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Resolvent set

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In linear algebra and operator theory, the resolvent set of a linear operator is a set of complex numbers for which the operator is in some sense "well-behaved". The resolvent set plays an important role in the resolvent formalism.

Definitions

Let X be a Banach space and let L : D ( L ) X {\displaystyle L\colon D(L)\rightarrow X} be a linear operator with domain D ( L ) X {\displaystyle D(L)\subseteq X} . Let id denote the identity operator on X. For any λ C {\displaystyle \lambda \in \mathbb {C} } , let

L λ = L λ i d . {\displaystyle L_{\lambda }=L-\lambda \,\mathrm {id} .}

A complex number λ {\displaystyle \lambda } is said to be a regular value if the following three statements are true:

  1. L λ {\displaystyle L_{\lambda }} is injective, that is, the corestriction of L λ {\displaystyle L_{\lambda }} to its image has an inverse R ( λ , L ) = ( L λ i d ) 1 {\displaystyle R(\lambda ,L)=(L-\lambda \,\mathrm {id} )^{-1}} called the resolvent;
  2. R ( λ , L ) {\displaystyle R(\lambda ,L)} is a bounded linear operator;
  3. R ( λ , L ) {\displaystyle R(\lambda ,L)} is defined on a dense subspace of X, that is, L λ {\displaystyle L_{\lambda }} has dense range.

The resolvent set of L is the set of all regular values of L:

ρ ( L ) = { λ C λ  is a regular value of  L } . {\displaystyle \rho (L)=\{\lambda \in \mathbb {C} \mid \lambda {\mbox{ is a regular value of }}L\}.}

The spectrum is the complement of the resolvent set

σ ( L ) = C ρ ( L ) , {\displaystyle \sigma (L)=\mathbb {C} \setminus \rho (L),}

and subject to a mutually singular spectral decomposition into the point spectrum (when condition 1 fails), the continuous spectrum (when condition 2 fails) and the residual spectrum (when condition 3 fails).

If L {\displaystyle L} is a closed operator, then so is each L λ {\displaystyle L_{\lambda }} , and condition 3 may be replaced by requiring that L λ {\displaystyle L_{\lambda }} be surjective.

Properties

  • The resolvent set ρ ( L ) C {\displaystyle \rho (L)\subseteq \mathbb {C} } of a bounded linear operator L is an open set.
  • More generally, the resolvent set of a densely defined closed unbounded operator is an open set.

Notes

  1. Reed & Simon 1980, p. 188.

References

  • Reed, M.; Simon, B. (1980). Methods of Modern Mathematical Physics: Vol 1: Functional analysis. Academic Press. ISBN 978-0-12-585050-6.
  • Renardy, Michael; Rogers, Robert C. (2004). An introduction to partial differential equations. Texts in Applied Mathematics 13 (Second ed.). New York: Springer-Verlag. xiv+434. ISBN 0-387-00444-0. MR2028503 (See section 8.3)

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