first=Zheng 徵|year=656}}</ref> When Sui began to decline, ] began to assault its territory and even surrounded ] in Siege of Yanmen (615 AD) with 100,000 cavalry troops. After the collapse of the Sui dynasty, the Göktürks intervened in the ensuing Chinese civil wars, providing support to the northeastern rebel ] against the rising ] in 622 and 623. Liu enjoyed a long string of success but was finally routed by ] and other Tang generals and executed. The ] was then established.{{citation needed|date=November 2022}}

=== Conquest by the Tang ===
{{Main|Tang dynasty in Inner Asia}}

Although the Göktürk Khaganate once provided support to the Tang dynasty in the early period of the civil war during the collapse of the ], the conflicts between the Göktürks and Tang finally broke out when Tang was gradually reunifying ]. The Göktürks began to attack and raid the northern border of the Tang Empire and once marched their main force of 100,000 soldiers to ], the capital of Tang. The emperor Taizong of the Tang, in spite of the limited resources at his disposal, managed to turn them back. Later, Taizong sent his troops to Mongolia and defeated the main force of Göktürk army in ] four years later and captured ] in 630 AD.<ref name="Liu 劉">{{Cite book|title=Old book of Tang 舊唐書 Vol.2 & Vol. 67|last=Liu 劉|first=Xu 昫|year=945}}</ref> With the submission of the Turkic tribes, the Tang conquered the ]. From then on, the Eastern Turks were subjugated to China.<ref name="Liu 劉"/>

After a vigorous court debate, ] decided to pardon the Göktürk nobles and offered them positions as imperial guards.<ref name=":0">{{Cite book|title=Old Book of Tang 舊唐書 Vol.2 & Vol.194|last=Liu 劉|first=Xu 昫|year=945}}</ref> However, the proposition was ended by a plan for the assassination of the emperor. On 19 May 639<ref>]十三年 四月戊寅 {{webarchive|url=https://web.archive.org/web/20100522200011/http://db1x.sinica.edu.tw/sinocal/ |date=22 May 2010 }} {{in lang|zh}}</ref> ] and his tribesmen directly assaulted Emperor Taizong of Tang at Jiucheng Palace ({{linktext|九|成|宮}}, in present-day ], ], ]). However, they did not succeed and fled to the north, but were caught by pursuers near the ] and were killed. Ashina Hexiangu was exiled to ].<ref name="Zizhi195">Sima Guang, ''Zizhi Tongjian'', ] {{in lang|zh}}</ref> After the unsuccessful raid of ], on 13 August 639<ref>]十三年 七月庚戌 {{webarchive|url=https://web.archive.org/web/20100522200011/http://db1x.sinica.edu.tw/sinocal/ |date=22 May 2010 }} {{in lang|zh}}</ref> Taizong installed ] and ordered the settled Turkic people to follow him north of the ] to settle between the ] and the ].<ref>Ouyang Xiu et al., ''New Book of Tang'', ]</ref> However, many Göktürk generals still remained loyal in service to the Tang Empire.

] (684–731) found in ], ], ] valley. Located in the ].]]

===Revival===
{{main|Second Turkic Khaganate}}
In 679, ] Wenfu and Ashide Fengzhi, who were Turkic leaders of the Chanyu Protectorate (]), declared ] as qaghan and revolted against the Tang dynasty.<ref name="Zizhi202">Sima Guang, ''Zizhi Tongjian'', ] {{in lang|zh}}</ref> In 680, ] defeated Ashina Nishufu and his army. Ashina Nishufu was killed by his men.<ref name="Zizhi202" /> Ashide Wenfu made ] a qaghan and again revolted against the Tang dynasty.<ref name="Zizhi202" /> Ashide Wenfu and Ashina Funian surrendered to Pei Xingjian. On 5 December 681,<ref>]元年 十月乙酉 {{webarchive|url=https://web.archive.org/web/20100522200011/http://db1x.sinica.edu.tw/sinocal/ |date=22 May 2010 }} {{in lang|zh}}</ref> 54 Göktürks, including Ashide Wenfu and Ashina Funian, were publicly executed in the Eastern Market of ].<ref name="Zizhi202" /> In 682, ] and ] revolted and occupied Heisha Castle (northwest of present-day ], ]) with the remnants of Ashina Funian's men.<ref>Sima Guang, ''Zizhi Tongjian'', ] {{in lang|zh}}</ref> The restored Göktürk Khaganate intervened in the war between Tang and Khitan tribes.<ref>{{Cite book|title=Old Book of Tang 舊唐書 Vol. 6 & Vol.194|last=Liu 劉|first=Xu 昫|year=945}}</ref> However, after the death of Bilge Qaghan, the Göktürks could no longer subjugate other Turk tribes in the grasslands. In 744, allied with the Tang dynasty, the ] defeated the last Göktürk Khaganate and controlled the Mongolian Plateau.<ref>{{Cite book|title=Old Book of Tang 舊唐書 Vol.103,Vol.194 & Vol.195|last=Liu 劉|first=Xu 昫|year=945}}</ref>


==Rulers== ==Rulers==
{{Main|Qaghans of the Turkic khaganates}} {{Main|List of Khagans of the Göktürks}}
The ] of the Göktürks ruled the ], which then split into the ] and the ], and later the ], controlling much of Central Asia and the Mongolian Plateau between 552 and 745. The rulers were named "]" (Qaghan).

==Religion==
Their religion was polytheistic. The great god was the sky god, ], who dispensed the viaticum for the journey of life (qut) and fortune (ulug) and watched over the cosmic order and the political and social order. People prayed to him and sacrificed to him a white horse as the offering. The khagan, who came from him and derived his authority from him, was raised on a felt saddle to meet him. Tengri issued decrees, brought pressure to bear on human beings, and enforced capital punishment, often by striking the offender with lightning. The many secondary powers – sometimes named deities, sometimes spirits or simply said to be sacred, and almost always associated with Tengri – were the Earth, the Mountain, Water, the Springs, and the Rivers; the possessors of all objects, particularly of the land and the waters of the nation; trees, cosmic axes, and sources of life; fire, the symbol of the family and alterego of the shaman; the stars, particularly the sun and the moon, the Pleiades, and Venus, whose image changes over time; ], the great goddess who is none other than the goddess of the earth and placenta; the threshold and the doorjamb; personifications of Time, the Road, Desire, etc.; heroes and ancestors embodied in the banner, in tablets with inscriptions, and in idols; and spirits wandering or fixed in Penates or in all kinds of holy objects. These and other powers have an uneven force which increases as objects accumulate, as trees form a forest, stones form a cairn, arrows form a quiver, and drops of water form a lake.<ref>Asian Mythologies by Yves Bonnefoy, Page 315</ref>

==Genetics==
{{See also|Karluks#Genetics|Kara-Khanid Khanate#Genetics|Kimek tribe#Genetics|Kipchaks#Genetics|Golden Horde#Genetics}}
], surrounded by ]. ], Mingoi, Maya cave, 550–600 CE.<ref>{{cite journal |last1=Yatsenko |first1=Sergey A. |title=Early Turks: Male Costume in the Chinese Art Second half of the 6th – first half of the 8th cc. (Images of 'Others') |journal=Transoxiana |date=2009 |volume=14 |page=Fig.16 |url=http://www.transoxiana.com.ar/14/yatsenko_turk_costume_chinese_art.html}}</ref><ref>{{cite book |last1=Grünwedel |first1=Albert |title=Altbuddhistische Kultstätten Chinesisch Turkistan |date=1912 |page=180 |url=https://archive.org/details/AltbuddhistischeKultstattenChinesischTurkistan1912/page/n92/mode/1up}}</ref>]]

A genetic study published in '']'' in May 2018 examined the remains of four elite Türk soldiers buried between ca. 300 AD and 700 AD.{{sfn|Damgaard et al.|2018|loc=Supplementary Table 2, Rows 60, 62, 127, 130}} 50% of the samples of ] belonged to the West Eurasian ], while the other 50% belonged to East Eurasian haplogroups ] and ].{{sfn|Damgaard et al.|2018|loc=Supplementary Table 9, Rows 44, 87, 88}} The extracted samples of ] belonged mainly to East Eurasian haplogroups ], ] and ], while one specimen carried the West Eurasian haplogroup ].{{sfn|Damgaard et al.|2018|loc=Supplementary Table 8, Rows 128, 130, 70, 73}} The authors suggested that central Asian nomadic populations may have been Turkicized by an East Asian minority elite, resulting in a small but detectable increase in East Asian ancestry. However, these authors also found that Türkic period individuals were extremely genetically diverse, with some individuals being of complete West Eurasian descent. To explain this diversity of ancestry, they propose that there were also incoming West Eurasians moving eastward on the Eurasian steppe during the Türkic period, resulting in admixture.<ref>{{cite journal | last1=Damgaard | first1=Peter de Barros | last2=Marchi | first2=Nina | title=137 ancient human genomes from across the Eurasian steppes | journal=Nature | publisher=Springer Science and Business Media LLC | volume=557 | issue=7705 | year=2018 | issn=0028-0836 | doi=10.1038/s41586-018-0094-2 | pages=369–374| pmid=29743675 | bibcode=2018Natur.557..369D | hdl=1887/3202709 | s2cid=256769352 | hdl-access=free }}</ref><ref>{{harvnb|Damgaard|Marchi|2018|p=372|ps=: "These results suggest that Turk cultural customs were imposed by an East Asian minority elite onto central steppe nomad populations, resulting in a small detectable increase in East Asian ancestry. However, we also find that steppe nomad ancestry in this period was extremely heterogeneous with several individuals being genetically distributed at the extremes of the first principal component (Figure 2) separating Eastern and Western descent. Based on this notable heterogeneity, we interpret that during Medieval times, the steppe populations were exposed to gradual admixture from the East, while interacting with incoming west Eurasians. The strong variation is a direct window into ongoing admixture processes and to the multi-ethnic cultural organization of this period."}}</ref>

A 2020 study analyzed genetic data from 7 early medieval Türk skeletal remains from ] burial sites in Mongolia.<ref>{{cite journal |last1=Jeong |first1=Choongwon |title=A Dynamic 6,000-Year Genetic History of Eurasia's Eastern Steppe |journal=Cell |date=12 November 2020 |volume=183 |issue=4 |pages=890–904.e29 |doi=10.1016/j.cell.2020.10.015 |pmid=33157037 |pmc=7664836 |language=en |issn=0092-8674|hdl=21.11116/0000-0007-77BF-D |hdl-access=free }}</ref><ref>{{harvnb|Jeong|2020|ps=: "Türk (550-750 CE). Göktürkic tribes of the Altai Mountains established a political structure across Eurasia beginning in 552 CE, with an empire that ruled over Mongolia from 581-742 CE (Golden, 1992). A brief period of disunion occurred between 659-682 CE, during which the Chinese Tang dynasty laid claim over Mongolia...We analyzed individuals from 5 Türk sites in this study: Nomgonii Khundii (NOM), Shoroon Bumbagar (Türkic mausoleum; TUM), Zaan-Khoshuu (ZAA), Uliastai River Lower Terrace (ULI), and Umuumur uul (UGU)."}}</ref> The authors described the Türk samples as highly diverse, carrying on average 40% West Eurasian, and 60% East Eurasian ancestry. West Eurasian ancestry in the Türks combined ]-related and ] ancestry, while the East Eurasian ancestry was related to ]. The authors also observed that the ] ancestry in the Türks was largely inherited from male ancestors, which also corresponds with the marked increase of paternal haplogroups such as ] and ] during the Türkic period in Mongolia.<ref>{{harvnb|Jeong|2020|ps=: "We observe a clear signal of male-biased WSH admixture among the EIA Sagly/Uyuk and during the Türkic period (i.e., more positive Z scores; Figure 5B), which also corresponds to the decline in the Y chromosome lineage Q1a and the concomitant rise of the western Eurasian lineages such as R and J (Figure S2A)."}}</ref> Admixture between East and West Eurasian ancestors of the Türkic samples was dated to 500 AD, which is 8 generations prior.<ref>{{harvnb|Jeong|2020|ps=: "The admixture dates estimated for the ancient Türkic and Uyghur individuals in this study correspond to ca. 500 CE: 8 ± 2 generations before the Türkic individuals and 12 ± 2 generations before the Uyghur individuals (represented by ZAA001 and Olon Dov individuals)."}}</ref> Three of the Türkic-affiliated males carried the ] J2a and ], two carried haplogroup ], and one carried ]. The analyzed ] were identified as ], ], ], ], ] and ].<ref>{{harvnb|Jeong|2020|ps=: "Table S2, S2C_SexHaplogroups, Supplementary Materials GUID: E914F9CE-9ED4-4E0F-9172-5A54A08E9F6B}}</ref>
] (551–582), a royal Göktürk and immediate descendant of the Göktürk khagans, belonged genetically to the ] (ANA, <small>{{Colorsample|#FFD700|0.6}}</small> yellow area), supporting the Northeast Asian origin of the Ashina tribe and the Gökturks.<ref name="Yang 2023 3–43">{{harvnb|Yang|Meng|Zhang|2023|pp=3–4}}</ref>{{sfn|Jeong|2020|loc=Figure S4A}}]]
A 2023 study published in the ] analyzed the DNA of ] (551–582), a royal Göktürk and immediate descendant of the first Khagans, whose remains were recovered from a mausoleum in ], ].<ref name="Yang2023">{{cite journal |last1=Yang |first1=Xiao-Min |last2=Meng |first2=Hai-Liang |last3=Zhang |first3=Jian-Lin |title=Ancient genome of Empress Ashina reveals the Northeast Asian origin of Göktürk Khanate |journal=Journal of Systematics and Evolution |date=17 January 2023 |volume=61 |issue=6 |pages=1056–1064 |doi=10.1111/jse.12938 |s2cid=255690237 |url=https://onlinelibrary.wiley.com/doi/abs/10.1111/jse.12938 |language=en |issn=1674-4918}}</ref> The authors determined that Empress Ashina belonged to the North-East Asian ] haplogroup ]. Approximately 96-98% of her autosomal ancestry was of ] origin, while roughly 2-4% was of West Eurasian origin, indicating ancient admixture, and no Chinese ("Yellow River") admixture.<ref name="Yang 2023 3–43"/> The results are consistent with a ] of the royal Ashina family and the ].<ref name="Yang2023"/> However, the Ashina did not show close genetic affinity with central-steppe Türks and early medieval Türks, who exhibit a high (but variable) degree of West Eurasian ancestry, which indicates that there was genetic sub-structure within the Türkic empire. For example, the ancestry of early medieval Turks was derived from Ancient Northeast Asians for about 62% of their genome, while the remaining 38% was derived from West Eurasians (] and ]), with the admixture occurring around the year 500 CE.<ref>{{harvnb|Jeong|2020|p=897|ps=: See figure 4, B for admixture proportions in earlyMed_Turk. "...it is clear that these individuals have genetic profiles that differ from the preceding Xiongnu period, suggesting new sources of gene flow into Mongolia at this time that displace them along PC3 (Figure 2)...The admixture dates estimated for the ancient Türkic and Uyghur individuals in this study correspond to ca. 500 CE: 8 ± 2 generations before the Türkic individuals and 12 ± 2 generations before the Uyghur individuals (represented by ZAA001 and Olon Dov individuals)."}}</ref><ref>{{harvnb|Yang|Meng|Zhang|2023|p=4|ps=: "The early Medieval Türk (earlyMed_Turk) derived the major ancestry from ANA at a proportion of 62.2%, the remainder from BMAC (10.7%) and Western Steppe Afanasievo nomad (27.1%) (Figs. 1C, 1D; Table S2E)."}}</ref>

The Ashina was found to share genetic affinities to post-Iron Age Tungusic and Mongolic pastoralists, and was genetically closer to East Asians, while having heterogeneous relationships towards various Turkic-speaking groups in central Asia, suggesting genetic heterogeneity and multiple sources of origin for the population of the Turkic empire. This shows that the Ashina lineage had a dominating contribution on Mongolic and Tungusic speakers but limited contribution on Turkic-speaking populations. According to the authors, these findings "once again validates a cultural diffusion model over a demic diffusion model for the spread of Turkic languages" and refutes "the western Eurasian origin and multiple origin hypotheses" in favor of an East Asian origin for the royal Ashina family.<ref>{{Cite journal |last=Meng |first=Hailiang |title=Ancient Genome of Empress Ashina reveals the Northeast Asian origin of Göktürk Khanate |url=https://www.researchgate.net/publication/366965287 |journal=Journal of Systematics and Evolution |quote="Ashina individual clustered with ancient populations from Northeast Asia and eastern Mongolia Plateau, and especially with the Northeast Asian hunter‐gatherers."}}</ref>

Two Türk remains (GD1-1 and GD2-4) excavated from present-day eastern Mongolia analysed in a 2024 paper, were found to display only little to no West Eurasian ancestry. One of the Türk remains (GD1-1) was derived entirely from an Ancient Northeast Asian source (represented by ] or Khovsgol_LBA and Xianbei_Mogushan_IA), while the other Türk remain (GD2-4) displayed an "admixed profile" deriving c. 48−50% ancestry from Ancient Northeast Asians, c. 47% ancestry from an ancestry maximised in ] (represented by Han_2000BP), and 3−5% ancestry from a West Eurasian source (represented by ]). The GD2-4 belonged to the paternal ]. The authors argue that these findings are "providing a new piece of information on this understudied period".<ref>{{Cite journal |last1=Lee |first1=Juhyeon |last2=Sato |first2=Takehiro |last3=Tajima |first3=Atsushi |last4=Amgalantugs |first4=Tsend |last5=Tsogtbaatar |first5=Batmunkh |last6=Nakagome |first6=Shigeki |last7=Miyake |first7=Toshihiko |last8=Shiraishi |first8=Noriyuki |last9=Jeong |first9=Choongwon |last10=Gakuhari |first10=Takashi |date=1 March 2024 |title=Medieval genomes from eastern Mongolia share a stable genetic profile over a millennium |url=https://www.pivotscipub.com/hpgg/4/1/0004 |journal=Human Population Genetics and Genomics |language=en |volume=4 |issue=1 |pages=1–11 |doi=10.47248/hpgg2404010004 |issn=2770-5005|doi-access=free }}</ref>

==Gallery==
{{Gallery
|width=160
|height=100
|File:Battle scene of a Turkic horseman with typical long hair (Gokturk period, Altai).png|Battle scene depicting Turkic horsemen, typical braided hair style, Chaganka, ] region, 5th-6th century AD
|File:Shoroon Bumbagar tomb mural, 7th century CE, Mongolia.jpg|] mural, ], 7th century CE, Mongolia<ref name="Altınkılıç"/><ref>{{cite journal |last1=Narantsatsral |first1=D |title=THE SILK ROAD CULTURE AND ANCIENT TURKISH WALL PAINTED TOMB |journal=The Journal of International Civilization Studies |url=http://www.inciss.com/wp-content/uploads/2018/01/Narantsatsral-2.pdf |archive-url=https://web.archive.org/web/20201026144159/http://www.inciss.com/wp-content/uploads/2018/01/Narantsatsral-2.pdf |archive-date=26 October 2020 |url-status=live}}</ref>
|File:Gokturk cav.jpg|] cavalry mural, ], 7th century CE.<ref name="Altınkılıç" />
|File:An Jia with a Turkic Chieftain in Yurt. Xi’an, 579 CE. Shaanxi Provincial Institute of Archaeology, Xi’an.jpg|The Sogdian merchant An Jia with a Turkic Chieftain in his ].<ref name="REF1"/><ref name="SYET"/>
|File:An Jia brokering an alliance with Turks. Shaanxi Provincial Institute of Archaeology, Xi’an.jpg|An Jia (right) brokering an alliance with Turks (left).<ref name="REF1">{{cite book |last1=Baumer |first1=Christoph |title=History of Central Asia, The: 4-volume set |date=18 April 2018 |publisher=Bloomsbury Publishing |isbn=978-1-83860-868-2 |page=228 |url=https://books.google.com/books?id=DhiWDwAAQBAJ&pg=RA1-PA228 |language=en}}</ref><ref name="SYET">{{cite journal |last1=Yatsenko |first1=Sergey A. |title=Early Turks: Male Costume in the Chinese Art |journal=Transoxiana |date=August 2009 |volume=14 |url=http://www.transoxiana.com.ar/14/yatsenko_turk_costume_chinese_art.html}}</ref>
|File:An Jia welcoming a Turk. Shaanxi Provincial Institute of Archaeology, Xi’an.jpg|Panel from the ], a Sogdian trader (right), who is shown welcoming a Turkic leader (left, with long hair combed in the back). 579 CE, ], ].<ref>{{cite book |last1=Baumer |first1=Christoph |title=History of Central Asia, The: 4-volume set |date=18 April 2018 |publisher=Bloomsbury Publishing |isbn=978-1-83860-868-2 |page=228 |url=https://books.google.com/books?id=DhiWDwAAQBAJ&pg=RA1-PA228 |language=en}}</ref><ref name="SYET">{{cite journal |last1=Yatsenko |first1=Sergey A. |title=Early Turks: Male Costume in the Chinese Art |journal=Transoxiana |date=August 2009 |volume=14 |url=http://www.transoxiana.com.ar/14/yatsenko_turk_costume_chinese_art.html}}</ref>
}}


==See also== ==See also==
{{History of the Turkic peoples pre-14th century}}
{{commons category|Göktürks}}
{{commons category|Gökturks}}
*]

*] *]
*] (on the Y-DNA of Turkmens)
*] *]
*]
*] *]
*]
*] *]
*]
*]

*]
==In popular culture==
*]
*], fictional character based on Göktürk prince ]
*], ], ] satellites named after Göktürks
*] exoplanet named after Gökturks
<div style="clear:both;" class=></div>


==References== ==References==
{{Reflist|30em}} {{Reflist|30em}}


===Bibliography=== ==Sources==
*Christian, David. ''A history of Russia, Central Asia and Mongolia, Vol. 1: Inner Eurasia from prehistory to the Mongol Empire''. Blackwell, 1998. * {{cite book |last=Christian |first=David |title=A history of Russia, Central Asia and Mongolia, Vol. 1: Inner Eurasia from prehistory to the Mongol Empire |publisher=Blackwell |year=1998}}
* {{cite book|ref=harv|last=Findley|first=Carter Vaughn|title=The Turks in World History|url=https://books.google.com/books?id=7eyoacDdcIMC|year=2004|publisher=Oxford University Press|isbn=978-0-19-988425-4}} * {{cite book|last=Findley|first=Carter Vaughn|title=The Turks in World History|url=https://books.google.com/books?id=7eyoacDdcIMC|year=2004|publisher=]|isbn=978-0-19-988425-4}}
* {{cite journal |last1=Damgaard |first1=P. B. |last2=Marchi |first2=N. |display-authors=1 |date=9 May 2018 |title=137 ancient human genomes from across the Eurasian steppes |url=https://www.nature.com/articles/s41586-018-0094-2 |access-date=11 April 2020 |journal=] |publisher=] |volume=557 |issue=7705 |pages=369–373 |bibcode= 2018Natur.557..369D|doi=10.1038/s41586-018-0094-2 |pmid=29743675 |hdl=1887/3202709 |s2cid=13670282 |ref={{harvid|Damgaard et al.|2018}}|hdl-access=free }}
* {{cite book|last1=Golden|first1=Peter Benjamin|authorlink1=Peter Benjamin Golden|title=Studies on the peoples and cultures of the Eurasian steppes|date=2011|publisher=Ed. Acad. Române|location=Bucureşti|isbn=978-973-1871-96-7|chapter=Ethnogenesis in the tribal zone: The Shaping of the Turks|ref=harv|url=https://www.academia.edu/9609971/Studies_on_the_Peoples_and_Cultures_of_the_Eurasian_Steppes}}
* {{cite book | last=Golden | first=Peter |author-link=Peter Benjamin Golden | title=An Introduction to the History of the Turkic Peoples: Ethnogenesis and State-Formation in Medieval and Early Modern Eurasia and the Middle East | publisher=Otto Harrassowitz | location=Wiesbaden | year=1992 | isbn=978-3-447-03274-2 }}
*], 3rd ed. Article "Turkic Khaganate" ().
* {{cite journal|last=Golden|first= Peter B.|title=The Ethnogonic Tales of the Türks|journal=The Medieval History Journal |doi=10.1177/0971945818775373|pages= 291–327|date=August 2018|volume= 21|issue= 2|s2cid= 166026934}}
* {{cite book|last1=Golden|first1=Peter Benjamin|author-link1=Peter Benjamin Golden|title=Studies on the peoples and cultures of the Eurasian steppes|date=2011|publisher=Ed. Acad. Române|location=București|isbn=978-973-1871-96-7|chapter=Ethnogenesis in the tribal zone: The Shaping of the Turks|chapter-url=https://www.academia.edu/9609971}}
*], 3rd ed. Article "Turkic Khaganate" ( {{Webarchive|url=https://web.archive.org/web/20050516102002/http://www.cultinfo.ru/fulltext/1/001/008/113/276.htm |date=16 May 2005 }}).
*]. ''The Empire of the Steppes''. ], 1970. {{ISBN|0-8135-1304-9}}. *]. ''The Empire of the Steppes''. ], 1970. {{ISBN|0-8135-1304-9}}.
*] (2007) {{Ru icon}} ''The Göktürks'' (Древние тюрки ;Drevnie ti︠u︡rki). Moscow: AST, 2007. {{ISBN|5-17-024793-1}}. *] (2007) {{in lang|ru}} ''The Göktürks'' (Древние тюрки ;Drevnie ti︠u︡rki). Moscow: AST, 2007. {{ISBN|5-17-024793-1}}.
*{{cite book|first=Jonathan Karem|last=Skaff|editor=Nicola Di Cosmo|title=Military Culture in Imperial China|year=2009|publisher=Harvard University Press|isbn=978-0-674-03109-8|ref=harv}} *{{cite book|first=Jonathan Karem|last=Skaff|editor=Nicola Di Cosmo|title=Military Culture in Imperial China|year=2009|publisher=]|isbn=978-0-674-03109-8|ref=none}}
*Yu. Zuev (I︠U︡. A. Zuev) (2002) {{Ru icon}}, ''"Early Türks: Essays on history and ideology"'' (), ], Daik-Press, p.&nbsp;233, {{Listed Invalid ISBN|9985-4-4152-9}} *Yu. Zuev (I︠U︡. A. Zuev) (2002) {{in lang|ru}}, ''"Early Türks: Essays on history and ideology"'' (), ], Daik-Press, p.&nbsp;233, {{Listed Invalid ISBN|9985-4-4152-9}}
*{{cite book|first=Howard J.|last=Wechsler|chapter=T'ai-Tsung (Reign 626-49): The Consolidator|editor=Denis Twitchett|editor2=John Fairbank|title=The Cambridge History of China, Volume 3: Sui and T'ang China Part I|year=1979|publisher=Cambridge University Press|isbn=978-0-521-21446-9|ref=harv}} * {{cite book |last1=Holcombe |first1=Charles |title=The Genesis of East Asia, 221 B.C.-A.D. 907 |date=2001 |publisher=University of Hawaii Press |isbn=978-0-8248-2465-5 |url=https://books.google.com/books?id=XT5pvPZ4vroC |language=en}}
*{{cite book|first=Howard J.|last=Wechsler|chapter=T'ai-Tsung (Reign 626–49): The Consolidator|editor=Denis Twitchett|editor2=John Fairbank|title=The Cambridge History of China, Volume 3: Sui and T'ang China Part I|year=1979|publisher=Cambridge University Press|isbn=978-0-521-21446-9|ref=none}}
*Wink, André. ''Al-Hind: The Making of the Indo-Islamic World''. ], 2002. {{ISBN|0-391-04173-8}}. *Wink, André. ''Al-Hind: The Making of the Indo-Islamic World''. ], 2002. {{ISBN|0-391-04173-8}}.
*Zhu, Xueyuan (朱学渊) (2004) {{zh icon}} ''The Origins of the Ethnic Groups of Northern China'' (中国北方诸族的源流). Beijing: Zhonghua Shuju (中华书局) {{ISBN|7-101-03336-9}} *Zhu, Xueyuan (朱学渊) (2004) {{in lang|zh}} ''The Origins of the Ethnic Groups of Northern China'' (中国北方诸族的源流). Beijing: Zhonghua Shuju (中华书局) {{ISBN|7-101-03336-9}}
*Xue, Zongzheng (薛宗正) (1992) {{zh icon}} ''A History of the Turks'' (突厥史). Beijing: Chinese Social Sciences Press (中国社会科学出版社) {{ISBN|7-5004-0432-8}} *Xue, Zongzheng (薛宗正) (1992) {{in lang|zh}} ''A History of the Turks'' (突厥史). Beijing: Chinese Social Sciences Press (中国社会科学出版社) {{ISBN|7-5004-0432-8}}
*{{cite book|title= Romans, Barbarians, and the Transformation of the Roman World: Cultural Interaction and the Creation of Identity in Late Antiquity|first=Ekaterina|publisher=Ashgate|year=2011|isbn=9780754668145|location=|pages=175–181|chapter= The "Runaway" Avars and Late Antique Diplomacy|editor=Ralph W. Mathisen, Danuta Shanzer|author= Nechaeva}} *{{cite book|title= Romans, Barbarians, and the Transformation of the Roman World: Cultural Interaction and the Creation of Identity in Late Antiquity|first=Ekaterina|publisher=Ashgate|year=2011|isbn=978-0-7546-6814-5|pages=175–181|chapter= The "Runaway" Avars and Late Antique Diplomacy|editor=Ralph W. Mathisen, Danuta Shanzer|last= Nechaeva|ref=none}}
*{{cite book|ref=harv|last=Sinor|first=Denis|authorlink=Denis Sinor|title=The Cambridge History of Early Inner Asia|url=https://books.google.com/books?id=ST6TRNuWmHsC&pg=PA295|year=1990|publisher=Cambridge University Press|isbn=978-0-521-24304-9}} *{{cite book|last=Sinor|first=Denis|author-link=Denis Sinor|title=The Cambridge History of Early Inner Asia|url=https://books.google.com/books?id=ST6TRNuWmHsC&pg=PA295|year=1990|publisher=]|isbn=978-0-521-24304-9}}
* {{citation|last=West|first=Barbara A.|year=2008|title=Encyclopedia of the Peoples of Asia and Oceania}}


<!--==External links==---> <!--==External links==--->
Line 82: Line 152:
{{DEFAULTSORT:Gokturks}} {{DEFAULTSORT:Gokturks}}
] ]
] ]
] ]
]
]
]
]
]
]
] ]
]
]
]
]
]
]
]
]
]
]
] ]
] ]
] ]
] ]
]

Latest revision as of 05:27, 7 December 2024

Turkic people in Inner Asia For empires established by the Gökturks, see First Turkic Khaganate, Western Turkic Khaganate, Eastern Turkic Khaganate, and Second Turkic Khaganate. For other uses, see Göktürk (disambiguation).

Ethnic group
Gökturks
𐱅𐰇𐰼𐰜:𐰉𐰆𐰑𐰣
Türük Bodun
Gökturk petroglyphs from modern Mongolia (6th to 8th century).
Total population
Ancestral to some Turkic populations
Regions with significant populations
Central and Eastern Asia
Languages
Orkhon Turkic
Religion
Tengrism, Buddhism
Related ethnic groups
Türgesh, Toquz Oghuz, Yenisei Kyrgyz, Xueyantuo, Shatuo

The Göktürks, Türks, Celestial Turks or Blue Turks (Old Turkic: 𐱅𐰇𐰼𐰜:𐰉𐰆𐰑𐰣, romanized: Türük Bodun; Chinese: 突厥; pinyin: Tūjué; Wade–Giles: T'u-chüeh) were a Turkic people in medieval Inner Asia. The Göktürks, under the leadership of Bumin Qaghan (d. 552) and his sons, succeeded the Rouran Khaganate as the main power in the region and established the First Turkic Khaganate, one of several nomadic dynasties that would shape the future geolocation, culture, and dominant beliefs of Turkic peoples.

Etymology

Origin

A funerary depiction of long haired Türks in the Kazakh steppe. Miho funerary couch, circa 570.

The common name "Göktürk" emerged from the misreading of the word "Kök" meaning Ashina, the endonym of the ruling clan of the historical ethnic group which was attested as 𐱅𐰇𐰼𐰜, Türük 𐰚𐰇𐰜:𐱅𐰇𐰼𐰜, Kök Türük, or Old Turkic: 𐱅𐰇𐰼𐰚, romanized: Türk. It is generally accepted that the name Türk is ultimately derived from the Old-Turkic migration-term 𐱅𐰇𐰼𐰜 Türük/Törük, which means 'created, born'.

They were known in Middle Chinese historical sources as the Tūjué (Chinese: ; reconstructed in Middle Chinese as romanized: *dwət-kuɑt > tɦut-kyat).

The ethnonym was also recorded in various other Middle Asian languages, such as Sogdian *Türkit ~ Türküt, tr'wkt, trwkt, turkt > trwkc, trukč; Khotanese Saka Ttūrka/Ttrūka, Rouran to̤ro̤x/türǖg, Korean 돌궐/Dolgwol, and Old Tibetan Drugu.

Definition

According to Chinese sources, Tūjué meant "combat helmet" (Chinese: ; pinyin: Dōumóu; Wade–Giles: Tou-mou), reportedly because the shape of the Altai Mountains, where they lived, was similar to a combat helmet. Róna-Tas (1991) pointed to a Khotanese-Saka word, tturakä "lid", semantically stretchable to "helmet", as a possible source for this folk etymology, yet Golden thinks this connection requires more data.

Göktürk is sometimes interpreted as either "Celestial Turk" or "Blue Turk" (i.e. because sky blue is associated with celestial realms). This is consistent with "the cult of heavenly ordained rule" which was a recurrent element of Altaic political culture and as such may have been imbibed by the Göktürks from their predecessors in Mongolia. "Blue" is traditionally associated with the East as it used in the cardinal system of central Asia, thus meaning "Turks of the East". The name of the ruling Ashina clan may derive from the Khotanese Saka term for "deep blue", āššɪna.

According to the American Heritage Dictionary, the word Türk meant "strong" in Old Turkic; though Gerhard Doerfer supports this theory, Gerard Clauson points out that "the word Türk is never used in the generalized sense of 'strong'" and that the noun Türk originally meant "'the culminating point of maturity' (of a fruit, human being, etc.), but more often used as an meaning (of a fruit) 'just fully ripe'; (of a human being) 'in the prime of life, young, and vigorous'". Hakan Aydemir (2022) also contends that Türk originally did not mean "strong, powerful" but "gathered; united, allied, confederated" and was derived from Pre-Proto-Turkic verb *türü "heap up, collect, gather, assemble".

The name as used by the Göktürks only applied to themselves, the Göktürk khanates, and their subjects. The Göktürks did not consider other Turkic speaking groups such as the Uyghurs, Tiele, and Kyrgyz to be Türks. In the Orkhon inscriptions, the Toquz Oghuz and the Yenisei Kyrgyz are not referred to as Türks. Similarly, the Uyghurs called themselves Uyghurs and used Türk exclusively for the Göktürks, whom they portrayed as enemy aliens in their royal inscriptions. The Khazars may have kept the Göktürk tradition alive by claiming descent from the Ashina. When tribal leaders built their khanates, ruling over assorted tribes and tribal unions, the collected people identified themselves politically with the leadership. Turk became the designation for all subjects of the Turk empires. Nonetheless, subordinate tribes and tribal unions retained their original names, identities, and social structures. Memory of the Göktürks and the Ashina had faded by the turn of the millennium. The Karakhanids, Qocho Uyghurs, and Seljuks did not claim descent from the Göktürks.

History

Origins

See also: Timeline of the Göktürks
Hunting scene from the Göktürk period, from Chaganka, Altai region, 5th-6th century AD
Turkic horseman (Tomb of An Jia, 579 CE).

The Göktürk rulers originated from the Ashina clan, who were first attested to in 439. The Book of Sui reports that in that year, on 18 October, the Tuoba ruler Emperor Taiwu of Northern Wei overthrew Juqu Mujian of the Northern Liang in eastern Gansu, whence 500 Ashina families fled northwest to the Rouran Khaganate in the vicinity of Gaochang.

According to the Book of Zhou and History of the Northern Dynasties, the Ashina clan was a component of the Xiongnu confederation, specifically, the Northern Xiongnu tribes or southern Xiongnu "who settled along the northern Chinese frontier", according to Edwin G. Pulleyblank. However, this view is contested. Göktürks were also posited as having originated from an obscure Suo state (索國) (MC: *sâk) which was situated north of the Xiongnu and had been founded by the Sakas or Xianbei. According to the Book of Sui and the Tongdian, they were "mixed Hu (barbarians)" (雜胡) from Pingliang (平涼), now in Gansu, Northwest China. Pointing to the Ashina's association with the Northern tribes of the Xiongnu, some researchers (e.g. Duan, Lung, etc.) proposed that Göktürks belonged in particular to the Tiele confederation, likewise Xiongnu-associated, by ancestral lineage. However, Lee and Kuang (2017) state that Chinese sources do not describe the Ashina-led Göktürks s descending from the Dingling or belonging to the Tiele confederation.

Chinese sources linked the Hu on their northern borders to the Xiongnu just as Graeco-Roman historiographers called the Pannonian Avars, Huns and Hungarians "Scythians". Such archaizing was a common literary topos, implying similar geographic origins and nomadic lifestyle but not direct filiation.

As part of the heterogeneous Rouran Khaganate, the Turks lived for generations north of the Altai Mountains, where they 'engaged in metal working for the Rouran'. According to Denis Sinor, the rise to power of the Ashina clan represented an 'internal revolution' in the Rouran Khaganate rather than an external conquest.

According to Charles Holcombe, the early Turk population was rather heterogeneous and many of the names of Turk rulers, including the two founding members, are not even Turkic. This is supported by evidence from the Orkhon inscriptions, which include several non-Turkic lexemes, possibly representing Uralic or Yeniseian words. Peter Benjamin Golden points out that the khaghans of the Turkic Khaganate, the Ashina, who were of an undetermined ethnic origin, adopted Iranian and Tokharian (or non-Altaic) titles. German Turkologist W.-E. Scharlipp points out that many common terms in Turkic are Iranian in origin. Whatever language the Ashina may have spoken originally, they and those they ruled would all speak Turkic, in a variety of dialects, and create, in a broadly defined sense, a common culture.

Expansion

Main article: First Turkic Khaganate Göktürks is located in Continental AsiaKyrgyzsCHAM-
PA
576CHENLAFIRST TURKIC KHAGANATESASANIAN
EMPIRE
ALCHON
HUNS
CHALU-
KYAS
LATER
GUPTAS
NORTH.
ZHOU
NORTH.
QI
ZHANGZHUNGCHENBYZANTINE
EMPIRE
AVAR
KHAGANATE
TUYUHUNKhitansPaleo-SiberiansTungusGOGU-
RYEO
TOCHA-
RIANS
class=notpageimage| The First Turkic Khaganate and contemporary polities, circa 576

The Göktürks reached their peak in the late 6th century and began to invade the Sui dynasty of China. However, the war ended due to the division of Turkic nobles and their civil war for the throne of Khagan. With the support of Emperor Wen of Sui, Yami Qaghan won the competition. However, the Göktürk empire was divided to Eastern and Western empires. Weakened by the civil war, Yami Qaghan declared allegiance to the Sui dynasty. When Sui began to decline, Shibi Khagan began to assault its territory and even surrounded Emperor Yang of Sui in Siege of Yanmen (615 AD) with 100,000 cavalry troops. After the collapse of the Sui dynasty, the Göktürks intervened in the ensuing Chinese civil wars, providing support to the northeastern rebel Liu Heita against the rising Tang in 622 and 623. Liu enjoyed a long string of success but was finally routed by Li Shimin and other Tang generals and executed. The Tang dynasty was then established.

Conquest by the Tang

Main article: Tang dynasty in Inner Asia

Although the Göktürk Khaganate once provided support to the Tang dynasty in the early period of the civil war during the collapse of the Sui dynasty, the conflicts between the Göktürks and Tang finally broke out when Tang was gradually reunifying China proper. The Göktürks began to attack and raid the northern border of the Tang Empire and once marched their main force of 100,000 soldiers to Chang'an, the capital of Tang. The emperor Taizong of the Tang, in spite of the limited resources at his disposal, managed to turn them back. Later, Taizong sent his troops to Mongolia and defeated the main force of Göktürk army in Battle of Yinshan four years later and captured Illig Qaghan in 630 AD. With the submission of the Turkic tribes, the Tang conquered the Mongolian Plateau. From then on, the Eastern Turks were subjugated to China.

After a vigorous court debate, Emperor Taizong decided to pardon the Göktürk nobles and offered them positions as imperial guards. However, the proposition was ended by a plan for the assassination of the emperor. On 19 May 639 Ashina Jiesheshuai and his tribesmen directly assaulted Emperor Taizong of Tang at Jiucheng Palace (, in present-day Linyou County, Baoji, Shaanxi). However, they did not succeed and fled to the north, but were caught by pursuers near the Wei River and were killed. Ashina Hexiangu was exiled to Lingbiao. After the unsuccessful raid of Ashina Jiesheshuai, on 13 August 639 Taizong installed Qilibi Khan and ordered the settled Turkic people to follow him north of the Yellow River to settle between the Great Wall of China and the Gobi Desert. However, many Göktürk generals still remained loyal in service to the Tang Empire.

Bust of Kul Tigin (684–731) found in Khashaat, Arkhangai Province, Orkhon River valley. Located in the National Museum of Mongolia.

Revival

Main article: Second Turkic Khaganate

In 679, Ashide Wenfu and Ashide Fengzhi, who were Turkic leaders of the Chanyu Protectorate (單于大都護府), declared Ashina Nishufu as qaghan and revolted against the Tang dynasty. In 680, Pei Xingjian defeated Ashina Nishufu and his army. Ashina Nishufu was killed by his men. Ashide Wenfu made Ashina Funian a qaghan and again revolted against the Tang dynasty. Ashide Wenfu and Ashina Funian surrendered to Pei Xingjian. On 5 December 681, 54 Göktürks, including Ashide Wenfu and Ashina Funian, were publicly executed in the Eastern Market of Chang'an. In 682, Ilterish Qaghan and Tonyukuk revolted and occupied Heisha Castle (northwest of present-day Hohhot, Inner Mongolia) with the remnants of Ashina Funian's men. The restored Göktürk Khaganate intervened in the war between Tang and Khitan tribes. However, after the death of Bilge Qaghan, the Göktürks could no longer subjugate other Turk tribes in the grasslands. In 744, allied with the Tang dynasty, the Uyghur Khaganate defeated the last Göktürk Khaganate and controlled the Mongolian Plateau.

Rulers

Main article: List of Khagans of the Göktürks

The Ashina tribe of the Göktürks ruled the First Turkic Khaganate, which then split into the Eastern Turkic Khaganate and the Western Turkic Khaganate, and later the Second Turkic Khaganate, controlling much of Central Asia and the Mongolian Plateau between 552 and 745. The rulers were named "Khagan" (Qaghan).

Religion

Their religion was polytheistic. The great god was the sky god, Tengri, who dispensed the viaticum for the journey of life (qut) and fortune (ulug) and watched over the cosmic order and the political and social order. People prayed to him and sacrificed to him a white horse as the offering. The khagan, who came from him and derived his authority from him, was raised on a felt saddle to meet him. Tengri issued decrees, brought pressure to bear on human beings, and enforced capital punishment, often by striking the offender with lightning. The many secondary powers – sometimes named deities, sometimes spirits or simply said to be sacred, and almost always associated with Tengri – were the Earth, the Mountain, Water, the Springs, and the Rivers; the possessors of all objects, particularly of the land and the waters of the nation; trees, cosmic axes, and sources of life; fire, the symbol of the family and alterego of the shaman; the stars, particularly the sun and the moon, the Pleiades, and Venus, whose image changes over time; Umay, the great goddess who is none other than the goddess of the earth and placenta; the threshold and the doorjamb; personifications of Time, the Road, Desire, etc.; heroes and ancestors embodied in the banner, in tablets with inscriptions, and in idols; and spirits wandering or fixed in Penates or in all kinds of holy objects. These and other powers have an uneven force which increases as objects accumulate, as trees form a forest, stones form a cairn, arrows form a quiver, and drops of water form a lake.

Genetics

See also: Karluks § Genetics, Kara-Khanid Khanate § Genetics, Kimek tribe § Genetics, Kipchaks § Genetics, and Golden Horde § Genetics
A Turk (center) mourning the Buddha, surrounded by Tocharians. Kizil Caves, Mingoi, Maya cave, 550–600 CE.

A genetic study published in Nature in May 2018 examined the remains of four elite Türk soldiers buried between ca. 300 AD and 700 AD. 50% of the samples of Y-DNA belonged to the West Eurasian haplogroup R1, while the other 50% belonged to East Eurasian haplogroups Q and O. The extracted samples of mtDNA belonged mainly to East Eurasian haplogroups C4b1, A14 and A15c, while one specimen carried the West Eurasian haplogroup H2a. The authors suggested that central Asian nomadic populations may have been Turkicized by an East Asian minority elite, resulting in a small but detectable increase in East Asian ancestry. However, these authors also found that Türkic period individuals were extremely genetically diverse, with some individuals being of complete West Eurasian descent. To explain this diversity of ancestry, they propose that there were also incoming West Eurasians moving eastward on the Eurasian steppe during the Türkic period, resulting in admixture.

A 2020 study analyzed genetic data from 7 early medieval Türk skeletal remains from Turkic Khaganate burial sites in Mongolia. The authors described the Türk samples as highly diverse, carrying on average 40% West Eurasian, and 60% East Eurasian ancestry. West Eurasian ancestry in the Türks combined Sarmatian-related and BMAC ancestry, while the East Eurasian ancestry was related to Ancient Northeast Asians. The authors also observed that the Western Steppe Herder ancestry in the Türks was largely inherited from male ancestors, which also corresponds with the marked increase of paternal haplogroups such as R and J during the Türkic period in Mongolia. Admixture between East and West Eurasian ancestors of the Türkic samples was dated to 500 AD, which is 8 generations prior. Three of the Türkic-affiliated males carried the paternal haplogroups J2a and J1a, two carried haplogroup C-F3830, and one carried R1a-Z93. The analyzed maternal haplogroups were identified as D4, D2, B4, C4, H1 and U7.

Empress Ashina (551–582), a royal Göktürk and immediate descendant of the Göktürk khagans, belonged genetically to the Ancient Northeast Asians (ANA, yellow area), supporting the Northeast Asian origin of the Ashina tribe and the Gökturks.

A 2023 study published in the Journal of Systematics and Evolution analyzed the DNA of Empress Ashina (551–582), a royal Göktürk and immediate descendant of the first Khagans, whose remains were recovered from a mausoleum in Xianyang, China. The authors determined that Empress Ashina belonged to the North-East Asian mtDNA haplogroup F1d. Approximately 96-98% of her autosomal ancestry was of Ancient Northeast Asian origin, while roughly 2-4% was of West Eurasian origin, indicating ancient admixture, and no Chinese ("Yellow River") admixture. The results are consistent with a North-East Asian origin of the royal Ashina family and the Göktürk Khaganate. However, the Ashina did not show close genetic affinity with central-steppe Türks and early medieval Türks, who exhibit a high (but variable) degree of West Eurasian ancestry, which indicates that there was genetic sub-structure within the Türkic empire. For example, the ancestry of early medieval Turks was derived from Ancient Northeast Asians for about 62% of their genome, while the remaining 38% was derived from West Eurasians (BMAC and Afanasievo), with the admixture occurring around the year 500 CE.

The Ashina was found to share genetic affinities to post-Iron Age Tungusic and Mongolic pastoralists, and was genetically closer to East Asians, while having heterogeneous relationships towards various Turkic-speaking groups in central Asia, suggesting genetic heterogeneity and multiple sources of origin for the population of the Turkic empire. This shows that the Ashina lineage had a dominating contribution on Mongolic and Tungusic speakers but limited contribution on Turkic-speaking populations. According to the authors, these findings "once again validates a cultural diffusion model over a demic diffusion model for the spread of Turkic languages" and refutes "the western Eurasian origin and multiple origin hypotheses" in favor of an East Asian origin for the royal Ashina family.

Two Türk remains (GD1-1 and GD2-4) excavated from present-day eastern Mongolia analysed in a 2024 paper, were found to display only little to no West Eurasian ancestry. One of the Türk remains (GD1-1) was derived entirely from an Ancient Northeast Asian source (represented by SlabGrave1 or Khovsgol_LBA and Xianbei_Mogushan_IA), while the other Türk remain (GD2-4) displayed an "admixed profile" deriving c. 48−50% ancestry from Ancient Northeast Asians, c. 47% ancestry from an ancestry maximised in Han Chinese (represented by Han_2000BP), and 3−5% ancestry from a West Eurasian source (represented by Sarmatians). The GD2-4 belonged to the paternal haplogroup D-M174. The authors argue that these findings are "providing a new piece of information on this understudied period".

Gallery

  • Battle scene depicting Turkic horsemen, typical braided hair style, Chaganka, Altai region, 5th-6th century AD Battle scene depicting Turkic horsemen, typical braided hair style, Chaganka, Altai region, 5th-6th century AD
  • Shoroon Bumbagar tomb mural, Göktürk, 7th century CE, Mongolia Shoroon Bumbagar tomb mural, Göktürk, 7th century CE, Mongolia
  • Göktürk cavalry mural, Shoroon Bumbagar tomb, 7th century CE. Göktürk cavalry mural, Shoroon Bumbagar tomb, 7th century CE.
  • The Sogdian merchant An Jia with a Turkic Chieftain in his yurt. The Sogdian merchant An Jia with a Turkic Chieftain in his yurt.
  • An Jia (right) brokering an alliance with Turks (left). An Jia (right) brokering an alliance with Turks (left).
  • Panel from the Tomb of Anjia, a Sogdian trader (right), who is shown welcoming a Turkic leader (left, with long hair combed in the back). 579 CE, Xi'an, China. Panel from the Tomb of Anjia, a Sogdian trader (right), who is shown welcoming a Turkic leader (left, with long hair combed in the back). 579 CE, Xi'an, China.

See also

History of the Turkic peoples pre–14th century
Court of Seljuk ruler Tughril III, circa 1200 CE.
Court of Seljuk ruler Tughril III, circa 1200 CE.
Turkic peoples
Onogurs
Oghuz Turks
Saragurs
Utigurs
Bulgars
Sabir
Kutrigurs
Karluks
Kimek
Kipchaks
Cherniye Klobuki
Uyghurs
Tatars
Kumyks
Yakuts
Dolgans
Krymchaks
Crimean Karaites
Turkic Languages
Turkish
Azerbaijani
Uzbek
Kazakh
Uyghur
Turkmen
Tatar
Kyrgyz
Bashkir
Chuvash
Qasgqai
Karakalpak
Sakha
Kumyk
Karachay-Balkar
Tuvan
Gagauz
Karaim
Krymchak
Turkic Mythology
Belief system: Tengrism and Shamanism
Chief gods and goddesses: Kayra and Ülgen
Epics and heroes: Ergenekon and Asena
Major concepts: Sheka and Grey wolf
Pre-14th century
Yenisei Kyrgyz People 202 BCE–13th CE
Dingling 71 BC–?? AD
Göktürks

(Tokhara Yabghus, Turk Shahis)

Sabiri People
Khazar Khaganate 618–1048
Xueyantuo 628–646
Kangar Union 659–750
Turk Shahi 665-850
Türgesh Khaganate 699–766
Kimek–Kipchak Confederation 743–1035
Uyghur Khaganate 744–840
Oghuz Yabgu State 750–1055
Karluk Yabgu State 756–940
Kara-Khanid Khanate 840–1212
Ganzhou Uyghur Kingdom 848–1036
Qocho 856–1335
Pecheneg Khanates 860–1091
Ghaznavid Empire 963–1186
Seljuk Empire 1037–1194
Cuman–Kipchak Confederation 1067–1239
Khwarazmian Empire 1077–1231
Kerait Khanate 11th century–13th century
Atabegs of Azerbaijan 1136–1225
Delhi Sultanate 1206–1526
Qarlughid Kingdom 1224–1266
Golden Horde 1242–1502
Mamluk Sultanate (Cairo) 1250–1517
Ottoman State 1299–1922

In popular culture

References

  1. ^ Altınkılıç, Arzu Emel (2020). "Göktürk giyim kuşamının plastik sanatlarda değerlendirilmesi" (PDF). Journal of Social and Humanities Sciences Research: 1101–1110. Archived (PDF) from the original on 24 October 2020.
  2. Lloyd, Keith (10 June 2020). The Routledge Handbook of Comparative World Rhetorics: Studies in the History, Application, and Teaching of Rhetoric Beyond Traditional Greco-Roman Contexts. Routledge. p. 153. ISBN 978-1-000-06627-2.
  3. Xiu Ouyang, (1073), Historical Records of the Five Dynasties, p. 39
  4. Mierse, William E. (1 December 2022). Artifacts from the Ancient Silk Road. ABC-CLIO. p. 126. ISBN 978-1-4408-5829-1. "In the upper scene, long-haired Turkic servants attend an individual seated inside the yurt proper, and in the lower scene, hunters are seen riding down game. The setting must be the Kazakh steppes over which the Turks had taken control from the Hepthalites."
  5. ^ Kultegin's Memorial Complex, Türik Bitig Orkhon inscriptions
  6. ^ "Абай атындағы Қазақ ұлттық педагогикалық университеті". kaznpu.kz.
  7. Tonyukuk's Memorial Complex, Türik Bitig Bain Tsokto inscriptions
  8. (Bŭlgarska akademii︠a︡ na naukite. Otdelenie za ezikoznanie/ izkustvoznanie/ literatura, Linguistique balkanique, Vol. 27–28, 1984, p. 17
  9. Faruk Sümer, Oghuzes (Turkmens): History, Tribal organization, Sagas, Turkish World Research Foundation, 1992, p. 16)
  10. ^ Golden 2011, p. 20.
  11. Golden 2018, p. 292.
  12. ^ Linghu Defen et al., Book of Zhou, Vol. 50. (in Chinese)
  13. ^ Wei Zheng et al., Book of Sui, Vol. 84. (in Chinese)
  14. ^ Li Yanshou (李延寿), History of the Northern Dynasties, Vol. 99. (in Chinese)
  15. Golden, Peter B. "Türks and Iranians: Aspects of Türk and Khazaro-Iranian Interaction". Turcologica (105): 25.
  16. West 2008, p. 829.
  17. Wink 64.
  18. Golden 1992, pp. 133–134, 136.
  19. Findley 2004, p. 39.
  20. American Heritage Dictionary (2000). "The American Heritage Dictionary of the English Language: Fourth Edition – "Turk"". bartleby.com. Archived from the original on 16 January 2007. Retrieved 7 December 2006.
  21. Clauson, G. (1972). An Etymological Dictionary of Pre-13th Century Turkish. Oxford: Clarendon Press. pp. 542–543. ISBN 0-19-864112-5.
  22. Aydemir, Hakan (2–3 December 2022). "TÜRK Adının Kökeni Üzerine (On the origin of the ethnonym TÜRK 'Turkic, Turkish') + an English abstract". In Şahin, İbrahim; Akgün, Atıf (eds.). Türk Dunyası Sosyal Bilimler - Sempozyumu (in Turkish). İzmir: Ege University.
  23. Lee, Joo-Yup (2018). "Some remarks on the Turkicisation of the Mongols in post-Mongol Central Asia and the Qipchaq Steppe". Acta Orientalia Academiae Scientiarum Hungaricae. 71 (2): 128–129. doi:10.1556/062.2018.71.2.1. ISSN 0001-6446. S2CID 133847698.
  24. Lee, Joo-Yup; Kuang, Shuntu (18 October 2017). "A Comparative Analysis of Chinese Historical Sources and Y-DNA Studies with Regard to the Early and Medieval Turkic Peoples". Inner Asia. Brill. 19 (2): p. 203 of 197–239.
  25. Sui-Tang China and Its Turko-Mongol Neighbors, Page 34
  26. Konstantinov, Nikita; Soenov, Vasilii; Черемисин, Дмитрий. "BATTLE AND HUNTING SCENES IN TURKIC ROCK ART OF THE EARLY MIDDLE AGES IN ALTAI".
  27. ^ Baumer, Christoph (18 April 2018). History of Central Asia, The: 4-volume set. Bloomsbury Publishing. p. 228. ISBN 978-1-83860-868-2.
  28. ^ Yatsenko, Sergey A. (August 2009). "Early Turks: Male Costume in the Chinese Art". Transoxiana. 14.
  29. Wei Shou, Book of Wei, Vol. 4-I. (in Chinese)
  30. Sima Guang, Zizhi Tongjian, Vol. 123. (in Chinese)
  31. 永和七年 (太延五年) 九月丙戌 Academia Sinica (in Chinese) Archived 16 October 2013 at the Wayback Machine
  32. ^ Christian 1998, p. 249.
  33. New Book of Tang, vol. 215 upper. "突厥阿史那氏, 蓋古匈奴北部也." "The Ashina family of the Turk probably were the northern tribes of the ancient Xiongnu." translated by Xu (2005)
  34. Xu Elina-Qian, Historical Development of the Pre-Dynastic Khitan, University of Helsinki, 2005
  35. Golden 2018, p. 306.
  36. Harmatta, János, (1999), "A türkök eredetmondája", Magyar Nyelv, vol. 95(4): p. 391 of 385–396. cited in Golden (2018), "The Ethnogonic Tales of the Türks", p. 300
  37. Vásáry, István (2007) Eski İç Asya Tarihi p. 99-100, cited Golden (2018), "The Ethnogonic Tales of the Türks", p. 300
  38. Golden 2018, p. 300.
  39. 杜佑, 《通典》, 北京: 中華書局出版, (Du You, Tongdian, Vol.197), 辺防13 北狄4 突厥上, 1988, ISBN 7-101-00258-7, p. 5401. (in Chinese)
  40. Lung, Rachel (2011). Interpreters in Early Imperial China. John Benjamins. p. 48. ISBN 978-90-272-2444-6.
  41. Duan (1988). Dingling, Gaoju and Tiele. Shanghai People's Press. pp. 39–41. ISBN 7-208-00110-3.
  42. Lee, Joo-Yup; Kuang, Shuntu (18 October 2017). "A Comparative Analysis of Chinese Historical Sources and Y-DNA Studies with Regard to the Early and Medieval Turkic Peoples". Inner Asia. Brill. 19 (2): p. 201 of 197–239.
  43. Sinor 1990.
  44. Sima Guang, Zizhi Tongjian, Vol. 159. (in Chinese)
  45. Sinor 1990, p. 295.
  46. Holcombe 2001, p. 114.
  47. Sinor 1990, p. 291.
  48. Vovin, Alexander. "Did the Xiongnu speak a Yeniseian language?". Central Asiatic Journal 44/1 (2000), pp. 87–104.
  49. ^ Golden 1992, p. 126.
  50. Scharlipp, Wolfgang-Ekkehard (1992). Die frühen Türken in Zentralasien. Darmstadt: Wissenschaftliche Buchgesellschaft. p. 18. ISBN 3-534-11689-5. (...) Über die Ethnogenese dieses Stammes ist viel gerätselt worden. Auffallend ist, dass viele zentrale Begriffe iranischen Ursprungs sind. Dies betrifft fast alle Titel (...). Einige Gelehrte wollen auch die Eigenbezeichnung türk auf einen iranischen Ursprung zurückführen und ihn mit dem Wort "Turan", der persischen Bezeichnung für das Land jeneseits des Oxus, in Verbindung bringen.
  51. Lev Gumilyov, (1967), Drevnie Turki (Ancient Turks), p. 22-25
  52. Wei 魏, Zheng 徵 (656). Book of Sui 隋書 Vol. 2 Vol. 51 & Vol.84.
  53. ^ Liu 劉, Xu 昫 (945). Old book of Tang 舊唐書 Vol.2 & Vol. 67.
  54. Liu 劉, Xu 昫 (945). Old Book of Tang 舊唐書 Vol.2 & Vol.194.
  55. 貞觀十三年 四月戊寅 Academia Sinica Archived 22 May 2010 at the Wayback Machine (in Chinese)
  56. Sima Guang, Zizhi Tongjian, Vol. 195. (in Chinese)
  57. 貞觀十三年 七月庚戌 Academia Sinica Archived 22 May 2010 at the Wayback Machine (in Chinese)
  58. Ouyang Xiu et al., New Book of Tang, Vol. 215-I.
  59. ^ Sima Guang, Zizhi Tongjian, Vol. 202 (in Chinese)
  60. 開耀元年 十月乙酉 Academia Sinica Archived 22 May 2010 at the Wayback Machine (in Chinese)
  61. Sima Guang, Zizhi Tongjian, Vol. 203 (in Chinese)
  62. Liu 劉, Xu 昫 (945). Old Book of Tang 舊唐書 Vol. 6 & Vol.194.
  63. Liu 劉, Xu 昫 (945). Old Book of Tang 舊唐書 Vol.103,Vol.194 & Vol.195.
  64. Asian Mythologies by Yves Bonnefoy, Page 315
  65. Yatsenko, Sergey A. (2009). "Early Turks: Male Costume in the Chinese Art Second half of the 6th – first half of the 8th cc. (Images of 'Others')". Transoxiana. 14: Fig.16.
  66. Grünwedel, Albert (1912). Altbuddhistische Kultstätten Chinesisch Turkistan. p. 180.
  67. Damgaard et al. 2018, Supplementary Table 2, Rows 60, 62, 127, 130.
  68. Damgaard et al. 2018, Supplementary Table 9, Rows 44, 87, 88.
  69. Damgaard et al. 2018, Supplementary Table 8, Rows 128, 130, 70, 73.
  70. Damgaard, Peter de Barros; Marchi, Nina (2018). "137 ancient human genomes from across the Eurasian steppes". Nature. 557 (7705). Springer Science and Business Media LLC: 369–374. Bibcode:2018Natur.557..369D. doi:10.1038/s41586-018-0094-2. hdl:1887/3202709. ISSN 0028-0836. PMID 29743675. S2CID 256769352.
  71. Damgaard & Marchi 2018, p. 372: "These results suggest that Turk cultural customs were imposed by an East Asian minority elite onto central steppe nomad populations, resulting in a small detectable increase in East Asian ancestry. However, we also find that steppe nomad ancestry in this period was extremely heterogeneous with several individuals being genetically distributed at the extremes of the first principal component (Figure 2) separating Eastern and Western descent. Based on this notable heterogeneity, we interpret that during Medieval times, the steppe populations were exposed to gradual admixture from the East, while interacting with incoming west Eurasians. The strong variation is a direct window into ongoing admixture processes and to the multi-ethnic cultural organization of this period."
  72. Jeong, Choongwon (12 November 2020). "A Dynamic 6,000-Year Genetic History of Eurasia's Eastern Steppe". Cell. 183 (4): 890–904.e29. doi:10.1016/j.cell.2020.10.015. hdl:21.11116/0000-0007-77BF-D. ISSN 0092-8674. PMC 7664836. PMID 33157037.
  73. Jeong 2020: "Türk (550-750 CE). Göktürkic tribes of the Altai Mountains established a political structure across Eurasia beginning in 552 CE, with an empire that ruled over Mongolia from 581-742 CE (Golden, 1992). A brief period of disunion occurred between 659-682 CE, during which the Chinese Tang dynasty laid claim over Mongolia...We analyzed individuals from 5 Türk sites in this study: Nomgonii Khundii (NOM), Shoroon Bumbagar (Türkic mausoleum; TUM), Zaan-Khoshuu (ZAA), Uliastai River Lower Terrace (ULI), and Umuumur uul (UGU)."
  74. Jeong 2020: "We observe a clear signal of male-biased WSH admixture among the EIA Sagly/Uyuk and during the Türkic period (i.e., more positive Z scores; Figure 5B), which also corresponds to the decline in the Y chromosome lineage Q1a and the concomitant rise of the western Eurasian lineages such as R and J (Figure S2A)."
  75. Jeong 2020: "The admixture dates estimated for the ancient Türkic and Uyghur individuals in this study correspond to ca. 500 CE: 8 ± 2 generations before the Türkic individuals and 12 ± 2 generations before the Uyghur individuals (represented by ZAA001 and Olon Dov individuals)."
  76. Jeong 2020: "Table S2, S2C_SexHaplogroups, Supplementary Materials GUID: E914F9CE-9ED4-4E0F-9172-5A54A08E9F6B
  77. ^ Yang, Meng & Zhang 2023, pp. 3–4
  78. Jeong 2020, Figure S4A.
  79. ^ Yang, Xiao-Min; Meng, Hai-Liang; Zhang, Jian-Lin (17 January 2023). "Ancient genome of Empress Ashina reveals the Northeast Asian origin of Göktürk Khanate". Journal of Systematics and Evolution. 61 (6): 1056–1064. doi:10.1111/jse.12938. ISSN 1674-4918. S2CID 255690237.
  80. Jeong 2020, p. 897: See figure 4, B for admixture proportions in earlyMed_Turk. "...it is clear that these individuals have genetic profiles that differ from the preceding Xiongnu period, suggesting new sources of gene flow into Mongolia at this time that displace them along PC3 (Figure 2)...The admixture dates estimated for the ancient Türkic and Uyghur individuals in this study correspond to ca. 500 CE: 8 ± 2 generations before the Türkic individuals and 12 ± 2 generations before the Uyghur individuals (represented by ZAA001 and Olon Dov individuals)."
  81. Yang, Meng & Zhang 2023, p. 4: "The early Medieval Türk (earlyMed_Turk) derived the major ancestry from ANA at a proportion of 62.2%, the remainder from BMAC (10.7%) and Western Steppe Afanasievo nomad (27.1%) (Figs. 1C, 1D; Table S2E)."
  82. Meng, Hailiang. "Ancient Genome of Empress Ashina reveals the Northeast Asian origin of Göktürk Khanate". Journal of Systematics and Evolution. Ashina individual clustered with ancient populations from Northeast Asia and eastern Mongolia Plateau, and especially with the Northeast Asian hunter‐gatherers.
  83. Lee, Juhyeon; Sato, Takehiro; Tajima, Atsushi; Amgalantugs, Tsend; Tsogtbaatar, Batmunkh; Nakagome, Shigeki; Miyake, Toshihiko; Shiraishi, Noriyuki; Jeong, Choongwon; Gakuhari, Takashi (1 March 2024). "Medieval genomes from eastern Mongolia share a stable genetic profile over a millennium". Human Population Genetics and Genomics. 4 (1): 1–11. doi:10.47248/hpgg2404010004. ISSN 2770-5005.
  84. Narantsatsral, D. "THE SILK ROAD CULTURE AND ANCIENT TURKISH WALL PAINTED TOMB" (PDF). The Journal of International Civilization Studies. Archived (PDF) from the original on 26 October 2020.
  85. Baumer, Christoph (18 April 2018). History of Central Asia, The: 4-volume set. Bloomsbury Publishing. p. 228. ISBN 978-1-83860-868-2.

Sources


Göktürks
First Turkic Khaganate
(552–581)
Eastern Turkic Khaganate
(581–630)
Western Turkic Khaganate
(581–657)
Second Turkic Khaganate
(682–744)
Western Turks
under Jimi system
Kunling Protectorate
Mengchi Protectorate
Anxi Protectorate
Göktürk culture
Göktürk wars
and battles
Titles
Family
Turkic topics
Languages
Alphabets
Peoples
Extinct Turkic groups
Politics
Origins
Locations
Sovereign states
Autonomous areas
Studies
Religions
Traditional sports
Organizations
These are traditional areas of settlement; the Turkic group has been living in the listed country/region for centuries and should not be confused with modern diasporas.
State with limited international recognition.
Categories: