Misplaced Pages

A joint Politics and Economics series
Social choice and electoral systems
Social choice Mechanism design Comparative politics Comparison List (By country)
Single-winner methodsSingle vote - plurality methods First preference plurality (FPP) Two-round (US: Jungle primary) Partisan primary Instant-runoff UK: Alternative vote (AV) US: Ranked-choice (RCV) Condorcet methods Condorcet-IRV Round-robin voting Minimax Schulze Ranked pairs Maximal lottery Positional voting Plurality (el. IRV) Borda count (el. Baldwin) Antiplurality (el. Coombs) Cardinal voting Score voting Approval voting Majority judgment STAR voting
Proportional representationParty-list Apportionment Highest averages Largest remainders National remnant Biproportional List type Closed list Open list Panachage List-free PR Localized list Quota-remainder methods Hare STV Schulze STV CPO-STV Quota Borda Approval-based committees Thiele's method Phragmen's method Expanding approvals rule Method of equal shares Fractional social choice Direct representation Interactive representation Liquid democracy Fractional approval voting Maximal lottery Random ballot Semi-proportional representation Cumulative SNTV Limited voting
Mixed systemsBy results of combination Mixed-member majoritarian Mixed-member proportional By mechanism of combination Non-compensatory Parallel (superposition) Coexistence Conditional Fusion (majority bonus) Compensatory Seat linkage system UK: 'AMS' NZ: 'MMP' Vote linkage system Negative vote transfer Mixed ballot Supermixed systems Dual-member proportional Rural–urban proportional Majority jackpot By ballot type Single vote Double simultaneous vote Dual-vote
Paradoxes and pathologiesSpoiler effects Spoiler effect Cloning paradox Frustrated majorities paradox Center squeeze Pathological response Perverse response Best-is-worst paradox No-show paradox Multiple districts paradox Strategic voting Lesser evil voting Exaggeration Truncation Turkey-raising Paradoxes of majority rule Tyranny of the majority Discursive dilemma Conflicting majorities paradox
Social and collective choiceImpossibility theorems Arrow's theorem Majority impossibility Moulin's impossibility theorem McKelvey–Schofield chaos theorem Gibbard's theorem Positive results Median voter theorem Condorcet's jury theorem May's theorem Condorcet dominance theorems Harsanyi's utilitarian theorem
Politics portal Economics portal Mathematics portal
v t e

A voting system satisfies join-consistency (also called the reinforcement criterion) if combining two sets of votes, both electing A over B, always results in a combined electorate that ranks A over B. It is a stronger form of the participation criterion. Systems that fail the consistency criterion (such as Instant-runoff voting or Condorcet methods) are susceptible to the multiple-district paradox, which allows for a particularly egregious kind of gerrymander: it is possible to draw boundaries in such a way that a candidate who wins the overall election fails to carry even a single electoral district.

There are three variants of join-consistency:

1. Winner-consistency: if two districts elect the same winner A, A also wins in the combined district.
2. Ranking-consistency: if two districts rank a set of candidates exactly the same way, then the combined district returns the same ranking of all candidates.
3. Grading-consistency: if two different districts assign a candidate the same overall grade to a candidate, the overall grade for the candidate must still be the same.

A voting system is winner-consistent if and only if it is a point-summing method; in other words, it must be a positional voting system or score voting (including approval voting).

As shown below under Kemeny-Young, whether a system passes reinforcement can depend on whether the election selects a single winner or a full ranking of the candidates (sometimes referred to as ranking consistency): in some methods, two electorates with the same winner but different rankings may, when added together, lead to a different winner. Kemeny-Young is the only ranking-consistent Condorcet method, and no Condorcet method can be winner-consistent.

Examples

Copeland

This example shows that Copeland's method violates the consistency criterion. Assume five candidates A, B, C, D and E with 27 voters with the following preferences:

Now, the set of all voters is divided into two groups at the bold line. The voters over the line are the first group of voters; the others are the second group of voters.

First group of voters

In the following the Copeland winner for the first group of voters is determined.

The results would be tabulated as follows:

1. indicates voters who preferred the candidate listed in the column caption to the candidate listed in the row caption
2. indicates voters who preferred the candidate listed in the row caption to the candidate listed in the column caption

Result: With the votes of the first group of voters, A can defeat three of the four opponents, whereas no other candidate wins against more than two opponents. Thus, A is elected Copeland winner by the first group of voters.

Second group of voters

Now, the Copeland winner for the second group of voters is determined.

The results would be tabulated as follows:

Result: Taking only the votes of the second group in account, again, A can defeat three of the four opponents, whereas no other candidate wins against more than two opponents. Thus, A is elected Copeland winner by the second group of voters.

All voters

Finally, the Copeland winner of the complete set of voters is determined.

The results would be tabulated as follows:

Result: C is the Condorcet winner, thus Copeland chooses C as winner.

Instant-runoff voting

This example shows that Instant-runoff voting violates the consistency criterion. Assume three candidates A, B and C and 23 voters with the following preferences:

Now, the set of all voters is divided into two groups at the bold line. The voters over the line are the first group of voters; the others are the second group of voters.

First group of voters

In the following the instant-runoff winner for the first group of voters is determined.

B has only 2 votes and is eliminated first. Its votes are transferred to A. Now, A has 6 votes and wins against C with 4 votes.

Result: A wins against C, after B has been eliminated.

Second group of voters

Now, the instant-runoff winner for the second group of voters is determined.

C has the fewest votes, a count of 3, and is eliminated. A benefits from that, gathering all the votes from C. Now, with 7 votes A wins against B with 6 votes.

Result: A wins against B, after C has been eliminated.

All voters

Finally, the instant runoff winner of the complete set of voters is determined.

C has the fewest first preferences and so is eliminated first, its votes are split: 4 are transferred to B and 3 to A. Thus, B wins with 12 votes against 11 votes of A.

Result: B wins against A, after C is eliminated.

Conclusion

A is the instant-runoff winner within the first group of voters and also within the second group of voters. However, both groups combined elect B as the instant-runoff winner. Thus, instant-runoff voting fails the consistency criterion.

Kemeny-Young method

This example shows that the Kemeny–Young method violates the consistency criterion. Assume three candidates A, B and C and 38 voters with the following preferences:

Now, the set of all voters is divided into two groups at the bold line. The voters over the line are the first group of voters; the others are the second group of voters.

First group of voters

In the following the Kemeny-Young winner for the first group of voters is determined.

The Kemeny–Young method arranges the pairwise comparison counts in the following tally table:

The ranking scores of all possible rankings are:

Result: The ranking A > B > C has the highest ranking score. Thus, A wins ahead of B and C.

Second group of voters

Now, the Kemeny-Young winner for the second group of voters is determined.

The Kemeny–Young method arranges the pairwise comparison counts in the following tally table:

The ranking scores of all possible rankings are:

Result: The ranking A > C > B has the highest ranking score. Hence, A wins ahead of C and B.

All voters

Finally, the Kemeny-Young winner of the complete set of voters is determined.

The Kemeny–Young method arranges the pairwise comparison counts in the following tally table:

The ranking scores of all possible rankings are:

Result: The ranking B > A > C has the highest ranking score. So, B wins ahead of A and C.

Conclusion

A is the Kemeny-Young winner within the first group of voters and also within the second group of voters. However, both groups combined elect B as the Kemeny-Young winner. Thus, the Kemeny–Young method fails the reinforcement criterion.

Ranking consistency

The Kemeny-Young method satisfies ranking consistency; that is, if the electorate is divided arbitrarily into two parts and separate elections in each part result in the same ranking being selected, an election of the entire electorate also selects that ranking. In fact, it is the only Condorcet method that satisfies ranking consistency.

Informal proof

The Kemeny-Young score of a ranking ${\displaystyle {\mathcal {R}}}$ is computed by summing up the number of pairwise comparisons on each ballot that match the ranking ${\displaystyle {\mathcal {R}}}$. Thus, the Kemeny-Young score ${\displaystyle s_{V}({\mathcal {R}})}$ for an electorate ${\displaystyle V}$ can be computed by separating the electorate into disjoint subsets ${\displaystyle V=V_{1}\cup V_{2}}$ (with ${\displaystyle V_{1}\cap V_{2}=\emptyset }$), computing the Kemeny-Young scores for these subsets and adding it up:

${\displaystyle {\text{(I)}}\quad s_{V}({\mathcal {R}})=s_{V_{1}}({\mathcal {R}})+s_{V_{2}}({\mathcal {R}})}$.

Now, consider an election with electorate ${\displaystyle V}$. The premise of reinforcement is to divide the electorate arbitrarily into two parts ${\displaystyle V=V_{1}\cup V_{2}}$, and in each part the same ranking ${\displaystyle {\mathcal {R}}}$ is selected. This means, that the Kemeny-Young score for the ranking ${\displaystyle {\mathcal {R}}}$ in each electorate is bigger than for every other ranking ${\displaystyle {\mathcal {R}}'}$:

${\displaystyle {\begin{aligned}{\text{(II)}}\quad \forall {\mathcal {R}}':{}&s_{V_{1}}({\mathcal {R}})>s_{V_{1}}({\mathcal {R}}')\\{\text{(III)}}\quad \forall {\mathcal {R}}':{}&s_{V_{2}}({\mathcal {R}})>s_{V_{2}}({\mathcal {R}}')\end{aligned}}}$

Now, it has to be shown, that the Kemeny-Young score of the ranking ${\displaystyle {\mathcal {R}}}$ in the entire electorate is bigger than the Kemeny-Young score of every other ranking ${\displaystyle {\mathcal {R}}'}$:

${\displaystyle s_{V}({\mathcal {R}})\ {\stackrel {(I)}{=}}\ s_{V_{1}}({\mathcal {R}})+s_{V_{2}}({\mathcal {R}})\ {\stackrel {(II)}{>}}\ s_{V_{1}}({\mathcal {R}}')+s_{V_{2}}({\mathcal {R}})\ {\stackrel {(III)}{>}}\ s_{V_{1}}({\mathcal {R}}')+s_{V_{2}}({\mathcal {R}}')\ {\stackrel {(I)}{=}}\ s_{V}({\mathcal {R}}')\quad q.e.d.}$

Thus, the Kemeny-Young method is consistent with respect to complete rankings.

Majority Judgment

This example shows that majority judgment violates reinforcement. Assume two candidates A and B and 10 voters with the following ratings:

Now, the set of all voters is divided into two groups at the bold line. The voters over the line are the first group of voters; the others are the second group of voters.

First group of voters

In the following the majority judgment winner for the first group of voters is determined.

The sorted ratings would be as follows:

Result: With the votes of the first group of voters, A has the median rating of "Excellent" and B has the median rating of "Fair". Thus, A is elected majority judgment winner by the first group of voters.

Second group of voters

Now, the majority judgment winner for the second group of voters is determined.

The sorted ratings would be as follows:

Result: Taking only the votes of the second group in account, A has the median rating of "Fair" and B the median rating of "Poor". Thus, A is elected majority judgment winner by the second group of voters.

All voters

Finally, the majority judgment winner of the complete set of voters is determined.

The sorted ratings would be as follows:

The median ratings for A and B are both "Fair". Since there is a tie, "Fair" ratings are removed from both, until their medians become different. After removing 20% "Fair" ratings from the votes of each, the sorted ratings are now:

Result: Now, the median rating of A is "Poor" and the median rating of B is "Fair". Thus, B is elected majority judgment winner.

Conclusion

A is the majority judgment winner within the first group of voters and also within the second group of voters. However, both groups combined elect B as the Majority Judgment winner. Thus, Majority Judgment fails the consistency criterion.

Ranked Pairs

This example shows that the ranked pairs method violates the consistency criterion. Assume three candidates A, B and C with 39 voters with the following preferences:

Now, the set of all voters is divided into two groups at the bold line. The voters over the line are the first group of voters; the others are the second group of voters.

First group of voters

In the following the ranked pairs winner for the first group of voters is determined.

The results would be tabulated as follows:

The sorted list of victories would be:

Result: B > C and A > B are locked in first (and C > A can't be locked in after that), so the full ranking is A > B > C. Thus, A is elected ranked pairs winner by the first group of voters.

Second group of voters

Now, the ranked pairs winner for the second group of voters is determined.

The results would be tabulated as follows:

The sorted list of victories would be:

Result: Taking only the votes of the second group in account, A > C and C > B are locked in first (and B > A can't be locked in after that), so the full ranking is A > C > B. Thus, A is elected ranked pairs winner by the second group of voters.

All voters

Finally, the ranked pairs winner of the complete set of voters is determined.

The results would be tabulated as follows:

The sorted list of victories would be:

Result: Now, all three pairs (A > C, B > C and B > A) can be locked in without a cycle. The full ranking is B > A > C. Thus, ranked pairs chooses B as winner, which is the Condorcet winner, due to the lack of a cycle.

Conclusion

A is the ranked pairs winner within the first group of voters and also within the second group of voters. However, both groups combined elect B as the ranked pairs winner. Thus, the ranked pairs method fails the consistency criterion.

References

1. Franceschini, Fiorenzo; Maisano, Domenico A. (2022-06-01). "Analysing paradoxes in design decisions: the case of "multiple-district" paradox". International Journal on Interactive Design and Manufacturing (IJIDeM). 16 (2): 677–689. doi:10.1007/s12008-022-00860-x. ISSN 1955-2505.
2. Balinski, Michel; Laraki, Rida (2011-01-28). Majority Judgment. The MIT Press. doi:10.7551/mitpress/9780262015134.001.0001. ISBN 978-0-262-01513-4.
3. ^ Young, H. P.; Levenglick, A. (1978). "A Consistent Extension of Condorcet's Election Principle" (PDF). SIAM Journal on Applied Mathematics. 35 (2): 285–300. doi:10.1137/0135023. ISSN 0036-1399. JSTOR 2100667.

1. John H Smith, "Aggregation of preferences with variable electorate", Econometrica, Vol. 41 (1973), pp. 1027–1041.
2. D. R. Woodall, "Properties of preferential election rules", Voting matters, Issue 3 (December 1994), pp. 8–15.
3. H. P. Young, "Social Choice Scoring Functions", SIAM Journal on Applied Mathematics Vol. 28, No. 4 (1975), pp. 824–838.

• Electoral system criteria