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The Wonderful Wizard of Oz is a modernized fairy tale written by L. Frank Baum and illustrated by W.W. Denslow. It was first published in 1900, and has since been reprinted countless times, sometimes under the name The Wizard of Oz. Many scholars have interpreted the book as an allegory or metaphor for the political, economic and social events of America of the 1890s.
Both Baum and Denslow had been actively involved in politics in the 1890s. However, Baum never said that the original story was an allegory for politics, although he did not have occasion deny the notion.
In fact, Baum in person states in his introduction to the book to have written The Wonderful Wizard of Oz "solely to please children of today":
he old time fairy tale, having served for generations, may now be classed as "historical" in the children's library; for the time has come for a series of newer "wonder tales" in which the stereotyped genie, dwarf and fairy are eliminated, together with all the horrible and blood-curdling incidents devised by their authors to point a fearsome moral to each tale. Modern education includes morality; therefore the modern child seeks only entertainment in its wonder tales and gladly dispenses with all disagreeable incident. Having this thought in mind, the story of 'The Wonderful Wizard of Oz' was written solely to please children of today. It aspires to being a modernized fairy tale, in which the wonderment and joy are retained and the heartaches and nightmares are left out. (Italics are not present in the original text.)
Nonetheless, the whole passage may be read as slightly ambiguous, and it is indeed possible for Baum to have been ironic in writing this introduction. It is also possible that Baum was rejecting allegory speculations received by the book after its publication. (The Lord of the Rings was also the subject of allegoric speculations, all of which rejected by Tolkien in his introduction to reprintings.)
Sources of The Wizard of Oz images and ideas
Some scholars have asserted that the images and characters used by Baum and Denslow closely resembled political images that were well known in the 1890s. They believe that Baum and Denslow did not invent the Lion, Tin Man, Scarecrow, Yellow Brick Road, Silver Slippers, cyclone, monkeys, Emerald City, little people, Uncle Henry, passenger balloons, witches and the wizard.
These were all common themes in the editorial cartoons of the previous decade. Baum and Denslow built a story around them, added Dorothy, and added a series of lessons to the effect that everyone possesses the resources they need if only they had self-confidence. Positive thinking was a prevalent trend in this period, and Dorothy ultimately gets herself home. Baum may also have been influenced by the elaborate Christmas displays in Chicago and Saint Louis .
Political sources used in The Wizard of Oz
Many of the events and characters of the book resemble the actual political personalities, events and ideas of the 1890s. The 1902 stage adaptation mentioned, by name, President Theodore Roosevelt, oil magnate John D. Rockefeller, and other political celebrities. (No one is mentioned by name in the book.) Even the title has been interpreted as alluding to a political reality: oz. is an abbreviation for ounce, a unit familiar to those who fought for a 16 to 1 ounce ratio of silver to gold in the name of bimetallism, though Baum stated he got the name from a file cabinet labeled A-N and O-Z.
The book opens not in an imaginary place but in real life Kansas, which in the 1890s was well-known for the hardships of rural life, and for destructive cyclones. The Panic of 1893 caused widespread distress in rural America. Dorothy is swept away to a colorful land of unlimited resources that nevertheless has serious political problems. This utopia is ruled in part by people designated as Wicked. Dorothy and her cyclone kill the Wicked Witch of the East. The Witch had previously controlled the all-powerful silver slippers (which were changed to ruby in the 1939 film). The Wicked Witch of the West tries to seize the silver slippers, but cannot because they are already on Dorothy's feet. The slippers will in the end liberate Dorothy but first she must traverse the golden yellow brick road. Following the road of gold leads eventually only to the Emerald City, which may symbolize the fraudulent world of greenback paper money that only pretends to have value. Other allegorical sources of the book include:
- Dorothy, naïve, young and simple, represents the American people. She is Everyman, led astray and who seeks the way back home. She resembles the young hero of Coin's financial school, a very popular political pamphlet of 1893. Another interpretation holds that she is a representation of Theodore Roosevelt: note that the syllables "Dor-o-thy" are the reverse of the syllables "The-o-dore."
- The cyclone was used in the 1890s as a metaphor for a political revolution that will transform the drab country into a land of color and unlimited prosperity. The cyclone was used by editorial cartoonists of the 1890s to represent political upheaval.
- Historians and economists who read the original 1900 book as a political allegory interpret the Tin Woodman as the dehumanized industrial worker, badly mistreated by the Wicked Witch of the East who rules Munchkin Country before the cyclone creates a political revolution and kills her. The Woodman is rusted and helpless—ineffective until he starts to work together with the Scarecrow (the farmer), in a Farmer-Labor coalition that was much discussed in the 1890s, which culminated in the successful Farmer-Labor Party in Minnesota and its eventual merger with the Minnesota Democratic Party to form the Minnesota Democratic-Farmer-Labor Party in 1944.
- The Munchkins are the little people — ordinary citizens. This 1897 Judge cartoon shows famous politicians as little people after they were on the losing side in the election. However, in Oz the Munchkins are all dressed similarly in blue, unlike these caricatures.
- Cyclone as metaphor for political revolution; the Aunt-Em-type farm woman is labelled 'Democratic Party'; Puck 1894
- Denslow's drawing of scarecrow hung up on pole and helpless, from in 1st edition of book, 1900 Denslow's drawing of scarecrow hung up on pole and helpless, from in 1st edition of book, 1900
- July 1896 Puck cartoon shows farmer hung up on pole and helpless.
- Munchkins are the Little People as shown in this 1896 Judge cartoon; the Yellow Kid (center) was one the first color comic strip characters. Munchkins are the Little People as shown in this 1896 Judge cartoon; the Yellow Kid (center) was one the first color comic strip characters.
Historian approach to the book
Among those historians and economists who support the approach that ‘‘The Wizard of Oz’’ is based on political symbolism of the 1890s the most widely accepted approach was published in 1964, when a high school history teacher named Henry Littlefield used the characters and events of The Wizard of Oz as metaphors to teach historical concepts. Together with his students, Littlefield drew parallels between historical events and events in the book, and eventually published these parallels in an article in the 1964 American Quarterly scholarly journal . Over the years, the idea captured the attention of many cartoonists, editorial writers, scholars, historians, economists, writers and journalists. Several writers expanded upon Littlefield's parallels, and soon the allegory was being analyzed in scholarly articles and textbooks in economics and history. The cartoons shown in this article prove that political cartoonists before 1900 used cyclones, farm wives, witches, scarecrows, dogs, lions and monkeys, etc. as political allegories. Baum and Denslow had recently seen these — Puck and Judge were the most popular cartoon magazines of the day — and it seems likely they drew their inspiration from them. Editorial cartoonists have made heavy use of Oz imagery in political cartoons, as the Rogers 1906 cartoon of Hearst, and the 1947 Berryman editorial cartoon proves.
- Cartoonist Rogers in 1906 sees the political uses of Oz: he depicts William Randolph Hearst as Scarecrow stuck in his own Ooze in Harper's Weekly Cartoonist Rogers in 1906 sees the political uses of Oz: he depicts William Randolph Hearst as Scarecrow stuck in his own Ooze in Harper's Weekly
- Berryman's 1947 editorial cartoon uses scarecrow as political symbol; it closely resembles Denslow's drawings. Berryman's 1947 editorial cartoon uses scarecrow as political symbol; it closely resembles Denslow's drawings.
Additional sources
- The Tin Man was a common feature in political cartoons and in advertisements in the 1890s. Indeed, he had been part of European folk art for 300 years.
- The oil needed by the Tin Woodman had a political dimension at the time because Rockefeller's Standard Oil Company stood accused of being a monopoly (and in fact was later found guilty by the Supreme Court.) In the 1902 stage adaptation the Tin Woodman wonders what he would do if he ran out of oil. "You wouldn't be as badly off as John D. Rockefeller," the Scarecrow responds, "He'd lose six thousand dollars a minute if that happened." (Swartz, Oz p 34).
- The lion that Dorothy, Scarecrow and Tin-Man encounter in the enchanted forest may be a reference to William Jennings Bryan, the Democratic candidate for president in 1896. Cartoons often portrayed leading politicians as lions, and Bryan was described as having a great roar with no bite. People asked in early 1900, when the book was written, if he had the courage to oppose the McKinley Administration.
- The wicked witch of the east could be a reference to bankers and brokers on Wall Street; Baum's depiction of them is that they were ruthless, savage capitalists whose sole interest was to disown the yeomanry of their land. In turn, the wicked witch of the west may be a reference to the west-coast counterpart or (as was more likely the case) the consistent drought that plagued land out west in the 1890s, since all that is needed to quell her is water. The good witches of the south and north likely represent the southern and northern electoral mandate; that is, Baum's desire to see the agrarian south and the industrial north vote in harmony (i.e. for William Jennings Bryan) and drive out President William McKinley.
- In 1900 by far the most famous farmer in America was Henry Wallace, editor of the leading farm magazine. Everyone called him "Uncle Henry."
- Aunt Em is a matter of some dispute. Baum did have an Aunt M, Matilda Joslyn Gage,* (Matilda Joslyn Gage was Baum's mother-in-law NOT aunt) who was a leader of the woman suffrage movement, but nothing about the book's character suggests suffrage interests.
- The Emerald City looks like a greenback version of the national capital, and is modeled after the Chicago World's Fair of 1893, officially named World's Columbian Exposition, which dazzled millions as "The Great White City." It is "emerald" only because those in it wear green glasses and hence think it is made of a green jewel; just as paper greenbacks have value only because people pretend that it has value. The poppies which surround the Emerald City are likely a reference to the opium poppies and the Boxer rebellion of 1899.
- Monkeys were used in cartoons to ridicule politicians. The Winged Monkeys may play a role similar to the hired Pinkerton agents who worked for the Trusts and hounded labor unions. Alternatively, if the Wicked Witch of the West is thought of as the actual American West, monkeys could represent another western danger: Native Americans.
- Politicians of the era often talked about wizards. For example, one senator debating the gold and silver issue in early 1900 said, “We all know of the performances of the world’s magicians, but it has remained for the Wizard of Missouri to wave his magic wand or his magic head and double the price of the silver of the world.” Baum may have turned the Wizard of Missouri into the Wizard of Oz, who frightened people with his giant magic head.
- President McKinley was often called a "wizard" for his political skills. The Wizard of Oz seems to be the president of the Land of Oz. The "man behind the curtain" could be a reference to automated store window displays of the sort famous at Christmas season in big city department stores; many people watching the fancy clockwork motions of animals and manikins thought there must be an operator behind the curtain pulling the levers to make them move. (Baum was the editor of the trade magazine read by window dressers.)
- Dogs were often used in political cartoons to represent politicians or parties. Perhaps “Toto” is a play on the word teetotaler, and represents the Prohibitionists of the era, who were aligned with William Jennings Bryan in the 1896 and 1900 elections.
- In some instances Theodore Roosevelt was thought of as the Wizard.
Further reading
- A history of the debate
- David Parker's article "The Rise and Fall of The Wonderful Wizard of Oz as a 'Parable on Populism'"; also in the Journal of the Georgia Association of Historians, vol. 15 (1994), pp. 49-63
- Littlefield's 1992 article on the subject
- Collection of material relating to Oz as a political allegory
- The Fable of the Allegory: The Wizard of Oz in Economics, 2002 Review of the above and the academic context from the Journal of Economic Education.
- Oz as a spiritual allegory
- Rockoff, Hugh. "The 'Wizard of Oz' as a Monetary Allegory," Journal of Political Economy 98 (1990): 739-60.
For the best exploration of the allegories in the book see the full-length scholarly book by an economics professor: The Historian's Wizard of Oz — Reading L. Frank Baum's Classic as a Political and Monetary Allegory, edited by Ranjit S. Dighe, Praeger Publishers, Westport, Connecticut 2002.
Stage and screen adaptations
The earliest musical version of the book was produced by Baum and Denslow in Chicago in 1902, and moved to New York in 1903. It used the same characters, and was aimed more at adult audiences. It had a long, successful run on Broadway. Baum added numerous additional political references to the script. For example, his actors specifically mention President Theodore Roosevelt, Senator Mark Hanna, and John D. Rockefeller by name. (Swartz, Before the Rainbow, pp 34, 47, 56) The most famous adaptation is the 1939 film The Wizard of Oz featuring Judy Garland as Dorothy. Strong new political elements were added. The Wicked Witch of the West is shown as the same as the evil landowner in the opening scene who is trying to destroy Toto, while the Wizard is portrayed less as a humbug than as psychologically perceptive and helpful. The Wiz was a Broadway hit musical with an all-black cast emphasizing the liberation from slavery. It was later made into a 1978 movie directed by Sidney Lumet and starring Diana Ross as Dorothy and Michael Jackson as the Scarecrow.
References
- Clanton, Gene. Populism: The Humane Preference in America, 1890-1900 (1991)
- Culver, Stuart. "Growing Up in Oz." American Literary History 4 (1992) 607-28. in JSTOR
- Culver, Stuart. "What Manikins Want: The Wonderful Wizard of Oz and The Art of Decorating Dry Goods Windows and Interiors", Representations, 21 (1988) 97-116.
- Dighe, Ranjit S. ed. The Historian's Wizard of Oz: Reading L. Frank Baum's Classic as a Political and Monetary Allegory (2002)
- Erisman, Fred. "L. Frank Baum and the Progressive Dilemma" in American Quarterly Vol. 20, No. 3 (Autumn, 1968), pp. 616-623 online at JSTOR
- Gardner, Todd. "Responses to Littlefield" (2004), online
- Geer, John G. and Thomas R. Rochon, "William Jennings Bryan on the Yellow Brick Road," Journal of American Culture (Winter, 1993)
- Gilead, Sarah. "Magic Abjured: Closure in Children's Fantasy Fiction" in PMLA Vol. 106, No. 2 (Mar., 1991), pp. 277-293 in JSTOR
- Hearn, Michael Patrick (ed). The Annotated Wizard of Oz. (2000, 1973)
- Jensen, Richard. The Winning of the Midwest: Social and Political Conflict, 1888-1896 (1971), ch. 10.
- Karp, Andrew. Utopian Tension in L. Frank Baum's Oz in Utopian Studies, 1998
- Kim, Helen M. "Strategic Credulity: Oz as Mass Cultural Parable" in Cultural Critique No. 33 (Spring, 1996), pp. 213-233 online at JSTOR
- Leach, William. Land of Desire: Merchants, Power, and the Rise of a New American Culture (1993), pp. 248-260.
- Littlefield, Henry. "The Wizard of Oz: Parable on Populism." American Quarterly. v. 16, 3, Spring 1964, 47-58. online version
- Littlefield, Henry M. "The Wizard of Oz: Parable on Populism" American Quarterly Vol. 16, No. 1 (Spring, 1964), pp. 47-58 in JSTOR
- Nesbet, Anne. "In Borrowed Balloons: The Wizard of Oz and the History of Soviet Aviation" in The Slavic and East European Journal> Vol. 45, No. 1 (Spring, 2001), pp. 80-95 online at JSTOR
- Riley, Michael O. (1997) Oz and Beyond: The Fantasy World of L. Frank Baum. University of Kansas Press ISBN 0-7006-0832-X
- Ritter, Gretchen. Goldbugs and Greenbacks: The Anti-Monopoly Tradition and the Politics of Finance in America (1997)
- Ritter, Gretchen. "Silver slippers and a golden cap: L. Frank Baum's The Wonderful Wizard of Oz and historical memory in American politics." Journal of American Studies (August 1997) vol. 31, no. 2, 171-203.
- Rockoff, Hugh. "The 'Wizard of Oz' as a Monetary Allegory," Journal of Political Economy 98 (1990): 739-60 online at JSTOR
- Swartz, Mark Evan. Oz Before the Rainbow: L. Frank Baum's "The Wonderful Wizard of Oz" on Stage and Screen to 1939 (2000).
- Velde, Francois R. "Following the Yellow Brick Road: How the United States Adopted the Gold Standard" Economic Perspectives. Volume: 26. Issue: 2. 2002. also online here
- Ziaukas, Tim. "100 Years of Oz: Baum's 'Wizard of Oz' as Gilded Age Public Relations" in Public Relations Quarterly, Fall 1998
External links
- The Wonderful Wizard of Oz at Project Gutenberg
- Pros and cons of Oz as an allegory
- copy of Hugh Rockoff, "The 'Wizard of Oz' as a Monetary Allegory," Journal of Political Economy 98 (1990): 739-60
- David B. Parker, “The Rise and Fall of The Wonderful Wizard of Oz as a "Parable on Populism’” (1994)