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A puppet state, puppet régime, puppet government or dummy government is a state that is de jure independent but de facto completely dependent upon an outside power and subject to its orders. Puppet states have nominal sovereignty, except that a foreign power effectively exercises control through economic or military support. By leaving a local government in existence the outside power evades all responsibility, while at the same time successfully paralysing the local government they tolerate.

Puppet states differ from allies, who choose their actions of their own initiative or in accordance with treaties they have voluntarily entered. Puppet states are forced into legally endorsing actions already taken by a foreign power.

Characteristics

Puppet states are "endowed with the outward symbols of authority", such as a name, flag, anthem, constitution, law codes, motto, and government, but in reality are appendages of another state which creates, sponsors or otherwise controls the puppet government. International law does not recognise occupied puppet states as legitimate.

Puppet states can cease to be puppets through:

  • military defeat of the "master" state (as in Europe and Asia in 1945),
  • absorption into the master state (as in the early Soviet Union),
  • achievement of independence

Terminology

The term is a metaphor which compares a state or government to a puppet controlled by a puppeteer with strings. The first recorded use of the term "puppet government" was in 1884, in reference to the Khedivate of Egypt.

In the Middle Ages, vassal states existed based on delegation of the rule of a country by a king to noble men of lower rank. Since the Peace of Westphalia of 1648, the concept of a nation came into existence where sovereignty was connected more to the people who inhabited the land than to the nobility who owned the land.

An earlier similar concept is suzerainty, the control of the external affairs of one state by another.

Nineteenth-century examples

French revolutionary and Napoleonic clients

The First French Empire and its satellite states in 1812

The Batavian Republic was established in the Netherlands under French revolutionary protection.

In Italy, the French First Republic encouraged a proliferation of small republics in the late 18th and early 19th centuries, known as sister republics.

In Eastern Europe, Napoleon's First French Empire established the Polish client state of the Duchy of Warsaw.

British Empire

Map of the British Indian Empire, with princely states in yellow

In 1896, Britain established a state in Zanzibar.

Early twentieth-century examples

Main article: List of World War I puppet states

Established by the German Empire

By others

World War II

Imperial Japan

Further information: Axis powers of World War II, Collaboration with Imperial Japan, and List of WWII puppet states

During Japan's imperial period, and particularly during the Pacific War (parts of which are considered the Pacific theatre of World War II), the Imperial Japanese government established a number of dependent states.

Nominally sovereign states

Location of Manchukuo (red) within Imperial Japan's sphere of influence
Wang Jingwei receiving German diplomats as head of state of the Reorganised Nationalist Government of the Republic of China in 1941
In China
  • Manchukuo Manchukuo (1932–1945) – Set up in Manchuria under the leadership of the last Chinese Emperor, Puyi
  • North Shanxi Autonomous Government (1937–1939) – Formed in northern Shanxi with its capital at Datong on October 15, 1937. The state was then merged into Menjiang along with the South Chahar Autonomous Government and the Mongol United Autonomous Government.
  • South Chahar Autonomous Government (1937–1939) – Formed in South Chahar with its capital at Kalgan (modern day Zhangjiakou) on September 4, 1937. The state was merged with the North Shanxi Autonomous Government as well as the Mongol United Autonomous Government to create Mengjiang.
  • Mongol Military Government (1936–1937) and Mongol United Autonomous Government (1937–1939) – Established in Inner Mongolia as puppet states with local collaborators. This state formed the large basis of what was to become Mengjiang.
  • Mengjiang Mengjiang (1936–1945) – Set up in Inner Mongolia on May 12, 1936, as the Mongol Military Government was renamed in October 1937 as the Mongol United Autonomous Government. On September 1, 1939, the predominantly Han Chinese governments of the South Chahar and North Shanxhi Autonomous Governments were merged with the Mongol Autonomous Government, creating the new Mengjiang United Autonomous Government. All of these were headed by De Wang.
  • East Hebei Autonomous Council (1935–1938) – A state in northeast China
  • Great Way (Dadao) Government (1937–1938) – A short-lived regime based in Shanghai. This provisional government was established as a preliminary collaboration state as the Japanese took control of all of Shanghai and advanced towards Nanjing. This was then merged with the Reformed Government of China as well as the Provisional Government of China into the Reorganised Nationalist Government of the Republic of China under the leadership of Wang Jingwei.
  • Reformed Government of the Republic of China (1938–1940) – First regime established in Nanjing after the Battle of Nanjing. Later fused into the Provisional Government of China
  • Provisional Government of China (1937–1940) – Incorporated into the Nanjing Nationalist Government on March 30, 1940
  • Reorganised Nationalist Government of the Republic of China (1940–1945) – Established in Nanjing under the leadership of Wang Jingwei

Nazi Germany and Fascist Italy

Further information: Axis powers of World War II and Collaboration with Nazi Germany and Fascist Italy
German-occupied Europe at the height of the Axis conquests in 1942

Several European governments under the domination of Germany and Italy during World War II have been described as "puppet régimes". The formal means of control in occupied Europe varied greatly. These states fall into several categories.

Existing states in alliance with Germany and Italy

Existing states under German or Italian rule

New states formed to reflect national aspirations

States and governments under the control of Germany and Italy

Italian Social Republic

  • Italian Social Republic Italian Social Republic (1943–1945, known also as the Republic of Salò) – General Pietro Badoglio and King Victor Emmanuel III withdrew Italy from the Axis powers and moved the government to Southern Italy, already controlled by the Allies. In response, the Germans occupied Northern Italy and founded the Italian Social Republic (Repubblica Sociale Italiana or RSI) with Benito Mussolini as its "Head of State" and "Minister of Foreign Affairs". While the RSI government had some trappings of an independent state, it was completely dependent both economically and politically on Germany.

British examples during and after World War II

Further information: Allies of World War II and List of World War II puppet states

The Axis demand for oil and the concern of the Allies that Germany would look to the oil-rich Middle East for a solution, caused the invasion of Iraq by the United Kingdom and the invasion of Iran by the UK and the Soviet Union. Pro-Axis governments in both Iraq and Iran were removed and replaced with Allied-dominated governments.

  • Kingdom of Iraq Kingdom of Iraq (1941–1947) – Iraq was important to the United Kingdom because of its position on the route to India. Iraq also could provide strategic oil reserves. But due to the UK's weakness early in the war, Iraq backed away from the pre-war Anglo-Iraqi Alliance. On 1 April 1941, the Hashemite monarchy in Iraq was overthrown by a pro-German coup d'état under Rashid Ali. The Rashid Ali regime began negotiations with the Axis powers and military aid was quickly sent to Mosul via Vichy French-controlled Syria. The Germans provided a squadron of twin-engine fighters and a squadron of medium bombers. The Italians provided a squadron of biplane fighters. In mid-April 1941, a brigade of the 10th Indian Infantry Division landed at Basra (Operation Sabine). On 30 April, British forces at RAF Habbaniya were besieged by a numerically inferior Iraqi force. On 2 May, the British launched pre-emptive airstrikes against the Iraqis and the Anglo-Iraqi War began. By the end of May, the siege of RAF Habbaniya was lifted, Fallujah was taken, Baghdad was surrounded by British forces, and the pro-German government of Rashid Ali collapsed. Rashid Ali and his supporters fled the country. The Hashemite monarchy under King Faisal II was restored, and declared war on the Axis powers in January 1942. British and Commonwealth forces remained in Iraq until 26 October 1947.
  • Imperial State of Iran (1941–1943) – German workers in Iran caused both the UK and the Soviet Union to question Iran's neutrality. In addition, Iran's geographical position was important to the Allies. As a result, the Anglo-Soviet invasion of Iran (Operation Countenance) was launched in August 1941. The following month, Reza Shah Pahlavi was forced to abdicate his throne and went into exile. He was replaced by his son Mohammad Reza Pahlavi, who was willing to declare war on the Axis powers. By January 1942, the UK and the Soviet Union agreed to end their occupation of Iran six months after the end of the war.

Soviet examples after 1939

Main article: Soviet satellite states

Puppet states later absorbed into the Soviet Union

Map of the Finnish Democratic Republic (1939–40), a short-lived puppet state of the Soviet Union. Green indicates the area that the Soviet Union planned to cede to the Finnish Democratic Republic, and red the areas ceded to the Soviets.
  • Tuvan People's Republic Tuvan People's Republic (1921–1944) – Achieved independence from China by means of local nationalist revolutions only to come under the domination of the Soviet Union in the 1920s. In 1944, Tannu Tuva was absorbed into the USSR.
  • Finnish Democratic Republic (1939–1940) – The Finnish Democratic Republic was a short-lived republic in the parts of Finland that were occupied by the Soviet Union during the Winter War. It was also known as the "Terijoki Government", as Terijoki was the first town captured by the Soviets. The Finnish Democratic Republic was intended to govern Finland after Soviet conquest.
  • Latvian Soviet Socialist Republic Latvian Soviet Socialist Republic (1940) – In June 1940, the Republic of Latvia was occupied by the Soviet Union and in July a government proclaimed Soviet power. In August 1940, Latvia was illegally annexed by the USSR.
  • Lithuanian Soviet Socialist Republic Lithuanian Soviet Socialist Republic (1940) – In June 1940, the Republic of Lithuania was occupied by the Soviet Union and in July a government proclaimed Soviet power. In August 1940, Lithuania was illegally annexed by the USSR.
  • Estonian Soviet Socialist Republic Estonian Soviet Socialist Republic (1940) – In June 1940, the Republic of Estonia was occupied by the Soviet Union and in July a government proclaimed Soviet power. In August 1940, Estonia was illegally annexed by the USSR.

Soviet satellite states in Eastern Europe

As Soviet forces prevailed over the German Army on the Eastern Front during World War II, the Soviet Union supported the creation of communist governments throughout Eastern Europe. Specifically, the People's Republics in Poland, Romania, Czechoslovakia, Bulgaria, Hungary, and Albania were dominated by the Soviet Union. While all of these People's Republics did not "officially" take power until after WWII ended, they all have roots in pro-communist wartime governments.

Soviet puppet states in Central Asia

Other states under Soviet influence

Yugoslavia was a communist state closely linked to the Soviet Union, but Yugoslavia retained autonomy within its own borders. After the Tito–Stalin split in 1948, the relationship between the two countries deteriorated significantly. Yugoslavia was expelled from the international organisations of the Eastern Bloc. After Stalin's death and a period of de-Stalinization by Nikita Khrushchev, peace was restored, but the relationship between the two countries was never completely mended. Yugoslavia continued to pursue independent policies and became the founding member of the Non-Aligned Movement.

The Soviet Union continued to exert some influence over the People's Republic of China before the Sino-Soviet split in 1961. Some other countries which once were Soviet puppet governments included Mongolia, North Korea, North Vietnam, the reunified Vietnam and Cuba, all of which had substantial dependence on the Soviet economy, military, science, and technology. After the dissolution of the Soviet Union in 1991, most of its former satellites moved towards democratisation. Only China, Cuba, Laos, and Vietnam remain one-party communist states.

In 1992, all references to Marxism–Leninism in the constitution of North Korea were dropped by the Supreme People's Assembly and replaced with Juche. In 2009, the constitution was quietly amended to not only remove all Marxist–Leninist references from the first draft, but also drop all references to communism.

Examples before and during decolonisation

See also: Françafrique

In some cases, the process of decolonisation has been managed by the decolonising power to create a neo-colony, that is a nominally independent state whose economy and politics permits continued foreign domination. Neo-colonies are not normally considered puppet states.

Dutch East Indies

The Netherlands formed several puppet states in the former Dutch East Indies as part of its effort to quell the Indonesian National Revolution.

Congo crisis

See also: King Leopold II, Mining industry of the Democratic Republic of the Congo, and Blood diamond

Following the Belgian Congo's independence as Congo-Leopoldville in 1960, Belgian interests supported the short-lived breakaway State of Katanga (1960–1963).

East Timor

Indonesia established a Provisional Government of East Timor following its invasion of East Timor in December 1975.

South Africa's Bantustans

Map of Bantustans in South West Africa (present-day Namibia) as of 1978

During the 1970s and 1980s, four ethnic Bantustans - some of which were extremely fragmented - called "homelands" by the government of the time, were carved out of South Africa and given nominal sovereignty. Mostly Xhosa people resided in the Ciskei and Transkei, Tswana people in Bophuthatswana, and Venda people in the Venda.

The principal purpose of these states was to remove South African citizenship from the Xhosa, Tswana, and Venda peoples, and so provide grounds for denying them their democratic rights. All four Bantustans were reincorporated into a democratic South Africa on 27 April 1994, under a new constitution.

The South African authorities established ten Bantustans in South West Africa (present-day Namibia), then illegally occupied by South Africa, in the late 1960s and early 1970s in accordance with the Odendaal Commission. Three of them were granted self-rule. These Bantustans were replaced with separate ethnicity-based governments in 1980.

Post-Cold War examples

Republic of Kuwait

The Republic of Kuwait was a short-lived pro-Iraqi state in the Persian Gulf that only existed three weeks before it was annexed by Iraq in 1990.

Republic of Serbian Krajina

The Republic of Serbian Krajina was a self-proclaimed territory ethnically cleansed by Serbian forces during the Croatian War (1991–95). It was completely dependent on the Serbian regime of Slobodan Milošević, and was not recognised internationally.

Recent and current examples

United States

  •  Republic of Iraq (Interim Government and Coalition Provisional Authority) – Critics of the Iraqi Interim Government argued that it existed only at the pleasure of the United States and other coalition countries and considered it a U.S. puppet government. This criticism was also extended to politicians active within the Interim Government, with the media suggesting that Ayad Allawi, was Washington's puppet. The CPA's economy was dominated by American influence. The CPA began to dismantle Iraq's centrally planned economy. Paul Bremer, chief executive of the CPA, planned to restructure Iraq's state owned economy with free market thinking. Bremer dropped the corporate tax rate from around 45% to a flat tax rate of 15% and allowed foreign corporations to repatriate all profits earned in Iraq. Opposition from senior Iraqi officials, together with the poor security situation, meant that Bremer's privatisation plan was not implemented during his tenure, though his orders remained in place. CPA Order 39 laid out the framework for full privatisation in Iraq and permitted 100% foreign ownership of Iraqi assets and strengthened the positions of foreign businesses and investors. Critics like Naomi Klein argued that CPA Order 39 was designed to create as favourable an environment for foreign investors as possible, which would allow U.S. corporations to dominate Iraq's economy. Also controversial was CPA Order 17 which granted all foreign contractors operating in Iraq immunity from "Iraqi legal process," effectively granting immunity from any kind of suit, civil or criminal, for actions the contractors engaged in within Iraq. CPA Order 49 also provided significant tax cuts for corporations operating within Iraq by reducing the rate from a maximum of 40% to a maximum of just 15% on income. Furthermore, corporations who collaborated with the CPA were exempted from having to pay any tax.

Armenia

  •  Artsakh – A former self-declared independent state heavily populated by Armenians, it was internationally recognised as part of Azerbaijan. Russian peacekeepers controlled the Lachin corridor that allowed traffic to reach Armenia, on which it was heavily dependent.

China

Russia

Abkhazian President Alexander Ankvab with Transnistrian President Yevgeny Shevchuk in 2013. Both Abkhazia and Transnistria have been described as puppet states of Russia.
  •  Abkhazia is considered a puppet state that is dependent on Russia. The economy of Abkhazia is heavily integrated with Russia and uses the Russian ruble as its currency. About half of Abkhazia's state budget is financed with aid money from Russia. Most Abkhazians have Russian passports. Russia maintains a 3,500-strong force in Abkhazia with its headquarters in Gudauta, a former Soviet military base on the Black Sea coast and the borders of Abkhazia are protected by Russian paratroopers.
  •  South Ossetia has declared independence but its ability to maintain independence is solely based on Russian troops deployed on its territory. As South Ossetia is landlocked between Russia and Georgia, from which it seceded, it has relied on Russia for economic and logistical support, as all of its exports and imports and air and road traffic is only with Russia. Former President of South Ossetia Eduard Kokoity claimed he would like South Ossetia eventually to become a part of the Russian Federation through reunification with North Ossetia.
  • The  Donetsk People's Republic (DPR) and the  Luhansk People's Republic (LPR) were self-proclaimed republics in eastern Ukraine following the fallout from the Euromaidan protests and widely considered to be Russian puppet states. Russia annexed the DPR and LPR on September 30, 2022, following the Russian invasion of Ukraine.
  •  Transnistria, a conservative holdover of pro-Soviet forces from the Transnistria War, is considered a puppet state sponsored by Russia.

Israel

Disputed examples

In Yemen

Map of territorial control in Yemen
  Southern Transitional Council supported by the UAE   Internationally-recognized Government of Yemen based in Saudi Arabia   Houthi-led Supreme Political Council supported by Iran   Al-Qaeda in the Arabian Peninsula and AQ-affiliated Ansar al-Sharia

Iran

Saudi Arabia

United Arab Emirates

Turkey

Belarus

United States

  •  Islamic Republic of Afghanistan – Many, including the Taliban who now comprise the country's current government, considered the former Islamic Republic of Afghanistan to have been a U.S. puppet state.

See also

References

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  2. Compare: Marek, Krystyna (1954). Identity and Continuity of States in Public International Law. Library Droz. p. 178. ISBN 9782600040440. an allegedly independent, but 'actually' dependent, i.e. puppet State .
  3. McNeely, Connie L. (1995). Constructing the Nation-state: International Organization and Prescriptive Action. Greenwood Publishing Group. p. 61. ISBN 978-0-313-29398-6. Retrieved 13 September 2017. The term 'puppet state' is used to describe nominal sovereigns under effective foreign control...
  4. Puppet government, Merriam-Webster
  5. Raič, David (2002). Statehood and the Law of Self-Determination. Kluwer Law International. p. 81. ISBN 90-411-1890-X. Retrieved 13 September 2017. In most cases, puppet States are created by the occupant during occupation of a State, for the purpose of circumventing the former's international responsibility regarding the violation of the rights of the occupied State.
  6. Lemkin, Raphaël (2008) . Axis Rule in Occupied Europe: Laws of Occupation, Analysis of Government, Proposals for Redress. The Lawbook Exchange, Ltd. p. 11. ISBN 978-1-58477-901-8. Retrieved 30 June 2019. The creation of puppet states or of puppet governments does not give them any special status under international law in the occupied territory. Therefore the puppet governments and puppet states have no greater rights in the occupied territory than the occupant himself. Their actions should be considered as actions of the occupant and hence subject to the limitations of the Hague Regulations.
  7. Shapiro, Stephen (2003). Ultra Hush-hush. Annick Press. p. 38. ISBN 1-55037-778-7. Puppet state: a country whose government is being controlled by the government of another country, much as a puppeteer controls the strings on a marionette
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Further reading

Autonomous types of first-tier subdivision administration
Federalism
Unitary state
Unions
Subordinacy
Development
See also
Categories: